Carnick & Kubik, LLC

13F filer, CIK 1555900, COLORADO SPRINGS, CO

Carnick & Kubik, LLC reported $333,718,000 across 1,013 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-05-12. Its ten largest share positions make up 17.05% of the portfolio.

Filed 2016-05-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:13:19 UTC13F-HR 0001062993-16-009619

Period: 2016-03-31
Reported value: $334M
Holdings: 1,013
Top 10 weight: 17.05%
New: 881
Sold out: 2

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IVEnew	+50,529	$4.54M
1/100 Berkshire Hath Anew	+1,300	$2.77M
TIME WARNER CABLE 8.25% 0…new	+1,692,000	$1.97M
QDFadded	+52,818	$1.91M
ZOETIS INC NOTE M/W CLBLnew	+1,685,000	$1.66M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ARreduced	-142,500	-$3.54M
BNDXexited	-24,900	-$1.32M
SCHWexited	-35,537	-$1.17M
TXTreduced	-25,285	-$943K
VALEANT PHARMACEUTICALS INTLreduced	-9,000	-$237K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0001062993-16-009619, largest first. % of portfolio is the value over $333,718,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
LEE CNTY FLA INDLLEE CNTY FLA INDL	100,000	$116K	0.03%	new
COLORADO HEALTH FACCOLORADO HEALTH FAC	100,000	$115K	0.03%	new
SOUTH CORRECTIONALSOUTH CORRECTIONAL	100,000	$115K	0.03%	new
NEW HAVEN IND WTRNEW HAVEN IND WTR	110,000	$114K	0.03%	new
ANTHEM WEST MET DIST COLOANTHEM WEST MET DIST COLO	100,000	$114K	0.03%	new
DUKDUKE ENERGY CORP NEW	1,405	$113K	0.03%	new		Timeline
ARIZONA ST LOTTERYARIZONA ST LOTTERY	100,000	$113K	0.03%	new
DEKALB KANE LASADEKALB KANE LASA	100,000	$113K	0.03%	new
ADAMS & WELD CNTYS COLO SCH…ADAMS & WELD CNTYS COLO SCH DI	100,000	$113K	0.03%	new
FORT WORTH TEXFORT WORTH TEX	100,000	$112K	0.03%	new
NNORTHEAST MET INTER SCH DI…NNORTHEAST MET INTER SCH DIST N	100,000	$111K	0.03%	new
DES MOINES IADES MOINES IA	110,000	$111K	0.03%	new
WEST CONTRA COSWEST CONTRA COS	100,000	$111K	0.03%	new
HIDALGO CNTY TEXHIDALGO CNTY TEX	100,000	$110K	0.03%	new
WESTMINSTER COLO ECWESTMINSTER COLO EC	100,000	$110K	0.03%	new
PRAXAIR INCPRAXAIR INC	950	$109K	0.03%	new
BROWNSVILLE TEX UTIBROWNSVILLE TEX UTI	100,000	$109K	0.03%	new
CAPE FEAR PUB UTILCAPE FEAR PUB UTIL	100,000	$109K	0.03%	new
PENNSYLVANIA ST TPK COMMN T…PENNSYLVANIA ST TPK COMMN TPK RE…	100,000	$109K	0.03%	new
PORTLAND ORE SWR SYPORTLAND ORE SWR SY	100,000	$109K	0.03%	new
RANGEVIEW LIBR 4.25% 12/2021RANGEVIEW LIBR 4.25% 12/2021	100,000	$109K	0.03%	new
JEFFERSON CITY MO SCH DISTJEFFERSON CITY MO SCH DIST	105,000	$109K	0.03%	new
PLANO TEX INDPT SCHPLANO TEX INDPT SCH	100,000	$108K	0.03%	new
SALINA KANS WTRSALINA KANS WTR	100,000	$108K	0.03%	new
SOUTH ADAMS CNTY WTSOUTH ADAMS CNTY WT	100,000	$108K	0.03%	new
GRAND CNTY COLO LIBR DIST C…GRAND CNTY COLO LIBR DIST CTFS	100,000	$108K	0.03%	new
TSMTAIWAN SEMICONDUCTOR MANUFAC	4,088	$107K	0.03%	new		Timeline
HILLSBOROUGH CNTYHILLSBOROUGH CNTY	100,000	$107K	0.03%	new
DES MOINES IOWA SDES MOINES IOWA S	100,000	$106K	0.03%	new
EL PASO CNTY COLOEL PASO CNTY COLO	90,000	$106K	0.03%	new
NOVOGEN LTD.NOVOGEN LTD.	1,062,456	$106K	0.03%	new
ZIONSVILLE INDZIONSVILLE IND	100,000	$106K	0.03%	new
NEBRASKA PUB PWR DIST REVNEBRASKA PUB PWR DIST REV	100,000	$105K	0.03%	new
UTAH WTR FIN AGYUTAH WTR FIN AGY	100,000	$105K	0.03%	new
CITRUS CNTY FLA WTRCITRUS CNTY FLA WTR	100,000	$104K	0.03%	new
SPRING TEX INDPT SCSPRING TEX INDPT SC	100,000	$104K	0.03%	new
CLAIBORNE CNTY TENN UTILS D…CLAIBORNE CNTY TENN UTILS DIST WT…	100,000	$103K	0.03%	new
MASCO CORP 6.125% 10/03/2016MASCO CORP 6.125% 10/03/2016	100,000	$103K	0.03%	new
PEORIA ILL SPL TAXPEORIA ILL SPL TAX	100,000	$103K	0.03%	new
LANE CNTY ORE METLANE CNTY ORE MET	100,000	$103K	0.03%	new
MFCMANULIFE FINL CORP	7,228	$102K	0.03%	new		Timeline
CAPITAL ONE FINLCAPITAL ONE FINL	100,000	$102K	0.03%	new
Whirlpool CorpWhirlpool Corp	100,000	$102K	0.03%	new
Allied World AssAllied World Ass	100,000	$102K	0.03%	new
AVALONBAY CMNTYS INC MTN BEAVALONBAY CMNTYS INC MTN BE	100,000	$102K	0.03%	new
COLORADO WTR RES &COLORADO WTR RES &	90,000	$101K	0.03%	new
ONEOK PARTNERS L P 6.15%10/…ONEOK PARTNERS L P 6.15%10/01/2016	100,000	$101K	0.03%	new
Torchmark Corp 6.375% 06/15…Torchmark Corp 6.375% 06/15/2016	100,000	$101K	0.03%	new
AUSTIN TEX INDPTAUSTIN TEX INDPT	100,000	$101K	0.03%	new
BALTIMORE MD PROJBALTIMORE MD PROJ	100,000	$101K	0.03%	new
EL PASO CNTY COLO SCH DIST …EL PASO CNTY COLO SCH DIST NO GO…	95,000	$101K	0.03%	new
MARINA COAST WTR CALIFMARINA COAST WTR CALIF	100,000	$101K	0.03%	new
INTCINTEL CORP	3,082	$100K	0.03%	new		Timeline
Petrobras Global 2.0% 05/20…Petrobras Global 2.0% 05/20/2016	100,000	$100K	0.03%	new
Qwest 8.375% 05/01/2016Qwest 8.375% 05/01/2016	100,000	$100K	0.03%	new
Santander Hldgs 4.625% 04/1…Santander Hldgs 4.625% 04/19/16	100,000	$100K	0.03%	new
Xerox 7.2% 04/01/2016Xerox 7.2% 04/01/2016	100,000	$100K	0.03%	new
TEXAS TRANSN COMTEXAS TRANSN COM	100,000	$100K	0.03%	new
WIDEFIELD COLOWIDEFIELD COLO	100,000	$100K	0.03%	new
WYANDOTTE CNTY KANS CITY KA…WYANDOTTE CNTY KANS CITY KANS IM…	90,000	$100K	0.03%	new
ORCLORACLE CORP	2,385	$98K	0.03%	new		Timeline
LANCASTER CNTY PALANCASTER CNTY PA	90,000	$97K	0.03%	new
GRAYS HARBOR CNTY WASH PUB …GRAYS HARBOR CNTY WASH PUB UTI	90,000	$93K	0.03%	new
COLORADO HEALTH FACS AUTH R…COLORADO HEALTH FACS AUTH REV HO…	90,000	$92K	0.03%	new
SWEETWATER CNTRYSWEETWATER CNTRY	80,000	$91K	0.03%	new
CONCORD NC UTILSCONCORD NC UTILS	80,000	$90K	0.03%	new
OKLAHOMA CITY OKLA WTR UTIL…OKLAHOMA CITY OKLA WTR UTILS T RE…	80,000	$90K	0.03%	new
PFEPFIZER INC	3,006	$89K	0.03%	new		Timeline
QCOMQUALCOMM INC	1,750	$89K	0.03%	new		Timeline
KMIKINDER MORGAN INC DEL	4,962	$89K	0.03%	new		Timeline
REGNREGENERON PHARMACEUTICALS	247	$89K	0.03%	new		Timeline
TEXAS ST DEPT HSTEXAS ST DEPT HS	85,000	$89K	0.03%	new
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	6,957	$88K	0.03%	new		Timeline
COLORADO EDL & CULTURAL FAC…COLORADO EDL & CULTURAL FACS A	75,000	$88K	0.03%	new
GRAND RIVER DAM AUT WAGRAND RIVER DAM AUT WA	80,000	$87K	0.03%	new
ANCHORAGE ALASKAANCHORAGE ALASKA	85,000	$86K	0.03%	new
PEPPEPSICO INC	825	$85K	0.03%	new		Timeline
SYNERGY RES CORPSYNERGY RES CORP	11,000	$85K	0.03%	0
BRYAN TEX WTRWKS &BRYAN TEX WTRWKS &	80,000	$85K	0.03%	new
NEW HAMPSHIRE MUN BD BK …NEW HAMPSHIRE MUN BD BK RE…	75,000	$85K	0.03%	new
DEKALB CNTY GADEKALB CNTY GA	65,000	$85K	0.03%	new
DENVER COLO CITY &DENVER COLO CITY &	80,000	$85K	0.03%	new
GRUNDY KENDALL &GRUNDY KENDALL &	85,000	$85K	0.03%	new
TOLEDO-LUCAS CNTY OHIO PORT…TOLEDO-LUCAS CNTY OHIO PORT AU RE…	85,000	$85K	0.03%	new
EAGLE MTN UT W/S 5%21 UT…EAGLE MTN UT W/S 5%21 UTIL COM…	80,000	$85K	0.03%	new
DALLAS TEX WTRWKSDALLAS TEX WTRWKS	80,000	$84K	0.03%	new
NEENEXTERA ENERGY INC	700	$83K	0.02%	new		Timeline
CALIFORNIA POLLUCALIFORNIA POLLU	80,000	$83K	0.02%	new
NORTH GIBSON IND MULTI-SCH …NORTH GIBSON IND MULTI-SCH BLD FI…	75,000	$83K	0.02%	new
FARMINGTON N MEXFARMINGTON N MEX	75,000	$83K	0.02%	new
LIVINGSTON LALIVINGSTON LA	80,000	$83K	0.02%	new
ADAMS & WELD CNTYS COLO SCH…ADAMS & WELD CNTYS COLO SCH DI GO…	80,000	$82K	0.02%	new
COLORADO WTR RES & PWR DEV …COLORADO WTR RES & PWR DEV AUT CL…	80,000	$81K	0.02%	new
DANVILLE IND 5/6 & 7/8 SCH …DANVILLE IND 5/6 & 7/8 SCH BLD FI…	80,000	$81K	0.02%	new
SUGAR LAND TEXSUGAR LAND TEX	75,000	$81K	0.02%	new
SUGAR LAND TEX WT 4.5% 08/2…SUGAR LAND TEX WT 4.5% 08/2021	75,000	$81K	0.02%	new
GRAND CNTY COLO LIBR DIST C…GRAND CNTY COLO LIBR DIST CTFS	75,000	$81K	0.02%	new
JUNCTION CITY KANSJUNCTION CITY KANS	75,000	$80K	0.02%	new
GLDSPDR GOLD TR	662	$78K	0.02%	new		Timeline
FORT WORTH TEX CTFS OBLI GFORT WORTH TEX CTFS OBLI G	75,000	$78K	0.02%	new
SOUTH DAKOTA STSOUTH DAKOTA ST	75,000	$78K	0.02%	new
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED	475	$77K	0.02%	new
TEXAS ST DEPTTEXAS ST DEPT	70,000	$77K	0.02%	new
HALHALLIBURTON CO	2,125	$76K	0.02%	new		Timeline
JARDINE STRATEGIC HOLDINGSJARDINE STRATEGIC HOLDINGS	2,545	$76K	0.02%	new
ROPROPER TECHNOLOGIES INC	412	$75K	0.02%	new		Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	6,693	$75K	0.02%	new
NORTH DAKOTA ST MUN BD BK B…NORTH DAKOTA ST MUN BD BK BDS 199…	75,000	$75K	0.02%	new
Goldman Sachs 6.0% 05/15/20…Goldman Sachs 6.0% 05/15/2016	75,000	$75K	0.02%	new
BUFFALO WILD WINGS INCBUFFALO WILD WINGS INC	500	$74K	0.02%	new
MISSOURI ST HWYS & TRANS CO…MISSOURI ST HWYS & TRANS COMMN RE…	70,000	$73K	0.02%	new
IEZISHARES TR	2,000	$71K	0.02%	new		Timeline
HAWAII ST 5%23 GO…HAWAII ST 5%23 GO UTX …	65,000	$71K	0.02%	new
WSTWEST PHARMACEUTICAL SVSC INC	1,000	$69K	0.02%	new		Timeline
EPDENTERPRISE PRODS PARTNERS L	2,792	$69K	0.02%	new		Timeline
POWERSHARESPOWERSHARES	4,650	$69K	0.02%	new
NEW YORK NY CITYNEW YORK NY CITY	60,000	$66K	0.02%	new
MASSACHUSETTS ST WTMASSACHUSETTS ST WT	60,000	$66K	0.02%	new
VBVANGUARD INDEX FDS	574	$64K	0.02%	new		Timeline
WYOMING MUN PWRWYOMING MUN PWR	60,000	$64K	0.02%	new
DTDWISDOMTREE TR	850	$63K	0.02%	new		Timeline
ROCHE HOLDING AG-BON DE JOUIROCHE HOLDING AG-BON DE JOUI	255	$63K	0.02%	new
WILL CNTY ILL CMNTY CONS SC…WILL CNTY ILL CMNTY CONS SCH D	60,000	$63K	0.02%	new
NUVEEN QUALITY PFD INC FD 3NUVEEN QUALITY PFD INC FD 3	7,284	$62K	0.02%	new
CHICAGO ILL BRDCHICAGO ILL BRD	60,000	$62K	0.02%	new
HOUSTON TEX INDPTHOUSTON TEX INDPT	60,000	$62K	0.02%	new
INDIANA ST FIN AUTH REV …INDIANA ST FIN AUTH REV ST…	60,000	$62K	0.02%	new
PRERE ENERGY NORTHWEST WASH…PRERE ENERGY NORTHWEST WASH ELEC …	60,000	$61K	0.02%	new
GREATER ARIZ DEV AUGREATER ARIZ DEV AU	55,000	$61K	0.02%	new
ANTELOPE WTR SYS GEN IMPT D…ANTELOPE WTR SYS GEN IMPT DIST	55,000	$60K	0.02%	new
SCHFSCHWAB STRATEGIC TR	2,175	$59K	0.02%	new		Timeline
INDIANA ST FIN AUTH REVINDIANA ST FIN AUTH REV	50,000	$59K	0.02%	new
WINSTON-SALEM N CWINSTON-SALEM N C	55,000	$59K	0.02%	new
NEBRASKA PUB PWR DINEBRASKA PUB PWR DI	50,000	$58K	0.02%	new
LEE CNTY FLA INDLLEE CNTY FLA INDL	50,000	$58K	0.02%	new
BRIGHTON COLO WTRBRIGHTON COLO WTR	50,000	$57K	0.02%	new
SAN ANTONIO TEX ELESAN ANTONIO TEX ELE	55,000	$57K	0.02%	new
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	1,319	$56K	0.02%	new
ENERGY NORTHWEST WAENERGY NORTHWEST WA	50,000	$56K	0.02%	new
Bexar Cnty Tx 4.75% 06/15/2…Bexar Cnty Tx 4.75% 06/15/2033	50,000	$55K	0.02%	new
Humble School 4.625% 02/15/…Humble School 4.625% 02/15/2034	50,000	$55K	0.02%	new
Port Houston 4.25% 10/01/20…Port Houston 4.25% 10/01/2033	50,000	$55K	0.02%	new
OWENSBORO KY WTR REOWENSBORO KY WTR RE	50,000	$55K	0.02%	new
SAN ANTONIO TEX WTRSAN ANTONIO TEX WTR	50,000	$55K	0.02%	new
KANSAS ST DEV FIN AUTH REVKANSAS ST DEV FIN AUTH REV	50,000	$55K	0.02%	new
HAWAII STHAWAII ST	50,000	$54K	0.02%	new
GRAND FORKS N D WTR REV WTR…GRAND FORKS N D WTR REV WTR RESER…	50,000	$54K	0.02%	new
SALT LAKE VY FIRE SVC UTAH …SALT LAKE VY FIRE SVC UTAH AUT LE…	50,000	$54K	0.02%	new
SPRINGFIELD ILL WTR REV WTR…SPRINGFIELD ILL WTR REV WTR REV B…	50,000	$54K	0.02%	new
MINNESOTA ST 911 REV 911 RE…MINNESOTA ST 911 REV 911 REV B DS	50,000	$53K	0.02%	new
Arlington Tx 4.5% 08/15/2027Arlington Tx 4.5% 08/15/2027	50,000	$53K	0.02%	new
Rockwall Tx 4.5% 08/01/2026Rockwall Tx 4.5% 08/01/2026	50,000	$53K	0.02%	new
Texas St 4.5% 04/01/2032Texas St 4.5% 04/01/2032	50,000	$53K	0.02%	new
GRAND FORKS N D REF IMPT BDSGRAND FORKS N D REF IMPT BDS	50,000	$53K	0.02%	new
SEYMOUR INDSEYMOUR IND	50,000	$53K	0.02%	new
INDIANA ST FIN AUTH REV REF…INDIANA ST FIN AUTH REV REF B DS	50,000	$53K	0.02%	new
TSLATESLA INC	228	$52K	0.02%	new		Timeline
BIIBBIOGEN INC	200	$52K	0.02%	new		Timeline
MEMPHIS TENN SAN SEW SYS RE…MEMPHIS TENN SAN SEW SYS REV REV …	50,000	$52K	0.02%	new
GRAYS HARBOR CNTY WASH PUB …GRAYS HARBOR CNTY WASH PUB UTI	50,000	$52K	0.02%	new
Corpus Christi 4.5% 03/01/2…Corpus Christi 4.5% 03/01/2024	50,000	$52K	0.02%	new
Cypress-Fairbank 4.5% 02/15…Cypress-Fairbank 4.5% 02/15/2028	50,000	$52K	0.02%	new
Midland School 4.75% 02/15/…Midland School 4.75% 02/15/2026	50,000	$52K	0.02%	new
Midlothian School 4.0% 02/1…Midlothian School 4.0% 02/15/2034	50,000	$52K	0.02%	new
MCDMCDONALDS CORP	405	$51K	0.02%	new		Timeline
LVSLAS VEGAS SANDS CORP	985	$51K	0.02%	new		Timeline
Burleson School 4.375% 08/0…Burleson School 4.375% 08/01/2032	50,000	$51K	0.02%	new
RUSK CNTY TEX CTFS OF O BLIGRUSK CNTY TEX CTFS OF O BLIG	50,000	$51K	0.02%	new
KING CNTY WASH RURAL LIBR D…KING CNTY WASH RURAL LIBR DIST GO…	50,000	$51K	0.02%	new
STERLING HILLS 4.375% 12/20…STERLING HILLS 4.375% 12/2022	50,000	$51K	0.02%	new
AMERICAN GREETINGS CORP CL AAMERICAN GREETINGS CORP CL A	2,235	$49K	0.01%	new
SOUTH DAKOTA HSGSOUTH DAKOTA HSG	45,000	$48K	0.01%	new
UNPUNION PAC CORP	592	$47K	0.01%	new		Timeline
Spectra Energy PartnersSpectra Energy Partners	1,550	$47K	0.01%	new
NORTHSTAR REALTY FINANCE PR…NORTHSTAR REALTY FINANCE PREF	2,100	$47K	0.01%	new
KOCOCA COLA CO	1,000	$46K	0.01%	new		Timeline
BGRBLACKROCK ENERGY & RES TR	3,500	$46K	0.01%	new		Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	680	$46K	0.01%	new
LMTLOCKHEED MARTIN CORP	200	$44K	0.01%	new		Timeline
STPZPIMCO ETF TR	850	$44K	0.01%	new		Timeline
ANCHORAGE ALAASKAANCHORAGE ALAASKA	40,000	$44K	0.01%	new
Mallinckrodt PlcMallinckrodt Plc	694	$43K	0.01%	new
CSXCSX CORP	1,650	$42K	0.01%	new		Timeline
BULLARD TEX INDPT SCH DISTBULLARD TEX INDPT SCH DIST	40,000	$42K	0.01%	new
ALASKA RR CORP CAP GRNT RCP…ALASKA RR CORP CAP GRNT RCPTS CA…	40,000	$42K	0.01%	new
Dallas Transit 4.5% 12/01/2…Dallas Transit 4.5% 12/01/2024	40,000	$41K	0.01%	new
JEFFERSON CNTY ALA SWR REVJEFFERSON CNTY ALA SWR REV	100,000	$41K	0.01%	new
SAMBOSTON BEER INC	215	$40K	0.01%	new		Timeline
DELAWARE ST SOLID WASTE AUT…DELAWARE ST SOLID WASTE AUTH S RE…	40,000	$40K	0.01%	new
SNASNAP ON INC	250	$39K	0.01%	new		Timeline
KHCKRAFT HEINZ CO	491	$39K	0.01%	new		Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	500	$39K	0.01%	new
RAKUTEN INC TOKYO SHS FRAKUTEN INC TOKYO SHS F	4,015	$39K	0.01%	new
MEI PHARMA INCMEI PHARMA INC	30,355	$38K	0.01%	0
VZVERIZON COMMUNICATIONS INC	685	$37K	0.01%	new		Timeline
TAPMOLSON COORS BEVERAGE CO	385	$37K	0.01%	new		Timeline
DLNWISDOMTREE TR	500	$37K	0.01%	new		Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	2,776	$37K	0.01%	new
WILL CNTY I11 HIGWILL CNTY I11 HIG	35,000	$37K	0.01%	new
TRMBTRIMBLE INC	1,400	$35K	0.01%	new		Timeline
NZFNUVEEN MUN CR INCOME FD	2,367	$35K	0.01%	new		Timeline
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND	2,355	$35K	0.01%	new
DIGITAL RLTY TR - PFD GDIGITAL RLTY TR - PFD G	1,400	$35K	0.01%	new
RICHARDSON TEXRICHARDSON TEX	35,000	$35K	0.01%	new
PMPHILIP MORRIS INTL INC	350	$34K	0.01%	new		Timeline
FTLSFIRST TR EXCH TRADED FD III	1,075	$34K	0.01%	new		Timeline
UTGREAVES UTIL INCOME FD	1,100	$33K	0.01%	new		Timeline
ANTELOPE WTR SYS GEN IMPT D…ANTELOPE WTR SYS GEN IMPT DIST	30,000	$33K	0.01%	new
UPSUNITED PARCEL SVCS INC	300	$32K	0.01%	new		Timeline
DEODIAGEO PLC	300	$32K	0.01%	new		Timeline
CSMPROSHARES TR	630	$32K	0.01%	new		Timeline
BRAZOS RIVER AUTH TXBRAZOS RIVER AUTH TX	30,000	$32K	0.01%	new
NEBRASKA PUB PWR DIST REVNEBRASKA PUB PWR DIST REV	30,000	$32K	0.01%	new
OKLAHOMA HSG FIN AGY SINGLE…OKLAHOMA HSG FIN AGY SINGLE FA RE…	30,000	$32K	0.01%	new
DE KALB CNTY ILL CMNTY UNIT…DE KALB CNTY ILL CMNTY UNIT SC GO…	30,000	$32K	0.01%	new
SOSOUTHERN CO	600	$31K	0.01%	new		Timeline
VEUVANGUARD INTL EQUITY INDEX F	720	$31K	0.01%	new		Timeline
ROKROCKWELL AUTOMATION INC	275	$31K	0.01%	new		Timeline
DGRWWISDOMTREE TR	1,000	$31K	0.01%	new		Timeline
JANUS HENDERSON GLOBAL SELE…JANUS HENDERSON GLOBAL SELECT T	2,553	$31K	0.01%	new
AMERICAN CAPITAL 8% PFDAMERICAN CAPITAL 8% PFD	1,200	$31K	0.01%	new
Alvarado School 4.5% 02/15/…Alvarado School 4.5% 02/15/2034	30,000	$31K	0.01%	new
LANCASTER PA SCH DILANCASTER PA SCH DI	30,000	$31K	0.01%	new
BACBANK OF AMER CORP	2,200	$30K	0.01%	new		Timeline
VOVANGUARD INDEX FDS	250	$30K	0.01%	new		Timeline
MEDTRONIC INCMEDTRONIC INC	400	$30K	0.01%	new
MOUNT PLESANT CALIF ELEM SCHMOUNT PLESANT CALIF ELEM SCH	65,000	$30K	0.01%	new
PRERE ENERGY NORTHWEST WASH…PRERE ENERGY NORTHWEST WASH ELEC …	30,000	$30K	0.01%	new
FORSYTH MONT POLFORSYTH MONT POL	30,000	$30K	0.01%	new
WESTMINSTER COLO SAWESTMINSTER COLO SA	30,000	$30K	0.01%	new
Barclays S&P PPNBarclays S&P PPN	20,000	$30K	0.01%	new
ZBHZIMMER BIOMET HOLDINGS INC	272	$29K	0.01%	new		Timeline
TWITTER INCTWITTER INC	1,750	$29K	0.01%	new
PARK CREEK METPARK CREEK MET	25,000	$29K	0.01%	new
ITOTISHARES TR	304	$28K	0.01%	new		Timeline
CORCENCORA INC	325	$28K	0.01%	new		Timeline
FMCKJFREDDIE MAC	9,000	$28K	0.01%	new		Timeline
MILLEDGEVILLE GA WTMILLEDGEVILLE GA WT	25,000	$28K	0.01%	new
LEVEL3 COMMUNICATIONS INCLEVEL3 COMMUNICATIONS INC	517	$27K	0.01%	new
MTNVAIL RESORTS INC	200	$27K	0.01%	new		Timeline
DORMDORMAN PRODS INC	500	$27K	0.01%	new		Timeline
NFJNFJ	2,200	$27K	0.01%	new
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	600	$27K	0.01%	new
NORTH CAROLINA MUN PWR AGY …NORTH CAROLINA MUN PWR AGY NO	25,000	$27K	0.01%	new
Arlington Tx 4.625% 08/15/2…Arlington Tx 4.625% 08/15/2033	25,000	$27K	0.01%	new
Denton Tx 4.5% 07/15/2034Denton Tx 4.5% 07/15/2034	25,000	$27K	0.01%	new
TEXAS STTEXAS ST	25,000	$27K	0.01%	new
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	650	$26K	0.01%	new
LLFLQLUMBER LIQUIDATORS HOLDINGS	2,000	$26K	0.01%	new		Timeline
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	1,400	$26K	0.01%	new
Corporate Office Prop 7.375…Corporate Office Prop 7.375% C	1,000	$26K	0.01%	new
MESA ST COLLEGEMESA ST COLLEGE	25,000	$26K	0.01%	new
GEORGIA ST GO BDS 2007EGEORGIA ST GO BDS 2007E	25,000	$26K	0.01%	new
ILLINOIS ST FORILLINOIS ST FOR	25,000	$26K	0.01%	new
JEFFERSON CITY MO SCH DISTJEFFERSON CITY MO SCH DIST	25,000	$26K	0.01%	new
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	802	$25K	0.01%	new
COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INC	1,125	$25K	0.01%	new
COLORADO WTR RESCOLORADO WTR RES	25,000	$25K	0.01%	new
COOK CNTY ILL SCHCOOK CNTY ILL SCH	24,000	$25K	0.01%	new
ST LUCIE CNTY FLST LUCIE CNTY FL	20,000	$24K	0.01%	new
CATCATERPILLAR INC	300	$23K	0.01%	new		Timeline
SAFTSAFETY INS GROUP INC	400	$23K	0.01%	new		Timeline
MOALTRIA GROUP INC	350	$22K	0.01%	new		Timeline
SCHESCHWAB STRATEGIC TR	1,057	$22K	0.01%	new		Timeline
CARE CAP PPTYS INCCARE CAP PPTYS INC	808	$22K	0.01%	new
ASPEN VY HOSP DISTASPEN VY HOSP DIST	20,000	$22K	0.01%	new
FEDL HOME LN MTG 6.5% 05/32FEDL HOME LN MTG 6.5% 05/32	100,000	$22K	0.01%	new
Fed Natl MtgFed Natl Mtg	50,000	$22K	0.01%	new
FUNDSPROTT FOCUS TR INC	3,484	$21K	0.01%	new		Timeline
FLUOR CORP NEWFLUOR CORP NEW	400	$21K	0.01%	new
EPR PROPERTIES PFD SER F 6.…EPR PROPERTIES PFD SER F 6.625	800	$21K	0.01%	new
CALIFORNIA POLLUCALIFORNIA POLLU	20,000	$21K	0.01%	new
COLORADO ST BRD GOVERNORS U…COLORADO ST BRD GOVERNORS UNIV RE…	20,000	$21K	0.01%	new
GRAYS HARBOR CNTY WASH PUB …GRAYS HARBOR CNTY WASH PUB UTI	20,000	$21K	0.01%	new
VIRGINIA ST RES AUTH INFRAS…VIRGINIA ST RES AUTH INFRASTRU	20,000	$21K	0.01%	new
ROGERS ARK SWRROGERS ARK SWR	20,000	$21K	0.01%	new
SOUTH DAKOTA STSOUTH DAKOTA ST	20,000	$21K	0.01%	new
INDIANA FIN AUTH HWY REV …INDIANA FIN AUTH HWY REV HW…	20,000	$21K	0.01%	new
WINSTON-SALEM N CWINSTON-SALEM N C	20,000	$21K	0.01%	new
EAGLE MTN UT W/S 5%21 UT…EAGLE MTN UT W/S 5%21 UTIL COM…	20,000	$21K	0.01%	new
MDLZMONDELEZ INTL INC	500	$20K	0.01%	new		Timeline
ENBENBRIDGE INC	1,100	$20K	0.01%	new		Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	175	$20K	0.01%	new		Timeline
TXTTEXTRON INC	536	$20K	0.01%	-25,285		Timeline
HAINHAIN CELESTIAL GROUP INC	500	$20K	0.01%	new		Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	1,850	$20K	0.01%	new
FLORIDA ST MUNFLORIDA ST MUN	20,000	$20K	0.01%	new
PORTAGE TWP IND MULTI-SCHOO…PORTAGE TWP IND MULTI-SCHOOL B FI…	20,000	$20K	0.01%	new
INDIANA BD BK REV SPL PROG …INDIANA BD BK REV SPL PROG REF BDS	20,000	$20K	0.01%	new
LINCOLN NEB GO HIGHWA Y ALL…LINCOLN NEB GO HIGHWA Y ALLOCAT	20,000	$20K	0.01%	new
MEREDITH CORPMEREDITH CORP	400	$19K	0.01%	new
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	600	$19K	0.01%	new
ELIO MOTORSELIO MOTORS	900	$19K	0.01%	new
ABTABBOTT LABORATORIES	440	$18K	0.01%	new		Timeline
WMWASTE MGMT INC DEL	300	$18K	0.01%	new		Timeline
EFAISHARES TR	315	$18K	0.01%	new		Timeline
NATIONAL GRID PLCNATIONAL GRID PLC	250	$18K	0.01%	new
AMATAPPLIED MATLS INC	800	$17K	0.01%	new		Timeline
ARKKARK ETF TR	890	$17K	0.01%	new		Timeline
NORDSTROM INCNORDSTROM INC	300	$17K	0.01%	new
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIV	1,250	$17K	0.01%	new
General Electric 6.75% 5/15…General Electric 6.75% 5/15/2018	15,000	$17K	0.01%	new
DWXSPDR INDEX SHS FDS	450	$16K	<0.01%	new		Timeline
FANUFFANUC CORP	100	$16K	<0.01%	new		Timeline
PETROLEUM & RES CORPPETROLEUM & RES CORP	900	$16K	<0.01%	new
COLORADO ST BRD GOVERNORS U…COLORADO ST BRD GOVERNORS UNIV RE…	15,000	$16K	<0.01%	new
Alvarado School 4.5% 02/15/…Alvarado School 4.5% 02/15/2017	15,000	$16K	<0.01%	new
AMERICAN MUN PWR OHIO INC R…AMERICAN MUN PWR OHIO INC REV	15,000	$16K	<0.01%	new
MASSACHUSETTS ST WTMASSACHUSETTS ST WT	15,000	$16K	<0.01%	new
VWOVANGUARD INTL EQUITY INDEX F	435	$15K	<0.01%	new		Timeline
ONEXFONEX CORPORATION	250	$15K	<0.01%	new		Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	500	$15K	<0.01%	new
Dow Chemical CompanyDow Chemical Company	300	$15K	<0.01%	new
CENTRAL EUROPEAN MEDIA ENT …CENTRAL EUROPEAN MEDIA ENT LTD- C…	827	$15K	<0.01%	new
MANITOWOC FOODSERVICE INCMANITOWOC FOODSERVICE INC	1,000	$15K	<0.01%	new
KING CNTY WASH SWR REVKING CNTY WASH SWR REV	15,000	$15K	<0.01%	new
UNIVERSITY COLO 4.375% 06/2…UNIVERSITY COLO 4.375% 06/2033	15,000	$15K	<0.01%	new
VCITVANGUARD SCOTTSDALE FDS	156	$14K	<0.01%	new		Timeline
WDCWESTERN DIGITAL CORP	300	$14K	<0.01%	new		Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	1,300	$14K	<0.01%	new		Timeline
NVCRNOVOCURE LTD	1,000	$14K	<0.01%	new		Timeline
MDIVFIRST TR EXCHANGE TRADED FD	750	$14K	<0.01%	new		Timeline
KINDER MORGAN INC DELKINDER MORGAN INC DEL	300	$14K	<0.01%	new
Chesapeake Energy CorpChesapeake Energy Corp	25,000	$14K	<0.01%	new
DBEFDBX ETF TR	500	$13K	<0.01%	new		Timeline
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	950	$13K	<0.01%	new
LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORP	300	$13K	<0.01%	new
DIGITAL REALTY TRUST $1.75 …DIGITAL REALTY TRUST $1.75 PFD	500	$13K	<0.01%	new
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	550	$13K	<0.01%	new
GNMA II 080112 FLTGNMA II 080112 FLT	2,000,000	$13K	<0.01%	new
RAYTHEON CORAYTHEON CO	100	$12K	<0.01%	new
QVALEA SERIES TRUST	500	$12K	<0.01%	new		Timeline
Ginnie Mae 2 G2SF 002671 …Ginnie Mae 2 G2SF 002671 6.000…	700,000	$12K	<0.01%	new
GOLDMAN SACHS GRP INC MTN B…GOLDMAN SACHS GRP INC MTN BE 7.5p…	10,000	$12K	<0.01%	new
Georgia Pwr Co. 6.50 Class AGeorgia Pwr Co. 6.50 Class A	115	$12K	<0.01%	new
FEDL HOME LN MTG 6% 12/21FEDL HOME LN MTG 6% 12/21	50,000	$12K	<0.01%	new
CNQCANADIAN NAT RES LTD MED TER	400	$11K	<0.01%	new		Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	1,300	$11K	<0.01%	new		Timeline
SASEABRIDGE GOLD INC	1,000	$11K	<0.01%	new		Timeline
HESKA CORPHESKA CORP	400	$11K	<0.01%	new
Pimco Commodity RR Strat D …Pimco Commodity RR Strat D (377)	1,796	$11K	<0.01%	new
FHLMC REMIC SERIES 2426 GJ …FHLMC REMIC SERIES 2426 GJ …	100,000	$11K	<0.01%	new
Fhlmc Series 1128 08/15/202…Fhlmc Series 1128 08/15/2021 7.00…	1,801,000	$11K	<0.01%	new
Brighton Colo Water 3.0% 12…Brighton Colo Water 3.0% 12/1/2018	10,000	$11K	<0.01%	new
AMERICAN MUN PWR OHIO INC R…AMERICAN MUN PWR OHIO INC REV	10,000	$11K	<0.01%	new
BUCKEYE ARIZ UN HIGH SCH DI…BUCKEYE ARIZ UN HIGH SCH DIST	10,000	$11K	<0.01%	new
FED HM LN MTG 6.5% 01/28FED HM LN MTG 6.5% 01/28	170,000	$11K	<0.01%	new
FEDL NATL MTG ASSN 6% 11/31FEDL NATL MTG ASSN 6% 11/31	85,000	$11K	<0.01%	new
HYTBLACKROCK CORPOR HI YLD FD I	1,026	$10K	<0.01%	new		Timeline
IRON MTN INC NEW REITIRON MTN INC NEW REIT	300	$10K	<0.01%	new
WISDOMTREE AUSTRALIAWISDOMTREE AUSTRALIA	200	$10K	<0.01%	new
Capstead MortgageCapstead Mortgage	400	$10K	<0.01%	new
BULLARD TEX INDPT SCH DISTBULLARD TEX INDPT SCH DIST	10,000	$10K	<0.01%	new
GRAYS HARBOR CNTY WASH PUB …GRAYS HARBOR CNTY WASH PUB UTI	10,000	$10K	<0.01%	new
Dallas Transit 4.5% 12/01/2…Dallas Transit 4.5% 12/01/2024	10,000	$10K	<0.01%	new
T. ROWE PRICE INTERNATIONAL…T. ROWE PRICE INTERNATIONAL STOCK…	629	$10K	<0.01%	new
SPRINGFIELD ILL ELEC REV …SPRINGFIELD ILL ELEC REV EL…	10,000	$10K	<0.01%	new
KING CNTY WASHKING CNTY WASH	10,000	$10K	<0.01%	new
FHLMC 6% 12/33FHLMC 6% 12/33	150,000	$10K	<0.01%	new
SYYSYSCO CORP	200	$9K	<0.01%	new		Timeline
NUENUCOR CORP	190	$9K	<0.01%	new		Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	600	$9K	<0.01%	new
TBFPROSHARES TR	400	$9K	<0.01%	new		Timeline
PSFCOHEN & STEERS SELECT PFD &	350	$9K	<0.01%	new		Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	450	$9K	<0.01%	new
FHLMC Pl #c9- 5.5% 08/25FHLMC Pl #c9- 5.5% 08/25	100,000	$9K	<0.01%	new
FGLMC 6% 02/33FGLMC 6% 02/33	230,000	$9K	<0.01%	new
VGKVANGUARD INTL EQUITY INDEX F	165	$8K	<0.01%	new		Timeline
VVISA INC	100	$8K	<0.01%	new		Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	1,000	$8K	<0.01%	new		Timeline
SCHCSCHWAB STRATEGIC TR	273	$8K	<0.01%	new		Timeline
EWAISHARES INC	420	$8K	<0.01%	new		Timeline
DDD3D SYS CORP DEL	500	$8K	<0.01%	new		Timeline
SILVER WHEATON CORPSILVER WHEATON CORP	500	$8K	<0.01%	new
FNMA 5.5% 08/24FNMA 5.5% 08/24	115,000	$8K	<0.01%	new
FNMA 5.5% 06/01/2025FNMA 5.5% 06/01/2025	105,000	$8K	<0.01%	new
FNMA 5.5% 07/25FNMA 5.5% 07/25	100,000	$8K	<0.01%	new
Monmouth Pfd AMonmouth Pfd A	299	$8K	<0.01%	new
XLESELECT SECTOR SPDR TR	120	$7K	<0.01%	new		Timeline
FRFIRST INDL RLTY TR INC	300	$7K	<0.01%	new		Timeline
AIGAMERICAN INTL GROUP INC	135	$7K	<0.01%	new		Timeline
BLWBLACKROCK LTD DURATION INCOM	500	$7K	<0.01%	new		Timeline
TORTOISE ENERGY INDEPENDENCTORTOISE ENERGY INDEPENDENC	600	$7K	<0.01%	new
TEXTAINER GROUP HOLDINGS LTDTEXTAINER GROUP HOLDINGS LTD	500	$7K	<0.01%	new
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INC	1,948	$7K	<0.01%	new
RESOURCE CAPITAL PERF B 8.2…RESOURCE CAPITAL PERF B 8.25%	400	$7K	<0.01%	new
BMC SOFTWARE INCBMC SOFTWARE INC	15,000	$7K	<0.01%	new
FNMA 5.5% 03/01/2020FNMA 5.5% 03/01/2020	106,000	$7K	<0.01%	new
FNMA 5.5% 11/31FNMA 5.5% 11/31	235,000	$7K	<0.01%	new
BNDVANGUARD BD INDEX FDS	67	$6K	<0.01%	new		Timeline
FFORD MTR CO	425	$6K	<0.01%	new		Timeline
CERNER CORPCERNER CORP	117	$6K	<0.01%	new
ISHARES GOLD TRUSTISHARES GOLD TRUST	500	$6K	<0.01%	new
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	200	$6K	<0.01%	new
SUPERVALU INCSUPERVALU INC	1,000	$6K	<0.01%	new
NEW SR INVT GROUP INCNEW SR INVT GROUP INC	600	$6K	<0.01%	new
SOUTH CAROLINA ST PUB SVCS …SOUTH CAROLINA ST PUB SVCS AUT	5,000	$6K	<0.01%	new
FHLMC 1B-2492 FLTFHLMC 1B-2492 FLT	60,000	$6K	<0.01%	new
FHLMC Pl #c 6.00% 08/24FHLMC Pl #c 6.00% 08/24	100,000	$6K	<0.01%	new
SCHPSCHWAB STRATEGIC TR	92	$5K	<0.01%	new		Timeline
METMETLIFE INC	109	$5K	<0.01%	new		Timeline
FCXFREEPORT MCMORAN INC	488	$5K	<0.01%	new		Timeline
SCHZSCHWAB STRATEGIC TR	98	$5K	<0.01%	new		Timeline
SCHVSCHWAB STRATEGIC TR	105	$5K	<0.01%	new		Timeline
RMTROYCE MICRO-CAP TR INC	745	$5K	<0.01%	new		Timeline
TIME WARNER INCTIME WARNER INC	66	$5K	<0.01%	new
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	300	$5K	<0.01%	new
ENSCO PLCENSCO PLC	500	$5K	<0.01%	new
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NE	100	$5K	<0.01%	new
STAPLES INCSTAPLES INC	450	$5K	<0.01%	new
BOULDER VALLEY 4.625% 12/20…BOULDER VALLEY 4.625% 12/2031	5,000	$5K	<0.01%	new
CALIFORNIA ST DEPT WTR RES …CALIFORNIA ST DEPT WTR RES CEN CE…	5,000	$5K	<0.01%	new
CLOVER S C SCH DIST NO 2 YO…CLOVER S C SCH DIST NO 2 YORK	5,000	$5K	<0.01%	new
COLORADO ST BRD GOV 5% 03/2…COLORADO ST BRD GOV 5% 03/2033	5,000	$5K	<0.01%	new
METROPOLITAN ATLANTA RAPID …METROPOLITAN ATLANTA RAPID TRA SA…	5,000	$5K	<0.01%	new
NORTH DAKOTA ST MUN BD BK R…NORTH DAKOTA ST MUN BD BK REV BDS…	5,000	$5K	<0.01%	new
HAWAII STHAWAII ST	5,000	$5K	<0.01%	new
NORTH CAROLINA MUN PWR AGY …NORTH CAROLINA MUN PWR AGY NO	5,000	$5K	<0.01%	new
KING CNTY WASH SWR REVKING CNTY WASH SWR REV	5,000	$5K	<0.01%	new
TEXAS TRANSN COMMN ST HWY F…TEXAS TRANSN COMMN ST HWY FD R ST…	5,000	$5K	<0.01%	new
GREEN TREE FINANCIAL MFH 99…GREEN TREE FINANCIAL MFH 99-2	40,000	$5K	<0.01%	new
ABN AMRO MTG CORP 8% 03/29ABN AMRO MTG CORP 8% 03/29	5,000	$5K	<0.01%	new
CCITIGROUP INC	90	$4K	<0.01%	new		Timeline
GMGENERAL MTRS CO	134	$4K	<0.01%	new		Timeline
ETVEATON VANCE TAX-MANAGED BUY-	300	$4K	<0.01%	new		Timeline
PAAPLAINS ALL AMERN PIPELINE L	186	$4K	<0.01%	new		Timeline
ERIIENERGY RECOVERY INC	350	$4K	<0.01%	new		Timeline
TRANSCANADA CORPTRANSCANADA CORP	100	$4K	<0.01%	new
PrologisPrologis	99	$4K	<0.01%	new
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	1,000	$4K	<0.01%	new
ANNALY CAP MGMT INC PFDSER …ANNALY CAP MGMT INC PFDSER D %	150	$4K	<0.01%	new
FED HM LN MTGFED HM LN MTG	58,000	$4K	<0.01%	new
FEDL NATL MTG ASSN 5% 02/18FEDL NATL MTG ASSN 5% 02/18	60,000	$4K	<0.01%	new
Lehman Bros Hld Var 2xxxLehman Bros Hld Var 2xxx	50,000	$4K	<0.01%	new
Lehman Bros Hld Var 2xxxLehman Bros Hld Var 2xxx	50,000	$4K	<0.01%	new
USMVISHARES TR	66	$3K	<0.01%	new		Timeline
SLVISHARES SILVER TR	200	$3K	<0.01%	new		Timeline
XELXCEL ENERGY INC	60	$3K	<0.01%	new		Timeline
RFREGIONS FINANCIAL CORP NEW	350	$3K	<0.01%	new		Timeline
CTRECARETRUST REIT INC	200	$3K	<0.01%	new		Timeline
QAINYLIM ETF TR	100	$3K	<0.01%	new		Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	100	$3K	<0.01%	new
SSYSSTRATASYS LTD	100	$3K	<0.01%	new		Timeline
SPDR S&P Midcap 400SPDR S&P Midcap 400	10	$3K	<0.01%	new
FNMASFANNIE MAE	1,000	$3K	<0.01%	new		Timeline
TIME WARNER CABLE INCTIME WARNER CABLE INC	16	$3K	<0.01%	new
ENCANA CORPENCANA CORP	460	$3K	<0.01%	new
WARREN RESOURCES INCWARREN RESOURCES INC	17,500	$3K	<0.01%	0
MORGAN STANLEY ASIA PAC FD IMORGAN STANLEY ASIA PAC FD I	250	$3K	<0.01%	new
Northland Power Inc.Northland Power Inc.	200	$3K	<0.01%	new
WP GLIMCHER INWP GLIMCHER IN	350	$3K	<0.01%	new
FEDL HOME LN MTG 6% 04/28FEDL HOME LN MTG 6% 04/28	100,000	$3K	<0.01%	new
FEDL HOME LN MTG 6.25% 03/29FEDL HOME LN MTG 6.25% 03/29	100,000	$3K	<0.01%	new
FED HOME LN MTG 6.5% 05/32FED HOME LN MTG 6.5% 05/32	50,000	$3K	<0.01%	new
SUNOCOSUNOCO	3,000	$3K	<0.01%	new
VSSVANGUARD INTL EQUITY INDEX F	20	$2K	<0.01%	new		Timeline
VPLVANGUARD INTL EQUITY INDEX F	33	$2K	<0.01%	new		Timeline
AWKAMERICAN WTR WKS CO INC NEW	30	$2K	<0.01%	new		Timeline
PPGPPG INDS INC	16	$2K	<0.01%	new		Timeline
MNANYLIM ETF TR	80	$2K	<0.01%	new		Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	150	$2K	<0.01%	new		Timeline
PSECPROSPECT CAP CORP	320	$2K	<0.01%	new		Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	125	$2K	<0.01%	new
LVMUYLVMH MOET HENNESSY-UNSP ADR	55	$2K	<0.01%	new		Timeline
CELGENE CORPCELGENE CORP	20	$2K	<0.01%	new
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INC	300	$2K	<0.01%	new
LINKEDIN CORPLINKEDIN CORP	20	$2K	<0.01%	new
SOLARCITY CORPSOLARCITY CORP	90	$2K	<0.01%	new
GOVT NATL MTGGOVT NATL MTG	20,000	$2K	<0.01%	new
EDCONSOLIDATED EDISON INC	15	$1K	<0.01%	new		Timeline
QRVOQORVO INC	18	$1K	<0.01%	new		Timeline
IAGIAMGOLD CORP	500	$1K	<0.01%	new		Timeline
HBANHUNTINGTON BANCSHARES INC	109	$1K	<0.01%	new		Timeline
UECURANIUM ENERGY CORP	750	$1K	<0.01%	new		Timeline
MSIMOTOROLA SOLUTIONS INC	14	$1K	<0.01%	new		Timeline
GAPGAP INC	18	$1K	<0.01%	new		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	19	$1K	<0.01%	new
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	20	$1K	<0.01%	new
CONSTELLIUM SECONSTELLIUM SE	200	$1K	<0.01%	new
GGTGABELLI MULTIMEDIA TR INC	100	$1K	<0.01%	new		Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	20	$1K	<0.01%	new
ROVI CORPROVI CORP	38	$1K	<0.01%	new
DIREXION DAILY ENERGY BUL 3XDIREXION DAILY ENERGY BUL 3X	62	$1K	<0.01%	new
FIRST POTOMAC 7.75% AFIRST POTOMAC 7.75% A	28	$1K	<0.01%	new
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COM	1,007	$1K	<0.01%	new
ATLANTIS GAMING CORPORATION…ATLANTIS GAMING CORPORATION CO	13,911,000	$1K	<0.01%	new
VIVINT SOLAR INC.VIVINT SOLAR INC.	200	$1K	<0.01%	new
STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INC	600	$1K	<0.01%	new
BA MTG SECS INCBA MTG SECS INC	10,000	$1K	<0.01%	new
Bank of America 5.5% 11/25/…Bank of America 5.5% 11/25/2033	12,000	$1K	<0.01%	new
CONAGRA FOODSCONAGRA FOODS	500	$1K	<0.01%	new
GREEN TREE FINANCIAL CO 199…GREEN TREE FINANCIAL CO 1996-2	55,000	$1K	<0.01%	new
AEOAMERICAN EAGLE OUTFITTERS IN	48	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
LYVLIVE NATION ENTERTAINMENT IN	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
BOFI HOLDING INCBOFI HOLDING INC	10	$0	0%	new	Value filed as zero, left out of ratios.
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	8	$0	0%	new	Value filed as zero, left out of ratios.
22ND CENTY GROUP INC22ND CENTY GROUP INC	150	$0	0%	new	Value filed as zero, left out of ratios.
KINDER MORGAN INC DELKINDER MORGAN INC DEL	3,192	$0	0%	new	Value filed as zero, left out of ratios.
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	50	$0	0%	new	Value filed as zero, left out of ratios.
Fairpoint Communications In…Fairpoint Communications Inc/O	16	$0	0%	new	Value filed as zero, left out of ratios.

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
BNDXVANGUARD CHARLOTTE FDS	24,900	$1.32M	shares
SCHWCHARLES SCHWAB CORP (THE)	35,537	$1.17M	shares

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001062993-16-009619	base		2016-05-12	acceptance time not in the bulk data set	2026-10-07 19:13:19 UTC

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

Filing	Subject	Filed	Accepted	Ingested
13F-HR 0001062993-16-009619	Quarter ended 2016-03-31	2016-05-12	acceptance time not in the bulk data set	2026-10-07 19:13:19 UTC
13F-HR 0001062993-16-007668	Quarter ended 2015-12-31	2016-02-11	acceptance time not in the bulk data set	2026-10-07 19:14:07 UTC
13F-HR 0001062993-15-006027	Quarter ended 2015-09-30	2015-11-13	acceptance time not in the bulk data set	2026-10-07 19:14:40 UTC
13F-HR 0001062993-15-004080	Quarter ended 2015-06-30	2015-07-30	acceptance time not in the bulk data set	2026-10-07 19:15:25 UTC
13F-HR 0001062993-15-002415	Quarter ended 2015-03-31	2015-05-06	acceptance time not in the bulk data set	2026-10-07 19:16:30 UTC
13F-HR 0001062993-15-000448	Quarter ended 2014-12-31	2015-02-03	acceptance time not in the bulk data set	2026-10-07 19:17:13 UTC
13F-HR 0001062993-14-006271	Quarter ended 2014-09-30	2014-11-04	acceptance time not in the bulk data set	2026-10-07 19:26:03 UTC
13F-HR 0001062993-14-004527	Quarter ended 2014-06-30	2014-08-05	acceptance time not in the bulk data set	2026-10-07 19:34:04 UTC
13F-HR 0001062993-14-002603	Quarter ended 2014-03-31	2014-05-06	acceptance time not in the bulk data set	2026-10-07 19:42:28 UTC
13F-HR 0001062993-14-000810	Quarter ended 2013-12-31	2014-02-14	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC
13F-HR 0001062993-13-005257	Quarter ended 2013-09-30	2013-10-29	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC
13F-HR 0001062993-13-003957	Quarter ended 2013-06-30	2013-08-12	acceptance time not in the bulk data set	2026-10-06 09:59:42 UTC