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Disclosery

GOLDMAN CAPITAL MANAGEMENT INC

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13F filer, CIK 1277537, NEW YORK, NY

GOLDMAN CAPITAL MANAGEMENT INC reported $103,404,000 across 25 holdings for the quarter ended 2017-12-31, in a 13F-HR filed 2018-02-14. Its ten largest share positions make up 85.34% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001415889-18-000235

Period
2017-12-31
Reported value
$103M
Holdings
25
Top 10 weight
85.34%
New
5
Sold out
4

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SAFEGUARD SCIENTIFICS INCnew+190,000$2.13M
NOBILIS HEALTH CORPnew+1,565,000$2.11M
BRIDGEPOINT EDUCATION INCnew+119,115$989K
Hopto (HPTO)new+2,410,667$337K
22ND CENTY GROUP INCadded+100,000$280K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ICG GROUP INCreduced-261,282-$4.08M
CYREN LTDreduced-931,264-$2.33M
AAOIreduced-20,850-$788K
MATTERSIGHT CORPreduced-221,206-$564K
REFRreduced-475,357-$494K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2017

Share positions as resolved from 13F-HR 0001415889-18-000235, largest first. % of portfolio is the value over $103,404,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IMAGEWARE SYSTEMS INC COMIMAGEWARE SYSTEMS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 37,005,477 shares; 2016Q2: 37,013,477 shares; 2016Q3: 37,023,477 shares; 2016Q4: 36,929,477 shares; 2017Q1: 36,254,716 shares; 2017Q2: 35,874,716 shares; 2017Q3: 35,692,106 shares; 2017Q4: 35,403,106 shares 35,403,106$56.3M54.44%-289,000
ICG GROUP INCICG GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 1,024,500 shares; 2016Q2: 1,045,500 shares; 2016Q3: 1,053,000 shares; 2016Q4: 857,300 shares; 2017Q1: 744,144 shares; 2017Q2: 656,300 shares; 2017Q3: 596,782 shares; 2017Q4: 335,500 shares 335,500$5.23M5.06%-261,282
CYREN LTDCYREN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 2,317,007 shares; 2016Q2: 2,513,066 shares; 2016Q3: 2,751,768 shares; 2016Q4: 2,744,103 shares; 2017Q1: 2,566,934 shares; 2017Q2: 2,358,920 shares; 2017Q3: 2,579,920 shares; 2017Q4: 1,648,656 shares 1,648,656$4.12M3.99%-931,264
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 762,511 shares; 2016Q2: 723,154 shares; 2016Q3: 672,754 shares; 2016Q4: 658,311 shares; 2017Q1: 510,441 shares; 2017Q2: 483,869 shares; 2017Q3: 450,071 shares; 2017Q4: 425,071 shares 425,071$4.06M3.93%-25,000Timeline
MATTERSIGHT CORPMATTERSIGHT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 1,622,892 shares; 2016Q2: 1,650,692 shares; 2016Q3: 1,700,500 shares; 2016Q4: 1,616,520 shares; 2017Q1: 1,545,263 shares; 2017Q2: 1,518,533 shares; 2017Q3: 1,617,862 shares; 2017Q4: 1,396,656 shares 1,396,656$3.56M3.44%-221,206
Imageware Systems Inc. (IWS…Imageware Systems Inc. (IWSY)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 3,578 shares; 2016Q2: 3,578 shares; 2016Q3: 3,578 shares; 2016Q4: 3,578 shares; 2017Q1: 3,578 shares; 2017Q2: 3,378 shares; 2017Q3: 3,378 shares; 2017Q4: 3,378 shares 3,378$3.38M3.27%0
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 481,400 shares; 2016Q2: 488,300 shares; 2016Q3: 469,300 shares; 2016Q4: 392,500 shares; 2017Q1: 247,808 shares; 2017Q2: 189,600 shares; 2017Q3: 104,700 shares; 2017Q4: 83,850 shares 83,850$3.17M3.07%-20,850Timeline
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 200,000 shares; 2016Q4: 1,441,810 shares; 2017Q1: 2,040,000 shares; 2017Q2: 1,870,496 shares; 2017Q3: 1,884,371 shares; 2017Q4: 1,770,496 shares 1,770,496$3.17M3.06%-113,875Timeline
OPTIMIZERX CORP COMOPTIMIZERX CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 2,050,500 shares; 2016Q2: 2,110,770 shares; 2016Q3: 2,195,889 shares; 2016Q4: 2,220,500 shares; 2017Q1: 2,099,933 shares; 2017Q2: 2,246,935 shares; 2017Q3: 2,159,935 shares; 2017Q4: 1,993,044 shares 1,993,044$3.13M3.03%-166,891
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 64,770 shares; 2017Q2: 69,477 shares; 2017Q3: not reported; 2017Q4: 190,000 shares 190,000$2.13M2.06%new
NOBILIS HEALTH CORPNOBILIS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,565,000 shares 1,565,000$2.11M2.04%new
MLSSMILESTONE SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 256,766 shares; 2016Q2: 383,000 shares; 2016Q3: 573,200 shares; 2016Q4: 872,402 shares; 2017Q1: 965,810 shares; 2017Q2: 1,169,610 shares; 2017Q3: 1,409,301 shares; 2017Q4: 1,537,841 shares 1,537,841$1.81M1.76%+128,540Timeline
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 1,817,589 shares; 2016Q2: 1,914,552 shares; 2016Q3: 2,276,900 shares; 2016Q4: 2,268,000 shares; 2017Q1: 2,158,091 shares; 2017Q2: 2,088,623 shares; 2017Q3: 2,119,623 shares; 2017Q4: 1,644,266 shares 1,644,266$1.71M1.65%-475,357Timeline
MDC PARTNERS INCMDC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 361,500 shares; 2016Q2: 353,400 shares; 2016Q3: 377,900 shares; 2016Q4: 355,550 shares; 2017Q1: 286,700 shares; 2017Q2: 221,700 shares; 2017Q3: 203,700 shares; 2017Q4: 157,550 shares 157,550$1.54M1.49%-46,150
CHARLES + COLVARD LTDCHARLES + COLVARD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 1,330,670 shares; 2016Q2: 1,375,909 shares; 2016Q3: 1,557,670 shares; 2016Q4: 1,506,670 shares; 2017Q1: 1,398,670 shares; 2017Q2: 1,353,670 shares; 2017Q3: 1,353,670 shares; 2017Q4: 1,092,783 shares 1,092,783$1.48M1.43%-260,887
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 400,000 shares; 2017Q4: 500,000 shares 500,000$1.4M1.35%+100,000
DETERMINE INCDETERMINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 548,198 shares; 2016Q2: 598,660 shares; 2016Q3: 526,548 shares; 2016Q4: 533,855 shares; 2017Q1: 504,539 shares; 2017Q2: 515,446 shares; 2017Q3: 547,690 shares; 2017Q4: 665,298 shares 665,298$1.2M1.16%+117,608
Deep Down IncDeep Down IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 1,287,000 shares; 2016Q2: 1,352,040 shares; 2016Q3: 1,467,040 shares; 2016Q4: 1,161,000 shares; 2017Q1: 1,133,249 shares; 2017Q2: 855,300 shares; 2017Q3: 865,300 shares; 2017Q4: 1,162,247 shares 1,162,247$1.08M1.05%+296,947
BRIDGEPOINT EDUCATION INCBRIDGEPOINT EDUCATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 119,115 shares 119,115$989K0.96%new
Nanotech Sec Corp (NTSFF)Nanotech Sec Corp (NTSFF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 765,000 shares; 2016Q2: 867,100 shares; 2016Q3: 873,000 shares; 2016Q4: 810,000 shares; 2017Q1: 800,000 shares; 2017Q2: 720,000 shares; 2017Q3: 524,000 shares; 2017Q4: 498,500 shares 498,500$573K0.55%-25,500
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: 620,600 shares; 2016Q3: 648,186 shares; 2016Q4: 601,000 shares; 2017Q1: 801,000 shares; 2017Q2: 501,000 shares; 2017Q3: 1,301,000 shares; 2017Q4: 801,000 shares 801,000$417K0.4%-500,000
Hopto (HPTO)Hopto (HPTO)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 665,690 shares; 2016Q2: 723,332 shares; 2016Q3: 401,666 shares; 2016Q4: 30,000 shares; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 2,410,667 shares 2,410,667$337K0.33%new
TRINITY BIOTECH PLCTRINITY BIOTECH PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 396,690 shares; 2016Q2: 415,690 shares; 2016Q3: 408,190 shares; 2016Q4: 262,190 shares; 2017Q1: 164,190 shares; 2017Q2: 96,500 shares; 2017Q3: 84,500 shares; 2017Q4: 46,000 shares 46,000$235K0.23%-38,500
PUREPURE BIOSCIENCE INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 772,233 shares; 2016Q2: 1,009,184 shares; 2016Q3: 879,184 shares; 2016Q4: 436,528 shares; 2017Q1: 393,250 shares; 2017Q2: 163,884 shares; 2017Q3: 163,884 shares; 2017Q4: 163,884 shares 163,884$156K0.15%0Timeline
CHRISTOPHER + BANKS CORPCHRISTOPHER + BANKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 100,000 shares 100,000$127K0.12%new

Sold out in Q4 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
Digiliti Money Group (DGLT)…Digiliti Money Group (DGLT) (fka …30,000$95Kshares
CXDOCREXENDO INC28,000$46Kshares
BACTERIN INTL HLDGS INCBACTERIN INTL HLDGS INC43,000$31Kshares
PIVOTAL THERAPEUTICS INCPIVOTAL THERAPEUTICS INC437,166$0shares

How Q4 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001415889-18-000235 base2018-02-14acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001415889-18-000235 Quarter ended 2017-12-312018-02-14acceptance time not in the bulk data set
13F-HR 0001415889-17-001764 Quarter ended 2017-09-302017-11-09acceptance time not in the bulk data set
13F-HR 0001415889-17-001384 Quarter ended 2017-06-302017-08-14acceptance time not in the bulk data set
13F-HR 0001415889-17-000714 Quarter ended 2017-03-312017-05-09acceptance time not in the bulk data set
13F-HR 0001415889-17-000109 Quarter ended 2016-12-312017-01-19acceptance time not in the bulk data set
13F-HR 0001415889-16-007319 Quarter ended 2016-09-302016-10-31acceptance time not in the bulk data set
13F-HR 0001415889-16-006625 Quarter ended 2016-06-302016-07-29acceptance time not in the bulk data set
13F-HR 0001415889-16-005885 Quarter ended 2016-03-312016-05-13acceptance time not in the bulk data set
13F-HR 0001415889-16-004788 Quarter ended 2015-12-312016-02-16acceptance time not in the bulk data set
13F-HR 0001415889-15-003466 Quarter ended 2015-09-302015-10-21acceptance time not in the bulk data set
13F-HR 0001415889-15-002499 Quarter ended 2015-06-302015-07-30acceptance time not in the bulk data set
13F-HR 0001415889-15-001459 Quarter ended 2015-03-312015-04-29acceptance time not in the bulk data set
13F-HR 0001415889-15-000497 Quarter ended 2014-12-312015-02-12acceptance time not in the bulk data set
13F-HR 0001415889-14-003414 Quarter ended 2014-09-302014-11-12acceptance time not in the bulk data set
13F-HR/A 0001415889-14-003026 Quarter ended 2014-06-302014-10-08acceptance time not in the bulk data set
13F-HR 0001277537-14-000007 Quarter ended 2014-06-302014-08-18acceptance time not in the bulk data set
13F-HR 0001277537-14-000006 Quarter ended 2014-03-312014-05-14acceptance time not in the bulk data set
13F-HR 0001277537-14-000002 Quarter ended 2013-12-312014-02-18acceptance time not in the bulk data set
13F-HR 0001277537-13-000021 Quarter ended 2013-09-302013-11-15acceptance time not in the bulk data set
13F-HR 0001277537-13-000018 Quarter ended 2013-06-302013-08-07acceptance time not in the bulk data set