13F-HR filed by DINSMORE CAPITAL MANAGEMENT CO/NJ
DINSMORE CAPITAL MANAGEMENT CO/NJ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 126 holding rows worth $239,353,000.
- Accession
- 0001145443-13-002138
- Filer
- CIK 1014776
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 126 entries on the cover page, a total value of $239,353,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $239,352,000 with VALUE read as thousands by filing date, 13F file number 028-05466. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 2,000,000 | $5,541,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 80,000 | $5,183,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,000 | $4,550,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 1,500,000 | $4,178,000 | thousands by filing date | principal |
| Bank of America Corp. | 60505682 | PFD CV | 3,400 | $3,672,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Chesapeake Energy Corp. | 165167768 | PFD CV | 3,100 | $3,426,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 3,000,000 | $3,420,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAG1 | CNV | 2,000,000 | $3,346,000 | thousands by filing date | principal |
| Jarden Corp. | 471109AG3 | CONV | 2,750,000 | $3,314,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 2,500,000 | $3,294,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 2,750,000 | $3,224,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 1,200,000 | $3,197,000 | thousands by filing date | principal |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 60,000 | $3,171,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,000,000 | $3,139,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 2,500 | $3,100,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 2,511,000 | $3,092,000 | thousands by filing date | principal |
| BlackRock Kelso Capital Corp. | 092533AA6 | CONV | 3,000,000 | $3,069,000 | thousands by filing date | principal |
| Kaiser Aluminum Corp. | 483007AB6 | CONV | 2,000,000 | $2,989,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,500,000 | $2,978,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,000,000 | $2,903,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 1,800,000 | $2,878,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $2,852,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,500,000 | $2,799,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,250,000 | $2,777,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 20,000 | $2,740,000 | thousands by filing date | |
| Molina Healthcare Inc. | 60855RAB6 | CONV | 2,500,000 | $2,711,000 | thousands by filing date | principal |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 50,000 | $2,686,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,000,000 | $2,630,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,500,000 | $2,627,000 | thousands by filing date | principal |
| CSG Systems International, In | 126349AC3 | CONV | 2,150,000 | $2,616,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,500,000 | $2,595,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 2,000,000 | $2,551,000 | thousands by filing date | principal |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 20,000 | $2,545,000 | thousands by filing date | |
| FXCM Inc. | 302693AA4 | CONV | 2,000,000 | $2,425,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 70,000 | $2,367,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 48,000 | $2,357,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 1,500,000 | $2,344,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 700,000 | $2,326,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000,000 | $2,311,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 40,000 | $2,302,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 2,500,000 | $2,300,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,000,000 | $2,281,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,750,000 | $2,266,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 2,000,000 | $2,235,000 | thousands by filing date | principal |
| Maiden Holdings, Ltd. | G5753U203 | PFD CV | 45,000 | $2,214,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 40,000 | $2,184,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 2,000,000 | $2,161,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,615,000 | $2,083,000 | thousands by filing date | principal |
| Forest City Enterprises, Inc. | 345550AQ0 | CONV | 2,000,000 | $2,035,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1,500,000 | $1,991,000 | thousands by filing date | principal |
| TeleCommunication Systems, In | 87929JAC7 | CONV | 2,000,000 | $1,980,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 1,500,000 | $1,962,000 | thousands by filing date | principal |
| Halcon Resources Corp. | 40537Q407 | PFD CV | 2,000 | $1,944,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 2,000,000 | $1,894,000 | thousands by filing date | principal |
| Kaman Corp. | 483548AD5 | CONV | 1,500,000 | $1,880,000 | thousands by filing date | principal |
| IAS Operating Partnership LP | 44927XAA3 | CONV | 2,000,000 | $1,876,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 65,000 | $1,863,000 | thousands by filing date | |
| Regeneron Pharmaceuticals, In | 75886FAD9 | CONV | 500,000 | $1,863,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 26,782 | $1,862,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 1,200,000 | $1,840,000 | thousands by filing date | principal |
| Iconix Brand Group, Inc. | 451055AD9 | CONV | 1,500,000 | $1,828,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAC5 | CNV | 1,250,000 | $1,814,000 | thousands by filing date | principal |
| Alaska Communications Systems | 01167PAD3 | CONV | 2,000,000 | $1,732,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 36,855 | $1,730,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,500,000 | $1,730,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAA1 | NOTE 3.0% 2/1/33 | 1,341,000 | $1,730,000 | thousands by filing date | principal |
| Post Holdings, Inc. | 737446203 | PFD CV | 16,600 | $1,689,000 | thousands by filing date | |
| Lexington Realty Trust | 529043AA9 | CONV | 1,000,000 | $1,666,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 1,500,000 | $1,642,000 | thousands by filing date | principal |
| Allscripts Healthcare Solutio | 01988PAC2 | CONV | 1,500,000 | $1,641,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,000,000 | $1,628,000 | thousands by filing date | principal |
| EMC Corp. | 268648AL6 | CONV | 1,000,000 | $1,599,000 | thousands by filing date | principal |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 15,000 | $1,579,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 1,500,000 | $1,558,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,651 | $1,555,000 | thousands by filing date | |
| Amerivon Holdings LLC | 898876107 | PFD CV | 1,254,294 | $1,521,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,250,000 | $1,470,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 30,000 | $1,400,000 | thousands by filing date | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 20,000 | $1,385,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,400,000 | $1,378,000 | thousands by filing date | principal |
| A.M.Castle & Co. | 148411AB7 | CONV | 800,000 | $1,376,000 | thousands by filing date | principal |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,200,000 | $1,371,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 25,000 | $1,336,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 25,000 | $1,334,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 1,250,000 | $1,285,000 | thousands by filing date | principal |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 1,250,000 | $1,267,000 | thousands by filing date | principal |
| Intel Corp. | 458140AC4 | CONV | 1,150,000 | $1,248,000 | thousands by filing date | principal |
| Concur Technologies, Inc. | 206708AB5 | CONV | 1,000,000 | $1,214,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS | 229678AE7 | CONV | 1,100,000 | $1,191,000 | thousands by filing date | principal |
| Cubist Pharmaceuticals, Inc. | 229678AG2 | CONV | 1,100,000 | $1,187,000 | thousands by filing date | principal |
| Encore Capital Group, Inc. | 292554AE2 | CONV | 1,000,000 | $1,186,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 1,000,000 | $1,181,000 | thousands by filing date | principal |
| Portfolio Recovery Associates | 73640QAA3 | CONV | 1,000,000 | $1,167,000 | thousands by filing date | principal |
| Move, Inc. | 62458MAA6 | CONV | 1,000,000 | $1,160,000 | thousands by filing date | principal |
| Rudolph Technologies Inc. | 781268AA5 | CONV | 1,000,000 | $1,154,000 | thousands by filing date | principal |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 1,200,000 | $1,150,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 40,000 | $1,148,000 | thousands by filing date | |
| Infinera Corp. | 45667GAA1 | CONV | 1,000,000 | $1,146,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,000,000 | $1,145,000 | thousands by filing date | principal |
| Illumina Inc | 452327AC3 | CONV | 1,000,000 | $1,144,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 33,600 | $1,119,000 | thousands by filing date | |
| Shutterfly, Inc. | 82568PAA4 | CONV | 1,000,000 | $1,109,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,000,000 | $1,055,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,000,000 | $1,055,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,000,000 | $1,040,000 | thousands by filing date | principal |
| CLEAN ENERGY FUELS CORP | 184499AB7 | CONV BND | 1,000,000 | $1,021,000 | thousands by filing date | principal |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 1,200,000 | $1,016,000 | thousands by filing date | principal |
| 2010 Swift MandCommon Exch Tr | 90213G207 | PFD CV | 60,000 | $1,009,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 20,000 | $969,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,000 | $967,000 | thousands by filing date | |
| Spansion LLC | 84649PAK1 | CONV | 1,000,000 | $964,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 19,546 | $948,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,000,000 | $918,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,000,000 | $910,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 20,000 | $895,000 | thousands by filing date | |
| Nextera Energy Inc | 65339F705 | CONVERTIBLE PREFERRED STOCK | 15,000 | $830,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,000 | $755,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 600,000 | $578,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 25,000 | $573,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012EAE6 | CONV | 750,000 | $572,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $463,000 | thousands by filing date | |
| ReneSola Ltd. | 75971TAA1 | CONV | 500,000 | $429,000 | thousands by filing date | principal |
| Finisar Corp. | 31787AAJ0 | CONV | 150,000 | $328,000 | thousands by filing date | principal |
| Micron Technology, Inc. | 595112AS2 | CONV | 100,000 | $170,000 | thousands by filing date | principal |
| Amerivon Holdings LLC | 898873104 | PFD CV | 545,456 | $33,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 4,954 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-13-002138 | this filing | 2013-11-13 | acceptance time not in the bulk data set |