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Disclosery

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

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13F filer, CIK 1051042, TRAVERSE CITY, MI

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reported $274,167,000 across 123 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-01-30. Its ten largest share positions make up 32.55% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001062993-19-000402

Period
2018-12-31
Reported value
$274M
Holdings
123
Top 10 weight
32.55%
New
26
Sold out
16

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BTZadded+656,708$7.34M
WIWnew+706,203$7.17M
BGTnew+478,926$5.53M
DSLnew+217,101$3.76M
XFRAXnew+282,595$3.36M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SCHOexited-272,960-$13.5M
SCHPreduced-195,313-$10.4M
INVESCO EXCH TRD SLF IDX FDexited-373,075-$9.07M
MPTexited-447,811-$6.68M
NOKexited-1,045,700-$5.83M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2018

Share positions as resolved from 13F-HR 0001062993-19-000402, largest first. % of portfolio is the value over $274,164,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 75,677 shares; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 638,714 shares; 2018Q2: 866,387 shares; 2018Q3: 842,734 shares; 2018Q4: 1,499,442 shares 1,499,442$16.8M6.11%+656,708Timeline
FTFRANKLIN UNVL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 1,107,610 shares; 2017Q2: 1,128,325 shares; 2017Q3: 1,125,359 shares; 2017Q4: 1,130,705 shares; 2018Q1: 1,494,406 shares; 2018Q2: 1,684,657 shares; 2018Q3: 1,615,002 shares; 2018Q4: 1,755,395 shares 1,755,395$11.1M4.07%+140,393Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 651,620 shares; 2017Q2: 1,064,493 shares; 2017Q3: 329,489 shares; 2017Q4: 362,245 shares; 2018Q1: 1,182,398 shares; 2018Q2: 1,398,678 shares; 2018Q3: 1,358,822 shares; 2018Q4: 1,620,989 shares 1,620,989$9.78M3.57%+262,167
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: 472,391 shares; 2017Q3: 531,414 shares; 2017Q4: 712,052 shares; 2018Q1: 690,947 shares; 2018Q2: 690,357 shares; 2018Q3: 544,898 shares; 2018Q4: 507,541 shares 507,541$9.22M3.36%-37,357Timeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 1,374,586 shares; 2018Q2: 1,357,051 shares; 2018Q3: 1,317,173 shares; 2018Q4: 1,198,082 shares 1,198,082$8.87M3.23%-119,091Timeline
WIWWESTERN AST INFL LKD OPP & IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 2,596,718 shares; 2017Q2: 2,584,285 shares; 2017Q3: 2,187,628 shares; 2017Q4: 251,869 shares; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 706,203 shares 706,203$7.17M2.61%newTimeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 88,675 shares; 2018Q1: 108,986 shares; 2018Q2: 106,991 shares; 2018Q3: 103,354 shares; 2018Q4: 91,667 shares 91,667$7M2.55%-11,687Timeline
BWGBRANDYWINEGBL GBL INCM OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 389,261 shares; 2018Q2: 426,576 shares; 2018Q3: 495,328 shares; 2018Q4: 623,997 shares 623,997$6.48M2.36%+128,669Timeline
BRXBRIXMOR PPTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 175,342 shares; 2017Q4: 309,603 shares; 2018Q1: 447,096 shares; 2018Q2: 505,828 shares; 2018Q3: 492,820 shares; 2018Q4: 440,600 shares 440,600$6.47M2.36%-52,220Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 12,550 shares; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,110,576 shares; 2018Q1: 1,331,585 shares; 2018Q2: 1,299,252 shares; 2018Q3: 1,250,108 shares; 2018Q4: 1,416,299 shares 1,416,299$6.36M2.32%+166,191
SCHPSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 306,983 shares; 2018Q1: 322,177 shares; 2018Q2: 316,526 shares; 2018Q3: 308,987 shares; 2018Q4: 113,674 shares 113,674$6.05M2.21%-195,313Timeline
VEREIT INCVEREIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 311,800 shares; 2017Q2: 682,302 shares; 2017Q3: 712,087 shares; 2017Q4: 850,782 shares; 2018Q1: 1,079,120 shares; 2018Q2: 946,096 shares; 2018Q3: 920,862 shares; 2018Q4: 838,796 shares 838,796$6M2.19%-82,066
Sandstorm Gold LtdSandstorm Gold LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 1,507,948 shares; 2017Q2: 1,682,307 shares; 2017Q3: 1,558,627 shares; 2017Q4: 1,528,387 shares; 2018Q1: 1,518,277 shares; 2018Q2: 1,472,492 shares; 2018Q3: 1,432,980 shares; 2018Q4: 1,289,636 shares 1,289,636$5.95M2.17%-143,344
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 161,802 shares; 2018Q1: 447,172 shares; 2018Q2: 452,096 shares; 2018Q3: 447,427 shares; 2018Q4: 574,519 shares 574,519$5.9M2.15%+127,092
OMCOMNICOM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 43,815 shares; 2018Q2: 81,648 shares; 2018Q3: 84,197 shares; 2018Q4: 76,299 shares 76,299$5.59M2.04%-7,898Timeline
BGTBLACKROCK FLOATING RATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 478,926 shares 478,926$5.53M2.02%newTimeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 25,998 shares; 2017Q2: not reported; 2017Q3: 335,600 shares; 2017Q4: 850,184 shares; 2018Q1: 1,026,183 shares; 2018Q2: 1,020,552 shares; 2018Q3: 987,204 shares; 2018Q4: 1,239,806 shares 1,239,806$4.85M1.77%+252,602Timeline
PHGKONINKLIJKE PHILIPS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 84,169 shares; 2018Q2: 82,902 shares; 2018Q3: 81,321 shares; 2018Q4: 137,882 shares 137,882$4.84M1.77%+56,561Timeline
KIMKIMCO REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 363,085 shares; 2018Q2: 356,355 shares; 2018Q3: 346,885 shares; 2018Q4: 310,345 shares 310,345$4.55M1.66%-36,540Timeline
UNITI GROUP INCUNITI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 326,305 shares; 2017Q4: 323,702 shares; 2018Q1: 323,651 shares; 2018Q2: 317,485 shares; 2018Q3: 310,648 shares; 2018Q4: 274,601 shares 274,601$4.28M1.56%-36,047
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 226,256 shares; 2017Q4: 220,806 shares; 2018Q1: 134,751 shares; 2018Q2: 222,053 shares; 2018Q3: 334,604 shares; 2018Q4: 295,610 shares 295,610$4.21M1.54%-38,994
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 21,450 shares; 2017Q2: 21,617 shares; 2017Q3: 43,409 shares; 2017Q4: 43,233 shares; 2018Q1: 43,741 shares; 2018Q2: 42,888 shares; 2018Q3: 41,586 shares; 2018Q4: 36,580 shares 36,580$4.01M1.46%-5,006Timeline
WPMWHEATON PRECIOUS METALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: 348,227 shares; 2017Q3: 419,074 shares; 2017Q4: 420,689 shares; 2018Q1: 236,584 shares; 2018Q2: 228,136 shares; 2018Q3: 219,299 shares; 2018Q4: 199,248 shares 199,248$3.89M1.42%-20,051Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 241,010 shares; 2017Q2: 182,380 shares; 2017Q3: 182,189 shares; 2017Q4: 163,575 shares; 2018Q1: 143,898 shares; 2018Q2: 146,847 shares; 2018Q3: 142,414 shares; 2018Q4: 199,888 shares 199,888$3.85M1.41%+57,474Timeline
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 217,101 shares 217,101$3.76M1.37%newTimeline
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 3,486 shares; 2018Q2: 10,850 shares; 2018Q3: 10,536 shares; 2018Q4: 9,427 shares 9,427$3.52M1.28%-1,109Timeline
AQNALGONQUIN POWER & UTILITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 375,606 shares; 2018Q4: 343,924 shares 343,924$3.46M1.26%-31,682Timeline
COTT CORP QUECOTT CORP QUEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 364,951 shares; 2017Q2: 360,988 shares; 2017Q3: 356,323 shares; 2017Q4: 214,401 shares; 2018Q1: 214,728 shares; 2018Q2: 210,311 shares; 2018Q3: 231,744 shares; 2018Q4: 244,721 shares 244,721$3.41M1.24%+12,977
XFRAXBLACKROCK FLOATING RATE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 282,595 shares 282,595$3.36M1.23%newTimeline
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 53,459 shares; 2018Q2: 52,964 shares; 2018Q3: 51,789 shares; 2018Q4: 230,008 shares 230,008$3.31M1.21%+178,219
NXPINXP SEMICONDUCTORS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 42,462 shares; 2018Q4: 44,011 shares 44,011$3.23M1.18%+1,549Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 122,544 shares; 2018Q4: 111,141 shares 111,141$3.17M1.16%-11,403Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 61,337 shares; 2018Q4: 55,134 shares 55,134$3.1M1.13%-6,203Timeline
FSPFRANKLIN STR PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 600,591 shares; 2018Q2: 590,802 shares; 2018Q3: 559,300 shares; 2018Q4: 497,053 shares 497,053$3.1M1.13%-62,247Timeline
SBIWESTERN ASSET INTER MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 354,781 shares 354,781$2.96M1.08%newTimeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 45,499 shares; 2018Q3: 61,837 shares; 2018Q4: 195,555 shares 195,555$2.93M1.07%+133,718Timeline
HASIHA SUSTAINABLE INFRA CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 249,799 shares; 2017Q2: 180,846 shares; 2017Q3: 99,143 shares; 2017Q4: 91,728 shares; 2018Q1: 214,209 shares; 2018Q2: 209,162 shares; 2018Q3: 215,134 shares; 2018Q4: 151,911 shares 151,911$2.89M1.06%-63,223Timeline
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 353,776 shares; 2017Q2: 371,255 shares; 2017Q3: 363,647 shares; 2017Q4: 354,644 shares; 2018Q1: 361,802 shares; 2018Q2: 352,095 shares; 2018Q3: 364,518 shares; 2018Q4: 314,726 shares 314,726$2.89M1.05%-49,792Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 293,098 shares 293,098$2.88M1.05%new
GWRSGLOBAL WTR RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 415,191 shares; 2017Q2: 408,410 shares; 2017Q3: 399,330 shares; 2017Q4: 392,743 shares; 2018Q1: 387,984 shares; 2018Q2: 380,797 shares; 2018Q3: 377,623 shares; 2018Q4: 284,281 shares 284,281$2.88M1.05%-93,342Timeline
NUENUCOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 20,062 shares; 2018Q4: 51,668 shares 51,668$2.68M0.98%+31,606Timeline
PHPARKER-HANNIFIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 17,448 shares 17,448$2.6M0.95%newTimeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 336,818 shares; 2018Q2: 330,650 shares; 2018Q3: 321,856 shares; 2018Q4: 294,878 shares 294,878$2.59M0.94%-26,978
IEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 35,245 shares; 2017Q2: 35,245 shares; 2017Q3: 34,620 shares; 2017Q4: 34,286 shares; 2018Q1: 34,371 shares; 2018Q2: 33,581 shares; 2018Q3: 30,877 shares; 2018Q4: 23,937 shares 23,937$2.49M0.91%-6,940Timeline
MYIBLACKROCK MUNIYIELD QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 206,240 shares 206,240$2.48M0.91%newTimeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 28,750 shares; 2017Q2: 29,050 shares; 2017Q3: 29,050 shares; 2017Q4: 42,342 shares; 2018Q1: 46,687 shares; 2018Q2: 42,283 shares; 2018Q3: 37,783 shares; 2018Q4: 28,934 shares 28,934$2.42M0.88%-8,849Timeline
GREAT PANTHER MININGGREAT PANTHER MININGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 876,971 shares; 2017Q4: 4,275,365 shares; 2018Q1: 4,240,996 shares; 2018Q2: 4,163,174 shares; 2018Q3: 4,048,896 shares; 2018Q4: 3,199,264 shares 3,199,264$2.27M0.83%-849,632
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 76,282 shares; 2017Q2: 76,282 shares; 2017Q3: 76,282 shares; 2017Q4: 77,682 shares; 2018Q1: 125,782 shares; 2018Q2: 123,807 shares; 2018Q3: 124,657 shares; 2018Q4: 173,036 shares 173,036$2.16M0.79%+48,379
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 168,091 shares 168,091$2.13M0.78%new
OPPRIVERNORTH DOUBLELINE STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 118,929 shares 118,929$1.93M0.71%newTimeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 159,548 shares; 2018Q3: 164,832 shares; 2018Q4: 476,377 shares 476,377$1.84M0.67%+311,545
ESEVERSOURCE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 29,860 shares; 2017Q2: 27,366 shares; 2017Q3: 27,509 shares; 2017Q4: 27,653 shares; 2018Q1: 27,794 shares; 2018Q2: 27,954 shares; 2018Q3: 28,116 shares; 2018Q4: 28,272 shares 28,272$1.84M0.67%+156Timeline
AGIOAGIOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 29,258 shares; 2018Q3: 44,891 shares; 2018Q4: 39,738 shares 39,738$1.83M0.67%-5,153Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 2,537 shares; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,207 shares; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,353 shares; 2018Q4: 9,788 shares 9,788$1.54M0.56%+7,435Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 7,301 shares; 2017Q2: 7,301 shares; 2017Q3: 7,301 shares; 2017Q4: 7,226 shares; 2018Q1: 7,226 shares; 2018Q2: 7,181 shares; 2018Q3: 7,250 shares; 2018Q4: 7,320 shares 7,320$1.5M0.55%+70Timeline
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 33,093 shares; 2017Q2: 108,351 shares; 2017Q3: 111,423 shares; 2017Q4: 105,805 shares; 2018Q1: 122,903 shares; 2018Q2: 220,423 shares; 2018Q3: 232,511 shares; 2018Q4: 225,510 shares 225,510$1.39M0.51%-7,001Timeline
SELFGLOBAL SELF STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 918,189 shares; 2017Q2: 885,164 shares; 2017Q3: 712,921 shares; 2017Q4: 598,020 shares; 2018Q1: 564,541 shares; 2018Q2: 458,364 shares; 2018Q3: 369,452 shares; 2018Q4: 331,528 shares 331,528$1.3M0.47%-37,924Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 4 shares; 2018Q3: 4 shares; 2018Q4: 4 shares 4$1.22M0.45%0Timeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 166,293 shares; 2017Q2: 310,818 shares; 2017Q3: 297,035 shares; 2017Q4: 359,108 shares; 2018Q1: 346,783 shares; 2018Q2: 330,671 shares; 2018Q3: 315,641 shares; 2018Q4: 333,460 shares 333,460$1.22M0.45%+17,819Timeline
EVNEATON VANCE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 107,869 shares 107,869$1.22M0.44%newTimeline
EATON VANCE FLTG RATE INCOMEATON VANCE FLTG RATE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 82,010 shares 82,010$1.17M0.43%new
FASTFASTENAL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 26,557 shares; 2017Q2: 22,555 shares; 2017Q3: 22,694 shares; 2017Q4: 26,902 shares; 2018Q1: 26,137 shares; 2018Q2: 22,088 shares; 2018Q3: 26,311 shares; 2018Q4: 22,284 shares 22,284$1.17M0.42%-4,027Timeline
ZROZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 38,898 shares; 2017Q2: 38,683 shares; 2017Q3: 38,413 shares; 2017Q4: 38,023 shares; 2018Q1: 36,753 shares; 2018Q2: 36,141 shares; 2018Q3: 35,090 shares; 2018Q4: 7,573 shares 7,573$852K0.31%-27,517Timeline
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 44,264 shares; 2018Q3: 42,504 shares; 2018Q4: 33,249 shares 33,249$828K0.3%-9,255
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 7,146 shares; 2017Q2: 6,554 shares; 2017Q3: 6,588 shares; 2017Q4: 6,620 shares; 2018Q1: 6,658 shares; 2018Q2: 6,695 shares; 2018Q3: 7,435 shares; 2018Q4: 7,471 shares 7,471$824K0.3%+36Timeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 39,412 shares 39,412$808K0.29%newTimeline
GOAUETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: 60,911 shares; 2017Q3: 59,928 shares; 2017Q4: 75,364 shares; 2018Q1: 74,316 shares; 2018Q2: 73,072 shares; 2018Q3: 73,723 shares; 2018Q4: 68,129 shares 68,129$777K0.28%-5,594Timeline
SPTLSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 54,973 shares; 2017Q2: 56,996 shares; 2017Q3: 56,763 shares; 2017Q4: 124,961 shares; 2018Q1: 122,202 shares; 2018Q2: 121,413 shares; 2018Q3: 119,224 shares; 2018Q4: 21,474 shares 21,474$752K0.27%-97,750Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 46,376 shares; 2018Q2: 46,376 shares; 2018Q3: 42,776 shares; 2018Q4: 124,869 shares 124,869$749K0.27%+82,093Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 9,016 shares; 2017Q2: 9,228 shares; 2017Q3: 9,229 shares; 2017Q4: 9,119 shares; 2018Q1: 8,882 shares; 2018Q2: 8,882 shares; 2018Q3: 8,883 shares; 2018Q4: 8,133 shares 8,133$748K0.27%-750Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 12,200 shares; 2017Q2: 12,200 shares; 2017Q3: 12,200 shares; 2017Q4: 12,200 shares; 2018Q1: 12,200 shares; 2018Q2: 12,200 shares; 2018Q3: 12,200 shares; 2018Q4: 12,200 shares 12,200$726K0.26%0Timeline
MIYBLACKROCK MUNIYIELD MICH QUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 55,597 shares 55,597$691K0.25%newTimeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 13,768 shares; 2017Q2: 15,724 shares; 2017Q3: 23,712 shares; 2017Q4: 36,580 shares; 2018Q1: 47,813 shares; 2018Q2: 49,935 shares; 2018Q3: 46,305 shares; 2018Q4: 56,589 shares 56,589$670K0.24%+10,284Timeline
GRXGABELLI HEALTHCARE & WELLNESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 10,500 shares; 2018Q1: 22,988 shares; 2018Q2: 37,469 shares; 2018Q3: 37,809 shares; 2018Q4: 69,331 shares 69,331$641K0.23%+31,522Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 8,343 shares; 2017Q2: 7,689 shares; 2017Q3: 7,731 shares; 2017Q4: 7,771 shares; 2018Q1: 7,820 shares; 2018Q2: 7,871 shares; 2018Q3: 7,918 shares; 2018Q4: 7,966 shares 7,966$609K0.22%+48Timeline
GROWU S GLOBAL INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 2,401,526 shares; 2017Q2: 2,378,219 shares; 2017Q3: 2,222,875 shares; 2017Q4: 755,171 shares; 2018Q1: 732,758 shares; 2018Q2: 672,285 shares; 2018Q3: 617,292 shares; 2018Q4: 503,581 shares 503,581$554K0.2%-113,711Timeline
SPIRIT MTA REITSPIRIT MTA REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 77,673 shares 77,673$554K0.2%new
BLACKROCK STRATEGIC MUN TRBLACKROCK STRATEGIC MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 46,000 shares 46,000$548K0.2%new
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 19,911 shares 19,911$510K0.19%new
BLACKROCK MUN BD TRBLACKROCK MUN BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 38,028 shares 38,028$508K0.19%new
MORGAN STANLEY ASIA PAC FD IMORGAN STANLEY ASIA PAC FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 15,420 shares; 2017Q2: 14,850 shares; 2017Q3: 14,574 shares; 2017Q4: 13,701 shares; 2018Q1: 13,584 shares; 2018Q2: 32,542 shares; 2018Q3: 31,959 shares; 2018Q4: 30,817 shares 30,817$507K0.18%-1,142
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 18,500 shares; 2018Q3: 18,500 shares; 2018Q4: 36,900 shares 36,900$450K0.16%+18,400
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 49,004 shares; 2017Q2: 48,472 shares; 2017Q3: 46,393 shares; 2017Q4: 45,594 shares; 2018Q1: 44,128 shares; 2018Q2: 45,962 shares; 2018Q3: 41,981 shares; 2018Q4: 42,831 shares 42,831$447K0.16%+850Timeline
MQYBLACKROCK MUNIYILD QULT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 33,500 shares 33,500$435K0.16%newTimeline
XBKNXBLACKROCK INVEST QLTY MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 31,000 shares 31,000$410K0.15%newTimeline
SPECIAL OPPORTUNITIES FD IN…SPECIAL OPPORTUNITIES FD INC 2.75…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 21,454 shares; 2017Q2: 21,313 shares; 2017Q3: 21,007 shares; 2017Q4: 20,806 shares; 2018Q1: 19,471 shares; 2018Q2: 19,261 shares; 2018Q3: 19,017 shares; 2018Q4: 14,868 shares 14,868$371K0.14%-4,149
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 1,518 shares; 2017Q2: 1,518 shares; 2017Q3: 1,518 shares; 2017Q4: 1,518 shares; 2018Q1: 1,518 shares; 2018Q2: 1,518 shares; 2018Q3: 1,518 shares; 2018Q4: 1,418 shares 1,418$353K0.13%-100Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 4,916 shares; 2018Q2: 4,866 shares; 2018Q3: 4,116 shares; 2018Q4: 3,154 shares 3,154$345K0.13%-962Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 5,011 shares; 2017Q2: 5,011 shares; 2017Q3: 5,011 shares; 2017Q4: 5,011 shares; 2018Q1: 5,011 shares; 2018Q2: 5,011 shares; 2018Q3: 5,011 shares; 2018Q4: 5,011 shares 5,011$342K0.12%0
STIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 3,253 shares; 2018Q2: 3,268 shares; 2018Q3: 3,268 shares; 2018Q4: 3,094 shares 3,094$303K0.11%-174Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 26,450 shares 26,450$296K0.11%newTimeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 262,368 shares; 2017Q2: 41,438 shares; 2017Q3: 35,280 shares; 2017Q4: 37,050 shares; 2018Q1: 35,581 shares; 2018Q2: 34,407 shares; 2018Q3: 32,877 shares; 2018Q4: 31,838 shares 31,838$262K0.1%-1,039Timeline
VGITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 12,115 shares; 2018Q1: 11,740 shares; 2018Q2: 6,545 shares; 2018Q3: 5,045 shares; 2018Q4: 4,070 shares 4,070$258K0.09%-975Timeline
LWAYLIFEWAY FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: 15,565 shares; 2017Q3: 15,565 shares; 2017Q4: 50,302 shares; 2018Q1: 289,773 shares; 2018Q2: 288,731 shares; 2018Q3: 248,410 shares; 2018Q4: 133,979 shares 133,979$252K0.09%-114,431Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 26,850 shares 26,850$248K0.09%newTimeline
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 37,164 shares; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 13,773 shares 13,773$245K0.09%newTimeline
RGTROYCE GLOBAL TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 131,198 shares; 2017Q2: 125,327 shares; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 35,177 shares; 2018Q4: 27,370 shares 27,370$243K0.09%-7,807Timeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 2,632 shares; 2017Q2: 2,632 shares; 2017Q3: 2,632 shares; 2017Q4: 2,632 shares; 2018Q1: 2,632 shares; 2018Q2: 2,632 shares; 2018Q3: 2,632 shares; 2018Q4: 2,632 shares 2,632$226K0.08%0Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 30,000 shares; 2018Q3: 30,000 shares; 2018Q4: 23,200 shares 23,200$215K0.08%-6,800Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 2,567 shares; 2018Q2: 2,567 shares; 2018Q3: 2,567 shares; 2018Q4: 2,317 shares 2,317$211K0.08%-250
SCHRSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 690,296 shares; 2017Q2: 62,319 shares; 2017Q3: 573,756 shares; 2017Q4: 483,181 shares; 2018Q1: 283,605 shares; 2018Q2: 146,876 shares; 2018Q3: 88,783 shares; 2018Q4: 3,956 shares 3,956$209K0.08%-84,827Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares 2,000$205K0.07%0
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 16,000 shares; 2018Q3: 16,000 shares; 2018Q4: 16,000 shares 16,000$204K0.07%0
MMUWESTERN ASSET MANAGED MUNS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 21,000 shares; 2018Q3: 21,000 shares; 2018Q4: 16,000 shares 16,000$203K0.07%-5,000Timeline
XMVFXBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 31,600 shares; 2018Q4: 24,600 shares 24,600$203K0.07%-7,000Timeline
XMYDXBLACKROCK MUNIYIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 19,000 shares; 2018Q3: 19,000 shares; 2018Q4: 16,000 shares 16,000$200K0.07%-3,000Timeline
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,000 shares; 2018Q4: 15,000 shares 15,000$200K0.07%0Timeline
WESTERN ASSET MUN DEF OPP TRWESTERN ASSET MUN DEF OPP TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10,000 shares; 2018Q4: 10,000 shares 10,000$195K0.07%0
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 13,000 shares; 2018Q4: 13,000 shares 13,000$191K0.07%0Timeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 14,000 shares; 2018Q4: 14,000 shares 14,000$188K0.07%0Timeline
XMVTXBLACKROCK MUNIVEST FUND IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 16,575 shares; 2018Q4: 14,375 shares 14,375$188K0.07%-2,200Timeline
NUVEEN ENHANCED MUNICIPAL V…NUVEEN ENHANCED MUNICIPAL VALUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 14,000 shares; 2018Q4: 14,000 shares 14,000$180K0.07%0
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 12,670 shares; 2017Q2: 12,499 shares; 2017Q3: 12,407 shares; 2017Q4: 10,735 shares; 2018Q1: 10,235 shares; 2018Q2: 9,698 shares; 2018Q3: not reported; 2018Q4: 10,187 shares 10,187$173K0.06%newTimeline
MGFABERDEEN GOVT MARKETS INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 30,815 shares; 2018Q1: 44,768 shares; 2018Q2: 43,645 shares; 2018Q3: 42,473 shares; 2018Q4: 36,184 shares 36,184$162K0.06%-6,289Timeline
FMYFIRST TR MTG INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 11,206 shares; 2018Q2: 12,796 shares; 2018Q3: 12,054 shares; 2018Q4: 11,029 shares 11,029$144K0.05%-1,025Timeline
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: 527,699 shares; 2017Q3: 708,700 shares; 2017Q4: 808,229 shares; 2018Q1: 1,078,840 shares; 2018Q2: 1,071,575 shares; 2018Q3: 998,260 shares; 2018Q4: 178,438 shares 178,438$143K0.05%-819,822
XWIAXWESTERN ASSET INFLT LNK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 527,433 shares; 2017Q2: 518,970 shares; 2017Q3: 405,633 shares; 2017Q4: 11,984 shares; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 12,682 shares 12,682$134K0.05%newTimeline
NEW SR INVT GROUP INCNEW SR INVT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 681,752 shares; 2017Q2: 682,564 shares; 2017Q3: 697,923 shares; 2017Q4: 696,443 shares; 2018Q1: 693,183 shares; 2018Q2: 672,894 shares; 2018Q3: 43,791 shares; 2018Q4: 32,175 shares 32,175$133K0.05%-11,616
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 21,853 shares; 2018Q3: 22,668 shares; 2018Q4: 22,292 shares 22,292$126K0.05%-376
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 29,634 shares; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,332 shares 10,332$88K0.03%new
AEGON N VAEGON N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: 12,651 shares; 2017Q2: 12,983 shares; 2017Q3: 13,315 shares; 2017Q4: 13,315 shares; 2018Q1: 13,315 shares; 2018Q2: 13,630 shares; 2018Q3: 13,971 shares; 2018Q4: 13,971 shares 13,971$65K0.02%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0principal1,086,000$988K-77,000
ROYAL GOLD INCROYAL GOLD INC NOTEprincipal274,000$275K0

Sold out in Q4 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SCHOSCHWAB STRATEGIC TR272,960$13.5Mshares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD373,075$9.07Mshares
MPTMEDICAL PROPERTIES TRUST INC447,811$6.68Mshares
NOKNOKIA CORP1,045,700$5.83Mshares
HANESBRANDS INCHANESBRANDS INC238,684$4.4Mshares
EATON VANCE MI MUNI INCOME TEATON VANCE MI MUNI INCOME T98,752$1.23Mshares
MCDMCDONALDS CORP4,576$766Kshares
PEPPEPSICO INC5,754$643Kshares
ACGPASSOCIATED CAP GROUP INC CLASS12,845$547Kshares
LXPLXP INDUSTRIAL TRUST59,660$495Kshares
TLTISHARES TR3,181$373Kshares
MORGAN STANLEY EMER MKTS FDMORGAN STANLEY EMER MKTS FD22,190$346Kshares
GGZGABELLI GLOBAL SMALL & MID C27,525$336Kshares
IBMINTERNATIONAL BUSINESS MACHS2,106$319Kshares
GISGENERAL MILLS INC7,104$305Kshares
HDHOME DEPOT INC1,161$241Kshares

How Q4 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001062993-19-000402 base2019-01-30acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001062993-19-000402 Quarter ended 2018-12-312019-01-30acceptance time not in the bulk data set
13F-HR 0001062993-18-004123 Quarter ended 2018-09-302018-10-18acceptance time not in the bulk data set
13F-HR 0001062993-18-002909 Quarter ended 2018-06-302018-07-13acceptance time not in the bulk data set
13F-HR 0001062993-18-001770 Quarter ended 2018-03-312018-04-23acceptance time not in the bulk data set
13F-HR 0001062993-18-000318 Quarter ended 2017-12-312018-01-25acceptance time not in the bulk data set
13F-HR 0001062993-17-004386 Quarter ended 2017-09-302017-10-11acceptance time not in the bulk data set
13F-HR 0001062993-17-003225 Quarter ended 2017-06-302017-07-14acceptance time not in the bulk data set
13F-HR 0001062993-17-001887 Quarter ended 2017-03-312017-04-17acceptance time not in the bulk data set
13F-HR 0001062993-17-000333 Quarter ended 2016-12-312017-01-23acceptance time not in the bulk data set
13F-HR 0001062993-16-011745 Quarter ended 2016-09-302016-10-17acceptance time not in the bulk data set
13F-HR 0001062993-16-010727 Quarter ended 2016-06-302016-07-28acceptance time not in the bulk data set
13F-HR 0001062993-16-008883 Quarter ended 2016-03-312016-04-12acceptance time not in the bulk data set
13F-HR 0001062993-16-007419 Quarter ended 2015-12-312016-02-03acceptance time not in the bulk data set
13F-HR 0001062993-15-005429 Quarter ended 2015-09-302015-10-15acceptance time not in the bulk data set
13F-HR 0001062993-15-003752 Quarter ended 2015-06-302015-07-08acceptance time not in the bulk data set
13F-HR 0001062993-15-002393 Quarter ended 2015-03-312015-05-05acceptance time not in the bulk data set
13F-HR 0001062993-15-000180 Quarter ended 2014-12-312015-01-15acceptance time not in the bulk data set
13F-HR 0001062993-14-005936 Quarter ended 2014-09-302014-10-14acceptance time not in the bulk data set
13F-HR 0001062993-14-004140 Quarter ended 2014-06-302014-07-10acceptance time not in the bulk data set
13F-HR 0001062993-14-002235 Quarter ended 2014-03-312014-04-17acceptance time not in the bulk data set
13F-HR 0001062993-14-000269 Quarter ended 2013-12-312014-01-21acceptance time not in the bulk data set
13F-HR 0001062993-13-005136 Quarter ended 2013-09-302013-10-21acceptance time not in the bulk data set
13F-HR 0001062993-13-003761 Quarter ended 2013-06-302013-08-05acceptance time not in the bulk data set