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Disclosery

GOLDMAN CAPITAL MANAGEMENT INC

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13F filer, CIK 1277537, NEW YORK, NY

GOLDMAN CAPITAL MANAGEMENT INC reported $115,295,000 across 27 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-01-19. Its ten largest share positions make up 88.82% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001415889-17-000109

Period
2016-12-31
Reported value
$115M
Holdings
27
Top 10 weight
88.82%
New
1
Sold out
5

Largest buys vs the previous quarter

SecurityShares changeApprox. value
APPSadded+1,241,810$844K
MLSSadded+299,202$419K
BIOCEPT INCnew+225,000$176K
Izea Inc (IZEA)added+19,690$88.8K
MOSYS INC COMadded+143,500$33.1K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ICG GROUP INCreduced-195,700-$2.74M
AAOIreduced-76,800-$1.8M
TRINITY BIOTECH PLCreduced-146,000-$1.01M
WESTMORELAND COAL CO XXXexited-77,500-$687K
Deep Down Increduced-306,040-$428K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0001415889-17-000109, largest first. % of portfolio is the value over $115,295,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IMAGEWARE SYSTEMS INC COMIMAGEWARE SYSTEMS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 37,005,477 shares; 2016Q2: 37,013,477 shares; 2016Q3: 37,023,477 shares; 2016Q4: 36,929,477 shares 36,929,477$49.1M42.6%-94,000
ICG GROUP INCICG GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,024,500 shares; 2016Q2: 1,045,500 shares; 2016Q3: 1,053,000 shares; 2016Q4: 857,300 shares 857,300$12M10.41%-195,700
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 481,400 shares; 2016Q2: 488,300 shares; 2016Q3: 469,300 shares; 2016Q4: 392,500 shares 392,500$9.2M7.98%-76,800Timeline
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 762,511 shares; 2016Q2: 723,154 shares; 2016Q3: 672,754 shares; 2016Q4: 658,311 shares 658,311$8.36M7.25%-14,443Timeline
MATTERSIGHT CORPMATTERSIGHT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,622,892 shares; 2016Q2: 1,650,692 shares; 2016Q3: 1,700,500 shares; 2016Q4: 1,616,520 shares 1,616,520$5.98M5.19%-83,980
CYREN LTDCYREN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,317,007 shares; 2016Q2: 2,513,066 shares; 2016Q3: 2,751,768 shares; 2016Q4: 2,744,103 shares 2,744,103$5.9M5.12%-7,665
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,817,589 shares; 2016Q2: 1,914,552 shares; 2016Q3: 2,276,900 shares; 2016Q4: 2,268,000 shares 2,268,000$4.13M3.58%-8,900Timeline
Imageware Systems Inc. (IWS…Imageware Systems Inc. (IWSY)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,578 shares; 2016Q2: 3,578 shares; 2016Q3: 3,578 shares; 2016Q4: 3,578 shares 3,578$3.58M3.1%0
MDC PARTNERS INCMDC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 361,500 shares; 2016Q2: 353,400 shares; 2016Q3: 377,900 shares; 2016Q4: 355,550 shares 355,550$2.33M2.02%-22,350
TRINITY BIOTECH PLCTRINITY BIOTECH PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 396,690 shares; 2016Q2: 415,690 shares; 2016Q3: 408,190 shares; 2016Q4: 262,190 shares 262,190$1.81M1.57%-146,000
OPTIMIZERX CORP COMOPTIMIZERX CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,050,500 shares; 2016Q2: 2,110,770 shares; 2016Q3: 2,195,889 shares; 2016Q4: 2,220,500 shares 2,220,500$1.8M1.56%+24,611
CHARLES + COLVARD LTDCHARLES + COLVARD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,330,670 shares; 2016Q2: 1,375,909 shares; 2016Q3: 1,557,670 shares; 2016Q4: 1,506,670 shares 1,506,670$1.66M1.44%-51,000
Deep Down IncDeep Down IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,287,000 shares; 2016Q2: 1,352,040 shares; 2016Q3: 1,467,040 shares; 2016Q4: 1,161,000 shares 1,161,000$1.62M1.41%-306,040
Izea Inc (IZEA)Izea Inc (IZEA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 313,122 shares; 2016Q2: 298,773 shares; 2016Q3: 295,333 shares; 2016Q4: 315,023 shares 315,023$1.42M1.23%+19,690
MLSSMILESTONE SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 256,766 shares; 2016Q2: 383,000 shares; 2016Q3: 573,200 shares; 2016Q4: 872,402 shares 872,402$1.22M1.06%+299,202Timeline
DETERMINE INCDETERMINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 548,198 shares; 2016Q2: 598,660 shares; 2016Q3: 526,548 shares; 2016Q4: 533,855 shares 533,855$1.04M0.9%+7,307
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 620,600 shares; 2016Q3: 648,186 shares; 2016Q4: 601,000 shares 601,000$992K0.86%-47,186
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 200,000 shares; 2016Q4: 1,441,810 shares 1,441,810$980K0.85%+1,241,810Timeline
Nanotech Sec Corp (NTSFF)Nanotech Sec Corp (NTSFF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 765,000 shares; 2016Q2: 867,100 shares; 2016Q3: 873,000 shares; 2016Q4: 810,000 shares 810,000$875K0.76%-63,000
PUREPURE BIOSCIENCE INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 772,233 shares; 2016Q2: 1,009,184 shares; 2016Q3: 879,184 shares; 2016Q4: 436,528 shares 436,528$380K0.33%-442,656Timeline
BACTERIN INTL HLDGS INCBACTERIN INTL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 741,215 shares; 2016Q2: 870,320 shares; 2016Q3: 923,670 shares; 2016Q4: 682,579 shares 682,579$375K0.33%-241,091
BIOCEPT INCBIOCEPT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 225,000 shares 225,000$176K0.15%new
MOSYS INC COMMOSYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 646,136 shares; 2016Q2: 646,136 shares; 2016Q3: 616,136 shares; 2016Q4: 759,636 shares 759,636$175K0.15%+143,500
CXDOCREXENDO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 168,200 shares; 2016Q2: 195,000 shares; 2016Q3: 120,000 shares; 2016Q4: 65,000 shares 65,000$94K0.08%-55,000Timeline
Intellinetics, Inc (INLX)Intellinetics, Inc (INLX)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 50,000 shares; 2016Q3: 50,000 shares; 2016Q4: 80,000 shares 80,000$72K0.06%+30,000
Hopto (HPTO)Hopto (HPTO)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 665,690 shares; 2016Q2: 723,332 shares; 2016Q3: 401,666 shares; 2016Q4: 30,000 shares 30,000$2K<0.01%-371,666
PIVOTAL THERAPEUTICS INCPIVOTAL THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 437,166 shares; 2016Q2: 437,166 shares; 2016Q3: 437,166 shares; 2016Q4: 437,166 shares 437,166$00%0Value filed as zero, left out of ratios.

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WESTMORELAND COAL CO XXXWESTMORELAND COAL CO XXX77,500$687Kshares
Photomedex IncPhotomedex Inc181,303$234Kshares
ACUACME UTD CORP3,255$68Kshares
GSITGSI TECHNOLOGY INC13,500$64Kshares
PC TEL INCPC TEL INC9,967$53Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001415889-17-000109 base2017-01-19acceptance time not in the bulk data set