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Disclosery

FLAHERTY & CRUMRINE INC

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13F filer, CIK 1261239, Pasadena, CA

FLAHERTY & CRUMRINE INC reported $122,066,000 across 10 holdings for the quarter ended 2017-03-31, in a 13F-HR filed 2017-05-10.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-17-000987

Period
2017-03-31
Reported value
$122M
Holdings
10
Top 10 weight
100%
New
1
Sold out
1

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BARCLAYS BANK PLCexited-520,083-$13.2M
BARCLAYS BANK PLC 8.125% Preduced-2,990-$77.3K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2017

Share positions as resolved from 13F-HR 0001172661-17-000987, largest first. % of portfolio is the value over $122,066,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 792,300 shares; 2017Q1: 792,300 shares 792,300$17.2M14.11%0Timeline
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 462,524 shares; 2017Q1: 459,534 shares 459,534$11.9M9.74%-2,990
KINDER MORGAN INC DELKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 135,000 shares; 2017Q1: 135,000 shares 135,000$6.61M5.42%0
CIT GROUP INC COM NEWCIT GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 87,960 shares; 2017Q1: 87,960 shares 87,960$3.77M3.09%0
WMI HOLDINGS CORPWMI HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 391,952 shares; 2017Q1: 391,952 shares 391,952$549K0.45%0
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 8,400 shares; 2017Q1: 8,400 shares 8,400$221K0.18%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
STANDARD CHARTERED PLCSTANDARD CHARTERED PLC DEBT 7.500%12/3principal27,735,000$28.6M0
HSBC HLDGS PLCHSBC HLDGS PLC NOTE 6.875%12/3principal18,740,000$20M0
STANDARD CHARTERED PLCSTANDARD CHARTERED PLC DEBT 7.750%12/3principal17,500,000$18Mnew
ENBRIDGE INC 6 77ENBRIDGE INC 6 77 Debtprincipal15,000,000$15.2M0

Sold out in Q1 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BARCLAYS BANK PLCBARCLAYS BANK PLC520,083$13.2Mshares

How Q1 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-17-000987 base2017-05-10acceptance time not in the bulk data set