13F-HR filed by FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-10, with 105 holding rows worth $350,043,000.
- Accession
- 0001062993-14-004140
- Filer
- CIK 1051042
- Filed
- 2014-07-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 105 entries on the cover page, a total value of $350,043,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $350,043,000 with VALUE read as thousands by filing date, 13F file number 028-06648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 4,747,642 | $35,702,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,570,598 | $31,644,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,229,077 | $16,703,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,153,295 | $15,858,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,149,118 | $14,398,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 1,777,785 | $13,653,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,418,826 | $13,323,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,505,496 | $8,819,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,053,424 | $7,930,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 874,964 | $7,595,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 454,612 | $7,583,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 285,757 | $7,507,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 356,198 | $7,455,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 778,388 | $7,146,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 443,825 | $6,413,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 454,355 | $6,016,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 377,904 | $5,631,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 543,343 | $5,080,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 239,625 | $4,730,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 346,045 | $4,679,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 4,294,000 | $4,617,000 | thousands by filing date | principal |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 427,263 | $4,572,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 622,028 | $4,398,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,783 | $3,776,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 776,023 | $3,725,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 152,169 | $3,480,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 70,113 | $3,470,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 270,478 | $3,405,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 240,733 | $3,247,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 159,655 | $2,984,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 446,518 | $2,969,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 938,295 | $2,740,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 126,271 | $2,635,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 174,977 | $2,605,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 214,900 | $2,525,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 123,000 | $2,498,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 42,280 | $2,466,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 198,812 | $2,441,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 122,837 | $2,356,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 158,304 | $2,311,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 180,951 | $2,307,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 110,261 | $2,221,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 178,646 | $2,185,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 77,853 | $2,173,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 126,000 | $2,123,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 101,291 | $2,026,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 632,042 | $2,010,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 145,400 | $1,895,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 145,960 | $1,873,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 86,651 | $1,590,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 150,980 | $1,549,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 102,526 | $1,433,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 97,162 | $1,431,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 57,861 | $1,417,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 29,860 | $1,411,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 255,750 | $1,389,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 74,372 | $1,342,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 70,300 | $1,267,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 114,639 | $1,245,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 677,314 | $1,131,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 53,374 | $1,077,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 123,558 | $1,054,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 78,229 | $1,029,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 59,537 | $994,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 76,938 | $992,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 110,243 | $968,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 157,956 | $967,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 68,300 | $962,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 36,753 | $950,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,320 | $926,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,200 | $832,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 58,514 | $824,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 86,883 | $764,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 50,745 | $730,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 94,307 | $666,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 56,000 | $663,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,925 | $623,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 42,800 | $605,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 28,253 | $592,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 44,150 | $582,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 22,351 | $574,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 41,877 | $573,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 45,100 | $569,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 7,075 | $551,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 183,078 | $546,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,343 | $482,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 45,500 | $422,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 46,647 | $385,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 20,800 | $371,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 23,104 | $371,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 68,621 | $353,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 22,181 | $347,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 4,480 | $332,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 21,548 | $259,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,464 | $248,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,405 | $247,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 28,536 | $243,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,851 | $233,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,725 | $211,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 11,421 | $191,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 10,875 | $165,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 14,289 | $129,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 11,190 | $122,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,446 | $109,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,000 | $107,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-004140 | this filing | 2014-07-10 | acceptance time not in the bulk data set |