13F-HR filed by DIALECTIC CAPITAL MANAGEMENT, LP
DIALECTIC CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 76 holding rows worth $177,734,000.
- Accession
- 0000919574-17-001854
- Filer
- CIK 1411512
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 130 entries on the cover page, a total value of $177,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,736,000 with VALUE read as thousands by filing date, 13F file number 028-12674. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDialectic Offshore, Ltd.028-14791
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| B. RILEY FINANCIAL INC | 05580M108 | COM | 934,621 | $17,244,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 150,000 | $10,368,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 75,000 | $8,598,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 945,516 | $6,477,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 30,000 | $6,411,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 355,217 | $6,340,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 2,979,268 | $5,661,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50,000 | $5,481,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,000 | $5,480,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 74,640 | $5,071,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 150,000 | $5,002,000 | thousands by filing date | call |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 530,290 | $4,529,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 40,220 | $4,409,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 695,000 | $4,121,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 85,000 | $3,812,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 114,000 | $3,682,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11,412 | $3,443,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 17,665 | $3,254,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 15,000 | $3,205,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 39,662 | $3,096,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 75,353 | $2,992,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 114,313 | $2,670,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 50,000 | $2,629,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 24,241 | $2,551,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 223,307 | $2,374,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 315,000 | $2,237,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 153,254 | $2,126,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 50,000 | $2,030,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 61,800 | $1,996,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 60,593 | $1,748,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50,000 | $1,736,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 146,731 | $1,664,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 79,362 | $1,652,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 50,634 | $1,594,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 8,361 | $1,520,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 15,000 | $1,520,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 139,270 | $1,509,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 128,500 | $1,472,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,573 | $1,458,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 254,835 | $1,427,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 71,051 | $1,423,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,359,371 | $1,387,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 235,000 | $1,351,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 50,000 | $1,163,000 | thousands by filing date | put |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 214,900 | $1,129,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 11,006 | $1,115,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,433 | $1,068,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 48,300 | $1,059,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 91,854 | $1,029,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 16,903 | $1,004,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14,000 | $900,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,000,000 | $832,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 15,000 | $747,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 28,408 | $732,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 99,446 | $713,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 19,531 | $624,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,739 | $543,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 15,175 | $536,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,102 | $500,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 92,595 | $499,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 5,585 | $490,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 8,331 | $487,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 12,793 | $482,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 9,597 | $473,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 14,231 | $444,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 10,000 | $367,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 19,824 | $336,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,179 | $252,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,399 | $247,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,101 | $245,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,683 | $241,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 7,935 | $220,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,000 | $174,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,436 | $158,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 231,256 | $116,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 25,000 | $61,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-17-001854 | this filing | 2017-02-14 | acceptance time not in the bulk data set |