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Disclosery

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

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13F filer, CIK 1051042, TRAVERSE CITY, MI

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reported $316,465,000 across 103 holdings for the quarter ended 2018-06-30, in a 13F-HR filed 2018-07-13. Its ten largest share positions make up 35.77% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001062993-18-002909

Period
2018-06-30
Reported value
$316M
Holdings
103
Top 10 weight
35.77%
New
12
Sold out
6

Largest buys vs the previous quarter

SecurityShares changeApprox. value
OMCadded+37,833$2.89M
BTZadded+227,673$2.75M
REGNadded+7,364$2.54M
AGIOnew+29,258$2.46M
HANESBRANDS INCadded+72,731$1.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SCHRreduced-136,729-$7.16M
ACGPreduced-106,664-$4.05M
NOKreduced-578,089-$3.32M
SIBANYE GOLD LTDexited-672,056-$2.68M
COVANTA HLDG CORPexited-125,590-$1.82M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2018

Share positions as resolved from 13F-HR 0001062993-18-002909, largest first. % of portfolio is the value over $316,458,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SCHPSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 306,983 shares; 2018Q1: 322,177 shares; 2018Q2: 316,526 shares 316,526$17.4M5.49%-5,651Timeline
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 472,391 shares; 2017Q3: 531,414 shares; 2017Q4: 712,052 shares; 2018Q1: 690,947 shares; 2018Q2: 690,357 shares 690,357$14.6M4.61%-590Timeline
SCHOSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 639,957 shares; 2017Q2: 733,572 shares; 2017Q3: 770,449 shares; 2017Q4: 597,953 shares; 2018Q1: 298,152 shares; 2018Q2: 286,292 shares 286,292$14.2M4.5%-11,860Timeline
FTFRANKLIN UNVL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,107,610 shares; 2017Q2: 1,128,325 shares; 2017Q3: 1,125,359 shares; 2017Q4: 1,130,705 shares; 2018Q1: 1,494,406 shares; 2018Q2: 1,684,657 shares 1,684,657$11.3M3.56%+190,251Timeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 1,374,586 shares; 2018Q2: 1,357,051 shares 1,357,051$10.8M3.41%-17,535Timeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 75,677 shares; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 638,714 shares; 2018Q2: 866,387 shares 866,387$10.5M3.31%+227,673Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 651,852 shares; 2017Q2: 641,490 shares; 2017Q3: 642,294 shares; 2017Q4: 630,387 shares; 2018Q1: 681,185 shares; 2018Q2: 668,886 shares 668,886$9.39M2.97%-12,299Timeline
BRXBRIXMOR PPTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 175,342 shares; 2017Q4: 309,603 shares; 2018Q1: 447,096 shares; 2018Q2: 505,828 shares 505,828$8.82M2.79%+58,732Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 651,620 shares; 2017Q2: 1,064,493 shares; 2017Q3: 329,489 shares; 2017Q4: 362,245 shares; 2018Q1: 1,182,398 shares; 2018Q2: 1,398,678 shares 1,398,678$8.59M2.71%+216,280
SCHRSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 690,296 shares; 2017Q2: 62,319 shares; 2017Q3: 573,756 shares; 2017Q4: 483,181 shares; 2018Q1: 283,605 shares; 2018Q2: 146,876 shares 146,876$7.69M2.43%-136,729Timeline
VEREIT INCVEREIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 311,800 shares; 2017Q2: 682,302 shares; 2017Q3: 712,087 shares; 2017Q4: 850,782 shares; 2018Q1: 1,079,120 shares; 2018Q2: 946,096 shares 946,096$7.04M2.22%-133,024
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 473,497 shares; 2017Q2: 809,339 shares; 2017Q3: 803,689 shares; 2017Q4: 798,793 shares; 2018Q1: 808,645 shares; 2018Q2: 872,345 shares 872,345$7M2.21%+63,700
Sandstorm Gold LtdSandstorm Gold LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,507,948 shares; 2017Q2: 1,682,307 shares; 2017Q3: 1,558,627 shares; 2017Q4: 1,528,387 shares; 2018Q1: 1,518,277 shares; 2018Q2: 1,472,492 shares 1,472,492$6.63M2.09%-45,785
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 12,550 shares; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,110,576 shares; 2018Q1: 1,331,585 shares; 2018Q2: 1,299,252 shares 1,299,252$6.54M2.07%-32,333
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 88,675 shares; 2018Q1: 108,986 shares; 2018Q2: 106,991 shares 106,991$6.49M2.05%-1,995Timeline
UNITI GROUP INCUNITI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 326,305 shares; 2017Q4: 323,702 shares; 2018Q1: 323,651 shares; 2018Q2: 317,485 shares 317,485$6.36M2.01%-6,166
OMCOMNICOM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 43,815 shares; 2018Q2: 81,648 shares 81,648$6.23M1.97%+37,833Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,154,881 shares; 2017Q2: 1,150,943 shares; 2017Q3: 1,152,402 shares; 2017Q4: 1,661,957 shares; 2018Q1: 1,651,491 shares; 2018Q2: 1,073,402 shares 1,073,402$6.17M1.95%-578,089Timeline
KIMKIMCO REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 363,085 shares; 2018Q2: 356,355 shares 356,355$6.05M1.91%-6,730Timeline
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 169,470 shares; 2018Q2: 242,201 shares 242,201$5.33M1.69%+72,731
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 161,802 shares; 2018Q1: 447,172 shares; 2018Q2: 452,096 shares 452,096$5.25M1.66%+4,924
NEW SR INVT GROUP INCNEW SR INVT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 681,752 shares; 2017Q2: 682,564 shares; 2017Q3: 697,923 shares; 2017Q4: 696,443 shares; 2018Q1: 693,183 shares; 2018Q2: 672,894 shares 672,894$5.09M1.61%-20,289
FSPFRANKLIN STR PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 600,591 shares; 2018Q2: 590,802 shares 590,802$5.06M1.6%-9,789Timeline
LXPLXP INDUSTRIAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 592,917 shares; 2018Q2: 578,188 shares 578,188$5.05M1.6%-14,729Timeline
WPMWHEATON PRECIOUS METALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 348,227 shares; 2017Q3: 419,074 shares; 2017Q4: 420,689 shares; 2018Q1: 236,584 shares; 2018Q2: 228,136 shares 228,136$5.03M1.59%-8,448Timeline
GREAT PANTHER MININGGREAT PANTHER MININGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 876,971 shares; 2017Q4: 4,275,365 shares; 2018Q1: 4,240,996 shares; 2018Q2: 4,163,174 shares 4,163,174$4.87M1.54%-77,822
BWGBRANDYWINEGBL GBL INCM OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 389,261 shares; 2018Q2: 426,576 shares 426,576$4.87M1.54%+37,315Timeline
AGIALAMOS GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 832,782 shares; 2018Q1: 822,012 shares; 2018Q2: 801,436 shares 801,436$4.56M1.44%-20,576Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21,450 shares; 2017Q2: 21,617 shares; 2017Q3: 43,409 shares; 2017Q4: 43,233 shares; 2018Q1: 43,741 shares; 2018Q2: 42,888 shares 42,888$4.5M1.42%-853Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 25,998 shares; 2017Q2: not reported; 2017Q3: 335,600 shares; 2017Q4: 850,184 shares; 2018Q1: 1,026,183 shares; 2018Q2: 1,020,552 shares 1,020,552$4.37M1.38%-5,631Timeline
SPTLSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 54,973 shares; 2017Q2: 56,996 shares; 2017Q3: 56,763 shares; 2017Q4: 124,961 shares; 2018Q1: 122,202 shares; 2018Q2: 121,413 shares 121,413$4.25M1.34%-789Timeline
ZROZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 38,898 shares; 2017Q2: 38,683 shares; 2017Q3: 38,413 shares; 2017Q4: 38,023 shares; 2018Q1: 36,753 shares; 2018Q2: 36,141 shares 36,141$4.17M1.32%-612Timeline
HASIHA SUSTAINABLE INFRA CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 249,799 shares; 2017Q2: 180,846 shares; 2017Q3: 99,143 shares; 2017Q4: 91,728 shares; 2018Q1: 214,209 shares; 2018Q2: 209,162 shares 209,162$4.13M1.31%-5,047Timeline
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 3,486 shares; 2018Q2: 10,850 shares 10,850$3.74M1.18%+7,364Timeline
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 226,256 shares; 2017Q4: 220,806 shares; 2018Q1: 134,751 shares; 2018Q2: 222,053 shares 222,053$3.73M1.18%+87,302
GWRSGLOBAL WTR RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 415,191 shares; 2017Q2: 408,410 shares; 2017Q3: 399,330 shares; 2017Q4: 392,743 shares; 2018Q1: 387,984 shares; 2018Q2: 380,797 shares 380,797$3.58M1.13%-7,187Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 241,010 shares; 2017Q2: 182,380 shares; 2017Q3: 182,189 shares; 2017Q4: 163,575 shares; 2018Q1: 143,898 shares; 2018Q2: 146,847 shares 146,847$3.57M1.13%+2,949Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 28,750 shares; 2017Q2: 29,050 shares; 2017Q3: 29,050 shares; 2017Q4: 42,342 shares; 2018Q1: 46,687 shares; 2018Q2: 42,283 shares 42,283$3.52M1.11%-4,404Timeline
PHGKONINKLIJKE PHILIPS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 84,169 shares; 2018Q2: 82,902 shares 82,902$3.5M1.11%-1,267Timeline
COTT CORP QUECOTT CORP QUEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 364,951 shares; 2017Q2: 360,988 shares; 2017Q3: 356,323 shares; 2017Q4: 214,401 shares; 2018Q1: 214,728 shares; 2018Q2: 210,311 shares 210,311$3.48M1.1%-4,417
IEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 35,245 shares; 2017Q2: 35,245 shares; 2017Q3: 34,620 shares; 2017Q4: 34,286 shares; 2018Q1: 34,371 shares; 2018Q2: 33,581 shares 33,581$3.44M1.09%-790Timeline
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 353,776 shares; 2017Q2: 371,255 shares; 2017Q3: 363,647 shares; 2017Q4: 354,644 shares; 2018Q1: 361,802 shares; 2018Q2: 352,095 shares 352,095$3.23M1.02%-9,707Timeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 336,818 shares; 2018Q2: 330,650 shares 330,650$3.13M0.99%-6,168
AGIOAGIOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 29,258 shares 29,258$2.46M0.78%newTimeline
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 527,699 shares; 2017Q3: 708,700 shares; 2017Q4: 808,229 shares; 2018Q1: 1,078,840 shares; 2018Q2: 1,071,575 shares 1,071,575$2.11M0.67%-7,265
SELFGLOBAL SELF STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 918,189 shares; 2017Q2: 885,164 shares; 2017Q3: 712,921 shares; 2017Q4: 598,020 shares; 2018Q1: 564,541 shares; 2018Q2: 458,364 shares 458,364$1.9M0.6%-106,177Timeline
ACGPASSOCIATED CAP GROUP INC CLASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 26,641 shares; 2017Q2: 72,870 shares; 2017Q3: 115,604 shares; 2017Q4: 150,269 shares; 2018Q1: 156,270 shares; 2018Q2: 49,606 shares 49,606$1.88M0.6%-106,664Timeline
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33,093 shares; 2017Q2: 108,351 shares; 2017Q3: 111,423 shares; 2017Q4: 105,805 shares; 2018Q1: 122,903 shares; 2018Q2: 220,423 shares 220,423$1.66M0.53%+97,520Timeline
ESEVERSOURCE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,860 shares; 2017Q2: 27,366 shares; 2017Q3: 27,509 shares; 2017Q4: 27,653 shares; 2018Q1: 27,794 shares; 2018Q2: 27,954 shares 27,954$1.64M0.52%+160Timeline
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 76,282 shares; 2017Q2: 76,282 shares; 2017Q3: 76,282 shares; 2017Q4: 77,682 shares; 2018Q1: 125,782 shares; 2018Q2: 123,807 shares 123,807$1.57M0.5%-1,975
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 100,298 shares; 2018Q2: 99,584 shares 99,584$1.49M0.47%-714Timeline
LWAYLIFEWAY FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 15,565 shares; 2017Q3: 15,565 shares; 2017Q4: 50,302 shares; 2018Q1: 289,773 shares; 2018Q2: 288,731 shares 288,731$1.45M0.46%-1,042Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 7,301 shares; 2017Q2: 7,301 shares; 2017Q3: 7,301 shares; 2017Q4: 7,226 shares; 2018Q1: 7,226 shares; 2018Q2: 7,181 shares 7,181$1.34M0.42%-45Timeline
EATON VANCE MI MUNI INCOME TEATON VANCE MI MUNI INCOME TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 83,810 shares; 2017Q2: 82,810 shares; 2017Q3: 82,810 shares; 2017Q4: 81,610 shares; 2018Q1: 88,860 shares; 2018Q2: 99,352 shares 99,352$1.28M0.4%+10,492
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 166,293 shares; 2017Q2: 310,818 shares; 2017Q3: 297,035 shares; 2017Q4: 359,108 shares; 2018Q1: 346,783 shares; 2018Q2: 330,671 shares 330,671$1.28M0.4%-16,112Timeline
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 44,264 shares 44,264$1.15M0.36%new
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 4 shares 4$1.13M0.36%newTimeline
GROWU S GLOBAL INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 2,401,526 shares; 2017Q2: 2,378,219 shares; 2017Q3: 2,222,875 shares; 2017Q4: 755,171 shares; 2018Q1: 732,758 shares; 2018Q2: 672,285 shares 672,285$1.08M0.34%-60,473Timeline
FASTFASTENAL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 26,557 shares; 2017Q2: 22,555 shares; 2017Q3: 22,694 shares; 2017Q4: 26,902 shares; 2018Q1: 26,137 shares; 2018Q2: 22,088 shares 22,088$1.06M0.34%-4,049Timeline
GOAUETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 60,911 shares; 2017Q3: 59,928 shares; 2017Q4: 75,364 shares; 2018Q1: 74,316 shares; 2018Q2: 73,072 shares 73,072$930K0.29%-1,244Timeline
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 53,459 shares; 2018Q2: 52,964 shares 52,964$865K0.27%-495
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 12,200 shares; 2017Q2: 12,200 shares; 2017Q3: 12,200 shares; 2017Q4: 12,200 shares; 2018Q1: 12,200 shares; 2018Q2: 12,200 shares 12,200$791K0.25%0Timeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 45,499 shares 45,499$762K0.24%newTimeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 13,768 shares; 2017Q2: 15,724 shares; 2017Q3: 23,712 shares; 2017Q4: 36,580 shares; 2018Q1: 47,813 shares; 2018Q2: 49,935 shares 49,935$750K0.24%+2,122Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 4,336 shares; 2017Q3: 4,336 shares; 2017Q4: 4,336 shares; 2018Q1: 4,536 shares; 2018Q2: 4,536 shares 4,536$711K0.22%0Timeline
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 7,146 shares; 2017Q2: 6,554 shares; 2017Q3: 6,588 shares; 2017Q4: 6,620 shares; 2018Q1: 6,658 shares; 2018Q2: 6,695 shares 6,695$694K0.22%+37Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 9,016 shares; 2017Q2: 9,228 shares; 2017Q3: 9,229 shares; 2017Q4: 9,119 shares; 2018Q1: 8,882 shares; 2018Q2: 8,882 shares 8,882$693K0.22%0Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 159,548 shares 159,548$689K0.22%new
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 6,194 shares; 2017Q4: 6,194 shares; 2018Q1: 5,754 shares; 2018Q2: 5,754 shares 5,754$626K0.2%0Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 8,343 shares; 2017Q2: 7,689 shares; 2017Q3: 7,731 shares; 2017Q4: 7,771 shares; 2018Q1: 7,820 shares; 2018Q2: 7,871 shares 7,871$614K0.19%+51Timeline
MORGAN STANLEY ASIA PAC FD IMORGAN STANLEY ASIA PAC FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 15,420 shares; 2017Q2: 14,850 shares; 2017Q3: 14,574 shares; 2017Q4: 13,701 shares; 2018Q1: 13,584 shares; 2018Q2: 32,542 shares 32,542$556K0.18%+18,958
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 4,916 shares; 2018Q2: 4,866 shares 4,866$549K0.17%-50Timeline
SPECIAL OPPORTUNITIES FD IN…SPECIAL OPPORTUNITIES FD INC 2.75…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21,454 shares; 2017Q2: 21,313 shares; 2017Q3: 21,007 shares; 2017Q4: 20,806 shares; 2018Q1: 19,471 shares; 2018Q2: 19,261 shares 19,261$492K0.16%-210
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 49,004 shares; 2017Q2: 48,472 shares; 2017Q3: 46,393 shares; 2017Q4: 45,594 shares; 2018Q1: 44,128 shares; 2018Q2: 45,962 shares 45,962$472K0.15%+1,834Timeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,345 shares; 2017Q2: not reported; 2017Q3: 3,345 shares; 2017Q4: 3,755 shares; 2018Q1: 3,755 shares; 2018Q2: 3,755 shares 3,755$457K0.14%0Timeline
VGITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 12,115 shares; 2018Q1: 11,740 shares; 2018Q2: 6,545 shares 6,545$410K0.13%-5,195Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 262,368 shares; 2017Q2: 41,438 shares; 2017Q3: 35,280 shares; 2017Q4: 37,050 shares; 2018Q1: 35,581 shares; 2018Q2: 34,407 shares 34,407$378K0.12%-1,174Timeline
GRXGABELLI HEALTHCARE & WELLNESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 10,500 shares; 2018Q1: 22,988 shares; 2018Q2: 37,469 shares 37,469$375K0.12%+14,481Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,518 shares; 2017Q2: 1,518 shares; 2017Q3: 1,518 shares; 2017Q4: 1,518 shares; 2018Q1: 1,518 shares; 2018Q2: 1,518 shares 1,518$372K0.12%0Timeline
MORGAN STANLEY EMER MKTS FDMORGAN STANLEY EMER MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 18,093 shares; 2017Q2: 16,985 shares; 2017Q3: 17,685 shares; 2017Q4: 17,431 shares; 2018Q1: 15,880 shares; 2018Q2: 21,676 shares 21,676$352K0.11%+5,796
STIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 3,253 shares; 2018Q2: 3,268 shares 3,268$326K0.1%+15Timeline
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 7,278 shares; 2017Q4: 7,280 shares; 2018Q1: 7,104 shares; 2018Q2: 7,104 shares 7,104$314K0.1%0Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5,011 shares; 2017Q2: 5,011 shares; 2017Q3: 5,011 shares; 2017Q4: 5,011 shares; 2018Q1: 5,011 shares; 2018Q2: 5,011 shares 5,011$301K0.1%0
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 46,376 shares; 2018Q2: 46,376 shares 46,376$296K0.09%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,958 shares; 2017Q2: 1,973 shares; 2017Q3: 2,053 shares; 2017Q4: 2,068 shares; 2018Q1: 2,083 shares; 2018Q2: 2,089 shares 2,089$292K0.09%+6Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 30,000 shares 30,000$287K0.09%newTimeline
MMUWESTERN ASSET MANAGED MUNS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 21,000 shares 21,000$266K0.08%newTimeline
XMYDXBLACKROCK MUNIYIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 19,000 shares 19,000$253K0.08%newTimeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 2,632 shares; 2017Q2: 2,632 shares; 2017Q3: 2,632 shares; 2017Q4: 2,632 shares; 2018Q1: 2,632 shares; 2018Q2: 2,632 shares 2,632$252K0.08%0Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 18,500 shares 18,500$238K0.08%new
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 2,567 shares; 2018Q2: 2,567 shares 2,567$230K0.07%0
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,161 shares; 2018Q1: 1,161 shares; 2018Q2: 1,161 shares 1,161$227K0.07%0Timeline
RGLDROYAL GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 119,822 shares; 2017Q2: 96,562 shares; 2017Q3: 16,363 shares; 2017Q4: not reported; 2018Q1: 2,343 shares; 2018Q2: 2,310 shares 2,310$214K0.07%-33Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 2,000 shares 2,000$210K0.07%new
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 16,000 shares 16,000$207K0.07%new
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 12,670 shares; 2017Q2: 12,499 shares; 2017Q3: 12,407 shares; 2017Q4: 10,735 shares; 2018Q1: 10,235 shares; 2018Q2: 9,698 shares 9,698$207K0.07%-537Timeline
MGFABERDEEN GOVT MARKETS INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 30,815 shares; 2018Q1: 44,768 shares; 2018Q2: 43,645 shares 43,645$196K0.06%-1,123Timeline
FMYFIRST TR MTG INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 11,206 shares; 2018Q2: 12,796 shares 12,796$172K0.05%+1,590Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 21,853 shares 21,853$127K0.04%new
ALPINE GLOBAL PREMIER PPTYSALPINE GLOBAL PREMIER PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 120,664 shares; 2017Q2: 21,465 shares; 2017Q3: 18,507 shares; 2017Q4: 14,999 shares; 2018Q1: 14,750 shares; 2018Q2: 14,750 shares 14,750$94K0.03%0
AEGON N VAEGON N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 12,651 shares; 2017Q2: 12,983 shares; 2017Q3: 13,315 shares; 2017Q4: 13,315 shares; 2018Q1: 13,315 shares; 2018Q2: 13,630 shares 13,630$81K0.03%+315

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0principal1,203,000$1.16M-41,000
ROYAL GOLD INCROYAL GOLD INC NOTEprincipal284,000$300K0

Sold out in Q2 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SIBANYE GOLD LTDSIBANYE GOLD LTD672,056$2.68Mshares
COVANTA HLDG CORPCOVANTA HLDG CORP125,590$1.82Mshares
180 DEGREE CAP CORP180 DEGREE CAP CORP760,314$1.41Mshares
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC30,316$340Kshares
TZOOTRAVELZOO32,716$238Kshares
EODALLSPRING GLOBAL DIVIDEND OP24,667$140Kshares

How Q2 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001062993-18-002909 base2018-07-13acceptance time not in the bulk data set