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Disclosery

Carnick & Kubik, LLC

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13F filer, CIK 1555900, COLORADO SPRINGS, CO

Carnick & Kubik, LLC reported $333,718,000 across 1,013 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-05-12. Its ten largest share positions make up 17.05% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001062993-16-009619

Period
2016-03-31
Reported value
$334M
Holdings
1,013
Top 10 weight
17.05%
New
881
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVEnew+50,529$4.54M
1/100 Berkshire Hath Anew+1,300$2.77M
TIME WARNER CABLE 8.25% 0…new+1,692,000$1.97M
QDFadded+52,818$1.91M
ZOETIS INC NOTE M/W CLBLnew+1,685,000$1.66M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ARreduced-142,500-$3.54M
BNDXexited-24,900-$1.32M
SCHWexited-35,537-$1.17M
TXTreduced-25,285-$943K
VALEANT PHARMACEUTICALS INTLreduced-9,000-$237K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0001062993-16-009619, largest first. % of portfolio is the value over $333,718,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 150 shares; 2015Q4: not reported; 2016Q1: 150 shares 150$00%newValue filed as zero, left out of ratios.
PENN WEST ENERGY TRUSTPENN WEST ENERGY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100 shares 100$00%newValue filed as zero, left out of ratios.
MAGNUM HUNTER RES 8% PFDMAGNUM HUNTER RES 8% PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100 shares 100$00%newValue filed as zero, left out of ratios.
NORTEL NETWORKS CORPNORTEL NETWORKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20 shares 20$00%newValue filed as zero, left out of ratios.
TEMECULA VALLEY BANCORP INCTEMECULA VALLEY BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,000 shares 1,000$00%newValue filed as zero, left out of ratios.
FAR EAST ENERGY CORPCOMFAR EAST ENERGY CORPCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,450 shares 16,450$00%newValue filed as zero, left out of ratios.
TIME INC NEWTIME INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 8 shares 8$00%newValue filed as zero, left out of ratios.
BARNES & NOBLE INCBARNES & NOBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 36 shares 36$00%newValue filed as zero, left out of ratios.
Holco Mtg Accept Corp (NV)Holco Mtg Accept Corp (NV)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,250 shares 1,250$00%newValue filed as zero, left out of ratios.
St Lawrence Energy Corp (NV)St Lawrence Energy Corp (NV)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3 shares 3$00%newValue filed as zero, left out of ratios.
HORIYOSHI WORLDWIDE INCHORIYOSHI WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 9 shares 9$00%newValue filed as zero, left out of ratios.
GE CAPITAL MTG SERVICE 97-H…GE CAPITAL MTG SERVICE 97-HE1Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100,000 shares 100,000$00%newValue filed as zero, left out of ratios.
GNMA PLGNMA PLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 7,000 shares 7,000$00%newValue filed as zero, left out of ratios.

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BNDXVANGUARD CHARLOTTE FDS24,900$1.32Mshares
SCHWCHARLES SCHWAB CORP (THE)35,537$1.17Mshares

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001062993-16-009619 base2016-05-12acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001062993-16-009619 Quarter ended 2016-03-312016-05-12acceptance time not in the bulk data set
13F-HR 0001062993-16-007668 Quarter ended 2015-12-312016-02-11acceptance time not in the bulk data set
13F-HR 0001062993-15-006027 Quarter ended 2015-09-302015-11-13acceptance time not in the bulk data set
13F-HR 0001062993-15-004080 Quarter ended 2015-06-302015-07-30acceptance time not in the bulk data set
13F-HR 0001062993-15-002415 Quarter ended 2015-03-312015-05-06acceptance time not in the bulk data set
13F-HR 0001062993-15-000448 Quarter ended 2014-12-312015-02-03acceptance time not in the bulk data set
13F-HR 0001062993-14-006271 Quarter ended 2014-09-302014-11-04acceptance time not in the bulk data set
13F-HR 0001062993-14-004527 Quarter ended 2014-06-302014-08-05acceptance time not in the bulk data set
13F-HR 0001062993-14-002603 Quarter ended 2014-03-312014-05-06acceptance time not in the bulk data set
13F-HR 0001062993-14-000810 Quarter ended 2013-12-312014-02-14acceptance time not in the bulk data set
13F-HR 0001062993-13-005257 Quarter ended 2013-09-302013-10-29acceptance time not in the bulk data set
13F-HR 0001062993-13-003957 Quarter ended 2013-06-302013-08-12acceptance time not in the bulk data set