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Disclosery

Cowen Prime Services LLC

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13F filer, CIK 1543830, New York, NY

Cowen Prime Services LLC reported $212,030,000 across 194 holdings for the quarter ended 2020-06-30, in a 13F-HR filed 2020-07-29. Its ten largest share positions make up 59.15% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000890163-20-000026

Period
2020-06-30
Reported value
$212M
Holdings
194
Top 10 weight
59.15%
New
5
Sold out
20

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GENMARK DIAGNOSTICS INCnew+435,300$6.4M
QUOTIENT TECHNOLOGY INCadded+456,622$3.34M
EDGIO INCadded+430,600$3.17M
VONAGE HLDGS CORPnew+3,000,000$2.8M
FRANCHISE GROUP INCadded+126,500$2.77M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
RUBICON PROJ INCreduced-399,950-$2.67M
CSBRreduced-244,900-$2.34M
TECHTARGET INCreduced-75,250-$2.26M
RSSSreduced-872,100-$2.07M
INOVALON HLDGS INCreduced-105,600-$2.03M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2020

Share positions as resolved from 13F-HR 0000890163-20-000026, largest first. % of portfolio is the value over $212,030,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PDFSPDF SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,237,100 shares; 2019Q4: 1,369,040 shares; 2020Q1: 1,659,409 shares; 2020Q2: 1,599,778 shares 1,599,778$31.3M14.76%-59,631Timeline
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,007,304 shares; 2019Q4: 1,995,124 shares; 2020Q1: 2,575,924 shares; 2020Q2: 3,032,546 shares 3,032,546$22.2M10.47%+456,622
INOVALON HLDGS INCINOVALON HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 818,650 shares; 2019Q4: 1,018,784 shares; 2020Q1: 966,500 shares; 2020Q2: 860,900 shares 860,900$16.6M7.82%-105,600
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,433,300 shares; 2019Q4: 1,120,425 shares; 2020Q1: 1,262,825 shares; 2020Q2: 1,267,625 shares 1,267,625$12.8M6.01%+4,800
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,797,442 shares; 2019Q4: 2,217,292 shares; 2020Q1: 2,574,500 shares; 2020Q2: 2,681,100 shares 2,681,100$12.7M6.01%+106,600
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 698,500 shares; 2020Q2: 1,129,100 shares 1,129,100$8.31M3.92%+430,600
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 435,300 shares 435,300$6.4M3.02%new
LUMINEX CORPLUMINEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 229,255 shares; 2019Q4: 232,955 shares; 2020Q1: 212,155 shares; 2020Q2: 170,220 shares 170,220$5.54M2.61%-41,935
ASPNASPEN AEROGELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 612,692 shares; 2019Q4: 809,192 shares; 2020Q1: 818,000 shares; 2020Q2: 808,000 shares 808,000$5.32M2.51%-10,000Timeline
ACCELERATE DIAGNOSTICS INCACCELERATE DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,050,000 shares; 2020Q2: 6,020,000 shares 6,020,000$4.27M2.01%-30,000
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,060,000 shares; 2019Q4: 5,310,000 shares; 2020Q1: 5,310,000 shares; 2020Q2: 4,810,000 shares 4,810,000$4.09M1.93%-500,000
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100,000 shares; 2019Q4: 2,137,900 shares; 2020Q1: 4,455,500 shares; 2020Q2: 4,579,500 shares 4,579,500$3.3M1.55%+124,000
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 17,552 shares; 2019Q4: 18,252 shares; 2020Q1: 27,397 shares; 2020Q2: 21,095 shares 21,095$2.97M1.4%-6,302Timeline
FRANCHISE GROUP INCFRANCHISE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 7,600 shares; 2020Q2: 134,100 shares 134,100$2.93M1.38%+126,500
LGNDLIGAND PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 8,700 shares; 2020Q2: 25,450 shares 25,450$2.85M1.34%+16,750Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 3,000,000 shares 3,000,000$2.8M1.32%new
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 56,594 shares; 2019Q4: 61,244 shares; 2020Q1: 58,044 shares; 2020Q2: 52,194 shares 52,194$2.79M1.31%-5,850Timeline
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 50,920 shares; 2020Q2: 50,720 shares 50,720$2.68M1.27%-200Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 82,150 shares; 2019Q4: 78,475 shares; 2020Q1: 79,775 shares; 2020Q2: 79,375 shares 79,375$2.6M1.22%-400Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 14,085 shares; 2020Q2: 14,085 shares 14,085$2.51M1.19%0Timeline
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 115,820 shares; 2019Q4: 115,820 shares; 2020Q1: 103,250 shares; 2020Q2: 71,300 shares 71,300$2.2M1.04%-31,950Timeline
BOCBOSTON OMAHA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 27,444 shares; 2019Q4: 27,444 shares; 2020Q1: 27,444 shares; 2020Q2: 137,444 shares 137,444$2.2M1.04%+110,000Timeline
DMRCDIGIMARC CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 145,563 shares; 2019Q4: 151,669 shares; 2020Q1: 139,095 shares; 2020Q2: 136,393 shares 136,393$2.18M1.03%-2,702Timeline
NEPHNEPHROS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 154,800 shares; 2020Q2: 251,994 shares 251,994$2.11M1%+97,194Timeline
REDFIN CORPREDFIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 47,800 shares; 2019Q4: 47,800 shares; 2020Q1: 47,800 shares; 2020Q2: 47,800 shares 47,800$2M0.94%0
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,725 shares; 2019Q4: 10,425 shares; 2020Q1: 9,775 shares; 2020Q2: 9,075 shares 9,075$1.85M0.87%-700Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20,550 shares; 2019Q4: 24,385 shares; 2020Q1: 22,285 shares; 2020Q2: 22,285 shares 22,285$1.64M0.77%0Timeline
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 359,935 shares; 2019Q4: 379,450 shares; 2020Q1: 352,350 shares; 2020Q2: 340,935 shares 340,935$1.62M0.76%-11,415Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 34,800 shares; 2019Q4: 34,800 shares; 2020Q1: 34,800 shares; 2020Q2: 34,800 shares 34,800$1.5M0.71%0
MTSIMACOM TECH SOLUTIONS HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 58,258 shares; 2019Q4: 60,658 shares; 2020Q1: 50,157 shares; 2020Q2: 43,357 shares 43,357$1.49M0.7%-6,800Timeline
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 991,900 shares; 2019Q4: 553,900 shares; 2020Q1: 560,500 shares; 2020Q2: 479,000 shares 479,000$1.49M0.7%-81,500
LDOSLEIDOS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 42,735 shares; 2019Q4: 17,000 shares; 2020Q1: 17,680 shares; 2020Q2: 15,830 shares 15,830$1.48M0.7%-1,850Timeline
PTCPTC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20,100 shares; 2019Q4: 20,250 shares; 2020Q1: 19,050 shares; 2020Q2: 18,900 shares 18,900$1.47M0.69%-150Timeline
Apollo Global Management IncApollo Global Management IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 6,000 shares; 2020Q1: 52,795 shares; 2020Q2: 28,170 shares 28,170$1.41M0.66%-24,625
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 70,080 shares; 2019Q4: 70,080 shares; 2020Q1: 74,080 shares; 2020Q2: 74,080 shares 74,080$1.35M0.63%0Timeline
APYXAPYX MEDICAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 273,905 shares; 2019Q4: 285,414 shares; 2020Q1: 259,714 shares; 2020Q2: 237,969 shares 237,969$1.32M0.62%-21,745Timeline
RUBICON PROJ INCRUBICON PROJ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 865,000 shares; 2019Q4: 1,270,000 shares; 2020Q1: 589,800 shares; 2020Q2: 189,850 shares 189,850$1.27M0.6%-399,950
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,185 shares; 2019Q4: 16,135 shares; 2020Q1: 7,410 shares; 2020Q2: 7,210 shares 7,210$1.21M0.57%-200Timeline
EBEVENTBRITE INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 16,650 shares; 2019Q4: 16,650 shares; 2020Q1: 139,250 shares; 2020Q2: 139,250 shares 139,250$1.19M0.56%0Timeline
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 372,316 shares; 2019Q4: 329,596 shares; 2020Q1: 71,576 shares; 2020Q2: 38,476 shares 38,476$1.19M0.56%-33,100Timeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 9,400 shares; 2020Q2: 9,400 shares 9,400$1.15M0.54%0Timeline
TACTTRANSACT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 267,073 shares; 2019Q4: 287,017 shares; 2020Q1: 305,810 shares; 2020Q2: 224,966 shares 224,966$1.03M0.49%-80,844Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 82,154 shares; 2019Q4: 81,294 shares; 2020Q1: 81,294 shares; 2020Q2: 81,294 shares 81,294$1M0.47%0Timeline
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,549 shares; 2019Q4: 13,549 shares; 2020Q1: 20,216 shares; 2020Q2: 24,216 shares 24,216$987K0.47%+4,000Timeline
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 26,971 shares; 2019Q4: 27,721 shares; 2020Q1: 25,921 shares; 2020Q2: 25,471 shares 25,471$953K0.45%-450Timeline
DDDUPONT DE NEMOURS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 31,385 shares; 2019Q4: 57,842 shares; 2020Q1: 18,849 shares; 2020Q2: 17,849 shares 17,849$948K0.45%-1,000Timeline
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 31,300 shares 31,300$932K0.44%new
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 146,700 shares; 2019Q4: 152,300 shares; 2020Q1: 131,700 shares; 2020Q2: 130,900 shares 130,900$915K0.43%-800Timeline
RSSSRESEARCH SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,229,100 shares; 2020Q2: 357,000 shares 357,000$846K0.4%-872,100Timeline
NEOGNEOGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,000 shares; 2019Q4: 10,790 shares; 2020Q1: 10,790 shares; 2020Q2: 10,790 shares 10,790$837K0.39%0Timeline
NRCNRC HEALTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 14,000 shares; 2019Q4: 14,000 shares; 2020Q1: 14,000 shares; 2020Q2: 14,000 shares 14,000$815K0.38%0Timeline
GSITGSI TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 88,757 shares; 2019Q4: 102,373 shares; 2020Q1: 102,575 shares; 2020Q2: 102,256 shares 102,256$734K0.35%-319Timeline
NVECNVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 10,015 shares; 2019Q4: 11,137 shares; 2020Q1: 11,237 shares; 2020Q2: 10,937 shares 10,937$676K0.32%-300Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,079 shares; 2019Q4: 11,329 shares; 2020Q1: 11,329 shares; 2020Q2: 6,769 shares 6,769$637K0.3%-4,560Timeline
RBBNRIBBON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 218,583 shares; 2019Q4: 187,220 shares; 2020Q1: 168,719 shares; 2020Q2: 160,219 shares 160,219$630K0.3%-8,500Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,712 shares; 2019Q4: 4,882 shares; 2020Q1: 4,882 shares; 2020Q2: 4,882 shares 4,882$590K0.28%0Timeline
CSBRCHAMPIONS ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 153,500 shares; 2020Q1: 299,400 shares; 2020Q2: 54,500 shares 54,500$521K0.25%-244,900Timeline
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,450 shares; 2019Q4: 13,450 shares; 2020Q1: 13,450 shares; 2020Q2: 12,950 shares 12,950$470K0.22%-500Timeline
NIC INCNIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 29,700 shares; 2019Q4: 28,500 shares; 2020Q1: 20,500 shares; 2020Q2: 18,722 shares 18,722$430K0.2%-1,778
NTNXNUTANIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 17,230 shares; 2019Q4: 18,980 shares; 2020Q1: 18,380 shares; 2020Q2: 16,730 shares 16,730$397K0.19%-1,650Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,012 shares; 2019Q4: 3,012 shares; 2020Q1: 3,012 shares; 2020Q2: 3,012 shares 3,012$382K0.18%0Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,000 shares; 2019Q4: 7,600 shares; 2020Q1: 6,600 shares; 2020Q2: 6,600 shares 6,600$374K0.18%0Timeline
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 304,850 shares; 2019Q4: 301,118 shares; 2020Q1: 273,518 shares; 2020Q2: 267,050 shares 267,050$355K0.17%-6,468Timeline
ARAYACCURAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 164,882 shares; 2020Q2: 164,882 shares 164,882$335K0.16%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,595 shares; 2020Q2: 895 shares 895$327K0.15%-700Timeline
CTVACORTEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 14,215 shares; 2019Q4: 13,549 shares; 2020Q1: 6,216 shares; 2020Q2: 9,216 shares 9,216$247K0.12%+3,000Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,380 shares; 2019Q4: 16,198 shares; 2020Q1: 16,198 shares; 2020Q2: 16,180 shares 16,180$245K0.12%-18Timeline
SYNACOR INCSYNACOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 256,675 shares; 2019Q4: 230,514 shares; 2020Q1: 215,437 shares; 2020Q2: 215,437 shares 215,437$243K0.11%0
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares 1,500$236K0.11%0Timeline
DOCHEALTHPEAK PROPERTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 8,000 shares; 2020Q1: 8,000 shares; 2020Q2: 8,000 shares 8,000$220K0.1%0Timeline
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,250 shares; 2019Q4: 3,250 shares; 2020Q1: 3,250 shares; 2020Q2: 3,250 shares 3,250$213K0.1%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 140 shares; 2019Q4: 140 shares; 2020Q1: 140 shares; 2020Q2: 140 shares 140$198K0.09%0Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,034 shares; 2019Q4: 1,034 shares; 2020Q1: 1,034 shares; 2020Q2: 1,034 shares 1,034$180K0.08%0Timeline
TDAYUSA TODAY CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 151,400 shares; 2020Q1: 130,400 shares; 2020Q2: 129,500 shares 129,500$179K0.08%-900Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,650 shares; 2019Q4: 4,650 shares; 2020Q1: 4,650 shares; 2020Q2: 4,650 shares 4,650$170K0.08%0Timeline
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 87,228 shares; 2019Q4: 87,728 shares; 2020Q1: 72,628 shares; 2020Q2: 72,128 shares 72,128$167K0.08%-500
TTTRANE TECHNOLOGIES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,850 shares; 2020Q2: 1,850 shares 1,850$165K0.08%0Timeline
ALLTALLOT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,100 shares; 2019Q4: 15,602 shares; 2020Q1: 17,802 shares; 2020Q2: 15,600 shares 15,600$163K0.08%-2,202Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,670 shares; 2019Q4: 5,670 shares; 2020Q1: 5,670 shares; 2020Q2: 3,370 shares 3,370$151K0.07%-2,300Timeline
RADA ELECTR INDS LTDRADA ELECTR INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 1,500 shares; 2020Q1: 24,500 shares; 2020Q2: 23,000 shares 23,000$150K0.07%-1,500
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 900 shares; 2019Q4: 1,175 shares; 2020Q1: 1,130 shares; 2020Q2: 1,130 shares 1,130$149K0.07%0Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 500 shares; 2019Q4: 500 shares; 2020Q1: 500 shares; 2020Q2: 500 shares 500$147K0.07%0Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 400 shares; 2019Q4: 400 shares; 2020Q1: 400 shares; 2020Q2: 400 shares 400$146K0.07%0Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 450 shares; 2019Q4: 450 shares; 2020Q1: 450 shares; 2020Q2: 450 shares 450$138K0.07%0Timeline
EHTHEHEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 38,963 shares; 2019Q4: 43,846 shares; 2020Q1: 2,405 shares; 2020Q2: 1,405 shares 1,405$138K0.07%-1,000Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,400 shares; 2019Q4: 1,800 shares; 2020Q1: 1,800 shares; 2020Q2: 1,800 shares 1,800$136K0.06%0Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 900 shares; 2019Q4: 900 shares; 2020Q1: 900 shares; 2020Q2: 900 shares 900$127K0.06%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,263 shares; 2019Q4: 2,263 shares; 2020Q1: 2,263 shares; 2020Q2: 2,263 shares 2,263$125K0.06%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,100 shares; 2019Q4: 2,100 shares; 2020Q1: 2,100 shares; 2020Q2: 2,100 shares 2,100$123K0.06%0Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 661 shares; 2019Q4: 661 shares; 2020Q1: 661 shares; 2020Q2: 661 shares 661$122K0.06%0Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,300 shares; 2019Q4: 11,300 shares; 2020Q1: 9,100 shares; 2020Q2: 9,100 shares 9,100$121K0.06%0
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,080 shares; 2019Q4: 1,080 shares; 2020Q1: 1,080 shares; 2020Q2: 1,080 shares 1,080$120K0.06%0Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,600 shares; 2019Q4: 1,800 shares; 2020Q1: 1,900 shares; 2020Q2: 1,900 shares 1,900$114K0.05%0Timeline
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,000 shares; 2019Q4: 3,000 shares; 2020Q1: 3,000 shares; 2020Q2: 3,000 shares 3,000$110K0.05%0Timeline
ORBITAL ENERGY GROUP INCORBITAL ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 171,163 shares 171,163$106K0.05%new
TECHTARGET INCTECHTARGET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 86,300 shares; 2019Q4: 83,050 shares; 2020Q1: 78,650 shares; 2020Q2: 3,400 shares 3,400$102K0.05%-75,250
BLFSBIOLIFE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,173 shares; 2020Q2: 6,173 shares 6,173$101K0.05%0Timeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,674 shares; 2019Q4: 5,674 shares; 2020Q1: 5,674 shares; 2020Q2: 5,674 shares 5,674$98K0.05%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,470 shares; 2019Q4: 14,970 shares; 2020Q1: 14,670 shares; 2020Q2: 13,970 shares 13,970$95K0.04%-700
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 800 shares; 2020Q2: 800 shares 800$94K0.04%0Timeline
ESBAEMPIRE ST RLTY OP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,904 shares; 2019Q4: 12,904 shares; 2020Q1: 12,904 shares; 2020Q2: 12,904 shares 12,904$94K0.04%0Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,800 shares; 2019Q4: 1,800 shares; 2020Q1: 1,800 shares; 2020Q2: 1,800 shares 1,800$92K0.04%0Timeline
LENLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares 1,500$92K0.04%0Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 12,500 shares; 2020Q2: 12,500 shares 12,500$82K0.04%0
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,445 shares; 2019Q4: 1,445 shares; 2020Q1: 1,445 shares; 2020Q2: 1,445 shares 1,445$79K0.04%0
SPHSUBURBAN PROPANE PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,013 shares; 2019Q4: 5,013 shares; 2020Q1: 5,013 shares; 2020Q2: 5,013 shares 5,013$72K0.03%0Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares 1,000$70K0.03%0Timeline
ALLEALLEGION PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 666 shares; 2019Q4: 666 shares; 2020Q1: 666 shares; 2020Q2: 666 shares 666$68K0.03%0Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 32,350 shares; 2019Q4: 32,350 shares; 2020Q1: 3,000 shares; 2020Q2: 3,000 shares 3,000$67K0.03%0Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,630 shares; 2019Q4: 4,630 shares; 2020Q1: 4,630 shares; 2020Q2: 4,630 shares 4,630$66K0.03%0
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 3,800 shares; 2020Q2: 800 shares 800$65K0.03%-3,000Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 500 shares; 2020Q1: 500 shares; 2020Q2: 500 shares 500$60K0.03%0Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares 1,500$59K0.03%0Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,200 shares; 2019Q4: 1,060 shares; 2020Q1: 1,060 shares; 2020Q2: 1,060 shares 1,060$58K0.03%0Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 40 shares; 2019Q4: 40 shares; 2020Q1: 40 shares; 2020Q2: 40 shares 40$57K0.03%0Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 900 shares; 2020Q2: 900 shares 900$56K0.03%0Timeline
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares 1,000$52K0.02%0Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 500 shares; 2020Q2: 500 shares 500$46K0.02%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 340 shares; 2019Q4: 340 shares; 2020Q1: 340 shares; 2020Q2: 340 shares 340$46K0.02%0Timeline
IRINGERSOLL RAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,632 shares; 2020Q2: 1,632 shares 1,632$46K0.02%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares 1,000$45K0.02%0Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares 200$43K0.02%0Timeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,150 shares; 2019Q4: 4,150 shares; 2020Q1: 4,150 shares; 2020Q2: 4,150 shares 4,150$41K0.02%0Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 753 shares; 2020Q2: 753 shares 753$40K0.02%0Timeline
WESWESTERN MIDSTREAM PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,813 shares; 2019Q4: 3,813 shares; 2020Q1: 3,813 shares; 2020Q2: 3,813 shares 3,813$38K0.02%0Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 450 shares; 2020Q2: 450 shares 450$36K0.02%0Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,150 shares; 2019Q4: 1,500 shares; 2020Q1: 1,600 shares; 2020Q2: 1,350 shares 1,350$35K0.02%-250Timeline
NNNNNN REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares 1,000$35K0.02%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 400 shares; 2019Q4: 400 shares; 2020Q1: 400 shares; 2020Q2: 400 shares 400$31K0.01%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 300 shares; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 304 shares 304$30K0.01%+4Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,400 shares; 2019Q4: 3,400 shares; 2020Q1: 3,400 shares; 2020Q2: 3,400 shares 3,400$30K0.01%0Timeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,084 shares; 2020Q2: 1,084 shares 1,084$29K0.01%0
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 160 shares; 2019Q4: 160 shares; 2020Q1: 160 shares; 2020Q2: 160 shares 160$27K0.01%0Timeline
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 1,000 shares 1,000$27K0.01%new
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 500 shares; 2020Q2: 500 shares 500$26K0.01%0Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 350 shares; 2020Q1: 350 shares; 2020Q2: 350 shares 350$26K0.01%0Timeline
MRAMEVERSPIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,000 shares; 2019Q4: 4,000 shares; 2020Q1: 3,500 shares; 2020Q2: 3,500 shares 3,500$25K0.01%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 394 shares; 2019Q4: 394 shares; 2020Q1: 394 shares; 2020Q2: 394 shares 394$22K0.01%0Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,700 shares; 2019Q4: 2,700 shares; 2020Q1: 2,700 shares; 2020Q2: 2,700 shares 2,700$20K0.01%0Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 400 shares; 2020Q2: 200 shares 200$19K0.01%-200Timeline
DRIDARDEN RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 250 shares; 2019Q4: 250 shares; 2020Q1: 250 shares; 2020Q2: 250 shares 250$19K0.01%0Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares 1,000$19K0.01%0Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 760 shares; 2020Q2: 760 shares 760$18K0.01%0Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,600 shares; 2019Q4: 1,600 shares; 2020Q1: 1,600 shares; 2020Q2: 1,600 shares 1,600$18K0.01%0
HIMXHIMAX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,000 shares; 2019Q4: 4,000 shares; 2020Q1: 4,000 shares; 2020Q2: 4,000 shares 4,000$17K0.01%0Timeline
HPHELMERICH & PAYNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 800 shares; 2020Q2: 800 shares 800$16K0.01%0Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 18 shares; 2019Q4: 218 shares; 2020Q1: 318 shares; 2020Q2: 318 shares 318$15K0.01%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 835 shares; 2019Q4: 835 shares; 2020Q1: 835 shares; 2020Q2: 835 shares 835$15K0.01%0Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 300 shares; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 300 shares 300$15K0.01%0Timeline
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 24,856 shares; 2019Q4: 16,856 shares; 2020Q1: 16,856 shares; 2020Q2: 16,856 shares 16,856$14K0.01%0
SFIXSTITCH FIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 500 shares; 2019Q4: 500 shares; 2020Q1: 500 shares; 2020Q2: 500 shares 500$12K0.01%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 23 shares; 2019Q4: 223 shares; 2020Q1: 323 shares; 2020Q2: 323 shares 323$10K<0.01%0Timeline
IVOOVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 79 shares; 2020Q1: 79 shares; 2020Q2: 79 shares 79$10K<0.01%0Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 550 shares; 2019Q4: 550 shares; 2020Q1: 550 shares; 2020Q2: 550 shares 550$10K<0.01%0Timeline
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,500 shares; 2019Q4: 2,200 shares; 2020Q1: 1,600 shares; 2020Q2: 1,400 shares 1,400$10K<0.01%-200Timeline
TRGPTARGA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 434 shares; 2019Q4: 434 shares; 2020Q1: 496 shares; 2020Q2: 496 shares 496$10K<0.01%0Timeline
MATVMATIV HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 300 shares; 2020Q2: 300 shares 300$10K<0.01%0Timeline
GREENSKY INCGREENSKY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,000 shares; 2019Q4: 2,000 shares; 2020Q1: 2,000 shares; 2020Q2: 2,000 shares 2,000$10K<0.01%0
MOBILEIRON INCMOBILEIRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,745,600 shares; 2019Q4: 1,391,750 shares; 2020Q1: 2,000 shares; 2020Q2: 2,000 shares 2,000$10K<0.01%0
HARMONIC INCHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 10,000 shares; 2019Q4: 10,000 shares; 2020Q1: 10,000 shares; 2020Q2: 10,000 shares 10,000$10K<0.01%0
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares 100$9K<0.01%0Timeline
PRGX GLOBAL INCPRGX GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,166 shares; 2019Q4: 5,166 shares; 2020Q1: 4,166 shares; 2020Q2: 2,000 shares 2,000$9K<0.01%-2,166
MRCYMERCURY SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 100 shares; 2020Q2: 100 shares 100$8K<0.01%0Timeline
GREENLANE HLDGS INCGREENLANE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 1,000 shares; 2020Q1: 2,100 shares; 2020Q2: 2,100 shares 2,100$8K<0.01%0
OXSQOXFORD SQUARE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,400 shares; 2019Q4: 2,400 shares; 2020Q1: 2,400 shares; 2020Q2: 2,400 shares 2,400$7K<0.01%0Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 150 shares; 2020Q2: 150 shares 150$7K<0.01%0
TYME TECHNOLOGIES INC COMTYME TECHNOLOGIES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,000 shares; 2019Q4: 5,000 shares; 2020Q1: 5,300 shares; 2020Q2: 5,300 shares 5,300$7K<0.01%0
MVISMICROVISION INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 9,000 shares; 2019Q4: 8,900 shares; 2020Q1: 6,200 shares; 2020Q2: 4,300 shares 4,300$6K<0.01%-1,900Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 450 shares; 2020Q2: 450 shares 450$6K<0.01%0
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 3,300 shares; 2020Q1: 3,300 shares; 2020Q2: 1,700 shares 1,700$6K<0.01%-1,600
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares 100$5K<0.01%0Timeline
BKRBAKER HUGHES COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 300 shares 300$5K<0.01%0Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 69 shares; 2019Q4: 69 shares; 2020Q1: 69 shares; 2020Q2: 69 shares 69$4K<0.01%0Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 112 shares; 2020Q1: 112 shares; 2020Q2: 112 shares 112$4K<0.01%0
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares 200$3K<0.01%0Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 25 shares; 2019Q4: 25 shares; 2020Q1: 25 shares; 2020Q2: 25 shares 25$3K<0.01%0
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 35 shares; 2019Q4: 35 shares; 2020Q1: 35 shares; 2020Q2: 35 shares 35$2K<0.01%0Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares 200$2K<0.01%0Timeline
GDXJVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 35 shares; 2019Q4: 35 shares; 2020Q1: 35 shares; 2020Q2: 35 shares 35$2K<0.01%0Timeline
TRUETRUECAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,800 shares; 2019Q4: 800 shares; 2020Q1: 800 shares; 2020Q2: 800 shares 800$2K<0.01%0Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 166 shares; 2019Q4: 166 shares; 2020Q1: 166 shares; 2020Q2: 166 shares 166$1K<0.01%0Timeline
ALCALCON AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20 shares; 2019Q4: 20 shares; 2020Q1: 20 shares; 2020Q2: 20 shares 20$1K<0.01%0Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares 100$1K<0.01%0Timeline
LEN-BLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 30 shares; 2019Q4: 30 shares; 2020Q1: 30 shares; 2020Q2: 30 shares 30$1K<0.01%0Timeline
BHCBAUSCH HEALTH COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 26 shares; 2020Q2: 26 shares 26$00%0Value filed as zero, left out of ratios.Timeline
DXCDXC TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 16 shares; 2020Q1: 16 shares; 2020Q2: 16 shares 16$00%0Value filed as zero, left out of ratios.Timeline
MGYMAGNOLIA OIL & GAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 50 shares; 2019Q4: 50 shares; 2020Q1: 50 shares; 2020Q2: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 9 shares; 2020Q2: 9 shares 9$00%0Value filed as zero, left out of ratios.
CALIFORNIA RES CORPCALIFORNIA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 26 shares; 2020Q2: 26 shares 26$00%0Value filed as zero, left out of ratios.
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 20 shares; 2020Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.
PERSPECTA INCPERSPECTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 8 shares; 2020Q2: 8 shares 8$00%0Value filed as zero, left out of ratios.
VFFVILLAGE FARMS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.Timeline
NOBLE CORP PLCNOBLE CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 800 shares; 2020Q2: 800 shares 800$00%0Value filed as zero, left out of ratios.
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6 shares; 2020Q2: 6 shares 6$00%0Value filed as zero, left out of ratios.

Sold out in Q2 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ARCCARES CAPITAL CORP18,300$197Kshares
CUI GLOBAL INCCUI GLOBAL INC181,388$162Kshares
ATHENE HOLDING LTDATHENE HOLDING LTD2,500$62Kshares
BRSLBRIGHTSTAR LOTTERY PLC9,000$54Kshares
ALLERGAN PLCALLERGAN PLC181$32Kshares
FORMFORMFACTOR INC995$20Kshares
ARCTARCTURUS THERAPEUTICS HLDGS800$11Kshares
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN10,000$10Kshares
SOLITON INCSOLITON INC1,100$9Kshares
CTSOCYTOSORBENTS CORP1,000$8Kshares
Veru IncVeru Inc2,524$8Kshares
NAGENIAGEN BIOSCIENCE INC2,083$7Kshares
BIOMERICA INCBIOMERICA INC500$4Kshares
AGNTAGNT INC400$3Kshares
VNRXVOLITIONRX LTD1,013$3Kshares
ONCYONCOLYTICS BIOTECH INC500$1Kshares
VASCULAR BIOGENICS LTDVASCULAR BIOGENICS LTD500$1Kshares
BROADVISION INCBROADVISION INC4$0shares
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.50$0shares
FINJAN HLDGS INCFINJAN HLDGS INC41$0shares

How Q2 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000890163-20-000026 base2020-07-29acceptance time not in the bulk data set