Skip to content
Disclosery

FLAHERTY & CRUMRINE INC

Follow

13F filer, CIK 1261239, Pasadena, CA

FLAHERTY & CRUMRINE INC reported $133,001,000 across 12 holdings for the quarter ended 2017-06-30, in a 13F-HR filed 2017-08-08. Its ten largest share positions make up 99.46% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-17-001513

Period
2017-06-30
Reported value
$133M
Holdings
12
Top 10 weight
99.46%
New
2
Sold out
0

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BARCLAYS BANK PLC 8.125% Preduced-11,495-$306K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2017

Share positions as resolved from 13F-HR 0001172661-17-001513, largest first. % of portfolio is the value over $133,001,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 792,300 shares; 2017Q1: 792,300 shares; 2017Q2: 792,300 shares 792,300$15.2M11.41%0Timeline
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 462,524 shares; 2017Q1: 459,534 shares; 2017Q2: 448,039 shares 448,039$11.9M8.96%-11,495
KINDER MORGAN INC DELKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 135,000 shares; 2017Q1: 135,000 shares; 2017Q2: 135,000 shares 135,000$5.85M4.4%0
CIT GROUP INC COM NEWCIT GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 87,960 shares; 2017Q1: 87,960 shares; 2017Q2: 87,960 shares 87,960$4.28M3.22%0
WMI HOLDINGS CORPWMI HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 391,952 shares; 2017Q1: 391,952 shares; 2017Q2: 391,952 shares 391,952$490K0.37%0
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 8,400 shares; 2017Q1: 8,400 shares; 2017Q2: 8,400 shares 8,400$226K0.17%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
STANDARD CHARTERED PLCSTANDARD CHARTERED PLC DEBT 7.500%12/3principal27,735,000$29.7M0
HSBC HLDGS PLCHSBC HLDGS PLC NOTE 6.875%12/3principal18,740,000$20.2M0
STANDARD CHARTERED PLCSTANDARD CHARTERED PLC DEBT 7.750%12/3principal17,500,000$18.8M0
ENBRIDGE INC 6 77ENBRIDGE INC 6 77 Debtprincipal15,000,000$15.8M0
BANCO BILBAO VIZCAYA FDIC TLBANCO BILBAO VIZCAYA FDIC TL DEBT 9.000%12/3principal5,200,000$5.43Mnew
HSBC HLDGS PLCHSBC HLDGS PLC NOTE 6.000%12/3principal5,000,000$5.17Mnew

How Q2 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-17-001513 base2017-08-08acceptance time not in the bulk data set