13F-HR filed by DIALECTIC CAPITAL MANAGEMENT, LP
DIALECTIC CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 83 holding rows worth $160,767,000.
- Accession
- 0000919574-16-016380
- Filer
- CIK 1411512
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 163 entries on the cover page, a total value of $160,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,767,000 with VALUE read as thousands by filing date, 13F file number 028-12674. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDialectic Offshore, Ltd.028-14791
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| B. RILEY FINANCIAL INC | 05580M108 | COM | 934,621 | $12,487,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,258,771 | $8,321,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 60,000 | $7,538,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 17,500 | $6,305,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,000 | $6,282,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 30,000 | $6,121,000 | thousands by filing date | put |
| COVISINT CORP | 22357R103 | COM | 2,514,474 | $5,481,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 78,408 | $4,815,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 37,890 | $4,144,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 200,000 | $3,840,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 44,386 | $3,384,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 100,000 | $3,308,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 175,000 | $3,301,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 25,000 | $3,217,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 50,000 | $3,070,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 51,306 | $2,995,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,000 | $2,895,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 155,000 | $2,878,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 50,000 | $2,793,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 9,722 | $2,744,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 34,000 | $2,742,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,432 | $2,669,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 199,404 | $2,646,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 317,800 | $2,421,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 35,000 | $2,241,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 182,365 | $2,217,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $2,040,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 52,434 | $2,012,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 43,249 | $1,916,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,000 | $1,803,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 29,575 | $1,505,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 140,000 | $1,484,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 226,000 | $1,390,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 13,393 | $1,369,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 36,139 | $1,282,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 21,909 | $1,281,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 72,371 | $1,259,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 965,863 | $1,198,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 79,000 | $1,186,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 51,000 | $1,176,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20,261 | $1,101,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 61,172 | $1,088,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 30,000 | $1,081,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 25,236 | $1,061,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 69,400 | $1,060,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,252 | $1,049,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 94,930 | $1,030,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 50,000 | $1,026,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 60,200 | $984,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 24,895 | $960,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 18,194 | $954,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 52,897 | $954,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 17,585 | $938,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 114,692 | $936,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 52,259 | $919,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 47,443 | $911,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 34,912 | $908,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 150,695 | $859,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,939 | $681,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 38,100 | $600,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 25,000 | $568,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 28,000 | $565,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 73,358 | $542,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,000 | $531,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 32,704 | $530,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 7,990 | $488,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 8,389 | $488,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 35,000 | $477,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 13,094 | $475,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 8,989 | $469,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 85,000 | $463,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 18,108 | $456,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 72,447 | $455,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 15,610 | $446,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 173,561 | $444,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 14,622 | $440,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,708 | $374,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 24,000 | $353,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 19,000 | $338,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 231,256 | $296,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 25,000 | $295,000 | thousands by filing date | put |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 10,897 | $253,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 144,600 | $165,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-16-016380 | this filing | 2016-11-14 | acceptance time not in the bulk data set |