13F-HR filed by Cowen Prime Services LLC
Cowen Prime Services LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-06, with 163 holding rows worth $193,347,000.
- Accession
- 0000890163-19-000044
- Filer
- CIK 1543830
- Filed
- 2019-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 163 entries on the cover page, a total value of $193,347,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,347,000 with VALUE read as thousands by filing date, 13F file number 028-14944. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VONAGE HLDGS CORP | 92886T201 | COM | 1,433,300 | $16,196,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,237,100 | $16,169,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 2,007,304 | $15,697,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 818,650 | $13,418,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,745,600 | $11,425,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,797,442 | $10,326,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 865,000 | $7,534,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 372,316 | $7,119,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 145,563 | $5,690,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 243,260 | $4,950,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 229,255 | $4,734,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 5,060,000 | $4,390,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 42,735 | $3,670,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 612,692 | $3,627,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 267,073 | $3,245,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 115,820 | $3,110,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 82,150 | $2,952,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 38,963 | $2,602,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 359,935 | $2,368,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 34,800 | $2,306,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,552 | $2,271,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 31,385 | $2,238,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 24,250 | $2,144,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 15,185 | $2,111,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 70,080 | $2,003,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 86,300 | $1,944,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 991,900 | $1,895,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 273,905 | $1,854,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20,550 | $1,817,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 56,594 | $1,742,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 29,610 | $1,706,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,725 | $1,630,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,079 | $1,422,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 20,100 | $1,370,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 150,500 | $1,326,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,900 | $1,293,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 218,583 | $1,277,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 58,258 | $1,252,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 146,700 | $1,196,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 32,350 | $896,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,000 | $809,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 26,971 | $805,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 47,800 | $805,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 88,757 | $778,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 11,000 | $749,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,712 | $685,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 10,015 | $665,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,450 | $650,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,549 | $646,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 29,700 | $613,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 82,154 | $565,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 27,444 | $544,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 17,230 | $452,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,670 | $400,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 14,215 | $398,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,012 | $389,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 256,675 | $359,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 7,000 | $342,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,380 | $317,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 16,650 | $295,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,000 | $285,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,500 | $253,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,850 | $228,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,650 | $219,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 304,850 | $207,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,800 | $204,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,400 | $199,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,904 | $183,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 203,468 | $172,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 140 | $171,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 450 | $169,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,250 | $168,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 87,228 | $161,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,674 | $159,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 400 | $156,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 661 | $142,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,263 | $137,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 2,000 | $136,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,630 | $131,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,080 | $129,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 900 | $128,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,300 | $125,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 900 | $123,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,470 | $120,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 800 | $118,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,013 | $118,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $109,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,034 | $107,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,100 | $106,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,800 | $100,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 800 | $100,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 12,100 | $98,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,200 | $95,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 3,813 | $95,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,445 | $87,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,500 | $84,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,600 | $82,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 4,150 | $81,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 3,000 | $80,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,000 | $76,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,400 | $71,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 666 | $69,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,000 | $67,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 100,000 | $66,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 800 | $65,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,500 | $61,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,295 | $61,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,000 | $56,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3,500 | $55,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,000 | $54,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40 | $49,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,600 | $42,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,500 | $42,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,000 | $39,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 1,000 | $38,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 340 | $37,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 24,856 | $35,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 400 | $34,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,150 | $33,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $33,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 800 | $32,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 250 | $30,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 181 | $30,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 835 | $29,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,166 | $27,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 4,000 | $25,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 550 | $24,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $24,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 300 | $23,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 394 | $22,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 160 | $22,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 300 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,700 | $22,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 0 | $21,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 434 | $17,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,400 | $15,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 2,000 | $14,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 3,800 | $13,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 10,000 | $13,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 400 | $11,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,000 | $11,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 500 | $10,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $9,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 260 | $8,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 5,000 | $6,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 69 | $5,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 9,000 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 200 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 200 | $3,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 35 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $2,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 166 | $1,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 20 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 35 | $1,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 50 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 30 | $1,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 100 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 800 | $1,000 | thousands by filing date | |
| COMSCORE INC | 20564W905 | CALL | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000890163-19-000044 | this filing | 2019-11-06 | acceptance time not in the bulk data set |