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DINSMORE CAPITAL MANAGEMENT CO/NJ

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13F filer, CIK 1014776, Morristown, NJ

DINSMORE CAPITAL MANAGEMENT CO/NJ reported $229,783,000 across 134 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-10-20. Its ten largest share positions make up 16.01% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001133796-15-000142

Period
2015-09-30
Reported value
$230M
Holdings
134
Top 10 weight
16.01%
New
17
Sold out
30

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ALLERGAN PLCnew+4,600$4.35M
NEXTERA ENERGY INCnew+60,000$3.09M
WELLTOWER INC 6.50 PFD PREP…new+40,000$2.45M
STERICYCLE INCnew+20,000$2.03M
Anthem Inc Unit 5.25 05/18 …added+20,000$967K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Allergan plcexited-4,000-$4.18M
NEXTERA ENERGY INCexited-50,000-$2.67M
HEALTH CARE REIT INC CONV 6…exited-40,000-$2.38M
Post Holdings, Inc.exited-10,000-$1.2M
UNITED TECHNOLOGIES CORPexited-20,000-$1.15M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001133796-15-000142, largest first. % of portfolio is the value over $229,783,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ALLERGAN PLCALLERGAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,600 shares 4,600$4.35M1.89%new
AMSURG CORPAMSURG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,000 shares; 2014Q3: 24,500 shares; 2014Q4: 24,500 shares; 2015Q1: 24,500 shares; 2015Q2: 24,500 shares; 2015Q3: 24,500 shares 24,500$3.63M1.58%0
HUNTINGTON BANCSHARES INCHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 2,500 shares; 2014Q1: 2,500 shares; 2014Q2: 2,500 shares; 2014Q3: 2,500 shares; 2014Q4: 2,500 shares; 2015Q1: 2,500 shares; 2015Q2: 2,500 shares; 2015Q3: 2,500 shares 2,500$3.35M1.46%0
NEXTERA ENERGY INCNEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 60,000 shares 60,000$3.09M1.34%new
WELLS FARGO & COWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 4,000 shares; 2014Q1: 3,500 shares; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares; 2014Q4: 2,500 shares; 2015Q1: 2,500 shares; 2015Q2: 2,500 shares; 2015Q3: 2,500 shares 2,500$2.92M1.27%0
Anthem Inc Unit 5.25 05/18 …Anthem Inc Unit 5.25 05/18 PfdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 40,000 shares; 2015Q3: 60,000 shares 60,000$2.9M1.26%+20,000The CUSIP as filed is malformed.
Weyerhaeuser Co.Weyerhaeuser Co.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 60,000 shares; 2014Q1: 60,000 shares; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares; 2014Q4: 60,000 shares; 2015Q1: 60,000 shares; 2015Q2: 60,000 shares; 2015Q3: 60,000 shares 60,000$2.89M1.26%0
T MOBILE US INCT MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 30,000 shares; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: 40,000 shares 40,000$2.76M1.2%0
Bank of America Corp.Bank of America Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 3,400 shares; 2014Q1: 3,400 shares; 2014Q2: 3,400 shares; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 2,500 shares; 2015Q3: 2,500 shares 2,500$2.69M1.17%0The CUSIP as filed is malformed.
WELLTOWER INC 6.50 PFD PREP…WELLTOWER INC 6.50 PFD PREPETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 40,000 shares 40,000$2.45M1.06%new
FLG-PUFLAGSTAR BANK NATIONAL ASSOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 48,000 shares; 2014Q1: 48,000 shares; 2014Q2: 48,000 shares; 2014Q3: 48,000 shares; 2014Q4: 48,000 shares; 2015Q1: 48,000 shares; 2015Q2: 48,000 shares; 2015Q3: 48,000 shares 48,000$2.4M1.04%0Timeline
TYSON FOODSTYSON FOODSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares; 2014Q4: 45,000 shares; 2015Q1: 45,000 shares; 2015Q2: 45,000 shares; 2015Q3: 45,000 shares 45,000$2.31M1%0
STANLEY BLACK & DECKER INCSTANLEY BLACK & DECKER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 5,000 shares; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares; 2014Q4: 20,000 shares; 2015Q1: 20,000 shares; 2015Q2: 20,000 shares; 2015Q3: 20,000 shares 20,000$2.25M0.98%0
Kindred Healthcare IncKindred Healthcare IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 2,000 shares; 2015Q1: 2,000 shares; 2015Q2: 2,000 shares; 2015Q3: 2,500 shares 2,500$2.11M0.92%+500
EQIXEQUINIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 7,500 shares; 2015Q3: 7,500 shares 7,500$2.05M0.89%0Timeline
CROWN CASTLE INTL CORP NEWCROWN CASTLE INTL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 20,000 shares; 2015Q1: 20,000 shares; 2015Q2: 20,000 shares; 2015Q3: 20,000 shares 20,000$2.04M0.89%0
STERICYCLE INCSTERICYCLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20,000 shares 20,000$2.03M0.88%new
Maiden Holdings, Ltd.Maiden Holdings, Ltd.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 45,000 shares; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares; 2014Q4: 45,000 shares; 2015Q1: 45,000 shares; 2015Q2: 40,000 shares; 2015Q3: 40,000 shares 40,000$2.02M0.88%0
DOMINION RES INC VA NEWDOMINION RES INC VA NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 40,000 shares; 2015Q3: 40,000 shares 40,000$1.98M0.86%0
Bunge LimitedBunge LimitedQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares; 2014Q4: 15,000 shares; 2015Q1: 15,000 shares; 2015Q2: 20,000 shares; 2015Q3: 20,000 shares 20,000$1.96M0.85%0
AMERICAN TOWER CORP NEWAMERICAN TOWER CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 20,000 shares; 2015Q2: 20,000 shares; 2015Q3: 20,000 shares 20,000$1.93M0.84%0
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 20,000 shares; 2015Q3: 20,000 shares 20,000$1.87M0.82%0
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares; 2014Q4: 20,000 shares; 2015Q1: 20,000 shares; 2015Q2: 20,000 shares; 2015Q3: 20,000 shares 20,000$1.68M0.73%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 70,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares; 2014Q4: 70,000 shares; 2015Q1: 70,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,000 shares 50,000$1.63M0.71%0Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: 35,909 shares; 2014Q2: 50,909 shares; 2014Q3: 50,909 shares; 2014Q4: 50,909 shares; 2015Q1: 50,909 shares; 2015Q2: 50,909 shares; 2015Q3: 50,909 shares 50,909$1.62M0.7%0Timeline
SBA COMMUNICATIONS CORPSBA COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: 10,500 shares; 2014Q2: 20,500 shares; 2014Q3: 20,500 shares; 2014Q4: 20,500 shares; 2015Q1: 20,500 shares; 2015Q2: 20,500 shares; 2015Q3: 15,000 shares 15,000$1.57M0.68%-5,500
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares; 2014Q4: 15,000 shares; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares 15,000$1.53M0.67%0Timeline
Amerivon Holdings LLCAmerivon Holdings LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 1,287,032 shares; 2014Q1: 1,287,032 shares; 2014Q2: 1,311,586 shares; 2014Q3: 1,311,586 shares; 2014Q4: 1,332,048 shares; 2015Q1: 1,332,048 shares; 2015Q2: 1,364,786 shares; 2015Q3: 1,364,786 shares 1,364,786$1.47M0.64%0
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 19,546 shares; 2014Q1: 19,546 shares; 2014Q2: 19,546 shares; 2014Q3: 19,546 shares; 2014Q4: 19,546 shares; 2015Q1: 29,546 shares; 2015Q2: 29,546 shares; 2015Q3: 29,546 shares 29,546$1.47M0.64%0Timeline
CAGCONAGRA BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 30,000 shares; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares; 2014Q4: 45,000 shares; 2015Q1: 45,000 shares; 2015Q2: 45,000 shares; 2015Q3: 35,000 shares 35,000$1.42M0.62%-10,000Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares; 2014Q4: 25,000 shares; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares 25,000$1.36M0.59%0Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 50,000 shares; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 100,000 shares; 2014Q4: 100,000 shares; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares 100,000$1.36M0.59%0Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,000 shares; 2014Q3: 12,000 shares; 2014Q4: 15,000 shares; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares 15,000$1.32M0.57%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 30,000 shares; 2014Q1: 35,260 shares; 2014Q2: 35,260 shares; 2014Q3: 35,260 shares; 2014Q4: 35,260 shares; 2015Q1: 35,260 shares; 2015Q2: 30,000 shares; 2015Q3: 30,000 shares 30,000$1.3M0.57%0Timeline
BGSB & G FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,000 shares; 2014Q3: 25,000 shares; 2014Q4: 35,000 shares; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares 35,000$1.28M0.56%0Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 16,100 shares; 2015Q1: 16,100 shares; 2015Q2: 16,100 shares; 2015Q3: 16,100 shares 16,100$1.27M0.55%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 33,600 shares; 2014Q1: 28,600 shares; 2014Q2: 28,600 shares; 2014Q3: 28,600 shares; 2014Q4: 28,600 shares; 2015Q1: 28,600 shares; 2015Q2: 28,600 shares; 2015Q3: 28,600 shares 28,600$1.27M0.55%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 30,000 shares; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares; 2015Q1: 50,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,000 shares 50,000$1.26M0.55%0
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: 40,000 shares 40,000$1.26M0.55%0Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares; 2014Q4: 15,000 shares; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares 15,000$1.25M0.55%0Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares; 2014Q4: 45,000 shares; 2015Q1: 45,000 shares; 2015Q2: 45,000 shares; 2015Q3: 45,000 shares 45,000$1.25M0.54%0Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 25,000 shares; 2014Q1: 30,000 shares; 2014Q2: 30,000 shares; 2014Q3: 30,000 shares; 2014Q4: 40,000 shares; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: 40,000 shares 40,000$1.21M0.52%0Timeline
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$1.19M0.52%0
BlackRock Kelso Capital CorpBlackRock Kelso Capital CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: 105,831 shares; 2014Q2: 131,034 shares; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 131,034 shares; 2015Q3: 131,034 shares 131,034$1.16M0.51%0The CUSIP as filed is malformed.
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: 10,200 shares; 2014Q2: 22,200 shares; 2014Q3: 22,200 shares; 2014Q4: 22,200 shares; 2015Q1: 22,200 shares; 2015Q2: 22,200 shares; 2015Q3: 22,200 shares 22,200$1.14M0.5%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 32,651 shares; 2014Q1: 32,651 shares; 2014Q2: 22,651 shares; 2014Q3: 22,651 shares; 2014Q4: 22,651 shares; 2015Q1: 22,651 shares; 2015Q2: 22,651 shares; 2015Q3: 22,651 shares 22,651$1.12M0.49%0Timeline
UNILEVER N VUNILEVER N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 24,000 shares; 2015Q2: 24,000 shares; 2015Q3: 24,000 shares 24,000$965K0.42%0
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 36,855 shares; 2014Q1: 26,855 shares; 2014Q2: 26,855 shares; 2014Q3: 26,855 shares; 2014Q4: 32,855 shares; 2015Q1: 32,855 shares; 2015Q2: 20,175 shares; 2015Q3: 20,175 shares 20,175$951K0.41%0Timeline
RHHBYROCHE HOLDINGS LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,500 shares; 2014Q3: 22,500 shares; 2014Q4: 27,500 shares; 2015Q1: 27,500 shares; 2015Q2: 27,500 shares; 2015Q3: 27,500 shares 27,500$906K0.39%0Timeline
Chesapeake Energy Corp.Chesapeake Energy Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 3,100 shares; 2014Q1: 3,100 shares; 2014Q2: 3,100 shares; 2014Q3: 3,100 shares; 2014Q4: 3,100 shares; 2015Q1: 3,100 shares; 2015Q2: 3,100 shares; 2015Q3: 2,100 shares 2,100$904K0.39%-1,000
COWN 5 5/8COWN 5 5/8Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares 1,000$866K0.38%0
Anadarko Petroleum Corp 7.5…Anadarko Petroleum Corp 7.50%Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 20,000 shares; 2015Q3: 20,000 shares 20,000$743K0.32%0The CUSIP as filed is malformed.
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: 58,700 shares; 2014Q2: 58,700 shares; 2014Q3: 58,700 shares; 2014Q4: 58,700 shares; 2015Q1: 58,700 shares; 2015Q2: 58,700 shares; 2015Q3: 58,700 shares 58,700$718K0.31%0
Post Holdings, Inc.Post Holdings, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,000 shares 5,000$659K0.29%new
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 26,782 shares; 2014Q1: 26,782 shares; 2014Q2: 26,782 shares; 2014Q3: 26,782 shares; 2014Q4: 26,782 shares; 2015Q1: 26,782 shares; 2015Q2: 26,782 shares; 2015Q3: 13,000 shares 13,000$623K0.27%-13,782Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 9,000 shares; 2015Q1: 14,000 shares; 2015Q2: 14,000 shares; 2015Q3: 7,000 shares 7,000$552K0.24%-7,000Timeline
POST 5 1/4 06/01/17POST 5 1/4 06/01/17Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,000 shares; 2014Q3: 5,000 shares; 2014Q4: 5,000 shares; 2015Q1: 2,500 shares; 2015Q2: 2,500 shares; 2015Q3: 2,500 shares 2,500$284K0.12%0
Amerivon Holdings LLCAmerivon Holdings LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: 545,456 shares; 2014Q1: 545,456 shares; 2014Q2: 545,456 shares; 2014Q3: 545,456 shares; 2014Q4: 545,456 shares; 2015Q1: 545,456 shares; 2015Q2: 545,456 shares; 2015Q3: 545,456 shares 545,456$33K0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
GILEAD SCIENCES INCGILEAD SCIENCES INC CORPORATE OBLIGprincipal1,100,000$4.72M-400,000
PRICELINE.COM INC 1.000PRICELINE.COM INC 1.000 DEBT 1.000% 3/1principal3,000,000$4.23M0
MOLINA HEALTHCARE INCMOLINA HEALTHCARE INC NOTE 1.125% 1/1principal2,000,000$3.49M0
MENTOR GRAPHICS CORP 4.000MENTOR GRAPHICS CORP 4.000 SDCV 4.000% 4/0principal2,750,000$3.48M0
NXP SEMICONDUCTOR NVNXP SEMICONDUCTOR NV NOTEprincipal3,000,000$3.33Mnew
InterDigital, Inc.InterDigital, Inc. CONVprincipal3,250,000$3.14M+2,000,000
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1principal3,500,000$2.96M-500,000
CSG Systems International, …CSG Systems International, In CONVprincipal2,150,000$2.95M0
BOTTOMLINE TECH DEL INCBOTTOMLINE TECH DEL INC NOTE 1.500%12/0principal2,750,000$2.93M+1,000,000
WEB COM GROUP INCWEB COM GROUP INC NOTE 1.000% 8/1principal3,000,000$2.83M+250,000
CALAMP CORPCALAMP CORP CONVprincipal3,100,000$2.79M+1,000,000
Regeneron Pharmaceuticals, …Regeneron Pharmaceuticals, In CONVprincipal500,000$2.76M0
FIREEYE INCFIREEYE INC CONVprincipal3,000,000$2.67M+1,000,000
PROOFPOINT INCPROOFPOINT INC CONVprincipal2,500,000$2.63M0
MEDICINES COMEDICINES CO CONV BNDprincipal2,000,000$2.61M+500,000
EQUINIX INCEQUINIX INC CNVprincipal750,000$2.56M0
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC NOTE 0.750 8/1principal2,500,000$2.53M+1,000,000
SANDISK CORPSANDISK CORP CORPORATE OBLIGprincipal2,000,000$2.49Mnew
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0principal2,500,000$2.4M0
BCOR 4.25 4/19BCOR 4.25 4/19 Bond 30/360P2 Uprincipal2,500,000$2.38M0
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 3.000% 7/0principal2,250,000$2.24M0
CARRIAGE SVCS INCCARRIAGE SVCS INC NOTE 2.750% 3/1principal2,000,000$2.23M0
INCYTE CORPINCYTE CORP NOTE 1.250%11/1principal1,000,000$2.18M-1,000,000
FOREST CITY ENTERPRISES INCFOREST CITY ENTERPRISES INC NOTE 3.625% 8/1principal2,000,000$2.07M0
Extra Space Storage LpExtra Space Storage Lp CONVprincipal2,000,000$2.02Mnew
ALASKA COMMUNICATIONS SYSTE…ALASKA COMMUNICATIONS SYSTEMS GRO… CV SR SUB NTprincipal2,000,000$2.02M0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTEprincipal2,250,000$2.02M+1,000,000
GLOBAL EAGLE ENTERTAINMENT …GLOBAL EAGLE ENTERTAINMENT INC CONV BNDprincipal2,250,000$2.01M0
JARDEN CORPJARDEN CORP NOTE 1.87principal1,250,000$2.01M0
Dycom Industries IncDycom Industries Inc CONVprincipal2,000,000$1.99Mnew
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1principal2,000,000$1.98M0
TeleCommunication Systems, …TeleCommunication Systems, In CONVprincipal2,000,000$1.96M0
Horizon Pharma Investment L…Horizon Pharma Investment Ltd Corporateprincipal2,000,000$1.94M+500,000
CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1principal3,000,000$1.88M0
EBS 2.875 01/21EBS 2.875 01/21 Bond 30/360P2 Uprincipal1,600,000$1.82M0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0principal2,250,000$1.81M+500,000
Kaman Corp.Kaman Corp. CONVprincipal1,500,000$1.76M0
JARDEN CORPJARDEN CORP NOTE 1.125% 3/1principal1,500,000$1.72M0
NVDA 1 12/1/18NVDA 1 12/1/18 Bond 30/360P2 Uprincipal1,250,000$1.65M0
INFINERA CORPORATIONINFINERA CORPORATION DBCV 1.750% 6/0principal1,000,000$1.63M0
SOLARCITY CORPSOLARCITY CORP NOTE 2.750%11/0principal1,750,000$1.59M+1,000,000
BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT NOTE 5.500prct 2/1principal1,500,000$1.55M0
TAKE-TWO INTERACTIVE SOFTWARTAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0principal1,000,000$1.55M0
PROS HOLDINGS 144A (PRO) - …PROS HOLDINGS 144A (PRO) - 29. CONVprincipal1,500,000$1.47M0
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 1.875% 8/1principal1,420,000$1.45Mnew
ANI PHARMACEUTICALS INCANI PHARMACEUTICALS INC NOTE 3.00012/0principal1,500,000$1.39M+500,000
Monster Worldwide, Inc.Monster Worldwide, Inc. CONVprincipal1,000,000$1.38M-250,000
Oclaro, Inc.Oclaro, Inc. CONVprincipal1,000,000$1.37M0
IGI Laboratories, Inc.IGI Laboratories, Inc. CONVprincipal1,500,000$1.3M0
JAKKS Pacific, Inc.JAKKS Pacific, Inc. CONVprincipal1,233,000$1.26Mnew
SUNPOWER CORPSUNPOWER CORP DBCV 0.875% 6/0principal1,500,000$1.26M0
ENERNOC INCENERNOC INC DBCV 2.250% 8/1principal1,700,000$1.19Mnew
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC DEBT 1.500%11/0principal1,000,000$1.03M0
MERCADOLIBRE INCMERCADOLIBRE INC NOTE 2.250 7/0principal1,000,000$983Knew
IAS Operating Partnership LPIAS Operating Partnership LP CONVprincipal1,000,000$948K0
QUIDEL CORPQUIDEL CORP NOTE 3.250%12/1principal1,000,000$931K0
GNC HOLDINGS INCGNC HOLDINGS INC CONV BNDprincipal1,000,000$928Knew
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1principal1,000,000$914K0
EXELIXIS INCEXELIXIS INC NOTE 4.250% 8/1principal750,000$909K0
PTC THERAPEUTICS INCPTC THERAPEUTICS INC CONV BNDprincipal1,000,000$890Knew
Trinity Biotech Investment …Trinity Biotech Investment Lt CONVprincipal1,000,000$874K0
RED HAT INCRED HAT INC CONV BNDprincipal725,000$873K0
Sunedison IncSunedison Inc CONVprincipal1,500,000$862Knew
Twitter IncTwitter Inc CONVprincipal1,000,000$857K0
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N NOTE 1.500 9/0principal1,000,000$744K0
SUNE 2.75 1/21SUNE 2.75 1/21 Bond 30/360P2 Uprincipal1,000,000$711Knew
TESLA INCTESLA INC NOTE 1.250% 3/0principal700,000$662K0
SPANSION LLCSPANSION LLC NOTE 2.000 9/0principal400,000$657K0
ROYAL GOLD INCROYAL GOLD INC NOTEprincipal600,000$581K0
OPKO HEALTH INCOPKO HEALTH INC NOTE 3.0% 2/1/33principal400,000$560K0
CLEAN ENERGY FUELS CORPCLEAN ENERGY FUELS CORP CONV BNDprincipal1,000,000$545K0
RTI INTL METALS INCRTI INTL METALS INC NOTE 1.625%10/1principal500,000$528K0
ARRAY BIOPHARMA INCARRAY BIOPHARMA INC NOTE 3.000% 6/0principal500,000$495K0
SANDISK CORPSANDISK CORP NOTE 0.500%10/1principal500,000$487K0
YAHOO INCYAHOO INC NOTE 12/0principal500,000$486K0
GOODRICHGOODRICH NOTE5principal1,035,000$217K0

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MYLAN INCMYLAN INC1,000,000$5.09Mprincipal
Allergan plcAllergan plc4,000$4.18Mshares
NEXTERA ENERGY INCNEXTERA ENERGY INC50,000$2.67Mshares
SUNEDISON INCSUNEDISON INC2,500,000$2.6Mprincipal
INVN 1.75 11/18INVN 1.75 11/182,500,000$2.42Mprincipal
HEALTH CARE REIT INC CONV 6…HEALTH CARE REIT INC CONV 6.5040,000$2.38Mshares
Isis Pharmaceuticals IncIsis Pharmaceuticals Inc2,000,000$2.16Mprincipal
CEPHEIDCEPHEID1,600,000$1.86Mprincipal
AVID TECHNOLOGY INCAVID TECHNOLOGY INC2,000,000$1.82Mprincipal
JAZZ PHARMACEUTICALS CVT144…JAZZ PHARMACEUTICALS CVT144A 11,420,000$1.66Mprincipal
ICONIX BRAND GROUP INCICONIX BRAND GROUP INC1,500,000$1.54Mprincipal
ENERNOC INCENERNOC INC2,000,000$1.45Mprincipal
MercadoLibre, Inc.MercadoLibre, Inc.1,000,000$1.27Mprincipal
Post Holdings, Inc.Post Holdings, Inc.10,000$1.2Mshares
ICON 1.5 3/18ICON 1.5 3/181,120,000$1.15Mprincipal
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP20,000$1.15Mshares
InContact Inc. 2.5% due 4/2…InContact Inc. 2.5% due 4/2/201,150,000$1.14Mprincipal
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP10,000$1.11Mshares
Microchip Technology IncMicrochip Technology Inc1,000,000$1.01Mprincipal
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP1,000,000$994Kprincipal
JinkoSolar Holding Co., Ltd.JinkoSolar Holding Co., Ltd.1,000,000$956Kprincipal
SOLARCITY CORP(SCTY) CVT 14…SOLARCITY CORP(SCTY) CVT 144A1,000,000$920Kprincipal
Violin Memory, Inc.Violin Memory, Inc.1,000,000$850Kprincipal
ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INC600,000$770Kprincipal
CAS 7 12/15/17CAS 7 12/15/17800,000$690Kprincipal
Brocade Communications Syst…Brocade Communications Systems500,000$521Kprincipal
LXPLXP INDUSTRIAL TRUST55,000$466Kshares
SSYSSTRATASYS LTD12,000$419Kshares
Halcon Resources Corp.Halcon Resources Corp.1,000$224Kshares
HALCON RES CORPHALCON RES CORP12,436$14Kshares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001133796-15-000142 base2015-10-20acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001133796-15-000142 Quarter ended 2015-09-302015-10-20acceptance time not in the bulk data set
13F-HR 0001133796-15-000100 Quarter ended 2015-06-302015-07-30acceptance time not in the bulk data set
13F-HR 0001145443-15-000701 Quarter ended 2015-03-312015-05-15acceptance time not in the bulk data set
13F-HR 0001145443-15-000228 Quarter ended 2014-12-312015-02-13acceptance time not in the bulk data set
13F-HR 0001213900-14-008269 Quarter ended 2014-09-302014-11-14acceptance time not in the bulk data set
13F-HR 0001145443-14-001081 Quarter ended 2014-06-302014-08-15acceptance time not in the bulk data set
13F-HR 0001145443-14-000755 Quarter ended 2014-03-312014-05-14acceptance time not in the bulk data set
13F-HR 0001145443-14-000181 Quarter ended 2013-12-312014-02-14acceptance time not in the bulk data set
13F-HR 0001145443-13-002138 Quarter ended 2013-09-302013-11-13acceptance time not in the bulk data set
13F-HR 0001145443-13-001685 Quarter ended 2013-06-302013-08-14acceptance time not in the bulk data set