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Disclosery

Cowen Prime Services LLC

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13F filer, CIK 1543830, New York, NY

Cowen Prime Services LLC reported $225,631,000 across 172 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-01-27. Its ten largest share positions make up 60.91% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000890163-21-000003

Period
2020-12-31
Reported value
$226M
Holdings
172
Top 10 weight
60.91%
New
7
Sold out
14

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GAN LTDadded+310,000$6.29M
NEPHadded+266,068$2.28M
HTG MOLECULAR DIAGNOSTICS INnew+441,918$2.12M
INOVALON HLDGS INCadded+115,750$2.1M
FRANCHISE GROUP INCadded+61,600$1.88M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
VONAGE HLDGS CORPreduced-449,025-$5.78M
LGNDreduced-48,700-$4.84M
EDGIO INCreduced-999,300-$4M
MGNIreduced-113,750-$3.5M
INFINERA CORPreduced-2,530,000-$3.14M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0000890163-21-000003, largest first. % of portfolio is the value over $225,631,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PDFSPDF SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,237,100 shares; 2019Q4: 1,369,040 shares; 2020Q1: 1,659,409 shares; 2020Q2: 1,599,778 shares; 2020Q3: 1,643,678 shares; 2020Q4: 1,562,526 shares 1,562,526$33.8M14.96%-81,152Timeline
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,007,304 shares; 2019Q4: 1,995,124 shares; 2020Q1: 2,575,924 shares; 2020Q2: 3,032,546 shares; 2020Q3: 3,418,056 shares; 2020Q4: 3,310,877 shares 3,310,877$31.2M13.82%-107,179
GAN LTDGAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 318,800 shares; 2020Q4: 628,800 shares 628,800$12.8M5.65%+310,000
INOVALON HLDGS INCINOVALON HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 818,650 shares; 2019Q4: 1,018,784 shares; 2020Q1: 966,500 shares; 2020Q2: 860,900 shares; 2020Q3: 534,550 shares; 2020Q4: 650,300 shares 650,300$11.8M5.24%+115,750
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,433,300 shares; 2019Q4: 1,120,425 shares; 2020Q1: 1,262,825 shares; 2020Q2: 1,267,625 shares; 2020Q3: 1,227,325 shares; 2020Q4: 778,300 shares 778,300$10M4.44%-449,025
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,797,442 shares; 2019Q4: 2,217,292 shares; 2020Q1: 2,574,500 shares; 2020Q2: 2,681,100 shares; 2020Q3: 2,058,520 shares; 2020Q4: 1,587,000 shares 1,587,000$8.97M3.97%-471,520
FRANCHISE GROUP INCFRANCHISE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 7,600 shares; 2020Q2: 134,100 shares; 2020Q3: 197,030 shares; 2020Q4: 258,630 shares 258,630$7.88M3.49%+61,600
ASPNASPEN AEROGELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 612,692 shares; 2019Q4: 809,192 shares; 2020Q1: 818,000 shares; 2020Q2: 808,000 shares; 2020Q3: 570,300 shares; 2020Q4: 467,614 shares 467,614$7.8M3.46%-102,686Timeline
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 435,300 shares; 2020Q3: 382,100 shares; 2020Q4: 507,000 shares 507,000$7.4M3.28%+124,900
DMRCDIGIMARC CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 145,563 shares; 2019Q4: 151,669 shares; 2020Q1: 139,095 shares; 2020Q2: 136,393 shares; 2020Q3: 125,893 shares; 2020Q4: 123,818 shares 123,818$5.85M2.59%-2,075Timeline
NEPHNEPHROS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 154,800 shares; 2020Q2: 251,994 shares; 2020Q3: 309,009 shares; 2020Q4: 575,077 shares 575,077$4.93M2.19%+266,068Timeline
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 56,594 shares; 2019Q4: 61,244 shares; 2020Q1: 58,044 shares; 2020Q2: 52,194 shares; 2020Q3: 52,194 shares; 2020Q4: 51,194 shares 51,194$4.56M2.02%-1,000Timeline
ACCELERATE DIAGNOSTICS INCACCELERATE DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,050,000 shares; 2020Q2: 6,020,000 shares; 2020Q3: 6,020,000 shares; 2020Q4: 7,580,000 shares 7,580,000$4.29M1.9%+1,560,000
LUMINEX CORPLUMINEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 229,255 shares; 2019Q4: 232,955 shares; 2020Q1: 212,155 shares; 2020Q2: 170,220 shares; 2020Q3: 170,220 shares; 2020Q4: 170,870 shares 170,870$3.95M1.75%+650
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 14,085 shares; 2020Q2: 14,085 shares; 2020Q3: 13,835 shares; 2020Q4: 12,965 shares 12,965$3.01M1.33%-870Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 17,552 shares; 2019Q4: 18,252 shares; 2020Q1: 27,397 shares; 2020Q2: 21,095 shares; 2020Q3: 21,095 shares; 2020Q4: 18,285 shares 18,285$2.88M1.28%-2,810Timeline
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 50,920 shares; 2020Q2: 50,720 shares; 2020Q3: 50,720 shares; 2020Q4: 53,270 shares 53,270$2.66M1.18%+2,550Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 82,150 shares; 2019Q4: 78,475 shares; 2020Q1: 79,775 shares; 2020Q2: 79,375 shares; 2020Q3: 79,375 shares; 2020Q4: 71,975 shares 71,975$2.65M1.17%-7,400Timeline
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 359,935 shares; 2019Q4: 379,450 shares; 2020Q1: 352,350 shares; 2020Q2: 340,935 shares; 2020Q3: 345,235 shares; 2020Q4: 349,155 shares 349,155$2.58M1.14%+3,920Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 3,000,000 shares; 2020Q3: 2,500,000 shares; 2020Q4: 2,370,000 shares 2,370,000$2.56M1.13%-130,000
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 115,820 shares; 2019Q4: 115,820 shares; 2020Q1: 103,250 shares; 2020Q2: 71,300 shares; 2020Q3: 63,100 shares; 2020Q4: 61,250 shares 61,250$2.48M1.1%-1,850Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20,550 shares; 2019Q4: 24,385 shares; 2020Q1: 22,285 shares; 2020Q2: 22,285 shares; 2020Q3: 22,285 shares; 2020Q4: 21,885 shares 21,885$2.34M1.04%-400Timeline
MTSIMACOM TECH SOLUTIONS HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 58,258 shares; 2019Q4: 60,658 shares; 2020Q1: 50,157 shares; 2020Q2: 43,357 shares; 2020Q3: 41,258 shares; 2020Q4: 40,258 shares 40,258$2.22M0.98%-1,000Timeline
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 441,918 shares 441,918$2.12M0.94%new
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,725 shares; 2019Q4: 10,425 shares; 2020Q1: 9,775 shares; 2020Q2: 9,075 shares; 2020Q3: 8,975 shares; 2020Q4: 8,875 shares 8,875$1.97M0.87%-100Timeline
PTCPTC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20,100 shares; 2019Q4: 20,250 shares; 2020Q1: 19,050 shares; 2020Q2: 18,900 shares; 2020Q3: 18,000 shares; 2020Q4: 16,100 shares 16,100$1.93M0.85%-1,900Timeline
TACTTRANSACT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 267,073 shares; 2019Q4: 287,017 shares; 2020Q1: 305,810 shares; 2020Q2: 224,966 shares; 2020Q3: 219,567 shares; 2020Q4: 247,467 shares 247,467$1.76M0.78%+27,900Timeline
APYXAPYX MEDICAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 273,905 shares; 2019Q4: 285,414 shares; 2020Q1: 259,714 shares; 2020Q2: 237,969 shares; 2020Q3: 237,969 shares; 2020Q4: 235,959 shares 235,959$1.7M0.75%-2,010Timeline
LDOSLEIDOS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 42,735 shares; 2019Q4: 17,000 shares; 2020Q1: 17,680 shares; 2020Q2: 15,830 shares; 2020Q3: 15,830 shares; 2020Q4: 15,490 shares 15,490$1.63M0.72%-340Timeline
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,060,000 shares; 2019Q4: 5,310,000 shares; 2020Q1: 5,310,000 shares; 2020Q2: 4,810,000 shares; 2020Q3: 3,810,000 shares; 2020Q4: 1,280,000 shares 1,280,000$1.59M0.7%-2,530,000
RSSSRESEARCH SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,229,100 shares; 2020Q2: 357,000 shares; 2020Q3: 192,000 shares; 2020Q4: 676,000 shares 676,000$1.57M0.7%+484,000Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 34,800 shares; 2019Q4: 34,800 shares; 2020Q1: 34,800 shares; 2020Q2: 34,800 shares; 2020Q3: 34,800 shares; 2020Q4: 34,800 shares 34,800$1.48M0.65%0
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 70,080 shares; 2019Q4: 70,080 shares; 2020Q1: 74,080 shares; 2020Q2: 74,080 shares; 2020Q3: 74,080 shares; 2020Q4: 74,080 shares 74,080$1.45M0.64%0Timeline
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 146,700 shares; 2019Q4: 152,300 shares; 2020Q1: 131,700 shares; 2020Q2: 130,900 shares; 2020Q3: 136,200 shares; 2020Q4: 136,200 shares 136,200$1.43M0.63%0Timeline
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 372,316 shares; 2019Q4: 329,596 shares; 2020Q1: 71,576 shares; 2020Q2: 38,476 shares; 2020Q3: 34,276 shares; 2020Q4: 25,300 shares 25,300$1.36M0.6%-8,976Timeline
Apollo Global Management IncApollo Global Management IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 6,000 shares; 2020Q1: 52,795 shares; 2020Q2: 28,170 shares; 2020Q3: 28,170 shares; 2020Q4: 27,520 shares 27,520$1.35M0.6%-650
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,549 shares; 2019Q4: 13,549 shares; 2020Q1: 20,216 shares; 2020Q2: 24,216 shares; 2020Q3: 24,216 shares; 2020Q4: 24,216 shares 24,216$1.34M0.6%0Timeline
DDDUPONT DE NEMOURS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 31,385 shares; 2019Q4: 57,842 shares; 2020Q1: 18,849 shares; 2020Q2: 17,849 shares; 2020Q3: 17,849 shares; 2020Q4: 17,849 shares 17,849$1.27M0.56%0Timeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 9,400 shares; 2020Q2: 9,400 shares; 2020Q3: 9,400 shares; 2020Q4: 8,500 shares 8,500$1.26M0.56%-900Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,185 shares; 2019Q4: 16,135 shares; 2020Q1: 7,410 shares; 2020Q2: 7,210 shares; 2020Q3: 7,210 shares; 2020Q4: 6,960 shares 6,960$1.11M0.49%-250Timeline
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 26,971 shares; 2019Q4: 27,721 shares; 2020Q1: 25,921 shares; 2020Q2: 25,471 shares; 2020Q3: 23,871 shares; 2020Q4: 23,871 shares 23,871$1.09M0.48%0Timeline
GSITGSI TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 88,757 shares; 2019Q4: 102,373 shares; 2020Q1: 102,575 shares; 2020Q2: 102,256 shares; 2020Q3: 113,856 shares; 2020Q4: 127,356 shares 127,356$942K0.42%+13,500Timeline
RBBNRIBBON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 218,583 shares; 2019Q4: 187,220 shares; 2020Q1: 168,719 shares; 2020Q2: 160,219 shares; 2020Q3: 151,619 shares; 2020Q4: 143,519 shares 143,519$941K0.42%-8,100Timeline
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,450 shares; 2019Q4: 13,450 shares; 2020Q1: 13,450 shares; 2020Q2: 12,950 shares; 2020Q3: 12,950 shares; 2020Q4: 21,250 shares 21,250$897K0.4%+8,300Timeline
NEOGNEOGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,000 shares; 2019Q4: 10,790 shares; 2020Q1: 10,790 shares; 2020Q2: 10,790 shares; 2020Q3: 10,790 shares; 2020Q4: 10,450 shares 10,450$829K0.37%-340Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 82,154 shares; 2019Q4: 81,294 shares; 2020Q1: 81,294 shares; 2020Q2: 81,294 shares; 2020Q3: 81,294 shares; 2020Q4: 81,294 shares 81,294$784K0.35%0Timeline
ARAYACCURAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 164,882 shares; 2020Q2: 164,882 shares; 2020Q3: 164,882 shares; 2020Q4: 164,882 shares 164,882$688K0.3%0Timeline
NVECNVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 10,015 shares; 2019Q4: 11,137 shares; 2020Q1: 11,237 shares; 2020Q2: 10,937 shares; 2020Q3: 10,937 shares; 2020Q4: 10,937 shares 10,937$614K0.27%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,712 shares; 2019Q4: 4,882 shares; 2020Q1: 4,882 shares; 2020Q2: 4,882 shares; 2020Q3: 4,882 shares; 2020Q4: 4,870 shares 4,870$613K0.27%-12Timeline
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 304,850 shares; 2019Q4: 301,118 shares; 2020Q1: 273,518 shares; 2020Q2: 267,050 shares; 2020Q3: 253,250 shares; 2020Q4: 229,400 shares 229,400$557K0.25%-23,850Timeline
NTNXNUTANIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 17,230 shares; 2019Q4: 18,980 shares; 2020Q1: 18,380 shares; 2020Q2: 16,730 shares; 2020Q3: 16,730 shares; 2020Q4: 16,730 shares 16,730$533K0.24%0Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,012 shares; 2019Q4: 3,012 shares; 2020Q1: 3,012 shares; 2020Q2: 3,012 shares; 2020Q3: 3,012 shares; 2020Q4: 3,012 shares 3,012$494K0.22%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,595 shares; 2020Q2: 895 shares; 2020Q3: 3,580 shares; 2020Q4: 3,580 shares 3,580$475K0.21%0Timeline
NIC INCNIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 29,700 shares; 2019Q4: 28,500 shares; 2020Q1: 20,500 shares; 2020Q2: 18,722 shares; 2020Q3: 18,722 shares; 2020Q4: 18,222 shares 18,222$471K0.21%-500
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 7,000 shares; 2019Q4: 7,600 shares; 2020Q1: 6,600 shares; 2020Q2: 6,600 shares; 2020Q3: 6,600 shares; 2020Q4: 6,600 shares 6,600$428K0.19%0Timeline
TDAYUSA TODAY CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 151,400 shares; 2020Q1: 130,400 shares; 2020Q2: 129,500 shares; 2020Q3: 130,500 shares; 2020Q4: 126,500 shares 126,500$425K0.19%-4,000Timeline
MGNIMAGNITE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 127,250 shares; 2020Q4: 13,500 shares 13,500$415K0.18%-113,750Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares; 2020Q4: 1,500 shares 1,500$404K0.18%0Timeline
CTVACORTEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 14,215 shares; 2019Q4: 13,549 shares; 2020Q1: 6,216 shares; 2020Q2: 9,216 shares; 2020Q3: 9,216 shares; 2020Q4: 9,216 shares 9,216$357K0.16%0Timeline
ORBITAL ENERGY GROUP INCORBITAL ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 171,163 shares; 2020Q3: 171,163 shares; 2020Q4: 159,463 shares 159,463$349K0.15%-11,700
NRCNRC HEALTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 14,000 shares; 2019Q4: 14,000 shares; 2020Q1: 14,000 shares; 2020Q2: 14,000 shares; 2020Q3: 14,000 shares; 2020Q4: 7,000 shares 7,000$299K0.13%-7,000Timeline
TTTRANE TECHNOLOGIES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,850 shares; 2020Q2: 1,850 shares; 2020Q3: 1,850 shares; 2020Q4: 1,850 shares 1,850$269K0.12%0Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 10,600 shares; 2020Q1: 18,300 shares; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 15,000 shares 15,000$253K0.11%newTimeline
SYNACOR INCSYNACOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 256,675 shares; 2019Q4: 230,514 shares; 2020Q1: 215,437 shares; 2020Q2: 215,437 shares; 2020Q3: 190,988 shares; 2020Q4: 182,088 shares 182,088$248K0.11%-8,900
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 140 shares; 2019Q4: 140 shares; 2020Q1: 140 shares; 2020Q2: 140 shares; 2020Q3: 140 shares; 2020Q4: 140 shares 140$245K0.11%0Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,034 shares; 2019Q4: 1,034 shares; 2020Q1: 1,034 shares; 2020Q2: 1,034 shares; 2020Q3: 1,034 shares; 2020Q4: 1,034 shares 1,034$242K0.11%0Timeline
DOCHEALTHPEAK PROPERTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 8,000 shares; 2020Q1: 8,000 shares; 2020Q2: 8,000 shares; 2020Q3: 8,000 shares; 2020Q4: 8,000 shares 8,000$242K0.11%0Timeline
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,250 shares; 2019Q4: 3,250 shares; 2020Q1: 3,250 shares; 2020Q2: 3,250 shares; 2020Q3: 3,250 shares; 2020Q4: 3,250 shares 3,250$227K0.1%0Timeline
VTRSVIATRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 12,071 shares 12,071$226K0.1%newTimeline
RADA ELECTR INDS LTDRADA ELECTR INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 1,500 shares; 2020Q1: 24,500 shares; 2020Q2: 23,000 shares; 2020Q3: 23,000 shares; 2020Q4: 23,000 shares 23,000$224K0.1%0
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 15,380 shares; 2019Q4: 16,198 shares; 2020Q1: 16,198 shares; 2020Q2: 16,180 shares; 2020Q3: 16,180 shares; 2020Q4: 16,180 shares 16,180$221K0.1%0Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,650 shares; 2019Q4: 4,650 shares; 2020Q1: 4,650 shares; 2020Q2: 4,650 shares; 2020Q3: 4,650 shares; 2020Q4: 4,650 shares 4,650$218K0.1%0Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,079 shares; 2019Q4: 11,329 shares; 2020Q1: 11,329 shares; 2020Q2: 6,769 shares; 2020Q3: 6,769 shares; 2020Q4: 1,395 shares 1,395$177K0.08%-5,374Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 500 shares; 2019Q4: 500 shares; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: 500 shares; 2020Q4: 500 shares 500$175K0.08%0Timeline
LGNDLIGAND PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 8,700 shares; 2020Q2: 25,450 shares; 2020Q3: 50,400 shares; 2020Q4: 1,700 shares 1,700$169K0.07%-48,700Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,400 shares; 2019Q4: 1,800 shares; 2020Q1: 1,800 shares; 2020Q2: 1,800 shares; 2020Q3: 1,800 shares; 2020Q4: 1,800 shares 1,800$168K0.07%0Timeline
ALLTALLOT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,100 shares; 2019Q4: 15,602 shares; 2020Q1: 17,802 shares; 2020Q2: 15,600 shares; 2020Q3: 15,600 shares; 2020Q4: 15,600 shares 15,600$164K0.07%0Timeline
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 87,228 shares; 2019Q4: 87,728 shares; 2020Q1: 72,628 shares; 2020Q2: 72,128 shares; 2020Q3: 74,128 shares; 2020Q4: 74,128 shares 74,128$153K0.07%0
CSBRCHAMPIONS ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 153,500 shares; 2020Q1: 299,400 shares; 2020Q2: 54,500 shares; 2020Q3: 13,500 shares; 2020Q4: 13,500 shares 13,500$146K0.06%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 13,470 shares; 2019Q4: 14,970 shares; 2020Q1: 14,670 shares; 2020Q2: 13,970 shares; 2020Q3: 13,970 shares; 2020Q4: 13,470 shares 13,470$145K0.06%-500
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 400 shares; 2019Q4: 400 shares; 2020Q1: 400 shares; 2020Q2: 400 shares; 2020Q3: 400 shares; 2020Q4: 400 shares 400$142K0.06%0Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 661 shares; 2019Q4: 661 shares; 2020Q1: 661 shares; 2020Q2: 661 shares; 2020Q3: 661 shares; 2020Q4: 661 shares 661$142K0.06%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,670 shares; 2019Q4: 5,670 shares; 2020Q1: 5,670 shares; 2020Q2: 3,370 shares; 2020Q3: 3,370 shares; 2020Q4: 3,370 shares 3,370$139K0.06%0Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 450 shares; 2019Q4: 450 shares; 2020Q1: 450 shares; 2020Q2: 450 shares; 2020Q3: 450 shares; 2020Q4: 450 shares 450$137K0.06%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,263 shares; 2019Q4: 2,263 shares; 2020Q1: 2,263 shares; 2020Q2: 2,263 shares; 2020Q3: 2,263 shares; 2020Q4: 2,263 shares 2,263$133K0.06%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,100 shares; 2019Q4: 2,100 shares; 2020Q1: 2,100 shares; 2020Q2: 2,100 shares; 2020Q3: 2,100 shares; 2020Q4: 2,100 shares 2,100$130K0.06%0Timeline
LNTHLANTHEUS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 9,600 shares 9,600$130K0.06%newTimeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,674 shares; 2019Q4: 5,674 shares; 2020Q1: 5,674 shares; 2020Q2: 5,674 shares; 2020Q3: 5,674 shares; 2020Q4: 5,674 shares 5,674$123K0.05%0Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 900 shares; 2019Q4: 900 shares; 2020Q1: 900 shares; 2020Q2: 900 shares; 2020Q3: 900 shares; 2020Q4: 900 shares 900$121K0.05%0Timeline
ESBAEMPIRE ST RLTY OP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 12,904 shares; 2019Q4: 12,904 shares; 2020Q1: 12,904 shares; 2020Q2: 12,904 shares; 2020Q3: 12,904 shares; 2020Q4: 12,904 shares 12,904$118K0.05%0Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 11,300 shares; 2019Q4: 11,300 shares; 2020Q1: 9,100 shares; 2020Q2: 9,100 shares; 2020Q3: 9,100 shares; 2020Q4: 9,100 shares 9,100$116K0.05%0
LENLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares; 2020Q4: 1,500 shares 1,500$114K0.05%0Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 12,500 shares; 2020Q2: 12,500 shares; 2020Q3: 12,500 shares; 2020Q4: 12,500 shares 12,500$106K0.05%0
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 800 shares; 2020Q2: 800 shares; 2020Q3: 800 shares; 2020Q4: 800 shares 800$102K0.05%0Timeline
ASPIRA WOMENS HEALTH INCASPIRA WOMENS HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 15,000 shares 15,000$101K0.04%new
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,600 shares; 2019Q4: 1,800 shares; 2020Q1: 1,900 shares; 2020Q2: 1,900 shares; 2020Q3: 1,900 shares; 2020Q4: 1,900 shares 1,900$95K0.04%0Timeline
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 698,500 shares; 2020Q2: 1,129,100 shares; 2020Q3: 1,021,800 shares; 2020Q4: 22,500 shares 22,500$90K0.04%-999,300
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,445 shares; 2019Q4: 1,445 shares; 2020Q1: 1,445 shares; 2020Q2: 1,445 shares; 2020Q3: 1,445 shares; 2020Q4: 1,445 shares 1,445$87K0.04%0
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares 1,000$83K0.04%0Timeline
ALLEALLEGION PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 666 shares; 2019Q4: 666 shares; 2020Q1: 666 shares; 2020Q2: 666 shares; 2020Q3: 666 shares; 2020Q4: 666 shares 666$78K0.03%0Timeline
IRINGERSOLL RAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,632 shares; 2020Q2: 1,632 shares; 2020Q3: 1,632 shares; 2020Q4: 1,632 shares 1,632$74K0.03%0Timeline
SPHSUBURBAN PROPANE PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,013 shares; 2019Q4: 5,013 shares; 2020Q1: 5,013 shares; 2020Q2: 5,013 shares; 2020Q3: 5,013 shares; 2020Q4: 5,013 shares 5,013$74K0.03%0Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 900 shares; 2020Q2: 900 shares; 2020Q3: 900 shares; 2020Q4: 900 shares 900$72K0.03%0Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 40 shares; 2019Q4: 40 shares; 2020Q1: 40 shares; 2020Q2: 40 shares; 2020Q3: 40 shares; 2020Q4: 40 shares 40$70K0.03%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 500 shares; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: 500 shares; 2020Q4: 500 shares 500$70K0.03%0Timeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,150 shares; 2019Q4: 4,150 shares; 2020Q1: 4,150 shares; 2020Q2: 4,150 shares; 2020Q3: 4,150 shares; 2020Q4: 4,150 shares 4,150$69K0.03%0Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,630 shares; 2019Q4: 4,630 shares; 2020Q1: 4,630 shares; 2020Q2: 4,630 shares; 2020Q3: 4,630 shares; 2020Q4: 4,630 shares 4,630$67K0.03%0
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,500 shares; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares; 2020Q4: 1,500 shares 1,500$62K0.03%0Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 3,800 shares; 2020Q2: 800 shares; 2020Q3: 800 shares; 2020Q4: 800 shares 800$60K0.03%0Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 753 shares; 2020Q2: 753 shares; 2020Q3: 753 shares; 2020Q4: 753 shares 753$57K0.03%0Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: 500 shares; 2020Q4: 500 shares 500$55K0.02%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares 1,000$55K0.02%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 340 shares; 2019Q4: 340 shares; 2020Q1: 340 shares; 2020Q2: 340 shares; 2020Q3: 340 shares; 2020Q4: 340 shares 340$55K0.02%0Timeline
WESWESTERN MIDSTREAM PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,813 shares; 2019Q4: 3,813 shares; 2020Q1: 3,813 shares; 2020Q2: 3,813 shares; 2020Q3: 3,813 shares; 2020Q4: 3,813 shares 3,813$53K0.02%0Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,080 shares; 2019Q4: 1,080 shares; 2020Q1: 1,080 shares; 2020Q2: 1,080 shares; 2020Q3: 1,080 shares; 2020Q4: 300 shares 300$51K0.02%-780Timeline
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares 1,000$50K0.02%0Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,150 shares; 2019Q4: 1,500 shares; 2020Q1: 1,600 shares; 2020Q2: 1,350 shares; 2020Q3: 1,350 shares; 2020Q4: 1,350 shares 1,350$49K0.02%0Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares; 2020Q4: 200 shares 200$47K0.02%0Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: 500 shares; 2020Q4: 500 shares 500$46K0.02%0Timeline
EBEVENTBRITE INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 16,650 shares; 2019Q4: 16,650 shares; 2020Q1: 139,250 shares; 2020Q2: 139,250 shares; 2020Q3: 139,250 shares; 2020Q4: 2,450 shares 2,450$44K0.02%-136,800Timeline
NNNNNN REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares 1,000$41K0.02%0Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 450 shares; 2020Q2: 450 shares; 2020Q3: 450 shares; 2020Q4: 450 shares 450$37K0.02%0Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 900 shares; 2019Q4: 1,175 shares; 2020Q1: 1,130 shares; 2020Q2: 1,130 shares; 2020Q3: 1,130 shares; 2020Q4: 230 shares 230$34K0.02%-900Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 300 shares; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 304 shares; 2020Q3: 304 shares; 2020Q4: 304 shares 304$33K0.01%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 400 shares; 2019Q4: 400 shares; 2020Q1: 400 shares; 2020Q2: 400 shares; 2020Q3: 400 shares; 2020Q4: 400 shares 400$33K0.01%0Timeline
HIMXHIMAX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 5,000 shares; 2019Q4: 4,000 shares; 2020Q1: 4,000 shares; 2020Q2: 4,000 shares; 2020Q3: 4,000 shares; 2020Q4: 4,000 shares 4,000$30K0.01%0Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 350 shares; 2020Q1: 350 shares; 2020Q2: 350 shares; 2020Q3: 350 shares; 2020Q4: 350 shares 350$30K0.01%0Timeline
DRIDARDEN RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 250 shares; 2019Q4: 250 shares; 2020Q1: 250 shares; 2020Q2: 250 shares; 2020Q3: 250 shares; 2020Q4: 250 shares 250$30K0.01%0Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,600 shares; 2019Q4: 1,600 shares; 2020Q1: 1,600 shares; 2020Q2: 1,600 shares; 2020Q3: 1,600 shares; 2020Q4: 1,600 shares 1,600$30K0.01%0
EHTHEHEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 38,963 shares; 2019Q4: 43,846 shares; 2020Q1: 2,405 shares; 2020Q2: 1,405 shares; 2020Q3: 1,405 shares; 2020Q4: 405 shares 405$29K0.01%-1,000Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,400 shares; 2019Q4: 3,400 shares; 2020Q1: 3,400 shares; 2020Q2: 3,400 shares; 2020Q3: 3,400 shares; 2020Q4: 3,400 shares 3,400$28K0.01%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 394 shares; 2019Q4: 394 shares; 2020Q1: 394 shares; 2020Q2: 394 shares; 2020Q3: 394 shares; 2020Q4: 394 shares 394$25K0.01%0Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 400 shares; 2020Q2: 200 shares; 2020Q3: 200 shares; 2020Q4: 200 shares 200$24K0.01%0Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,700 shares; 2019Q4: 2,700 shares; 2020Q1: 2,700 shares; 2020Q2: 2,700 shares; 2020Q3: 2,700 shares; 2020Q4: 2,700 shares 2,700$24K0.01%0Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 760 shares; 2020Q2: 760 shares; 2020Q3: 760 shares; 2020Q4: 760 shares 760$23K0.01%0Timeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,084 shares; 2020Q2: 1,084 shares; 2020Q3: 1,084 shares; 2020Q4: 1,000 shares 1,000$23K0.01%-84
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 18 shares; 2019Q4: 218 shares; 2020Q1: 318 shares; 2020Q2: 318 shares; 2020Q3: 318 shares; 2020Q4: 318 shares 318$22K0.01%0Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,000 shares; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares 1,000$20K0.01%0Timeline
KALEYRA INCKALEYRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 2,000 shares; 2020Q4: 2,000 shares 2,000$20K0.01%0
HPHELMERICH & PAYNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 800 shares; 2019Q4: 800 shares; 2020Q1: 800 shares; 2020Q2: 800 shares; 2020Q3: 800 shares; 2020Q4: 800 shares 800$19K0.01%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 835 shares; 2019Q4: 835 shares; 2020Q1: 835 shares; 2020Q2: 835 shares; 2020Q3: 835 shares; 2020Q4: 835 shares 835$18K0.01%0Timeline
MATVMATIV HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 400 shares; 2020Q4: 400 shares 400$16K0.01%0Timeline
MRAMEVERSPIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 4,000 shares; 2019Q4: 4,000 shares; 2020Q1: 3,500 shares; 2020Q2: 3,500 shares; 2020Q3: 3,500 shares; 2020Q4: 3,500 shares 3,500$16K0.01%0Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 300 shares; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 300 shares; 2020Q4: 300 shares 300$15K0.01%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 23 shares; 2019Q4: 223 shares; 2020Q1: 323 shares; 2020Q2: 323 shares; 2020Q3: 323 shares; 2020Q4: 473 shares 473$14K0.01%+150Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 1,200 shares; 2019Q4: 1,060 shares; 2020Q1: 1,060 shares; 2020Q2: 1,060 shares; 2020Q3: 1,060 shares; 2020Q4: 185 shares 185$14K0.01%-875Timeline
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 3,500 shares; 2019Q4: 2,200 shares; 2020Q1: 1,600 shares; 2020Q2: 1,400 shares; 2020Q3: 1,400 shares; 2020Q4: 1,400 shares 1,400$14K0.01%0Timeline
TRGPTARGA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 434 shares; 2019Q4: 434 shares; 2020Q1: 496 shares; 2020Q2: 496 shares; 2020Q3: 496 shares; 2020Q4: 496 shares 496$13K0.01%0Timeline
GBDCGOLUB CAP BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 900 shares 900$13K0.01%newTimeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 550 shares; 2019Q4: 550 shares; 2020Q1: 550 shares; 2020Q2: 550 shares; 2020Q3: 550 shares; 2020Q4: 550 shares 550$10K<0.01%0Timeline
IVOOVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 79 shares; 2020Q1: 79 shares; 2020Q2: 79 shares; 2020Q3: 59 shares; 2020Q4: 59 shares 59$9K<0.01%0Timeline
MRCYMERCURY SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares 100$9K<0.01%0Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares 100$9K<0.01%0Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 150 shares; 2020Q2: 150 shares; 2020Q3: 150 shares; 2020Q4: 150 shares 150$9K<0.01%0
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 3,300 shares; 2020Q1: 3,300 shares; 2020Q2: 1,700 shares; 2020Q3: 1,700 shares; 2020Q4: 1,700 shares 1,700$8K<0.01%0
GREENLANE HLDGS INCGREENLANE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 1,000 shares; 2020Q1: 2,100 shares; 2020Q2: 2,100 shares; 2020Q3: 2,100 shares; 2020Q4: 2,100 shares 2,100$8K<0.01%0
OXSQOXFORD SQUARE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 2,400 shares; 2019Q4: 2,400 shares; 2020Q1: 2,400 shares; 2020Q2: 2,400 shares; 2020Q3: 2,400 shares; 2020Q4: 2,400 shares 2,400$7K<0.01%0Timeline
BKRBAKER HUGHES COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 300 shares; 2020Q4: 300 shares 300$6K<0.01%0Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 450 shares; 2020Q2: 450 shares; 2020Q3: 450 shares; 2020Q4: 450 shares 450$6K<0.01%0
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 69 shares; 2019Q4: 69 shares; 2020Q1: 69 shares; 2020Q2: 69 shares; 2020Q3: 69 shares; 2020Q4: 69 shares 69$5K<0.01%0Timeline
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares; 2020Q4: 200 shares 200$5K<0.01%0Timeline
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 24,856 shares; 2019Q4: 16,856 shares; 2020Q1: 16,856 shares; 2020Q2: 16,856 shares; 2020Q3: 9,106 shares; 2020Q4: 3,700 shares 3,700$5K<0.01%-5,406
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares 100$4K<0.01%0Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 160 shares; 2019Q4: 160 shares; 2020Q1: 160 shares; 2020Q2: 160 shares; 2020Q3: 160 shares; 2020Q4: 20 shares 20$4K<0.01%-140Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: 112 shares; 2020Q1: 112 shares; 2020Q2: 112 shares; 2020Q3: 112 shares; 2020Q4: 112 shares 112$4K<0.01%0
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 25 shares; 2019Q4: 25 shares; 2020Q1: 25 shares; 2020Q2: 25 shares; 2020Q3: 25 shares; 2020Q4: 25 shares 25$3K<0.01%0
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 35 shares; 2019Q4: 35 shares; 2020Q1: 35 shares; 2020Q2: 35 shares; 2020Q3: 35 shares; 2020Q4: 35 shares 35$2K<0.01%0Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 100 shares; 2019Q4: 100 shares; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares 100$2K<0.01%0Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 200 shares; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares; 2020Q4: 200 shares 200$2K<0.01%0Timeline
LEN-BLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 30 shares; 2019Q4: 30 shares; 2020Q1: 30 shares; 2020Q2: 30 shares; 2020Q3: 30 shares; 2020Q4: 30 shares 30$2K<0.01%0Timeline
ALCALCON AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: 20 shares; 2019Q4: 20 shares; 2020Q1: 20 shares; 2020Q2: 20 shares; 2020Q3: 20 shares; 2020Q4: 20 shares 20$1K<0.01%0Timeline
BHCBAUSCH HEALTH COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 26 shares; 2020Q2: 26 shares; 2020Q3: not reported; 2020Q4: 26 shares 26$1K<0.01%newTimeline

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TWITTER INCTWITTER INC31,300$1.39Mshares
COMSCORE INCCOMSCORE INC376,500$768Kshares
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN1,411,500$466Kshares
GDXVANECK ETF TRUST3,000$117Kshares
MDLZMONDELEZ INTL INC1,800$103Kshares
WYWEYERHAEUSER CO3,000$86Kshares
TECHTARGET INCTECHTARGET INC1,800$79Kshares
BLFSBIOLIFE SOLUTIONS INC2,500$72Kshares
BOCBOSTON OMAHA CORP2,500$40Kshares
HARMONIC INCHARMONIC INC10,000$12Kshares
TYME TECHNOLOGIES INC COMTYME TECHNOLOGIES INC COM5,300$5Kshares
GDXJVANECK ETF TRUST35$2Kshares
PRGX GLOBAL INCPRGX GLOBAL INC500$2Kshares
NOKNOKIA CORP166$1Kshares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000890163-21-000003 base2021-01-27acceptance time not in the bulk data set