13F-HR filed by Carnick & Kubik, LLC
Carnick & Kubik, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 153 holding rows worth $110,530,486.
- Accession
- 0001062993-14-000810
- Filer
- CIK 1555900
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 153 entries on the cover page, a total value of $110,530,486 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,530,486 with VALUE read as dollars, detected, 13F file number 028-15410. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MasterCard, Inc | 57636Q104 | COM | 6,420 | $5,363,653 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 37,821 | $5,125,124 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 63,305 | $4,597,209 | dollars, detected | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 33,054 | $3,880,540 | dollars, detected | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 20,555 | $3,797,742 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 31,636 | $3,147,782 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50,252 | $2,626,170 | dollars, detected | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 60,710 | $2,303,337 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100,450 | $2,195,837 | dollars, detected | |
| 38259p508 | COM | 1,744 | $1,954,518 | dollars, detected | ||
| SNAP ON INC COM | 833034101 | Stock | 15,862 | $1,737,206 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 19,400 | $1,715,736 | dollars, detected | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11,795 | $1,578,289 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 25,675 | $1,524,325 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 126,670 | $1,421,237 | dollars, detected | |
| Apple Inc | 037833100 | COM | 2,455 | $1,377,304 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 21,600 | $1,376,568 | dollars, detected | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 24,525 | $1,334,405 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 24,545 | $1,312,667 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 17,328 | $1,240,155 | dollars, detected | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 9,530 | $1,232,134 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 7,053 | $1,183,776 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 18,430 | $1,103,220 | dollars, detected | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 10,305 | $1,081,098 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 30,404 | $1,069,005 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 12,318 | $1,052,696 | dollars, detected | |
| COVIDIEN PLC | G2554F113 | SHS | 15,240 | $1,037,844 | dollars, detected | |
| BAKER HUGHES INC | 057224107 | COM | 18,755 | $1,036,401 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,627 | $1,026,786 | dollars, detected | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 15,760 | $1,016,504 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,225 | $1,009,719 | dollars, detected | |
| WATERS CORP COM | 941848103 | Stock | 10,025 | $1,002,500 | dollars, detected | |
| GENTEX CORP COM | 371901109 | Stock | 29,000 | $956,420 | dollars, detected | |
| FLOWSERVE CORP | 34354P105 | COM | 12,094 | $953,370 | dollars, detected | |
| INVESCO LTD SHS | G491BT108 | Stock | 26,020 | $947,128 | dollars, detected | |
| VODAFONE GP PLC | 92857W209 | ADR | 23,313 | $916,434 | dollars, detected | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 18,275 | $897,668 | dollars, detected | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 13,380 | $842,806 | dollars, detected | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,945 | $839,017 | dollars, detected | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 68,085 | $822,467 | dollars, detected | |
| CERNER CORP | 156782104 | COM | 14,675 | $817,985 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,668 | $817,275 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 15,925 | $816,953 | dollars, detected | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 22,045 | $796,288 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 8,085 | $784,488 | dollars, detected | |
| LENNOX INTL INC COM | 526107107 | Stock | 9,155 | $778,724 | dollars, detected | |
| KIRBY CORP | 497266106 | COM | 2,450 | $775,352 | dollars, detected | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 10,245 | $769,400 | dollars, detected | |
| FASTENAL CO COM | 311900104 | Stock | 16,150 | $767,287 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 35,140 | $763,944 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,375 | $741,764 | dollars, detected | |
| PANERA BREAD CO | 69840W108 | CL A | 4,149 | $733,087 | dollars, detected | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,247 | $727,654 | dollars, detected | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 10,793 | $715,792 | dollars, detected | |
| AUTONATION INC COM | 05329W102 | Stock | 13,890 | $690,194 | dollars, detected | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 27,200 | $673,744 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 10,647 | $663,734 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,975 | $663,323 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 14,250 | $644,813 | dollars, detected | |
| IDEXX LABS INC COM | 45168D104 | Stock | 6,050 | $643,539 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 7,285 | $636,272 | dollars, detected | |
| SIGNATURE BANK | 82669G104 | COM | 5,900 | $633,778 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,500 | $630,990 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,230 | $621,419 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,496 | $611,728 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 10,975 | $579,590 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 13,850 | $570,620 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,175 | $565,155 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 11,175 | $553,721 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 3,910 | $548,378 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,735 | $542,842 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 54,035 | $538,729 | dollars, detected | |
| WALGREEN CO | 931422109 | COM | 9,000 | $516,960 | dollars, detected | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 6,352 | $504,666 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 11,075 | $504,245 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,510 | $498,875 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,690 | $492,825 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 14,765 | $492,117 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,568 | $491,693 | dollars, detected | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,975 | $485,110 | dollars, detected | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,800 | $484,740 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,990 | $482,134 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,600 | $479,136 | dollars, detected | |
| THOMSON REUTERS CORP | 884903105 | COM | 12,635 | $477,856 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 10,524 | $477,790 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 4,925 | $475,903 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 2,821 | $473,928 | dollars, detected | |
| CLOROX CO DEL | 189054109 | COM | 5,050 | $468,438 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 6,625 | $468,056 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 19,610 | $454,560 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 5,575 | $453,861 | dollars, detected | |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,055 | $453,497 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 5,425 | $449,950 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 14,925 | $444,765 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 12,815 | $441,349 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 4,770 | $436,884 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 8,537 | $435,387 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 5,800 | $430,650 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 13,663 | $411,120 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,875 | $368,634 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,046 | $361,286 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,339 | $351,294 | dollars, detected | |
| MOHAWK INDS INC | 608190104 | COM | 2,350 | $349,915 | dollars, detected | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,992 | $347,760 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 4,100 | $322,629 | dollars, detected | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,891 | $321,653 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,561 | $289,890 | dollars, detected | |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,355 | $243,144 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,300 | $230,438 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $225,084 | dollars, detected | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 15,725 | $211,344 | dollars, detected | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,800 | $199,224 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,480 | $176,700 | dollars, detected | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,800 | $164,008 | dollars, detected | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,200 | $163,614 | dollars, detected | |
| MEDASSETS INC | 584045108 | COM | 8,000 | $158,640 | dollars, detected | |
| TIFFANY & CO NEW | 886547108 | COM | 1,700 | $157,726 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,348 | $155,475 | dollars, detected | |
| PERRIGO CO PLC F | 714290103 | COM | 1,000 | $153,460 | dollars, detected | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,400 | $138,116 | dollars, detected | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,800 | $126,360 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 950 | $123,529 | dollars, detected | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,600 | $110,344 | dollars, detected | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,900 | $89,427 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,218 | $81,399 | dollars, detected | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,250 | $71,688 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,050 | $55,808 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 619 | $55,450 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 139 | $55,432 | dollars, detected | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,319 | $52,404 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,000 | $49,060 | dollars, detected | |
| TRIMBLE INC COM | 896239100 | Stock | 1,400 | $48,580 | dollars, detected | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 850 | $46,215 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 315 | $39,347 | dollars, detected | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,000 | $36,750 | dollars, detected | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,125 | $28,125 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 551 | $27,052 | dollars, detected | |
| Intel Corp | 458140100 | COM | 900 | $23,360 | dollars, detected | |
| Duke Energy Corporation | 26441C204 | COM | 286 | $19,737 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 200 | $18,586 | dollars, detected | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 550 | $18,145 | dollars, detected | |
| ISHARES INC | 464286301 | CMN | 1,000 | $16,390 | dollars, detected | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 300 | $13,665 | dollars, detected | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 400 | $13,536 | dollars, detected | |
| STRATASYS LTD | M85548101 | SHS | 100 | $13,470 | dollars, detected | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 550 | $13,404 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,192 | $12,960 | dollars, detected | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 175 | $11,900 | dollars, detected | |
| SUPERVALU INC | 868536103 | COM | 1,000 | $7,290 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 55 | $6,387 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 275 | $5,145 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 150 | $4,155 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 125 | $3,498 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-000810 | this filing | 2014-02-14 | acceptance time not in the bulk data set |