Cowen Prime Services LLC

13F filer, CIK 1543830, New York, NY

Cowen Prime Services LLC reported $193,347,000 across 163 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-06. Its ten largest share positions make up 56.13% of the portfolio.

Filed 2019-11-06 (acceptance time not in the bulk data set), ingested 2026-10-07 18:55:06 UTC13F-HR 0000890163-19-000044

Period: 2019-09-30
Reported value: $193M
Holdings: 163
Top 10 weight: 56.13%
New: 4
Sold out: 13

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QUOTIENT TECHNOLOGY INCadded	+452,408	$3.54M
PDFSadded	+118,200	$1.54M
COMSCORE INCadded	+760,900	$1.45M
INOVALON HLDGS INCadded	+77,650	$1.27M
LNWOadded	+55,100	$1.12M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
EHTHreduced	-80,964	-$5.41M
HARMONIC INCreduced	-2,165,000	-$2.81M
CCIreduced	-11,240	-$1.56M
CASTLIGHT HEALTH INC CL Breduced	-1,013,703	-$1.43M
TRUEreduced	-293,200	-$1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0000890163-19-000044, largest first. % of portfolio is the value over $193,347,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORP	1,433,300	$16.2M	8.38%	+49,000
PDFSPDF SOLUTIONS INC	1,237,100	$16.2M	8.36%	+118,200		Timeline
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC	2,007,304	$15.7M	8.12%	+452,408
INOVALON HLDGS INCINOVALON HLDGS INC	818,650	$13.4M	6.94%	+77,650
MOBILEIRON INCMOBILEIRON INC	1,745,600	$11.4M	5.91%	-69,000
ITERIS INC NEWITERIS INC NEW	1,797,442	$10.3M	5.34%	+179,414
RUBICON PROJ INCRUBICON PROJ INC	865,000	$7.53M	3.9%	+123,300
NEONEOGENOMICS INC	372,316	$7.12M	3.68%	-28,600		Timeline
DMRCDIGIMARC CORP NEW	145,563	$5.69M	2.94%	+1,370		Timeline
LNWOLIGHT & WONDER INC	243,260	$4.95M	2.56%	+55,100		Timeline
LUMINEX CORPLUMINEX CORP	229,255	$4.73M	2.45%	+3,800
INFINERA CORPINFINERA CORP	5,060,000	$4.39M	2.27%	-330,000
LDOSLEIDOS HOLDINGS INC	42,735	$3.67M	1.9%	-6,980		Timeline
ASPNASPEN AEROGELS INC	612,692	$3.63M	1.88%	+12,192		Timeline
TACTTRANSACT TECHNOLOGIES INC	267,073	$3.25M	1.68%	+1,800		Timeline
KKRKKR & CO INC	115,820	$3.11M	1.61%	-19,300		Timeline
PFEPFIZER INC	82,150	$2.95M	1.53%	-11,170		Timeline
EHTHEHEALTH INC	38,963	$2.6M	1.35%	-80,964		Timeline
HLITHARMONIC INC	359,935	$2.37M	1.22%	+7,000		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	34,800	$2.31M	1.19%	0
JNJJOHNSON & JOHNSON	17,552	$2.27M	1.17%	-2,590		Timeline
DDDUPONT DE NEMOURS INC	31,385	$2.24M	1.16%	-285		Timeline
UALUNITED AIRLS HLDGS INC	24,250	$2.14M	1.11%	-5,580		Timeline
CCICROWN CASTLE INC	15,185	$2.11M	1.09%	-11,240		Timeline
EPDENTERPRISE PRODS PARTNERS L	70,080	$2M	1.04%	+3,000		Timeline
TECHTARGET INCTECHTARGET INC	86,300	$1.94M	1.01%	-40,150
COMSCORE INCCOMSCORE INC	991,900	$1.9M	0.98%	+760,900
APYXAPYX MEDICAL CORPORATION	273,905	$1.85M	0.96%	+2,300		Timeline
SBUXSTARBUCKS CORP	20,550	$1.82M	0.94%	-5,300		Timeline
KRNTKORNIT DIGITAL LTD	56,594	$1.74M	0.9%	-600		Timeline
DALDELTA AIR LINES INC	29,610	$1.71M	0.88%	+200		Timeline
MSFTMICROSOFT CORP	11,725	$1.63M	0.84%	-1,500		Timeline
JPMJPMORGAN CHASE & CO	12,079	$1.42M	0.74%	-2,100		Timeline
PTCPTC INC	20,100	$1.37M	0.71%	0		Timeline
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	150,500	$1.33M	0.69%	+2,850
CVXCHEVRON CORPORATION	10,900	$1.29M	0.67%	-450		Timeline
RBBNRIBBON COMMUNICATIONS INC	218,583	$1.28M	0.66%	-76,800		Timeline
MTSIMACOM TECH SOLUTIONS HLDGS I	58,258	$1.25M	0.65%	+1,300		Timeline
DDD3D SYS CORP DEL	146,700	$1.2M	0.62%	+10,500		Timeline
WYWEYERHAEUSER CO	32,350	$896K	0.46%	+2,200		Timeline
NRCNRC HEALTH	14,000	$809K	0.42%	0		Timeline
CEVACEVA INC	26,971	$805K	0.42%	+1,800		Timeline
REDFIN CORPREDFIN CORP	47,800	$805K	0.42%	0
GSITGSI TECHNOLOGY INC	88,757	$778K	0.4%	+9,583		Timeline
NEOGNEOGEN CORP	11,000	$749K	0.39%	0		Timeline
IBMINTERNATIONAL BUSINESS MACHS	4,712	$685K	0.35%	0		Timeline
NVECNVE CORP	10,015	$665K	0.34%	+1,940		Timeline
EXCEXELON CORP	13,450	$650K	0.34%	-6,600		Timeline
DOWDOW HLDGS INC	13,549	$646K	0.33%	0		Timeline
NIC INCNIC INC	29,700	$613K	0.32%	-4,000
TEVATEVA PHARMACEUTICAL INDS LTD	82,154	$565K	0.29%	0		Timeline
BOCBOSTON OMAHA CORP	27,444	$544K	0.28%	-18,925		Timeline
NTNXNUTANIX INC	17,230	$452K	0.23%	+750		Timeline
XOMEXXON MOBIL CORP	5,670	$400K	0.21%	0		Timeline
CTVACORTEVA INC	14,215	$398K	0.21%	-6,013		Timeline
TXNTEXAS INSTRS INC	3,012	$389K	0.2%	0		Timeline
SYNACOR INCSYNACOR INC	256,675	$359K	0.19%	-46,150
BXBLACKSTONE INC	7,000	$342K	0.18%	new		Timeline
KMIKINDER MORGAN INC DEL	15,380	$317K	0.16%	0		Timeline
EBEVENTBRITE INC-CLASS A	16,650	$295K	0.15%	0		Timeline
HCP INCHCP INC	8,000	$285K	0.15%	0
DEDEERE & CO	1,500	$253K	0.13%	0		Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	1,850	$228K	0.12%	0
METMETLIFE INC	4,650	$219K	0.11%	-500		Timeline
KOPNKOPIN CORP	304,850	$207K	0.11%	+4,500		Timeline
YUMYUM BRANDS INC	1,800	$204K	0.11%	-500		Timeline
PAYXPAYCHEX INC	2,400	$199K	0.1%	0		Timeline
ESBAEMPIRE ST RLTY OP L P	12,904	$183K	0.09%	0		Timeline
CUI GLOBAL INCCUI GLOBAL INC	203,468	$172K	0.09%	-22,878
GOOGALPHABET INC	140	$171K	0.09%	0		Timeline
NOCNORTHROP GRUMMAN CORP	450	$169K	0.09%	0		Timeline
NVONOVO-NORDISK A S	3,250	$168K	0.09%	0		Timeline
DURECT CORPDURECT CORP	87,228	$161K	0.08%	+100
MPLXMPLX LP	5,674	$159K	0.08%	new		Timeline
LMTLOCKHEED MARTIN CORP	400	$156K	0.08%	0		Timeline
MCDMCDONALDS CORP	661	$142K	0.07%	0		Timeline
VZVERIZON COMMUNICATIONS INC	2,263	$137K	0.07%	0		Timeline
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	2,000	$136K	0.07%	0
NUSTAR ENERGY LPNUSTAR ENERGY LP	4,630	$131K	0.07%	0
UPSUNITED PARCEL SVCS INC	1,080	$129K	0.07%	0		Timeline
KMBKIMBERLY-CLARK CORP	900	$128K	0.07%	0		Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INC	11,300	$125K	0.06%	+200
PEPPEPSICO INC	900	$123K	0.06%	0		Timeline
GENERAL ELEC COGENERAL ELEC CO	13,470	$120K	0.06%	0
SRESEMPRA	800	$118K	0.06%	0		Timeline
SPHSUBURBAN PROPANE PARTNERS L	5,013	$118K	0.06%	-500		Timeline
UNHUNITEDHEALTH GROUP INC	500	$109K	0.06%	0		Timeline
PYPLPAYPAL HLDGS INC	1,034	$107K	0.06%	0		Timeline
BMYBRISTOL-MYERS SQUIBB CO	2,100	$106K	0.05%	0		Timeline
MDLZMONDELEZ INTL INC	1,800	$100K	0.05%	0		Timeline
PGPROCTER & GAMBLE CO	800	$100K	0.05%	-200		Timeline
ALLTALLOT LTD	12,100	$98K	0.05%	+3,900		Timeline
SYYSYSCO CORP	1,200	$95K	0.05%	0		Timeline
WESWESTERN MIDSTREAM PARTNERS L	3,813	$95K	0.05%	0		Timeline
UNILEVER PLCUNILEVER PLC	1,445	$87K	0.04%	0
LENLENNAR CORP	1,500	$84K	0.04%	0		Timeline
INTCINTEL CORP	1,600	$82K	0.04%	0		Timeline
GLPGLOBAL PARTNERS LP	4,150	$81K	0.04%	0		Timeline
GDXVANECK ETF TRUST	3,000	$80K	0.04%	0		Timeline
PMPHILIP MORRIS INTL INC	1,000	$76K	0.04%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	3,400	$71K	0.04%	0		Timeline
ALLEALLEGION PLC	666	$69K	0.04%	0		Timeline
EMREMERSON ELEC CO	1,000	$67K	0.03%	0		Timeline
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN	100,000	$66K	0.03%	+90,000
DDOMINION ENERGY INC	800	$65K	0.03%	0		Timeline
MOALTRIA GROUP INC	1,500	$61K	0.03%	0		Timeline
FORMFORMFACTOR INC	3,295	$61K	0.03%	0		Timeline
NNNNNN REIT INC	1,000	$56K	0.03%	0		Timeline
RITMRITHM CAPITAL CORP	3,500	$55K	0.03%	0		Timeline
KOCOCA COLA CO	1,000	$54K	0.03%	0		Timeline
GOOGLALPHABET INC	40	$49K	0.03%	0		Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	1,600	$42K	0.02%	0
PGCPEAPACK-GLADSTONE FINL CORP	1,500	$42K	0.02%	0		Timeline
EBAYEBAY INC.	1,000	$39K	0.02%	0		Timeline
Apollo Global Management IncApollo Global Management Inc	1,000	$38K	0.02%	new
LOWLOWES COS INC	340	$37K	0.02%	0		Timeline
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL B	24,856	$35K	0.02%	-1,013,703
MRKMERCK & CO INC	400	$34K	0.02%	0		Timeline
GLWCORNING INC	1,150	$33K	0.02%	0		Timeline
BABAALIBABA GROUP HLDG LTD	200	$33K	0.02%	0		Timeline
HPHELMERICH & PAYNE INC	800	$32K	0.02%	0		Timeline
DRIDARDEN RESTAURANTS INC	250	$30K	0.02%	0		Timeline
ALLERGAN PLCALLERGAN PLC	181	$30K	0.02%	0
SLBSLB LIMITED	835	$29K	0.01%	0		Timeline
PRGX GLOBAL INCPRGX GLOBAL INC	5,166	$27K	0.01%	0
MRAMEVERSPIN TECHNOLOGIES INC	4,000	$25K	0.01%	-500		Timeline
OXYOCCIDENTAL PETE CORP	550	$24K	0.01%	0		Timeline
WMBWILLIAMS COS INC	1,000	$24K	0.01%	0		Timeline
ABBVABBVIE INC	300	$23K	0.01%	0		Timeline
ORCLORACLE CORP	394	$22K	0.01%	0		Timeline
GLDSPDR GOLD TR	160	$22K	0.01%	0		Timeline
EOGEOG RES INC	300	$22K	0.01%	0		Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	2,700	$22K	0.01%	0		Timeline
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T	0	$21K	0.01%	new	Amount filed as zero, left out of ratios.
TRGPTARGA RES CORP	434	$17K	0.01%	0		Timeline
OXSQOXFORD SQUARE CAP CORP	2,400	$15K	0.01%	0		Timeline
GREENSKY INCGREENSKY INC	2,000	$14K	0.01%	0
TRUETRUECAR INC	3,800	$13K	0.01%	-293,200		Timeline
HARMONIC INCHARMONIC INC	10,000	$13K	0.01%	-2,165,000
PINSPINTEREST INC	400	$11K	0.01%	0		Timeline
HIMXHIMAX TECHNOLOGIES INC	5,000	$11K	0.01%	0		Timeline
SFIXSTITCH FIX INC	500	$10K	0.01%	0		Timeline
NVSNOVARTIS AG	100	$9K	<0.01%	0		Timeline
MACMACERICH CO	260	$8K	<0.01%	0		Timeline
TYME TECHNOLOGIES INC COMTYME TECHNOLOGIES INC COM	5,000	$6K	<0.01%	0
CSCOCISCO SYS INC	100	$5K	<0.01%	0		Timeline
WABWABTEC	69	$5K	<0.01%	0		Timeline
MVISMICROVISION INC DEL	9,000	$5K	<0.01%	-2,000		Timeline
HPQHP INC	200	$4K	<0.01%	0		Timeline
HPEHEWLETT PACKARD ENTERPRISE C	200	$3K	<0.01%	0		Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	25	$3K	<0.01%	0
CCITIGROUP INC	35	$2K	<0.01%	0		Timeline
HALHALLIBURTON CO	100	$2K	<0.01%	0		Timeline
TAT&T INC	23	$1K	<0.01%	0		Timeline
MSMORGAN STANLEY	18	$1K	<0.01%	0		Timeline
NOKNOKIA CORP	166	$1K	<0.01%	0		Timeline
ALCALCON AG	20	$1K	<0.01%	0		Timeline
GDXJVANECK ETF TRUST	35	$1K	<0.01%	0		Timeline
MGYMAGNOLIA OIL & GAS CORP	50	$1K	<0.01%	0		Timeline
LEN-BLENNAR CORP	30	$1K	<0.01%	0		Timeline
VFFVILLAGE FARMS INTL INC	100	$1K	<0.01%	0		Timeline
NOBLE CORP PLCNOBLE CORP PLC	800	$1K	<0.01%	0
COMSCORE INCCOMSCORE INC	200	$0	0%	+100	Value filed as zero, left out of ratios.

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	9,000	$400K	shares
SERVICESOURCE INTL LLCSERVICESOURCE INTL LLC	419,724	$399K	shares
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDI	5,000	$203K	shares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV	5,000	$182K	shares
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INC	30,268	$92K	shares
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC	1,300	$48K	shares
SPOTSPOTIFY TECHNOLOGY S A	200	$29K	shares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP	1,083	$18K	shares
INTERMOLECULAR INCINTERMOLECULAR INC	3,000	$4K	shares
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC	250	$4K	shares
DXCDXC TECHNOLOGY CO	16	$1K	shares
CALIFORNIA RES CORPCALIFORNIA RES CORP	26	$1K	shares
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLC	20	$1K	shares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000890163-19-000044	base		2019-11-06	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC