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DINSMORE CAPITAL MANAGEMENT CO/NJ

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13F filer, CIK 1014776, Morristown, NJ

DINSMORE CAPITAL MANAGEMENT CO/NJ reported $255,640,000 across 147 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-02-13. Its ten largest share positions make up 17.54% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001145443-15-000228

Period
2014-12-31
Reported value
$256M
Holdings
147
Top 10 weight
17.54%
New
22
Sold out
20

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CROWN CASTLE INTL CORP NEWnew+20,000$2.06M
Kindred Healthcare Incnew+2,000$1.9M
T MOBILE US INCnew+30,000$1.59M
CCInew+16,100$1.27M
TYSON FOODSadded+25,000$1.26M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
CROWN CASTLE CNV PFDexited-32,500-$3.38M
Nextera Energy, Inc.exited-20,000-$1.19M
Post Holdings, Inc.exited-10,000-$725K
WELLS FARGO & COreduced-500-$608K
BANK OF AMER CORPreduced-400-$465K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0001145443-15-000228, largest first. % of portfolio is the value over $255,640,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 80,000 shares; 2014Q1: 80,000 shares; 2014Q2: 80,000 shares; 2014Q3: 80,000 shares; 2014Q4: 80,000 shares 80,000$4.91M1.92%0
NEXTERA ENERGY INCNEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 20,000 shares; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 60,000 shares; 2014Q4: 70,000 shares 70,000$4.04M1.58%+10,000
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,400 shares; 2014Q4: 3,000 shares 3,000$3.49M1.36%-400
Weyerhaeuser Co.Weyerhaeuser Co.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 60,000 shares; 2014Q1: 60,000 shares; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares; 2014Q4: 60,000 shares 60,000$3.46M1.35%0
HUNTINGTON BANCSHARES INCHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,500 shares; 2014Q1: 2,500 shares; 2014Q2: 2,500 shares; 2014Q3: 2,500 shares; 2014Q4: 2,500 shares 2,500$3.33M1.3%0
Chesapeake Energy Corp.Chesapeake Energy Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,100 shares; 2014Q1: 3,100 shares; 2014Q2: 3,100 shares; 2014Q3: 3,100 shares; 2014Q4: 3,100 shares 3,100$3.19M1.25%0
WELLS FARGO & COWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,000 shares; 2014Q1: 3,500 shares; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares; 2014Q4: 2,500 shares 2,500$3.04M1.19%-500
AMSURG CORPAMSURG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,000 shares; 2014Q3: 24,500 shares; 2014Q4: 24,500 shares 24,500$2.77M1.08%0
HEALTH CARE REIT INC CONV 6…HEALTH CARE REIT INC CONV 6.50Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares 40,000$2.63M1.03%0
FLG-PUFLAGSTAR BANK NATIONAL ASSOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 48,000 shares; 2014Q1: 48,000 shares; 2014Q2: 48,000 shares; 2014Q3: 48,000 shares; 2014Q4: 48,000 shares 48,000$2.39M0.93%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 70,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares; 2014Q4: 70,000 shares 70,000$2.35M0.92%0Timeline
STANLEY BLACK & DECKER INCSTANLEY BLACK & DECKER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 5,000 shares; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares; 2014Q4: 20,000 shares 20,000$2.35M0.92%0
GENESEE & WYO INCGENESEE & WYO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 20,000 shares; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares; 2014Q4: 20,000 shares 20,000$2.32M0.91%0
SBA COMMUNICATIONS CORPSBA COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 10,500 shares; 2014Q2: 20,500 shares; 2014Q3: 20,500 shares; 2014Q4: 20,500 shares 20,500$2.27M0.89%0
TYSON FOODSTYSON FOODSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares; 2014Q4: 45,000 shares 45,000$2.27M0.89%+25,000
AMERICAN TOWER CORP NEWAMERICAN TOWER CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 16,250 shares; 2014Q3: 20,250 shares; 2014Q4: 19,000 shares 19,000$2.18M0.85%-1,250
Maiden Holdings, Ltd.Maiden Holdings, Ltd.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 45,000 shares; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares; 2014Q4: 45,000 shares 45,000$2.15M0.84%0
E M C CORP MASSE M C CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 60,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares; 2014Q4: 70,000 shares 70,000$2.08M0.81%0
CROWN CASTLE INTL CORP NEWCROWN CASTLE INTL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 20,000 shares 20,000$2.06M0.8%new
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares; 2014Q4: 45,000 shares 45,000$1.9M0.74%0Timeline
Kindred Healthcare IncKindred Healthcare IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 2,000 shares 2,000$1.9M0.74%new
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 26,782 shares; 2014Q1: 26,782 shares; 2014Q2: 26,782 shares; 2014Q3: 26,782 shares; 2014Q4: 26,782 shares 26,782$1.85M0.72%0Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 36,855 shares; 2014Q1: 26,855 shares; 2014Q2: 26,855 shares; 2014Q3: 26,855 shares; 2014Q4: 32,855 shares 32,855$1.78M0.7%+6,000Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 35,909 shares; 2014Q2: 50,909 shares; 2014Q3: 50,909 shares; 2014Q4: 50,909 shares 50,909$1.74M0.68%0Timeline
Bunge LimitedBunge LimitedQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares; 2014Q4: 15,000 shares 15,000$1.69M0.66%0
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,000 shares; 2014Q1: 35,260 shares; 2014Q2: 35,260 shares; 2014Q3: 35,260 shares; 2014Q4: 35,260 shares 35,260$1.65M0.65%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares; 2014Q4: 25,000 shares 25,000$1.64M0.64%0Timeline
CAGCONAGRA BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,000 shares; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares; 2014Q4: 45,000 shares 45,000$1.63M0.64%0Timeline
T MOBILE US INCT MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 30,000 shares 30,000$1.59M0.62%new
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares; 2014Q4: 20,000 shares 20,000$1.58M0.62%0Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 50,000 shares; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 100,000 shares; 2014Q4: 100,000 shares 100,000$1.55M0.61%0Timeline
Amerivon Holdings LLCAmerivon Holdings LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,287,032 shares; 2014Q1: 1,287,032 shares; 2014Q2: 1,311,586 shares; 2014Q3: 1,311,586 shares; 2014Q4: 1,332,048 shares 1,332,048$1.53M0.6%+20,462
DOMINION RES INC VA NEWDOMINION RES INC VA NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares; 2014Q4: 25,000 shares 25,000$1.5M0.59%0
DOMINION RES INC VA NEWDOMINION RES INC VA NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares; 2014Q4: 25,000 shares 25,000$1.5M0.59%0
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,000 shares; 2014Q3: 12,000 shares; 2014Q4: 15,000 shares 15,000$1.48M0.58%+3,000Timeline
Post Holdings, Inc.Post Holdings, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 16,600 shares; 2014Q1: 16,600 shares; 2014Q2: 16,600 shares; 2014Q3: 16,600 shares; 2014Q4: 15,000 shares 15,000$1.47M0.57%-1,600
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 30,000 shares; 2014Q2: 30,000 shares; 2014Q3: 30,000 shares; 2014Q4: 40,000 shares 40,000$1.45M0.57%+10,000Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares; 2014Q4: 15,000 shares 15,000$1.41M0.55%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 33,600 shares; 2014Q1: 28,600 shares; 2014Q2: 28,600 shares; 2014Q3: 28,600 shares; 2014Q4: 28,600 shares 28,600$1.33M0.52%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 32,651 shares; 2014Q1: 32,651 shares; 2014Q2: 22,651 shares; 2014Q3: 22,651 shares; 2014Q4: 22,651 shares 22,651$1.29M0.5%0Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 16,100 shares 16,100$1.27M0.5%newTimeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,000 shares; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares 50,000$1.26M0.49%0
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares 40,000$1.25M0.49%0Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 10,200 shares; 2014Q2: 22,200 shares; 2014Q3: 22,200 shares; 2014Q4: 22,200 shares 22,200$1.22M0.48%0Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 131,034 shares; 2014Q4: 131,034 shares 131,034$1.07M0.42%0
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 10,000 shares 10,000$1.07M0.42%new
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 19,546 shares; 2014Q1: 19,546 shares; 2014Q2: 19,546 shares; 2014Q3: 19,546 shares; 2014Q4: 19,546 shares 19,546$1.06M0.41%0Timeline
BGSB & G FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,000 shares; 2014Q3: 25,000 shares; 2014Q4: 35,000 shares 35,000$1.05M0.41%+10,000Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares; 2014Q4: 15,000 shares 15,000$1.03M0.4%0Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 9,000 shares 9,000$1.01M0.4%newTimeline
SSYSSTRATASYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 7,500 shares; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares; 2014Q4: 12,000 shares 12,000$997K0.39%+2,000Timeline
RHHBYROCHE HOLDINGS LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,500 shares; 2014Q3: 22,500 shares; 2014Q4: 27,500 shares 27,500$935K0.37%+5,000Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 58,700 shares; 2014Q2: 58,700 shares; 2014Q3: 58,700 shares; 2014Q4: 58,700 shares 58,700$908K0.36%0
LXPLXP INDUSTRIAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 55,000 shares 55,000$604K0.24%newTimeline
POST 5 1/4 06/01/17POST 5 1/4 06/01/17Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,000 shares; 2014Q3: 5,000 shares; 2014Q4: 5,000 shares 5,000$443K0.17%0
Halcon Resources Corp.Halcon Resources Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,000 shares; 2014Q1: 1,000 shares; 2014Q2: 1,000 shares; 2014Q3: 1,000 shares; 2014Q4: 1,000 shares 1,000$375K0.15%0
Amerivon Holdings LLCAmerivon Holdings LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 545,456 shares; 2014Q1: 545,456 shares; 2014Q2: 545,456 shares; 2014Q3: 545,456 shares; 2014Q4: 545,456 shares 545,456$33K0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
GILEAD SCIENCES INCGILEAD SCIENCES INC CORPORATE OBLIGprincipal1,500,000$6.21M-300,000
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1principal4,000,000$5.28M0
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC NOTE 5.000% 3/1principal1,500,000$4.98M-250,000
MYLAN INCMYLAN INC CORPORATE OBLIGprincipal1,000,000$4.23M0
EQUINIX INCEQUINIX INC CNVprincipal1,500,000$4.22M0
PRICELINE.COM INC 1.000PRICELINE.COM INC 1.000 DEBT 1.000% 3/1principal3,000,000$4M0
MOLINA HEALTHCARE INCMOLINA HEALTHCARE INC NOTE 1.125% 1/1principal2,500,000$3.49M0
MENTOR GRAPHICS CORP 4.000MENTOR GRAPHICS CORP 4.000 SDCV 4.000% 4/0principal2,750,000$3.31M0
INCYTE CORPINCYTE CORP NOTE 1.250%11/1principal2,000,000$3.07Mnew
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0principal2,500,000$2.77M0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1principal2,500,000$2.68M0
CSG Systems International, …CSG Systems International, In CONVprincipal2,150,000$2.57M0
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 3.000% 7/0principal2,250,000$2.56M0
WEB COM GROUP INCWEB COM GROUP INC NOTE 1.000% 8/1principal2,750,000$2.53M0
NUANCE COMMUNICATIONSNUANCE COMMUNICATIONS CORPORATE OBLIGprincipal2,500,000$2.5M-1,000,000
INVN 1.75 11/18INVN 1.75 11/18 Bond 30/360P2 Uprincipal2,500,000$2.5Mnew
Regeneron Pharmaceuticals, …Regeneron Pharmaceuticals, In CONVprincipal500,000$2.44M0
BCOR 4.25 4/19BCOR 4.25 4/19 Bond 30/360P2 Uprincipal2,500,000$2.36Mnew
SUNPOWER CORP(SPWR) 144A 0.…SUNPOWER CORP(SPWR) 144A 0.875 CONVERTprincipal2,500,000$2.26M0
PFPT1.25 12/18PFPT1.25 12/18 Bond 30/360P2 Uprincipal1,650,000$2.26Mnew
ILLUMINA INCILLUMINA INC NOTE 0.250% 3/1principal1,000,000$2.21M0
Carriage Services, Inc.Carriage Services, Inc. CONVprincipal2,000,000$2.17M0
FOREST CITY ENTERPRISES INCFOREST CITY ENTERPRISES INC NOTE 3.625% 8/1principal2,000,000$2.13M0
AMTRUST FINANCIAL SERVICES IAMTRUST FINANCIAL SERVICES I NOTE 5.500%12/1principal1,000,000$2.12M0
GLBR 2.25 06/18GLBR 2.25 06/18 Bond 30/360P2 Uprincipal2,000,000$2.09M0
PHOTRONICS INCPHOTRONICS INC NOTE 3.250% 4/0principal2,000,000$2.08M0
SPANSION LLCSPANSION LLC NOTE 2.000 9/0principal800,000$1.98M-200,000
JARDEN CORPJARDEN CORP NOTE 1.87principal1,250,000$1.97M0
Kaman Corp.Kaman Corp. CONVprincipal1,500,000$1.91M0
ALASKA COMMUNICATIONS SYSTE…ALASKA COMMUNICATIONS SYSTEMS GRO… CV SR SUB NTprincipal2,000,000$1.9M0
TeleCommunication Systems, …TeleCommunication Systems, In CONVprincipal2,000,000$1.9M0
BOTTOMLINE TECH DEL INCBOTTOMLINE TECH DEL INC NOTE 1.500%12/0principal1,750,000$1.86M0
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0principal2,000,000$1.85M0
EMERGENT BIO INC(EBS)CVT 14…EMERGENT BIO INC(EBS)CVT 144A CONVERTprincipal1,600,000$1.8M0
ICONIX BRAND GROUP INCICONIX BRAND GROUP INC NOTEprincipal1,500,000$1.77M0
CEPHEID INCCEPHEID INC CONV BNDprincipal1,600,000$1.76M0
Jarden CorpJarden Corp CONVprincipal1,500,000$1.69M0
ENERNOC INCENERNOC INC CONV BNDprincipal2,000,000$1.69M+1,000,000
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC NOTE 0.750 8/1principal1,500,000$1.59M0
BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT NOTE 5.500prct 2/1principal1,500,000$1.52M0
TAKE-TWO INTERACTIVE SOFTWARTAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0principal1,000,000$1.52M-1,000,000
XILINX INC 2.625XILINX INC 2.625 NOTE 2.625% 6/1principal1,000,000$1.51M0
Kaiser Aluminum Corp.Kaiser Aluminum Corp. CONVprincipal1,000,000$1.49M0
CHART INDUSTRIES INCCHART INDUSTRIES INC NOTEprincipal1,500,000$1.44M0
NVDA 1 12/1/18NVDA 1 12/1/18 Bond 30/360P2 Uprincipal1,250,000$1.43Mnew
INTERDIGITAL INCINTERDIGITAL INC NOTE 2.500% 3/1principal1,250,000$1.4M0
Monster Worldwide, Inc.Monster Worldwide, Inc. CONVprincipal1,250,000$1.33Mnew
INFINERA CORPORATIONINFINERA CORPORATION DBCV 1.750% 6/0principal1,000,000$1.33M-250,000
ICON 1.5 3/18ICON 1.5 3/18 Bond 30/360P2 Uprincipal1,120,000$1.33M-380,000
SHIP FINANCE INTERNATIONAL LSHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0principal1,250,000$1.24M0
PROS HOLDINGS 144A (PRO) - …PROS HOLDINGS 144A (PRO) - 29. CONVprincipal1,200,000$1.23Mnew
RTI INTL METALS INC 3.000RTI INTL METALS INC 3.000 NOTE 3.000%12/0principal1,200,000$1.23M0
OPKO HEALTH INCOPKO HEALTH INC NOTE 3.0% 2/1/33principal800,000$1.19M0
MercadoLibre, Inc.MercadoLibre, Inc. CONVprincipal1,000,000$1.19M0
MGM RESORTS INTLMGM RESORTS INTL CORPORATE OBLIGprincipal1,000,000$1.18M0
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0principal1,000,000$1.12Mnew
SALIX PHARMACEUTICAL 1.500SALIX PHARMACEUTICAL 1.500 NOTE 1.500% 3/principal600,000$1.1M0
Rudolph Technologies Inc.Rudolph Technologies Inc. CONVprincipal1,000,000$1.04M0
Violin Memory, Inc.Violin Memory, Inc. CONVprincipal1,000,000$1.04M0
IGI Laboratories, Inc.IGI Laboratories, Inc. CONVprincipal1,000,000$1.01Mnew
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1principal1,000,000$985Knew
EXELIXIS INCEXELIXIS INC NOTE 4.250% 8/1principal1,750,000$985K0
RTI INTL METALS INCRTI INTL METALS INC NOTE 1.625%10/1principal1,000,000$977K0
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1principal1,000,000$976K0
TiVo IncTiVo Inc Exch Traded Optionprincipal1,000,000$961K0
MERRIMACK PHARMACEUTICALS INMERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1principal500,000$956K0
IAS Operating Partnership LPIAS Operating Partnership LP CONVprincipal1,000,000$951K0
ARRAY BIOPHARMA INCARRAY BIOPHARMA INC NOTE 3.000% 6/0principal1,000,000$939K+500,000
SOLARCITY CORP(SCTY) CVT 14…SOLARCITY CORP(SCTY) CVT 144A CONVERTprincipal1,000,000$909K0
RAS 4 10/1/33RAS 4 10/1/33 Bond 30/360P2 Uprincipal1,000,000$902K0
Twitter IncTwitter Inc CONVprincipal1,000,000$876K0
RED HAT INCRED HAT INC CONV BNDprincipal725,000$859Knew
JinkoSolar Holding Co., Ltd.JinkoSolar Holding Co., Ltd. CONVprincipal1,000,000$854K0
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N NOTE 1.500 9/0principal1,000,000$842K0
CAS 7 12/15/17CAS 7 12/15/17 Bond 30/360P2 Uprincipal800,000$818K0
SOLARCITY CORPSOLARCITY CORP NOTE 2.750%11/0principal750,000$812K0
SUNEDISON INCSUNEDISON INC CONV BNDprincipal500,000$752K0
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0principal750,000$742K0
Sunedison IncSunedison Inc CONVprincipal750,000$730K0
NQ MOBILE INCNQ MOBILE INC Noteprincipal1,000,000$710Knew
CLEAN ENERGY FUELS CORPCLEAN ENERGY FUELS CORP CONV BNDprincipal1,000,000$701K0
GT Advanced Technologies In…GT Advanced Technologies Inc. CONVprincipal1,350,000$691K-500,000
ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INC NOTE 2.500% 9/0principal600,000$649K0
SPECTRANETICS CORPSPECTRANETICS CORP MTNF 2.625% 6/0principal500,000$643K0
TESLA INCTESLA INC NOTE 1.250% 3/0principal700,000$635K0
ROYAL GOLD INCROYAL GOLD INC NOTEprincipal600,000$623K0
SANDISK CORPSANDISK CORP NOTE 0.500%10/1principal500,000$603Knew
YAHOO INCYAHOO INC NOTE 12/0principal500,000$568Knew
QUIDEL CORPQUIDEL CORP NOTE 3.250%12/1principal500,000$560Knew
GOODRICHGOODRICH NOTE5principal1,035,000$548K0

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CROWN CASTLE CNV PFDCROWN CASTLE CNV PFD32,500$3.38Mshares
InvenSense, Inc.InvenSense, Inc.2,500,000$2.79Mprincipal
Incyte CorporationIncyte Corporation2,000,000$2.48Mprincipal
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INC2,200,000$2.45Mprincipal
Proofpoint, Inc.Proofpoint, Inc.1,900,000$2.28Mprincipal
SALIX PHARMACEUTICALS INC S…SALIX PHARMACEUTICALS INC SR NT C…600,000$2.01Mprincipal
Liberty Media Corp.Liberty Media Corp.1,750,000$1.71Mprincipal
CHIQUITA BRANDS INTL INCCHIQUITA BRANDS INTL INC1,400,000$1.41Mprincipal
NVIDIA CORP 10000% 12/01/20…NVIDIA CORP 10000% 12/01/20181,250,000$1.38Mprincipal
BRISTOW GROUP INCBRISTOW GROUP INC1,111,000$1.2Mprincipal
Cardtronics, Inc.Cardtronics, Inc.1,250,000$1.2Mprincipal
Nextera Energy, Inc.Nextera Energy, Inc.20,000$1.19Mshares
Portfolio Recovery Associat…Portfolio Recovery Associates1,000,000$1.1Mprincipal
ILLUMINA INC (ILMN) 144A CV…ILLUMINA INC (ILMN) 144A CVT 01,000,000$1.08Mprincipal
YAHOO INC 0% 12/01/2018YAHOO INC 0% 12/01/20181,000,000$1.04Mprincipal
Lexington Realty TrustLexington Realty Trust600,000$883Kprincipal
NQ Mobile Inc.NQ Mobile Inc.1,000,000$746Kprincipal
Post Holdings, Inc.Post Holdings, Inc.10,000$725Kshares
SanDisk Corp.SanDisk Corp.500,000$608Kprincipal
HALCON RES CORPHALCON RES CORP5,548$23Kshares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001145443-15-000228 base2015-02-13acceptance time not in the bulk data set