13F-HR filed by FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-08, with 129 holding rows worth $388,197,000.
- Accession
- 0001062993-15-003752
- Filer
- CIK 1051042
- Filed
- 2015-07-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 129 entries on the cover page, a total value of $388,197,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $388,196,000 with VALUE read as thousands by filing date, 13F file number 028-06648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,604,264 | $40,332,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,136,950 | $14,405,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 757,992 | $14,061,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,133,200 | $13,887,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 599,101 | $12,090,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 1,722,901 | $11,268,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,445,626 | $10,755,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 626,598 | $10,727,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,649,554 | $10,013,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,226,971 | $9,975,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,383,754 | $8,925,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 684,125 | $8,661,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,052,180 | $8,365,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 472,946 | $8,111,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 711,588 | $8,020,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 786,058 | $7,688,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 856,010 | $7,259,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,552,408 | $7,096,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 803,718 | $6,550,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 367,292 | $6,369,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 331,289 | $5,814,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 730,845 | $5,598,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 357,886 | $5,594,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 613,123 | $5,071,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 583,255 | $5,022,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 133,670 | $4,872,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,109,035 | $4,757,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 130,851 | $4,648,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,719,718 | $4,626,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 118,697 | $4,392,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 358,387 | $4,333,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 496,511 | $4,205,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 330,004 | $3,755,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 216,599 | $3,470,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 228,070 | $3,245,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 225,359 | $3,157,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 255,298 | $2,974,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 215,772 | $2,829,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 136,925 | $2,775,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 989,591 | $2,721,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,921,174 | $2,690,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 246,974 | $2,517,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 241,530 | $2,449,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 178,536 | $2,428,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 197,553 | $2,420,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 191,400 | $2,262,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 466,234 | $2,154,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 117,500 | $1,990,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3,759 | $1,957,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 150,250 | $1,907,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 246,965 | $1,870,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 128,517 | $1,772,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 117,539 | $1,628,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 146,529 | $1,628,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 139,425 | $1,619,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 128,910 | $1,577,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 138,835 | $1,490,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 67,822 | $1,369,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 29,860 | $1,356,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 86,662 | $1,301,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 99,050 | $1,224,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 128,249 | $1,193,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 85,534 | $1,156,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 99,566 | $1,156,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 27,298 | $1,151,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 87,762 | $1,136,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 79,200 | $1,111,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 98,050 | $1,106,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 86,992 | $1,102,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 129,702 | $1,078,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 62,559 | $1,077,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 341,163 | $1,047,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 62,238 | $1,040,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 79,485 | $1,033,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 87,565 | $1,018,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,362 | $1,002,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 75,588 | $981,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 45,708 | $968,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 76,388 | $966,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 69,135 | $906,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 40,734 | $856,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 77,097 | $821,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 74,654 | $809,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,200 | $798,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 51,762 | $791,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 35,225 | $784,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,954 | $779,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 148,061 | $777,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 108,167 | $684,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 917,731 | $647,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 46,425 | $630,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 66,934 | $617,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 7,075 | $528,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 25,950 | $519,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 60,589 | $511,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,343 | $483,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 58,051 | $463,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 15,253 | $453,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,032 | $425,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 19,543 | $421,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 58,545 | $412,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 379,000 | $388,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 25,378 | $384,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 25,466 | $350,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 42,963 | $342,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,803 | $342,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 22,783 | $335,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 18,881 | $331,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 23,964 | $325,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 17,661 | $321,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 23,075 | $304,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 18,805 | $294,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 19,803 | $294,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,703 | $277,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 15,301 | $266,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 13,483 | $265,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,851 | $263,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 28,846 | $263,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,721 | $210,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 18,979 | $208,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 17,107 | $199,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,000 | $146,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 10,190 | $135,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 25,155 | $119,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 10,453 | $105,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,652 | $86,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,975 | $69,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 13,625 | $68,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 13,513 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-003752 | this filing | 2015-07-08 | acceptance time not in the bulk data set |