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DINSMORE CAPITAL MANAGEMENT CO/NJ

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13F filer, CIK 1014776, Morristown, NJ

DINSMORE CAPITAL MANAGEMENT CO/NJ reported $254,247,000 across 145 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-14. Its ten largest share positions make up 17.44% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001213900-14-008269

Period
2014-09-30
Reported value
$254M
Holdings
145
Top 10 weight
17.44%
New
17
Sold out
16

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BANK OF AMER CORPnew+3,400$3.91M
AMSURG CORPadded+23,500$2.49M
NEXTERA ENERGY INCadded+40,000$2.14M
BLACKROCK CAP INVT CORPnew+131,034$1.13M
TYSON FOODSnew+20,000$999K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Bank of America Corp.exited-3,400-$3.97M
METLIFE INCexited-65,000-$2.08M
BlackRock Kelso Capital Corpexited-131,034-$1.19M
Nextera Energy, Inc.reduced-20,000-$1.19M
Nextera Energy Incexited-15,000-$1.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001213900-14-008269, largest first. % of portfolio is the value over $254,247,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 80,000 shares; 2014Q1: 80,000 shares; 2014Q2: 80,000 shares; 2014Q3: 80,000 shares 80,000$4.71M1.85%0
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,400 shares 3,400$3.91M1.54%new
WELLS FARGO & COWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,000 shares; 2014Q1: 3,500 shares; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares 3,000$3.61M1.42%0
Chesapeake Energy Corp.Chesapeake Energy Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,100 shares; 2014Q1: 3,100 shares; 2014Q2: 3,100 shares; 2014Q3: 3,100 shares 3,100$3.49M1.37%0
CROWN CASTLE CNV PFDCROWN CASTLE CNV PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 27,500 shares; 2014Q3: 32,500 shares 32,500$3.38M1.33%+5,000
HUNTINGTON BANCSHARES INCHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,500 shares; 2014Q1: 2,500 shares; 2014Q2: 2,500 shares; 2014Q3: 2,500 shares 2,500$3.34M1.31%0
Weyerhaeuser Co.Weyerhaeuser Co.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 60,000 shares; 2014Q1: 60,000 shares; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares 60,000$3.27M1.29%0
NEXTERA ENERGY INCNEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 20,000 shares; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 60,000 shares 60,000$3.2M1.26%+40,000
AMSURG CORPAMSURG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,000 shares; 2014Q3: 24,500 shares 24,500$2.59M1.02%+23,500
GENESEE & WYO INCGENESEE & WYO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 20,000 shares; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares 20,000$2.49M0.98%0
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 70,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares 70,000$2.47M0.97%0Timeline
FLG-PUFLAGSTAR BANK NATIONAL ASSOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 48,000 shares; 2014Q1: 48,000 shares; 2014Q2: 48,000 shares; 2014Q3: 48,000 shares 48,000$2.32M0.91%0Timeline
HEALTH CARE REIT INC CONV 6…HEALTH CARE REIT INC CONV 6.50Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares 40,000$2.3M0.9%0
SBA COMMUNICATIONS CORPSBA COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 10,500 shares; 2014Q2: 20,500 shares; 2014Q3: 20,500 shares 20,500$2.27M0.89%0
STANLEY BLACK & DECKER INCSTANLEY BLACK & DECKER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 5,000 shares; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares 20,000$2.26M0.89%0
AMERICAN TOWER CORP NEWAMERICAN TOWER CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 16,250 shares; 2014Q3: 20,250 shares 20,250$2.21M0.87%+4,000
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 26,782 shares; 2014Q1: 26,782 shares; 2014Q2: 26,782 shares; 2014Q3: 26,782 shares 26,782$2.08M0.82%0Timeline
Maiden Holdings, Ltd.Maiden Holdings, Ltd.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 45,000 shares; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares 45,000$2.02M0.79%0
E M C CORP MASSE M C CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 60,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares 70,000$2.02M0.79%0
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,000 shares; 2014Q1: 35,260 shares; 2014Q2: 35,260 shares; 2014Q3: 35,260 shares 35,260$1.75M0.69%0Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares 45,000$1.73M0.68%0Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 35,909 shares; 2014Q2: 50,909 shares; 2014Q3: 50,909 shares 50,909$1.71M0.67%0Timeline
Bunge LimitedBunge LimitedQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares 15,000$1.62M0.64%0
Amerivon Holdings LLCAmerivon Holdings LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,287,032 shares; 2014Q1: 1,287,032 shares; 2014Q2: 1,311,586 shares; 2014Q3: 1,311,586 shares 1,311,586$1.53M0.6%0
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 50,000 shares; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 100,000 shares 100,000$1.51M0.59%0Timeline
CAGCONAGRA BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,000 shares; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares 45,000$1.48M0.58%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares 25,000$1.46M0.58%0Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 36,855 shares; 2014Q1: 26,855 shares; 2014Q2: 26,855 shares; 2014Q3: 26,855 shares 26,855$1.45M0.57%0Timeline
Post Holdings, Inc.Post Holdings, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 16,600 shares; 2014Q1: 16,600 shares; 2014Q2: 16,600 shares; 2014Q3: 16,600 shares 16,600$1.44M0.57%0
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares 20,000$1.41M0.56%0Timeline
DOMINION RES INC VA NEWDOMINION RES INC VA NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares 25,000$1.4M0.55%0
DOMINION RES INC VA NEWDOMINION RES INC VA NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares 25,000$1.4M0.55%0
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 32,651 shares; 2014Q1: 32,651 shares; 2014Q2: 22,651 shares; 2014Q3: 22,651 shares 22,651$1.35M0.53%0Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares 15,000$1.33M0.52%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 33,600 shares; 2014Q1: 28,600 shares; 2014Q2: 28,600 shares; 2014Q3: 28,600 shares 28,600$1.33M0.52%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,000 shares; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares 50,000$1.27M0.5%0
SSYSSTRATASYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 7,500 shares; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares 10,000$1.22M0.48%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares 40,000$1.19M0.47%0Timeline
Nextera Energy, Inc.Nextera Energy, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 20,000 shares 20,000$1.19M0.47%-20,000
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 10,200 shares; 2014Q2: 22,200 shares; 2014Q3: 22,200 shares 22,200$1.15M0.45%0Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 131,034 shares 131,034$1.13M0.44%new
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,000 shares; 2014Q3: 12,000 shares 12,000$1.12M0.44%0Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 25,000 shares; 2014Q1: 30,000 shares; 2014Q2: 30,000 shares; 2014Q3: 30,000 shares 30,000$1.05M0.41%0Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 19,546 shares; 2014Q1: 19,546 shares; 2014Q2: 19,546 shares; 2014Q3: 19,546 shares 19,546$1.02M0.4%0Timeline
TYSON FOODSTYSON FOODSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$999K0.39%new
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares 15,000$980K0.39%0Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 58,700 shares; 2014Q2: 58,700 shares; 2014Q3: 58,700 shares 58,700$940K0.37%0
Halcon Resources Corp.Halcon Resources Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,000 shares; 2014Q1: 1,000 shares; 2014Q2: 1,000 shares; 2014Q3: 1,000 shares 1,000$860K0.34%0
RHHBYROCHE HOLDINGS LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,500 shares; 2014Q3: 22,500 shares 22,500$830K0.33%+10,000Timeline
Post Holdings, Inc.Post Holdings, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 10,000 shares; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares 10,000$725K0.29%0
BGSB & G FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,000 shares; 2014Q3: 25,000 shares 25,000$687K0.27%+10,000Timeline
POST 5 1/4 06/01/17POST 5 1/4 06/01/17Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,000 shares; 2014Q3: 5,000 shares 5,000$390K0.15%0
Amerivon Holdings LLCAmerivon Holdings LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 545,456 shares; 2014Q1: 545,456 shares; 2014Q2: 545,456 shares; 2014Q3: 545,456 shares 545,456$33K0.01%0
HALCON RES CORPHALCON RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 96 shares; 2014Q1: 136 shares; 2014Q2: 2,760 shares; 2014Q3: 5,548 shares 5,548$23K0.01%+2,788

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
GILEAD SCIENCES INCGILEAD SCIENCES INC CORPORATE OBLIGprincipal1,800,000$8.49M0
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1principal4,000,000$5.28M+500,000
PRICELINE.COM INC 1.000PRICELINE.COM INC 1.000 DEBT 1.000% 3/1principal3,000,000$4.06M0
EQUINIX INCEQUINIX INC CNVprincipal1,500,000$3.86M0
NUANCE COMMUNICATIONSNUANCE COMMUNICATIONS CORPORATE OBLIGprincipal3,500,000$3.47M-500,000
MYLAN INCMYLAN INC CORPORATE OBLIGprincipal1,000,000$3.44M0
MENTOR GRAPHICS CORP 4.000MENTOR GRAPHICS CORP 4.000 SDCV 4.000% 4/0principal2,750,000$3.25M+500,000
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC NOTE 5.000% 3/1principal1,750,000$3.12M-250,000
MOLINA HEALTHCARE INCMOLINA HEALTHCARE INC NOTE 1.125% 1/1principal2,500,000$2.98M0
InvenSense, Inc.InvenSense, Inc. CONVprincipal2,500,000$2.79M0
SUNPOWER CORP(SPWR) 144A 0.…SUNPOWER CORP(SPWR) 144A 0.875 CONVERTprincipal2,500,000$2.76M0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0principal2,500,000$2.74M+600,000
CSG Systems International, …CSG Systems International, In CONVprincipal2,150,000$2.71M0
TAKE-TWO INTERACTIVE SOFTWARTAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0principal2,000,000$2.69M0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1principal2,500,000$2.62M0
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 3.000% 7/0principal2,250,000$2.59Mnew
WEB COM GROUP INCWEB COM GROUP INC NOTE 1.000% 8/1principal2,750,000$2.54M+250,000
Incyte CorporationIncyte Corporation NOTE 1.25% 11/15/2020principal2,000,000$2.48M0
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INC NOTE 1.875% 9/0principal2,200,000$2.45Mnew
Proofpoint, Inc.Proofpoint, Inc. CONVprincipal1,900,000$2.28M0
GT Advanced Technologies In…GT Advanced Technologies Inc. CONVprincipal1,850,000$2.15M0
PHOTRONICS INCPHOTRONICS INC NOTE 3.250% 4/0principal2,000,000$2.11M0
Regeneron Pharmaceuticals, …Regeneron Pharmaceuticals, In CONVprincipal500,000$2.1M0
Carriage Services, Inc.Carriage Services, Inc. CONVprincipal2,000,000$2.1M0
GLBR 2.25 06/18GLBR 2.25 06/18 Bond 30/360P2 Uprincipal2,000,000$2.09M0
FOREST CITY ENTERPRISES INCFOREST CITY ENTERPRISES INC NOTE 3.625% 8/1principal2,000,000$2.08Mnew
SALIX PHARMACEUTICALS INC S…SALIX PHARMACEUTICALS INC SR NT C… CONVERTIBLEprincipal600,000$2.01M0
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0principal2,000,000$2M0
ILLUMINA INCILLUMINA INC NOTE 0.250% 3/1principal1,000,000$2M-500,000
TeleCommunication Systems, …TeleCommunication Systems, In CONVprincipal2,000,000$1.99M0
BOTTOMLINE TECH DEL INCBOTTOMLINE TECH DEL INC NOTE 1.500%12/0principal1,750,000$1.97M0
ICON 1.5 3/18ICON 1.5 3/18 Bond 30/360P2 Uprincipal1,500,000$1.96M0
ICONIX BRAND GROUP INCICONIX BRAND GROUP INC NOTEprincipal1,500,000$1.94M-750,000
Kaman Corp.Kaman Corp. CONVprincipal1,500,000$1.93M0
CHART INDUSTRIES INCCHART INDUSTRIES INC NOTEprincipal1,500,000$1.77M0
SPANSION LLCSPANSION LLC NOTE 2.000 9/0principal1,000,000$1.74Mnew
JARDEN CORPJARDEN CORP NOTE 1.87principal1,250,000$1.72M-1,500,000
Liberty Media Corp.Liberty Media Corp. CONVprincipal1,750,000$1.71M0
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC NOTE 0.750 8/1principal1,500,000$1.65Mnew
ALASKA COMMUNICATIONS SYSTE…ALASKA COMMUNICATIONS SYSTEMS GRO… CV SR SUB NTprincipal2,000,000$1.64M0
EMERGENT BIO INC(EBS)CVT 14…EMERGENT BIO INC(EBS)CVT 144A CONVERTprincipal1,600,000$1.63M0
Kaiser Aluminum Corp.Kaiser Aluminum Corp. CONVprincipal1,000,000$1.6M-500,000
CEPHEID INCCEPHEID INC CONV BNDprincipal1,600,000$1.58M+1,000,000
AMTRUST FINANCIAL SERVICES IAMTRUST FINANCIAL SERVICES I NOTE 5.500%12/1principal1,000,000$1.55M0
BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT NOTE 5.500prct 2/1principal1,500,000$1.55M0
Jarden CorpJarden Corp CONVprincipal1,500,000$1.51Mnew
XILINX INC 2.625XILINX INC 2.625 NOTE 2.625% 6/1principal1,000,000$1.51M0
SALIX PHARMACEUTICAL 1.500SALIX PHARMACEUTICAL 1.500 NOTE 1.500% 3/principal600,000$1.45M0
INFINERA CORPORATIONINFINERA CORPORATION DBCV 1.750% 6/0principal1,250,000$1.41M+250,000
CHIQUITA BRANDS INTL INCCHIQUITA BRANDS INTL INC NOTE 4.250% 8/1principal1,400,000$1.41M0
NVIDIA CORP 10000% 12/01/20…NVIDIA CORP 10000% 12/01/2018 CONBprincipal1,250,000$1.38M+250,000
SHIP FINANCE INTERNATIONAL LSHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0principal1,250,000$1.36M0
INTERDIGITAL INCINTERDIGITAL INC NOTE 2.500% 3/1principal1,250,000$1.29M0
RTI INTL METALS INC 3.000RTI INTL METALS INC 3.000 NOTE 3.000%12/0principal1,200,000$1.24M0
MGM RESORTS INTLMGM RESORTS INTL CORPORATE OBLIGprincipal1,000,000$1.23M0
BRISTOW GROUP INCBRISTOW GROUP INC NOTEprincipal1,111,000$1.2M-1,400,000
Cardtronics, Inc.Cardtronics, Inc. CONVprincipal1,250,000$1.2M0
GOODRICHGOODRICH NOTE5principal1,035,000$1.1M-450,000
Portfolio Recovery Associat…Portfolio Recovery Associates CONVprincipal1,000,000$1.1M0
MercadoLibre, Inc.MercadoLibre, Inc. CONVprincipal1,000,000$1.09M+500,000
ILLUMINA INC (ILMN) 144A CV…ILLUMINA INC (ILMN) 144A CVT 0 CONVERTprincipal1,000,000$1.08M0
OPKO HEALTH INCOPKO HEALTH INC NOTE 3.0% 2/1/33principal800,000$1.06M0
Rudolph Technologies Inc.Rudolph Technologies Inc. CONVprincipal1,000,000$1.04M0
YAHOO INC 0% 12/01/2018YAHOO INC 0% 12/01/2018 CONBprincipal1,000,000$1.04M0
Violin Memory, Inc.Violin Memory, Inc. CONVprincipal1,000,000$1.04Mnew
EXELIXIS INCEXELIXIS INC NOTE 4.250% 8/1principal1,750,000$1.02M0
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N NOTE 1.500 9/0principal1,000,000$996K0
SOLARCITY CORP(SCTY) CVT 14…SOLARCITY CORP(SCTY) CVT 144A CONVERTprincipal1,000,000$987Knew
JinkoSolar Holding Co., Ltd.JinkoSolar Holding Co., Ltd. CONVprincipal1,000,000$982K0
TiVo IncTiVo Inc Exch Traded Optionprincipal1,000,000$981Knew
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1principal1,000,000$980K0
Twitter IncTwitter Inc CONVprincipal1,000,000$973Knew
IAS Operating Partnership LPIAS Operating Partnership LP CONVprincipal1,000,000$968K0
RTI INTL METALS INCRTI INTL METALS INC NOTE 1.625%10/1principal1,000,000$965K0
ENERNOC INCENERNOC INC CONV BNDprincipal1,000,000$943Knew
RAS 4 10/1/33RAS 4 10/1/33 Bond 30/360P2 Uprincipal1,000,000$942K0
SOLARCITY CORPSOLARCITY CORP NOTE 2.750%11/0principal750,000$912K0
CLEAN ENERGY FUELS CORPCLEAN ENERGY FUELS CORP CONV BNDprincipal1,000,000$892K0
Lexington Realty TrustLexington Realty Trust CONVprincipal600,000$883K0
CAS 7 12/15/17CAS 7 12/15/17 Bond 30/360P2 Uprincipal800,000$876K0
SUNEDISON INCSUNEDISON INC CONV BNDprincipal500,000$772K-500,000
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0principal750,000$768Knew
Sunedison IncSunedison Inc CONVprincipal750,000$756K0
MERRIMACK PHARMACEUTICALS INMERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1principal500,000$755K0
NQ Mobile Inc.NQ Mobile Inc. CONVprincipal1,000,000$746K0
TESLA INCTESLA INC NOTE 1.250% 3/0principal700,000$674K0
ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INC NOTE 2.500% 9/0principal600,000$636Knew
ROYAL GOLD INCROYAL GOLD INC NOTEprincipal600,000$627K0
SanDisk Corp.SanDisk Corp. CONVprincipal500,000$608Knew
SPECTRANETICS CORPSPECTRANETICS CORP MTNF 2.625% 6/0principal500,000$570K0
ARRAY BIOPHARMA INCARRAY BIOPHARMA INC NOTE 3.000% 6/0principal500,000$452K0

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
Bank of America Corp.Bank of America Corp.3,400$3.97Mshares
Encore Capital Group, Inc.Encore Capital Group, Inc.2,250,000$2.63Mprincipal
Cubist Pharmaceuticals, Inc.Cubist Pharmaceuticals, Inc.2,200,000$2.51Mprincipal
Forest City Enterprises, In…Forest City Enterprises, Inc.2,000,000$2.11Mprincipal
METLIFE INCMETLIFE INC65,000$2.08Mshares
Spansion LLCSpansion LLC1,250,000$2.06Mprincipal
SANDISK CORPSANDISK CORP750,000$1.53Mprincipal
Intel Corp.Intel Corp.1,000,000$1.25Mprincipal
BlackRock Kelso Capital CorpBlackRock Kelso Capital Corp131,034$1.19Mshares
Move, Inc.Move, Inc.1,000,000$1.09Mprincipal
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INC1,000,000$1.06Mprincipal
Nextera Energy IncNextera Energy Inc15,000$1.01Mshares
HOMEAWAY INC(AWAY) CVT 144A…HOMEAWAY INC(AWAY) CVT 144A 0.1,000,000$979Kprincipal
Allscripts Healthcare Solut…Allscripts Healthcare Solutio750,000$866Kprincipal
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC500,000$521Kprincipal
Finisar Corp.Finisar Corp.150,000$282Kprincipal

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001213900-14-008269 base2014-11-14acceptance time not in the bulk data set