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Disclosery

FLAHERTY & CRUMRINE INC

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13F filer, CIK 1261239, Pasadena, CA

FLAHERTY & CRUMRINE INC reported $37,474,000 across 5 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-07.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-17-001901

Period
2017-09-30
Reported value
$37.5M
Holdings
5
Top 10 weight
100%
New
0
Sold out
7

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ROYAL BK SCOTLND GRP PLCexited-8,400-$226K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001172661-17-001901, largest first. % of portfolio is the value over $37,474,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 792,300 shares; 2017Q1: 792,300 shares; 2017Q2: 792,300 shares; 2017Q3: 792,300 shares 792,300$15.2M40.55%0Timeline
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 462,524 shares; 2017Q1: 459,534 shares; 2017Q2: 448,039 shares; 2017Q3: 448,039 shares 448,039$11.9M31.74%0
KINDER MORGAN INC DELKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 135,000 shares; 2017Q1: 135,000 shares; 2017Q2: 135,000 shares; 2017Q3: 135,000 shares 135,000$5.7M15.2%0
CIT GROUP INC COM NEWCIT GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 87,960 shares; 2017Q1: 87,960 shares; 2017Q2: 87,960 shares; 2017Q3: 87,960 shares 87,960$4.31M11.51%0
WMI HOLDINGS CORPWMI HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 391,952 shares; 2017Q1: 391,952 shares; 2017Q2: 391,952 shares; 2017Q3: 391,952 shares 391,952$372K0.99%0

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
STANDARD CHARTERED PLCSTANDARD CHARTERED PLC27,735,000$29.7Mprincipal
HSBC HLDGS PLCHSBC HLDGS PLC18,740,000$20.2Mprincipal
STANDARD CHARTERED PLCSTANDARD CHARTERED PLC17,500,000$18.8Mprincipal
ENBRIDGE INC 6 77ENBRIDGE INC 6 7715,000,000$15.8Mprincipal
BANCO BILBAO VIZCAYA FDIC TLBANCO BILBAO VIZCAYA FDIC TL5,200,000$5.43Mprincipal
HSBC HLDGS PLCHSBC HLDGS PLC5,000,000$5.17Mprincipal
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLC8,400$226Kshares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-17-001901 base2017-11-07acceptance time not in the bulk data set