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Disclosery

FLAHERTY & CRUMRINE INC

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13F filer, CIK 1261239, Pasadena, CA

FLAHERTY & CRUMRINE INC reported $19,773,000 across 4 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-07.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-18-001962

Period
2018-09-30
Reported value
$19.8M
Holdings
4
Top 10 weight
100%
New
0
Sold out
1

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
KMIexited-792,300-$14M
BARCLAYS BANK PLC 8.125% Preduced-139,323-$3.63M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001172661-18-001962, largest first. % of portfolio is the value over $19,773,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: 462,524 shares; 2017Q1: 459,534 shares; 2017Q2: 448,039 shares; 2017Q3: 448,039 shares; 2017Q4: 448,039 shares; 2018Q1: 444,039 shares; 2018Q2: 441,039 shares; 2018Q3: 301,716 shares 301,716$7.85M39.72%-139,323
WELLS FARGO & COWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 4,950 shares; 2018Q2: 4,950 shares; 2018Q3: 4,950 shares 4,950$6.39M32.32%0
KINDER MORGAN INC DELKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: 135,000 shares; 2017Q1: 135,000 shares; 2017Q2: 135,000 shares; 2017Q3: 135,000 shares; 2017Q4: 135,000 shares; 2018Q1: 149,900 shares; 2018Q2: 149,900 shares; 2018Q3: 149,900 shares 149,900$4.98M25.21%0
WMI HOLDINGS CORPWMI HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: 391,952 shares; 2017Q1: 391,952 shares; 2017Q2: 391,952 shares; 2017Q3: 391,952 shares; 2017Q4: 391,952 shares; 2018Q1: 391,952 shares; 2018Q2: 391,952 shares; 2018Q3: 391,952 shares 391,952$545K2.76%0

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
KMIKINDER MORGAN INC DEL792,300$14Mshares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-18-001962 base2018-11-07acceptance time not in the bulk data set