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Cowen Prime Services LLC

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13F filer, CIK 1543830, New York, NY

Cowen Prime Services LLC reported $205,478,000 across 179 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-29. Its ten largest share positions make up 57.94% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000890163-20-000042

Period
2020-09-30
Reported value
$205M
Holdings
179
Top 10 weight
57.94%
New
3
Sold out
18

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GAN LTDnew+318,800$5.39M
QUOTIENT TECHNOLOGY INCadded+385,510$2.85M
LGNDadded+24,950$2.38M
FRANCHISE GROUP INCadded+62,930$1.6M
MGNInew+127,250$884K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
INOVALON HLDGS INCreduced-326,350-$8.63M
ASPNreduced-237,700-$2.6M
ITERIS INC NEWreduced-622,580-$2.55M
BOCreduced-134,944-$2.16M
REDFIN CORPexited-47,800-$2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0000890163-20-000042, largest first. % of portfolio is the value over $205,478,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PDFSPDF SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,237,100 shares; 2019Q4: 1,369,040 shares; 2020Q1: 1,659,409 shares; 2020Q2: 1,599,778 shares; 2020Q3: 1,643,678 shares 1,643,678$30.8M14.97%+43,900Timeline
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,007,304 shares; 2019Q4: 1,995,124 shares; 2020Q1: 2,575,924 shares; 2020Q2: 3,032,546 shares; 2020Q3: 3,418,056 shares 3,418,056$25.2M12.28%+385,510
INOVALON HLDGS INCINOVALON HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 818,650 shares; 2019Q4: 1,018,784 shares; 2020Q1: 966,500 shares; 2020Q2: 860,900 shares; 2020Q3: 534,550 shares 534,550$14.1M6.88%-326,350
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,433,300 shares; 2019Q4: 1,120,425 shares; 2020Q1: 1,262,825 shares; 2020Q2: 1,267,625 shares; 2020Q3: 1,227,325 shares 1,227,325$12.6M6.11%-40,300
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,797,442 shares; 2019Q4: 2,217,292 shares; 2020Q1: 2,574,500 shares; 2020Q2: 2,681,100 shares; 2020Q3: 2,058,520 shares 2,058,520$8.44M4.11%-622,580
ASPNASPEN AEROGELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 612,692 shares; 2019Q4: 809,192 shares; 2020Q1: 818,000 shares; 2020Q2: 808,000 shares; 2020Q3: 570,300 shares 570,300$6.25M3.04%-237,700Timeline
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 698,500 shares; 2020Q2: 1,129,100 shares; 2020Q3: 1,021,800 shares 1,021,800$5.89M2.86%-107,300
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 435,300 shares; 2020Q3: 382,100 shares 382,100$5.43M2.64%-53,200
GAN LTDGAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 318,800 shares 318,800$5.39M2.62%new
FRANCHISE GROUP INCFRANCHISE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 7,600 shares; 2020Q2: 134,100 shares; 2020Q3: 197,030 shares 197,030$5M2.43%+62,930
LGNDLIGAND PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 8,700 shares; 2020Q2: 25,450 shares; 2020Q3: 50,400 shares 50,400$4.8M2.34%+24,950Timeline
LUMINEX CORPLUMINEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 229,255 shares; 2019Q4: 232,955 shares; 2020Q1: 212,155 shares; 2020Q2: 170,220 shares; 2020Q3: 170,220 shares 170,220$4.47M2.17%0
ACCELERATE DIAGNOSTICS INCACCELERATE DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,050,000 shares; 2020Q2: 6,020,000 shares; 2020Q3: 6,020,000 shares 6,020,000$3.8M1.85%0
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,060,000 shares; 2019Q4: 5,310,000 shares; 2020Q1: 5,310,000 shares; 2020Q2: 4,810,000 shares; 2020Q3: 3,810,000 shares 3,810,000$3.52M1.71%-1,000,000
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 56,594 shares; 2019Q4: 61,244 shares; 2020Q1: 58,044 shares; 2020Q2: 52,194 shares; 2020Q3: 52,194 shares 52,194$3.39M1.65%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 17,552 shares; 2019Q4: 18,252 shares; 2020Q1: 27,397 shares; 2020Q2: 21,095 shares; 2020Q3: 21,095 shares 21,095$3.14M1.53%0Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 14,085 shares; 2020Q2: 14,085 shares; 2020Q3: 13,835 shares 13,835$2.95M1.43%-250Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 82,150 shares; 2019Q4: 78,475 shares; 2020Q1: 79,775 shares; 2020Q2: 79,375 shares; 2020Q3: 79,375 shares 79,375$2.91M1.42%0Timeline
DMRCDIGIMARC CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 145,563 shares; 2019Q4: 151,669 shares; 2020Q1: 139,095 shares; 2020Q2: 136,393 shares; 2020Q3: 125,893 shares 125,893$2.81M1.37%-10,500Timeline
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 50,920 shares; 2020Q2: 50,720 shares; 2020Q3: 50,720 shares 50,720$2.78M1.35%0Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 3,000,000 shares; 2020Q3: 2,500,000 shares 2,500,000$2.41M1.17%-500,000
NEPHNEPHROS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 154,800 shares; 2020Q2: 251,994 shares; 2020Q3: 309,009 shares 309,009$2.23M1.09%+57,015Timeline
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 115,820 shares; 2019Q4: 115,820 shares; 2020Q1: 103,250 shares; 2020Q2: 71,300 shares; 2020Q3: 63,100 shares 63,100$2.17M1.05%-8,200Timeline
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 359,935 shares; 2019Q4: 379,450 shares; 2020Q1: 352,350 shares; 2020Q2: 340,935 shares; 2020Q3: 345,235 shares 345,235$1.93M0.94%+4,300Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20,550 shares; 2019Q4: 24,385 shares; 2020Q1: 22,285 shares; 2020Q2: 22,285 shares; 2020Q3: 22,285 shares 22,285$1.92M0.93%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,725 shares; 2019Q4: 10,425 shares; 2020Q1: 9,775 shares; 2020Q2: 9,075 shares; 2020Q3: 8,975 shares 8,975$1.89M0.92%-100Timeline
EBEVENTBRITE INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 16,650 shares; 2019Q4: 16,650 shares; 2020Q1: 139,250 shares; 2020Q2: 139,250 shares; 2020Q3: 139,250 shares 139,250$1.51M0.74%0Timeline
PTCPTC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20,100 shares; 2019Q4: 20,250 shares; 2020Q1: 19,050 shares; 2020Q2: 18,900 shares; 2020Q3: 18,000 shares 18,000$1.49M0.72%-900Timeline
LDOSLEIDOS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 42,735 shares; 2019Q4: 17,000 shares; 2020Q1: 17,680 shares; 2020Q2: 15,830 shares; 2020Q3: 15,830 shares 15,830$1.41M0.69%0Timeline
MTSIMACOM TECH SOLUTIONS HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 58,258 shares; 2019Q4: 60,658 shares; 2020Q1: 50,157 shares; 2020Q2: 43,357 shares; 2020Q3: 41,258 shares 41,258$1.4M0.68%-2,099Timeline
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 31,300 shares; 2020Q3: 31,300 shares 31,300$1.39M0.68%0
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 372,316 shares; 2019Q4: 329,596 shares; 2020Q1: 71,576 shares; 2020Q2: 38,476 shares; 2020Q3: 34,276 shares 34,276$1.26M0.62%-4,200Timeline
Apollo Global Management IncApollo Global Management IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 6,000 shares; 2020Q1: 52,795 shares; 2020Q2: 28,170 shares; 2020Q3: 28,170 shares 28,170$1.26M0.61%0
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,185 shares; 2019Q4: 16,135 shares; 2020Q1: 7,410 shares; 2020Q2: 7,210 shares; 2020Q3: 7,210 shares 7,210$1.2M0.58%0Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 34,800 shares; 2019Q4: 34,800 shares; 2020Q1: 34,800 shares; 2020Q2: 34,800 shares; 2020Q3: 34,800 shares 34,800$1.19M0.58%0
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 70,080 shares; 2019Q4: 70,080 shares; 2020Q1: 74,080 shares; 2020Q2: 74,080 shares; 2020Q3: 74,080 shares 74,080$1.17M0.57%0Timeline
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,549 shares; 2019Q4: 13,549 shares; 2020Q1: 20,216 shares; 2020Q2: 24,216 shares; 2020Q3: 24,216 shares 24,216$1.14M0.55%0Timeline
APYXAPYX MEDICAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 273,905 shares; 2019Q4: 285,414 shares; 2020Q1: 259,714 shares; 2020Q2: 237,969 shares; 2020Q3: 237,969 shares 237,969$1.12M0.55%0Timeline
TACTTRANSACT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 267,073 shares; 2019Q4: 287,017 shares; 2020Q1: 305,810 shares; 2020Q2: 224,966 shares; 2020Q3: 219,567 shares 219,567$1.1M0.53%-5,399Timeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 9,400 shares; 2020Q2: 9,400 shares; 2020Q3: 9,400 shares 9,400$1.1M0.53%0Timeline
DDDUPONT DE NEMOURS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 31,385 shares; 2019Q4: 57,842 shares; 2020Q1: 18,849 shares; 2020Q2: 17,849 shares; 2020Q3: 17,849 shares 17,849$990K0.48%0Timeline
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 26,971 shares; 2019Q4: 27,721 shares; 2020Q1: 25,921 shares; 2020Q2: 25,471 shares; 2020Q3: 23,871 shares 23,871$940K0.46%-1,600Timeline
MGNIMAGNITE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 127,250 shares 127,250$884K0.43%newTimeline
NEOGNEOGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,000 shares; 2019Q4: 10,790 shares; 2020Q1: 10,790 shares; 2020Q2: 10,790 shares; 2020Q3: 10,790 shares 10,790$844K0.41%0Timeline
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 991,900 shares; 2019Q4: 553,900 shares; 2020Q1: 560,500 shares; 2020Q2: 479,000 shares; 2020Q3: 376,500 shares 376,500$768K0.37%-102,500
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 82,154 shares; 2019Q4: 81,294 shares; 2020Q1: 81,294 shares; 2020Q2: 81,294 shares; 2020Q3: 81,294 shares 81,294$732K0.36%0Timeline
NRCNRC HEALTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 14,000 shares; 2019Q4: 14,000 shares; 2020Q1: 14,000 shares; 2020Q2: 14,000 shares; 2020Q3: 14,000 shares 14,000$689K0.34%0Timeline
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 146,700 shares; 2019Q4: 152,300 shares; 2020Q1: 131,700 shares; 2020Q2: 130,900 shares; 2020Q3: 136,200 shares 136,200$669K0.33%+5,300Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,079 shares; 2019Q4: 11,329 shares; 2020Q1: 11,329 shares; 2020Q2: 6,769 shares; 2020Q3: 6,769 shares 6,769$652K0.32%0Timeline
GSITGSI TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 88,757 shares; 2019Q4: 102,373 shares; 2020Q1: 102,575 shares; 2020Q2: 102,256 shares; 2020Q3: 113,856 shares 113,856$642K0.31%+11,600Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,712 shares; 2019Q4: 4,882 shares; 2020Q1: 4,882 shares; 2020Q2: 4,882 shares; 2020Q3: 4,882 shares 4,882$594K0.29%0Timeline
RBBNRIBBON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 218,583 shares; 2019Q4: 187,220 shares; 2020Q1: 168,719 shares; 2020Q2: 160,219 shares; 2020Q3: 151,619 shares 151,619$587K0.29%-8,600Timeline
NVECNVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 10,015 shares; 2019Q4: 11,137 shares; 2020Q1: 11,237 shares; 2020Q2: 10,937 shares; 2020Q3: 10,937 shares 10,937$537K0.26%0Timeline
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100,000 shares; 2019Q4: 2,137,900 shares; 2020Q1: 4,455,500 shares; 2020Q2: 4,579,500 shares; 2020Q3: 1,411,500 shares 1,411,500$466K0.23%-3,168,000
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,450 shares; 2019Q4: 13,450 shares; 2020Q1: 13,450 shares; 2020Q2: 12,950 shares; 2020Q3: 12,950 shares 12,950$463K0.23%0Timeline
RSSSRESEARCH SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,229,100 shares; 2020Q2: 357,000 shares; 2020Q3: 192,000 shares 192,000$434K0.21%-165,000Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,012 shares; 2019Q4: 3,012 shares; 2020Q1: 3,012 shares; 2020Q2: 3,012 shares; 2020Q3: 3,012 shares 3,012$430K0.21%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,595 shares; 2020Q2: 895 shares; 2020Q3: 3,580 shares 3,580$415K0.2%+2,685Timeline
ARAYACCURAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 164,882 shares; 2020Q2: 164,882 shares; 2020Q3: 164,882 shares 164,882$396K0.19%0Timeline
NTNXNUTANIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 17,230 shares; 2019Q4: 18,980 shares; 2020Q1: 18,380 shares; 2020Q2: 16,730 shares; 2020Q3: 16,730 shares 16,730$371K0.18%0Timeline
NIC INCNIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 29,700 shares; 2019Q4: 28,500 shares; 2020Q1: 20,500 shares; 2020Q2: 18,722 shares; 2020Q3: 18,722 shares 18,722$369K0.18%0
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 304,850 shares; 2019Q4: 301,118 shares; 2020Q1: 273,518 shares; 2020Q2: 267,050 shares; 2020Q3: 253,250 shares 253,250$349K0.17%-13,800Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,000 shares; 2019Q4: 7,600 shares; 2020Q1: 6,600 shares; 2020Q2: 6,600 shares; 2020Q3: 6,600 shares 6,600$345K0.17%0Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares 1,500$332K0.16%0Timeline
SYNACOR INCSYNACOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 256,675 shares; 2019Q4: 230,514 shares; 2020Q1: 215,437 shares; 2020Q2: 215,437 shares; 2020Q3: 190,988 shares 190,988$288K0.14%-24,449
CTVACORTEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 14,215 shares; 2019Q4: 13,549 shares; 2020Q1: 6,216 shares; 2020Q2: 9,216 shares; 2020Q3: 9,216 shares 9,216$266K0.13%0Timeline
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,250 shares; 2019Q4: 3,250 shares; 2020Q1: 3,250 shares; 2020Q2: 3,250 shares; 2020Q3: 3,250 shares 3,250$226K0.11%0Timeline
TTTRANE TECHNOLOGIES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,850 shares; 2020Q2: 1,850 shares; 2020Q3: 1,850 shares 1,850$224K0.11%0Timeline
DOCHEALTHPEAK PROPERTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 8,000 shares; 2020Q1: 8,000 shares; 2020Q2: 8,000 shares; 2020Q3: 8,000 shares 8,000$217K0.11%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 140 shares; 2019Q4: 140 shares; 2020Q1: 140 shares; 2020Q2: 140 shares; 2020Q3: 140 shares 140$206K0.1%0Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,034 shares; 2019Q4: 1,034 shares; 2020Q1: 1,034 shares; 2020Q2: 1,034 shares; 2020Q3: 1,034 shares 1,034$204K0.1%0Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,380 shares; 2019Q4: 16,198 shares; 2020Q1: 16,198 shares; 2020Q2: 16,180 shares; 2020Q3: 16,180 shares 16,180$200K0.1%0Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,080 shares; 2019Q4: 1,080 shares; 2020Q1: 1,080 shares; 2020Q2: 1,080 shares; 2020Q3: 1,080 shares 1,080$180K0.09%0Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,650 shares; 2019Q4: 4,650 shares; 2020Q1: 4,650 shares; 2020Q2: 4,650 shares; 2020Q3: 4,650 shares 4,650$173K0.08%0Timeline
TDAYUSA TODAY CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 151,400 shares; 2020Q1: 130,400 shares; 2020Q2: 129,500 shares; 2020Q3: 130,500 shares 130,500$170K0.08%+1,000Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 900 shares; 2019Q4: 1,175 shares; 2020Q1: 1,130 shares; 2020Q2: 1,130 shares; 2020Q3: 1,130 shares 1,130$157K0.08%0Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 500 shares; 2019Q4: 500 shares; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: 500 shares 500$156K0.08%0Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 400 shares; 2019Q4: 400 shares; 2020Q1: 400 shares; 2020Q2: 400 shares; 2020Q3: 400 shares 400$153K0.07%0Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 661 shares; 2019Q4: 661 shares; 2020Q1: 661 shares; 2020Q2: 661 shares; 2020Q3: 661 shares 661$145K0.07%0Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,400 shares; 2019Q4: 1,800 shares; 2020Q1: 1,800 shares; 2020Q2: 1,800 shares; 2020Q3: 1,800 shares 1,800$144K0.07%0Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 450 shares; 2019Q4: 450 shares; 2020Q1: 450 shares; 2020Q2: 450 shares; 2020Q3: 450 shares 450$142K0.07%0Timeline
ALLTALLOT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,100 shares; 2019Q4: 15,602 shares; 2020Q1: 17,802 shares; 2020Q2: 15,600 shares; 2020Q3: 15,600 shares 15,600$142K0.07%0Timeline
RADA ELECTR INDS LTDRADA ELECTR INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 1,500 shares; 2020Q1: 24,500 shares; 2020Q2: 23,000 shares; 2020Q3: 23,000 shares 23,000$136K0.07%0
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,263 shares; 2019Q4: 2,263 shares; 2020Q1: 2,263 shares; 2020Q2: 2,263 shares; 2020Q3: 2,263 shares 2,263$135K0.07%0Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 900 shares; 2019Q4: 900 shares; 2020Q1: 900 shares; 2020Q2: 900 shares; 2020Q3: 900 shares 900$133K0.06%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,100 shares; 2019Q4: 2,100 shares; 2020Q1: 2,100 shares; 2020Q2: 2,100 shares; 2020Q3: 2,100 shares 2,100$127K0.06%0Timeline
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 87,228 shares; 2019Q4: 87,728 shares; 2020Q1: 72,628 shares; 2020Q2: 72,128 shares; 2020Q3: 74,128 shares 74,128$127K0.06%+2,000
CSBRCHAMPIONS ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 153,500 shares; 2020Q1: 299,400 shares; 2020Q2: 54,500 shares; 2020Q3: 13,500 shares 13,500$125K0.06%-41,000Timeline
LENLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares 1,500$123K0.06%0Timeline
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,000 shares; 2019Q4: 3,000 shares; 2020Q1: 3,000 shares; 2020Q2: 3,000 shares; 2020Q3: 3,000 shares 3,000$117K0.06%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,670 shares; 2019Q4: 5,670 shares; 2020Q1: 5,670 shares; 2020Q2: 3,370 shares; 2020Q3: 3,370 shares 3,370$116K0.06%0Timeline
EHTHEHEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 38,963 shares; 2019Q4: 43,846 shares; 2020Q1: 2,405 shares; 2020Q2: 1,405 shares; 2020Q3: 1,405 shares 1,405$111K0.05%0Timeline
ORBITAL ENERGY GROUP INCORBITAL ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 171,163 shares; 2020Q3: 171,163 shares 171,163$106K0.05%0
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,800 shares; 2019Q4: 1,800 shares; 2020Q1: 1,800 shares; 2020Q2: 1,800 shares; 2020Q3: 1,800 shares 1,800$103K0.05%0Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,600 shares; 2019Q4: 1,800 shares; 2020Q1: 1,900 shares; 2020Q2: 1,900 shares; 2020Q3: 1,900 shares 1,900$98K0.05%0Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 800 shares; 2020Q2: 800 shares; 2020Q3: 800 shares 800$95K0.05%0Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,300 shares; 2019Q4: 11,300 shares; 2020Q1: 9,100 shares; 2020Q2: 9,100 shares; 2020Q3: 9,100 shares 9,100$93K0.05%0
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,674 shares; 2019Q4: 5,674 shares; 2020Q1: 5,674 shares; 2020Q2: 5,674 shares; 2020Q3: 5,674 shares 5,674$89K0.04%0Timeline
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,445 shares; 2019Q4: 1,445 shares; 2020Q1: 1,445 shares; 2020Q2: 1,445 shares; 2020Q3: 1,445 shares 1,445$89K0.04%0
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 12,500 shares; 2020Q2: 12,500 shares; 2020Q3: 12,500 shares 12,500$89K0.04%0
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,470 shares; 2019Q4: 14,970 shares; 2020Q1: 14,670 shares; 2020Q2: 13,970 shares; 2020Q3: 13,970 shares 13,970$87K0.04%0
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 32,350 shares; 2019Q4: 32,350 shares; 2020Q1: 3,000 shares; 2020Q2: 3,000 shares; 2020Q3: 3,000 shares 3,000$86K0.04%0Timeline
SPHSUBURBAN PROPANE PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,013 shares; 2019Q4: 5,013 shares; 2020Q1: 5,013 shares; 2020Q2: 5,013 shares; 2020Q3: 5,013 shares 5,013$82K0.04%0Timeline
TECHTARGET INCTECHTARGET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 86,300 shares; 2019Q4: 83,050 shares; 2020Q1: 78,650 shares; 2020Q2: 3,400 shares; 2020Q3: 1,800 shares 1,800$79K0.04%-1,600
ESBAEMPIRE ST RLTY OP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,904 shares; 2019Q4: 12,904 shares; 2020Q1: 12,904 shares; 2020Q2: 12,904 shares; 2020Q3: 12,904 shares 12,904$78K0.04%0Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares 1,000$75K0.04%0Timeline
BLFSBIOLIFE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,173 shares; 2020Q2: 6,173 shares; 2020Q3: 2,500 shares 2,500$72K0.04%-3,673Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 500 shares; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: 500 shares 500$70K0.03%0Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,200 shares; 2019Q4: 1,060 shares; 2020Q1: 1,060 shares; 2020Q2: 1,060 shares; 2020Q3: 1,060 shares 1,060$66K0.03%0Timeline
ALLEALLEGION PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 666 shares; 2019Q4: 666 shares; 2020Q1: 666 shares; 2020Q2: 666 shares; 2020Q3: 666 shares 666$66K0.03%0Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 3,800 shares; 2020Q2: 800 shares; 2020Q3: 800 shares 800$63K0.03%0Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 40 shares; 2019Q4: 40 shares; 2020Q1: 40 shares; 2020Q2: 40 shares; 2020Q3: 40 shares 40$59K0.03%0Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares 200$59K0.03%0Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 900 shares; 2020Q2: 900 shares; 2020Q3: 900 shares 900$59K0.03%0Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares 1,500$58K0.03%0Timeline
IRINGERSOLL RAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,632 shares; 2020Q2: 1,632 shares; 2020Q3: 1,632 shares 1,632$58K0.03%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 340 shares; 2019Q4: 340 shares; 2020Q1: 340 shares; 2020Q2: 340 shares; 2020Q3: 340 shares 340$56K0.03%0Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: 500 shares 500$54K0.03%0Timeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,150 shares; 2019Q4: 4,150 shares; 2020Q1: 4,150 shares; 2020Q2: 4,150 shares; 2020Q3: 4,150 shares 4,150$54K0.03%0Timeline
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares 1,000$52K0.03%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares 1,000$49K0.02%0Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,630 shares; 2019Q4: 4,630 shares; 2020Q1: 4,630 shares; 2020Q2: 4,630 shares; 2020Q3: 4,630 shares 4,630$49K0.02%0
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,150 shares; 2019Q4: 1,500 shares; 2020Q1: 1,600 shares; 2020Q2: 1,350 shares; 2020Q3: 1,350 shares 1,350$44K0.02%0Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 753 shares; 2020Q2: 753 shares; 2020Q3: 753 shares 753$44K0.02%0Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: 500 shares 500$41K0.02%0Timeline
BOCBOSTON OMAHA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 27,444 shares; 2019Q4: 27,444 shares; 2020Q1: 27,444 shares; 2020Q2: 137,444 shares; 2020Q3: 2,500 shares 2,500$40K0.02%-134,944Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 450 shares; 2020Q2: 450 shares; 2020Q3: 450 shares 450$37K0.02%0Timeline
NNNNNN REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares 1,000$35K0.02%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 400 shares; 2019Q4: 400 shares; 2020Q1: 400 shares; 2020Q2: 400 shares; 2020Q3: 400 shares 400$33K0.02%0Timeline
WESWESTERN MIDSTREAM PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,813 shares; 2019Q4: 3,813 shares; 2020Q1: 3,813 shares; 2020Q2: 3,813 shares; 2020Q3: 3,813 shares 3,813$31K0.02%0Timeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,084 shares; 2020Q2: 1,084 shares; 2020Q3: 1,084 shares 1,084$30K0.01%0
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 160 shares; 2019Q4: 160 shares; 2020Q1: 160 shares; 2020Q2: 160 shares; 2020Q3: 160 shares 160$28K0.01%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 300 shares; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 304 shares; 2020Q3: 304 shares 304$27K0.01%0Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 350 shares; 2020Q1: 350 shares; 2020Q2: 350 shares; 2020Q3: 350 shares 350$27K0.01%0Timeline
DRIDARDEN RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 250 shares; 2019Q4: 250 shares; 2020Q1: 250 shares; 2020Q2: 250 shares; 2020Q3: 250 shares 250$25K0.01%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 394 shares; 2019Q4: 394 shares; 2020Q1: 394 shares; 2020Q2: 394 shares; 2020Q3: 394 shares 394$24K0.01%0Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 400 shares; 2020Q2: 200 shares; 2020Q3: 200 shares 200$20K0.01%0Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares 1,000$20K0.01%0Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,700 shares; 2019Q4: 2,700 shares; 2020Q1: 2,700 shares; 2020Q2: 2,700 shares; 2020Q3: 2,700 shares 2,700$20K0.01%0Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,400 shares; 2019Q4: 3,400 shares; 2020Q1: 3,400 shares; 2020Q2: 3,400 shares; 2020Q3: 3,400 shares 3,400$20K0.01%0Timeline
MRAMEVERSPIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,000 shares; 2019Q4: 4,000 shares; 2020Q1: 3,500 shares; 2020Q2: 3,500 shares; 2020Q3: 3,500 shares 3,500$20K0.01%0Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 760 shares; 2020Q2: 760 shares; 2020Q3: 760 shares 760$18K0.01%0Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,600 shares; 2019Q4: 1,600 shares; 2020Q1: 1,600 shares; 2020Q2: 1,600 shares; 2020Q3: 1,600 shares 1,600$18K0.01%0
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 18 shares; 2019Q4: 218 shares; 2020Q1: 318 shares; 2020Q2: 318 shares; 2020Q3: 318 shares 318$15K0.01%0Timeline
KALEYRA INCKALEYRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 2,000 shares 2,000$15K0.01%new
HIMXHIMAX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,000 shares; 2019Q4: 4,000 shares; 2020Q1: 4,000 shares; 2020Q2: 4,000 shares; 2020Q3: 4,000 shares 4,000$14K0.01%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 835 shares; 2019Q4: 835 shares; 2020Q1: 835 shares; 2020Q2: 835 shares; 2020Q3: 835 shares 835$13K0.01%0Timeline
HPHELMERICH & PAYNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 800 shares; 2020Q2: 800 shares; 2020Q3: 800 shares 800$12K0.01%0Timeline
MATVMATIV HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 400 shares 400$12K0.01%+100Timeline
HARMONIC INCHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 10,000 shares; 2019Q4: 10,000 shares; 2020Q1: 10,000 shares; 2020Q2: 10,000 shares; 2020Q3: 10,000 shares 10,000$12K0.01%0
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 300 shares; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 300 shares 300$11K0.01%0Timeline
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,500 shares; 2019Q4: 2,200 shares; 2020Q1: 1,600 shares; 2020Q2: 1,400 shares; 2020Q3: 1,400 shares 1,400$11K0.01%0Timeline
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 24,856 shares; 2019Q4: 16,856 shares; 2020Q1: 16,856 shares; 2020Q2: 16,856 shares; 2020Q3: 9,106 shares 9,106$10K<0.01%-7,750
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 23 shares; 2019Q4: 223 shares; 2020Q1: 323 shares; 2020Q2: 323 shares; 2020Q3: 323 shares 323$9K<0.01%0Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares 100$9K<0.01%0Timeline
MRCYMERCURY SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares 100$8K<0.01%0Timeline
IVOOVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 79 shares; 2020Q1: 79 shares; 2020Q2: 79 shares; 2020Q3: 59 shares 59$7K<0.01%-20Timeline
TRGPTARGA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 434 shares; 2019Q4: 434 shares; 2020Q1: 496 shares; 2020Q2: 496 shares; 2020Q3: 496 shares 496$7K<0.01%0Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 150 shares; 2020Q2: 150 shares; 2020Q3: 150 shares 150$7K<0.01%0
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 550 shares; 2019Q4: 550 shares; 2020Q1: 550 shares; 2020Q2: 550 shares; 2020Q3: 550 shares 550$6K<0.01%0Timeline
OXSQOXFORD SQUARE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,400 shares; 2019Q4: 2,400 shares; 2020Q1: 2,400 shares; 2020Q2: 2,400 shares; 2020Q3: 2,400 shares 2,400$6K<0.01%0Timeline
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 3,300 shares; 2020Q1: 3,300 shares; 2020Q2: 1,700 shares; 2020Q3: 1,700 shares 1,700$5K<0.01%0
TYME TECHNOLOGIES INC COMTYME TECHNOLOGIES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,000 shares; 2019Q4: 5,000 shares; 2020Q1: 5,300 shares; 2020Q2: 5,300 shares; 2020Q3: 5,300 shares 5,300$5K<0.01%0
GREENLANE HLDGS INCGREENLANE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 1,000 shares; 2020Q1: 2,100 shares; 2020Q2: 2,100 shares; 2020Q3: 2,100 shares 2,100$5K<0.01%0
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares 100$4K<0.01%0Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 69 shares; 2019Q4: 69 shares; 2020Q1: 69 shares; 2020Q2: 69 shares; 2020Q3: 69 shares 69$4K<0.01%0Timeline
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares 200$4K<0.01%0Timeline
BKRBAKER HUGHES COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 300 shares 300$4K<0.01%0Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 450 shares; 2020Q2: 450 shares; 2020Q3: 450 shares 450$4K<0.01%0
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 112 shares; 2020Q1: 112 shares; 2020Q2: 112 shares; 2020Q3: 112 shares 112$3K<0.01%0
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 35 shares; 2019Q4: 35 shares; 2020Q1: 35 shares; 2020Q2: 35 shares; 2020Q3: 35 shares 35$2K<0.01%0Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares 200$2K<0.01%0Timeline
GDXJVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 35 shares; 2019Q4: 35 shares; 2020Q1: 35 shares; 2020Q2: 35 shares; 2020Q3: 35 shares 35$2K<0.01%0Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 25 shares; 2019Q4: 25 shares; 2020Q1: 25 shares; 2020Q2: 25 shares; 2020Q3: 25 shares 25$2K<0.01%0
LEN-BLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 30 shares; 2019Q4: 30 shares; 2020Q1: 30 shares; 2020Q2: 30 shares; 2020Q3: 30 shares 30$2K<0.01%0Timeline
PRGX GLOBAL INCPRGX GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,166 shares; 2019Q4: 5,166 shares; 2020Q1: 4,166 shares; 2020Q2: 2,000 shares; 2020Q3: 500 shares 500$2K<0.01%-1,500
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 166 shares; 2019Q4: 166 shares; 2020Q1: 166 shares; 2020Q2: 166 shares; 2020Q3: 166 shares 166$1K<0.01%0Timeline
ALCALCON AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20 shares; 2019Q4: 20 shares; 2020Q1: 20 shares; 2020Q2: 20 shares; 2020Q3: 20 shares 20$1K<0.01%0Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares 100$1K<0.01%0Timeline

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
REDFIN CORPREDFIN CORP47,800$2Mshares
RUBICON PROJ INCRUBICON PROJ INC189,850$1.27Mshares
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC1,000$27Kshares
SFIXSTITCH FIX INC500$12Kshares
GREENSKY INCGREENSKY INC2,000$10Kshares
MOBILEIRON INCMOBILEIRON INC2,000$10Kshares
MVISMICROVISION INC DEL4,300$6Kshares
TRUETRUECAR INC800$2Kshares
BHCBAUSCH HEALTH COS INC26$0shares
DXCDXC TECHNOLOGY CO16$0shares
MGYMAGNOLIA OIL & GAS CORP50$0shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC9$0shares
CALIFORNIA RES CORPCALIFORNIA RES CORP26$0shares
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLC20$0shares
PERSPECTA INCPERSPECTA INC8$0shares
VFFVILLAGE FARMS INTL INC100$0shares
NOBLE CORP PLCNOBLE CORP PLC800$0shares
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORP6$0shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000890163-20-000042 base2020-10-29acceptance time not in the bulk data set