13F-HR filed by Carnick & Kubik, LLC
Carnick & Kubik, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 1,013 holding rows worth $333,718,000.
- Accession
- 0001062993-16-009619
- Filer
- CIK 1555900
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,014 entries on the cover page, a total value of $333,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,718,000 with VALUE read as thousands by filing date, 13F file number 028-15410. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 892,587 | $22,199,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 57,877 | $5,719,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 39,491 | $4,577,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 50,529 | $4,544,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 166,140 | $3,738,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,473 | $3,591,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 96,543 | $3,486,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 75,669 | $3,357,000 | thousands by filing date | |
| 38259p508 | COM | 3,850 | $2,914,000 | thousands by filing date | ||
| 1/100 Berkshire Hath A | 084990175 | BRKA | 1,300 | $2,775,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 22,999 | $2,495,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 43,506 | $2,413,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 45,427 | $2,410,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 28,372 | $2,149,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 35,313 | $2,094,000 | thousands by filing date | |
| TIME WARNER CABLE 8.25% 04/01/19 | 88732JAS7 | FTAX | 1,692,000 | $1,969,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,833 | $1,954,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,856 | $1,923,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 21,377 | $1,892,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,553 | $1,820,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,007 | $1,800,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 44,605 | $1,788,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,890 | $1,716,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 41,999 | $1,705,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 33,907 | $1,682,000 | thousands by filing date | |
| ZOETIS INC NOTE M/W CLBL | 98978VAB9 | NOTE M/W CLBL | 1,685,000 | $1,662,000 | thousands by filing date | |
| DIGITAL REALTY | 25389JAJ5 | FTAX | 1,510,000 | $1,662,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,866 | $1,649,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 27,143 | $1,630,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20,352 | $1,595,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 26,443 | $1,589,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,548 | $1,586,000 | thousands by filing date | |
| KLA Corp | 482480AE0 | Corp Bond | 1,545,000 | $1,560,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 59,568 | $1,558,000 | thousands by filing date | |
| SYMANTEC CORP | 871503AK4 | FTAX | 1,546,000 | $1,555,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 25,757 | $1,538,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 27,994 | $1,517,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 24,600 | $1,515,000 | thousands by filing date | |
| WESTCORE PLUS BOND | 957904675 | STOCKS | 138,439 | $1,492,000 | thousands by filing date | |
| DISCOVER FINANCIAL SVS 6.50% S | 254709207 | PREFERR | 55,224 | $1,475,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 40,660 | $1,459,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 91,739 | $1,459,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 8,383 | $1,447,000 | thousands by filing date | |
| ICON plc | 45103T107 | COM | 19,185 | $1,441,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 11,016 | $1,439,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 22,162 | $1,435,000 | thousands by filing date | |
| EXELON GENERATION CO 4.25%06/15/2022-202 | 30161MAL7 | FTAX | 1,355,000 | $1,421,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 28,848 | $1,417,000 | thousands by filing date | |
| CITIGROUP INC 3point5percent23 DUE 05 15 23 | 172967GT2 | cb | 1,410,000 | $1,407,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 34,887 | $1,405,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 54,396 | $1,393,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 40,080 | $1,373,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735BC3 | FTAX | 1,300,000 | $1,364,000 | thousands by filing date | |
| ARROW ELECTRS I | 042735AL4 | FTAX | 1,249,000 | $1,357,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 13,289 | $1,336,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 9,943 | $1,319,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 15,960 | $1,318,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 4,918 | $1,318,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 13,414 | $1,308,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 40,700 | $1,301,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 14,690 | $1,285,000 | thousands by filing date | |
| QUALCOMM INC 3.45 25 DUE 05/20/25 | 747525AF0 | BCO | 1,220,000 | $1,263,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 979 | $1,262,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,691 | $1,260,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE M/W CLBL | 38141GVM3 | NOTE M/W CLBL | 1,195,000 | $1,254,000 | thousands by filing date | |
| SYMANTEC CORP | 871503AH1 | Convertible/ | 1,212,000 | $1,254,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 12,299 | $1,253,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,551 | $1,236,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 66,080 | $1,236,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,062 | $1,178,000 | thousands by filing date | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 13,656 | $1,171,000 | thousands by filing date | |
| NABORS IND | 629568AT3 | FTAX | 1,149,000 | $1,156,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 13,300 | $1,141,000 | thousands by filing date | |
| INTL GAME TECH | 459902AR3 | FTAX | 1,041,000 | $1,133,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING | 30219GAM0 | COMMON | 1,090,000 | $1,131,000 | thousands by filing date | |
| ALCOA | 013817AS0 | FTAX | 1,055,000 | $1,129,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,215 | $1,123,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,892 | $1,121,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 33,428 | $1,112,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 12,015 | $1,104,000 | thousands by filing date | |
| BUCKEYE PARTNERS | 118230AH4 | FTAX | 1,037,000 | $1,082,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 31,771 | $1,077,000 | thousands by filing date | |
| KRAFT FOODS | 50075NAV6 | FTAX | 975,000 | $1,075,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 15,669 | $1,073,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 17,053 | $1,066,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,135 | $1,032,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 15,500 | $1,029,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,871 | $1,028,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 14,760 | $1,023,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,429 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 12,435 | $1,009,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044AD7 | FTAX | 910,000 | $1,001,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887AF9 | FTAX | 808,000 | $996,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,467 | $989,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9,947 | $968,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 26,637 | $940,000 | thousands by filing date | |
| LEAVENWORTH CNTY KANS UNI SCH | 522218JT4 | FNON | 770,000 | $932,000 | thousands by filing date | |
| BG&E Cap Trust II 6.20% Prefer | 05541Q206 | PFD | 34,682 | $911,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,547 | $902,000 | thousands by filing date | |
| UNIVERSITY COLO HOS | 914174CY1 | FNON | 770,000 | $887,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 7,034 | $874,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 88,224 | $873,000 | thousands by filing date | |
| KENTUCKY ST PPTY & BLDGS COMMN | 49151FMX5 | FNON | 720,000 | $872,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,736 | $866,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 34,021 | $861,000 | thousands by filing date | |
| BETHLEHEM PA | 087347W30 | FTAX | 797,000 | $851,000 | thousands by filing date | |
| GOLDMAN SACHS GP DEP SHS | 399900950 | FTAX | 42,065 | $837,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 10,867 | $829,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,977 | $829,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 14,250 | $818,000 | thousands by filing date | |
| QUEST DIAGNOSTIC 4point25percent24 DUE 04 01 24 | 74834LAV2 | cb | 775,000 | $812,000 | thousands by filing date | |
| KANSAS ST DEV FIN AUTH HEALTH | 48543BNP9 | FNON | 725,000 | $800,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,295 | $794,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 10,911 | $792,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 10,463 | $777,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 15,850 | $777,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 8,392 | $774,000 | thousands by filing date | |
| VALERO ENERGY | 91913YAN0 | FTAX | 661,250 | $772,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,965 | $769,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 14,157 | $765,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,754 | $762,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,920 | $747,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,656 | $738,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 9,400 | $736,000 | thousands by filing date | |
| KANSAS ST DEV FIN AUTH REV | 485429N59 | FNON | 675,000 | $733,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,889 | $732,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,304 | $712,000 | thousands by filing date | |
| GRUNDY CNTY ILL | 400316CU7 | FNON | 575,000 | $712,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,296 | $705,000 | thousands by filing date | |
| WEST MIFFLIN PA SAN SWR MUN AU | 954507DD8 | FNON | 600,000 | $702,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10,160 | $701,000 | thousands by filing date | |
| Butler Hosp-Kettering | 123550GE9 | Muni Bond | 620,000 | $701,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,779 | $688,000 | thousands by filing date | |
| ENTERTAINMENT PPTYS PFD | 294348107 | FTAX | 19,605 | $686,000 | thousands by filing date | |
| TEXAS TRANSN COMMN CENT TEX TP | 88283KAT5 | FNON | 590,000 | $685,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,114 | $684,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,578 | $677,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,805 | $674,000 | thousands by filing date | |
| Berkshire Hathaway Cl B | 113809107 | COM | 4,750 | $674,000 | thousands by filing date | |
| SEDGWICK CNTY KANS UNI SCH DIS | 815662JE2 | FNON | 600,000 | $671,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,442 | $667,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 17,998 | $663,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,305 | $658,000 | thousands by filing date | |
| ONEOK INC NEW FIXED RT NTS | 682680AQ6 | Fixed Income | 789,000 | $657,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,280 | $653,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,333 | $653,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 13,248 | $647,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RQG9 | FNON | 555,000 | $647,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 17,996 | $645,000 | thousands by filing date | |
| CENTRAL BRADFORD PROGRESS AUTH | 152691AM3 | FNON | 555,000 | $644,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,509 | $643,000 | thousands by filing date | |
| DALLAS FORT WORTH | 235036TT7 | FNON | 550,000 | $633,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,647 | $623,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,320 | $614,000 | thousands by filing date | |
| SOUTHFIELD MICH LIBR BLDG AUTH | 844211CU4 | FNON | 500,000 | $613,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 38,419 | $612,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 18,726 | $609,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 10,278 | $608,000 | thousands by filing date | |
| FRANKLIN CNTY KANS UNI SCH DIS | 352802GG1 | FNON | 500,000 | $608,000 | thousands by filing date | |
| METATEC INC COM | 591398102 | COM | 24,317 | $607,000 | thousands by filing date | |
| WESTERN UNION CO | 959802AP4 | FTAX | 585,000 | $600,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 14,521 | $589,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 28,090 | $588,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,002 | $585,000 | thousands by filing date | |
| POLK CNTY ORE | 731333BL3 | FNON | 530,000 | $583,000 | thousands by filing date | |
| WISCONSIN ST HEALTH & EDL FACS | 97710B5E8 | FNON | 500,000 | $581,000 | thousands by filing date | |
| TRADITION CMNTY DEV DIST NO 1 | 89269HAM3 | FNON | 520,000 | $578,000 | thousands by filing date | |
| YOUNGSTOWN OHIO MET HSG AUTH L | 987675AE5 | FNON | 550,000 | $578,000 | thousands by filing date | |
| COLORADO ST BRD | 196707QD8 | FNON | 525,000 | $576,000 | thousands by filing date | |
| WOODLAND PARK COLO GEN FD | 97966LAM3 | FNON | 510,000 | $572,000 | thousands by filing date | |
| SEMINOLE CNTY FLA WTR & SWR RE | 816705JC2 | FNON | 500,000 | $569,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 29,058 | $561,000 | thousands by filing date | |
| INGERSOLL RAND | 456866AG7 | FTAX | 446,000 | $558,000 | thousands by filing date | |
| KING CNTY WASH PUB HOSP DIST LTD TAX GO REF BDS CALLABLE | 494791QW9 | LTD TAX GO REF BDS CALLABLE | 450,000 | $556,000 | thousands by filing date | |
| GOODYEAR ARIZ COMNTY FACS UTILS | 38251NES0 | FNON | 500,000 | $552,000 | thousands by filing date | |
| REAGAN HOSP DIST REAGAN CNTY T | 755783AL1 | FNON | 500,000 | $551,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 24,895 | $544,000 | thousands by filing date | |
| KENTUCKY ECONOMIC DEV FIN AUTH | 49126PDE7 | FNON | 500,000 | $544,000 | thousands by filing date | |
| SOUTHERN CALIF | 84247PCJ8 | FTAX | 460,000 | $537,000 | thousands by filing date | |
| EAGLE RANCH CO MET | 26982PCP4 | FNON | 465,000 | $529,000 | thousands by filing date | |
| OSSEO MINN INDPT SCH DIST 279 | 688445AX3 | FNON | 470,000 | $522,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,473 | $516,000 | thousands by filing date | |
| PARKER COLO CTFS PARTN | 70105FBZ5 | FNON | 430,000 | $515,000 | thousands by filing date | |
| WYANDOTTE CNTY/KANS CITY KANS | 982671Y94 | FNON | 450,000 | $511,000 | thousands by filing date | |
| Chstrfield Vy M 3.625 05/15/2031 Oid Xtro | 166533BD0 | B | 500,000 | $510,000 | thousands by filing date | |
| NORTH TEX TWY AUTH DALLAS NORT | 662858FR5 | FNON | 460,000 | $510,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,424 | $501,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,238 | $491,000 | thousands by filing date | |
| KANSAS ST DEV FIN AUTH REV | 485429N42 | FNON | 450,000 | $491,000 | thousands by filing date | |
| CASTLE ROCK COLO | 14848PAZ4 | FNON | 430,000 | $486,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RWF4 | FNON | 425,000 | $484,000 | thousands by filing date | |
| BUTLER CNTY KS UNI SCH DIST NO | 123425FM7 | FNON | 435,000 | $479,000 | thousands by filing date | |
| THORNTON COLO DEV AUTH TAX INC | 885277EH2 | FNON | 400,000 | $476,000 | thousands by filing date | |
| WESTERN UNION CO | 959802AB5 | FTAX | 465,000 | $475,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,681 | $469,000 | thousands by filing date | |
| MCLEAN CNTY ILL PUB BLDG COMMN | 581872GP7 | FNON | 390,000 | $469,000 | thousands by filing date | |
| DENVER COLO URBAN RENEWAL AUTH | 249301FL1 | FNON | 400,000 | $469,000 | thousands by filing date | |
| VERMONT ST COLLEGES | 924275DS6 | FNON | 380,000 | $453,000 | thousands by filing date | |
| WALNUT VALLEY CALIF | 932889TT5 | FNON | 485,000 | $450,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,350 | $449,000 | thousands by filing date | |
| COLORADO ST CTFS PA | 196711PP4 | FNON | 400,000 | $445,000 | thousands by filing date | |
| ST CHARLES PARI LA VAR | 85232SAB5 | FNON | 400,000 | $435,000 | thousands by filing date | |
| NORTH TEX TWY AUTH | 66285WFK7 | FNON | 380,000 | $431,000 | thousands by filing date | |
| HOLLISTER MO CTFS | 43567RCR4 | FNON | 425,000 | $424,000 | thousands by filing date | |
| DENVER COLO HEALTH & HOSP AUTH | 24918ECW8 | FNON | 400,000 | $423,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,030 | $422,000 | thousands by filing date | |
| FOOTHILLS PK & REC DIST COLO C | 34511PBQ7 | FNON | 350,000 | $422,000 | thousands by filing date | |
| WHIDBEY ISLAND WASH PUB HOSP D | 963286KX6 | FNON | 400,000 | $416,000 | thousands by filing date | |
| PENNSYLVANIA ST TPK COMMN TPK | 709223R86 | FNON | 350,000 | $415,000 | thousands by filing date | |
| EL PASO CNTY COLO SCH DIST NO | 283484CW1 | FNON | 340,000 | $414,000 | thousands by filing date | |
| ONEOK PARTNERS L PSR NT | 68268NAE3 | FIXED INCOME | 380,000 | $413,000 | thousands by filing date | |
| POLK CNTY FLA UTIL | 731167EL2 | FNON | 350,000 | $413,000 | thousands by filing date | |
| JOHNSON CNTY KANS UNI SCH DIST | 478710UE4 | FNON | 380,000 | $412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,955 | $409,000 | thousands by filing date | |
| MONTROSE CNTY COLO CTFS PARTN | 61509EDR5 | FNON | 350,000 | $405,000 | thousands by filing date | |
| ALLEGHENY CNTY PA SAN AUTH SWR | 017357YW8 | FNON | 330,000 | $401,000 | thousands by filing date | |
| NEW JERSEY ECONOMIC DEV AUTH R | 645918V34 | FNON | 370,000 | $400,000 | thousands by filing date | |
| COLORADO HEALTH FAC | 19648AL45 | FNON | 350,000 | $395,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RA35 | FNON | 340,000 | $394,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,572 | $387,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RYH8 | FNON | 325,000 | $387,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,473 | $384,000 | thousands by filing date | |
| MISSOURI DEV FIN BR | 606042BZ1 | FNON | 350,000 | $383,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 26,112 | $380,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,991 | $372,000 | thousands by filing date | |
| SUNDANCE CMNTY FACS DIST ARIZ | 86724PBT4 | FNON | 330,000 | $372,000 | thousands by filing date | |
| OKLAHOMA ST MUN | 67910HFB1 | FNON | 320,000 | $371,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 24,868 | $369,000 | thousands by filing date | |
| LANCASTER CNTY PA | 514040ZM9 | FNON | 325,000 | $369,000 | thousands by filing date | |
| ERIE COLO CTFS PARTN | 29502MAS2 | FNON | 300,000 | $363,000 | thousands by filing date | |
| YUMA CNTY ARIZ FREE LIBR DIST | 988589CM7 | FNON | 325,000 | $362,000 | thousands by filing date | |
| WYANDOTTE CNTY KANS CITY KANS | 982674JP9 | FNON | 300,000 | $362,000 | thousands by filing date | |
| EL PASO CO COP | 283365GK4 | Convertible | 340,000 | $361,000 | thousands by filing date | |
| LOUISIANA LOC GOVT ENVIRONMENT | 546282K86 | FNON | 300,000 | $361,000 | thousands by filing date | |
| PASCO WASH WTR & SWR REV | 702571PR5 | FNON | 300,000 | $361,000 | thousands by filing date | |
| DE KALB CNTY III CMNTY UNIT SC | 240685GY7 | FNON | 335,000 | $355,000 | thousands by filing date | |
| LOWER COLO RIV AUTH | 54811BNM9 | FNON | 300,000 | $355,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,200 | $350,000 | thousands by filing date | |
| BERKELEY CNTY W VA PUB SVC SWR | 084249DD0 | FNON | 305,000 | $349,000 | thousands by filing date | |
| WELD CNTY COLO SCH DIST NO RE | 949232DE9 | FNON | 300,000 | $348,000 | thousands by filing date | |
| WASHINGTON ST ECONO | 939760AZ7 | FNON | 310,000 | $348,000 | thousands by filing date | |
| WEST TRAVIS CNTY TE | 95632CBF5 | FNON | 300,000 | $347,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RXM8 | FNON | 300,000 | $346,000 | thousands by filing date | |
| HARRIS CNTY TEX HOS | 41415WBB7 | FNON | 335,000 | $346,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 34,531 | $342,000 | thousands by filing date | |
| WISCONSIN ST HEALTH | 97710BZS4 | FNON | 300,000 | $339,000 | thousands by filing date | |
| COLORADO HEALTH | 19648ARD9 | FNON | 300,000 | $336,000 | thousands by filing date | |
| FIRSTENERGY SOLN | 33766JAD5 | FTAX | 314,000 | $336,000 | thousands by filing date | |
| COLORADO ST BUR INVESTIGATION | 196709AP4 | FNON | 300,000 | $335,000 | thousands by filing date | |
| BENTON WASH REGL PUB WTR AUTH | 083389CE4 | FNON | 300,000 | $334,000 | thousands by filing date | |
| IOWA FA | 462466EH2 | FNON | 290,000 | $333,000 | thousands by filing date | |
| DENVER COLO HEALTH & HOSP AUTH REV BDS | 24918ECC2 | FNON | 325,000 | $332,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 146,692 | $330,000 | thousands by filing date | |
| COLORADO WTR RES & | 19679RRE2 | FNON | 300,000 | $328,000 | thousands by filing date | |
| SOUTH BARRINGTON | 83637FAV5 | FNON | 300,000 | $328,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,872 | $325,000 | thousands by filing date | |
| BROWNSVILLE TEX UTI | 116475C44 | FNON | 300,000 | $324,000 | thousands by filing date | |
| TALLYNS REACH MET | 87482MBA2 | FNON | 300,000 | $320,000 | thousands by filing date | |
| ALASKA INDL DEV | 011903DV0 | FNON | 300,000 | $310,000 | thousands by filing date | |
| HARRIS CNTY TEX HOS | 41415WAZ5 | FNON | 300,000 | $310,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,312 | $307,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 6,150 | $307,000 | thousands by filing date | |
| ANTELOPE WTR SYS GEN IMPT DIST | 03672RAZ4 | FNON | 260,000 | $306,000 | thousands by filing date | |
| GRAND FORKS N D HEALTH CARE SY | 38546WCA6 | FNON | 290,000 | $305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,600 | $304,000 | thousands by filing date | |
| ST PAUL MINN SALES TAX REV | 79307TBZ2 | FNON | 250,000 | $304,000 | thousands by filing date | |
| UNIVERSITY KANS HOSP AUTH HEAL | 914367CY1 | FNON | 250,000 | $302,000 | thousands by filing date | |
| BOWLES MET DIST COL | 102593BG4 | FNON | 250,000 | $301,000 | thousands by filing date | |
| SKAGIT CNTY WASH PU | 830235GE1 | FNON | 260,000 | $300,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 11,293 | $297,000 | thousands by filing date | |
| CROWLEY TEX INDPT SCH DIST FOR | 228130AP5 | FNON | 260,000 | $297,000 | thousands by filing date | |
| CENTRAL COLO WTR CO | 15317PAT7 | FNON | 270,000 | $295,000 | thousands by filing date | |
| LOWER COLO RIV TX AUTH | 54811BMX6 | FNON | 270,000 | $294,000 | thousands by filing date | |
| MARICOPA CNTY ARIZ UNI SCH DIS | 567373ZV0 | FNON | 250,000 | $290,000 | thousands by filing date | |
| WISCONSIN ST CLEAN WTR REV | 977092TC9 | FNON | 250,000 | $290,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,900 | $288,000 | thousands by filing date | |
| DENVER COLO URBAN | 249301FF4 | FNON | 250,000 | $287,000 | thousands by filing date | |
| IOWA FIN AUTH HEALTH CARE FACS | 46246PMC2 | FNON | 240,000 | $286,000 | thousands by filing date | |
| WESTMINSTER COLO EC | 960660BE7 | FNON | 250,000 | $284,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,498 | $283,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 28,850 | $283,000 | thousands by filing date | |
| ADAMS CNTY COLO CTFS PARTN | 005596DZ1 | FNON | 250,000 | $283,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,100 | $281,000 | thousands by filing date | |
| ZANESVILLE OHIO C | 989042BE5 | FNON | 250,000 | $280,000 | thousands by filing date | |
| UPPER EAGLE CO REG | 915770GD7 | FNON | 270,000 | $279,000 | thousands by filing date | |
| CASTLE PINES NORTH MET DIST CO | 148473AN1 | FNON | 250,000 | $278,000 | thousands by filing date | |
| SEDGWICK CNTY KANS UNI SCH DIS | 815670LW2 | FNON | 250,000 | $278,000 | thousands by filing date | |
| ROSE ST COLLEGE T | 777151BD2 | FNON | 245,000 | $278,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 3,925 | $272,000 | thousands by filing date | |
| PORT SEATTLE WASH REV | 735389RH3 | FNON | 230,000 | $272,000 | thousands by filing date | |
| WASHINGTON CNTY KAN | 937715BH2 | FNON | 250,000 | $272,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RH95 | FNON | 225,000 | $267,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,000 | $264,000 | thousands by filing date | |
| BROWNSVILLE TEX UTIL | 116475B86 | FNON | 240,000 | $262,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,087 | $261,000 | thousands by filing date | |
| AMERICAN MUN PWR OHIO INC REV | 02765UHG2 | FNON | 240,000 | $259,000 | thousands by filing date | |
| GRAND CNTY COLO LIBR DIST CTFS | 385306BF1 | FNON | 245,000 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 17,380 | $257,000 | thousands by filing date | |
| MARICOPA CNTY ARIZ UNI SCH DIS | 567373ZU2 | FNON | 220,000 | $257,000 | thousands by filing date | |
| WILL CNTY ILL CMNTY CONS SCH D | 968717RX8 | FNON | 240,000 | $255,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,209 | $254,000 | thousands by filing date | |
| COLORADO WTR RES & | 19679RRD4 | FNON | 230,000 | $253,000 | thousands by filing date | |
| ALLIANCE ARPT TX | 01852LBC3 | FNON | 250,000 | $250,000 | thousands by filing date | |
| SAND CREEK CO MET DIST | 799712EB6 | FNON | 240,000 | $250,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,400 | $249,000 | thousands by filing date | |
| RANGE VIEW LIBR DIST COLO CTFS | 75289FBG4 | FNON | 200,000 | $243,000 | thousands by filing date | |
| WILDGRASS MET DIST COLO | 96811RAH0 | FNON | 215,000 | $243,000 | thousands by filing date | |
| DENVER COLO CITY & | 24919PHM9 | FNON | 200,000 | $241,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,500 | $240,000 | thousands by filing date | |
| AURORA COLO WTR REV FIRST LIE N WTR REF | 051595AA4 | FNON | 220,000 | $240,000 | thousands by filing date | |
| LINCOLN CNTY NEB | 533282BL2 | FNON | 210,000 | $240,000 | thousands by filing date | |
| LAFAYETTE LA UTILS | 506498YQ1 | FNON | 200,000 | $239,000 | thousands by filing date | |
| WEST HARRIS CNTY TEX REGL WTR | 95308RFX2 | FNON | 200,000 | $238,000 | thousands by filing date | |
| FARGO N D HEALTH SY | 307479CJ2 | FNON | 195,000 | $236,000 | thousands by filing date | |
| DEKALB KANE LASA | 240853BA8 | FNON | 200,000 | $235,000 | thousands by filing date | |
| WISCONSIN ST TRANSN REV | 977123XX1 | FNON | 215,000 | $235,000 | thousands by filing date | |
| NORTH CAROLINA EAST MUNI PWR | 6581962M1 | FNON | 210,000 | $234,000 | thousands by filing date | |
| MC HENRY & LAKE | 580798KM7 | FNON | 200,000 | $234,000 | thousands by filing date | |
| FORT SMITH ARK WTR | 348815JS1 | FNON | 220,000 | $233,000 | thousands by filing date | |
| SKAGIT CNTY WASH PU | 830218FJ7 | FNON | 200,000 | $233,000 | thousands by filing date | |
| FLAGSTAFF ARIZ | 338423PK6 | FNON | 200,000 | $232,000 | thousands by filing date | |
| MC HENRY & LAKE CNT | 580798KP0 | FNON | 200,000 | $230,000 | thousands by filing date | |
| DU PAGE & COOK CNTY | 262548ES5 | FNON | 200,000 | $229,000 | thousands by filing date | |
| UNIVERSITY COLO H | 914183AL2 | FNON | 195,000 | $229,000 | thousands by filing date | |
| MARICOPA CNTY ELEMENTARY | 566747EB3 | FNON | 200,000 | $228,000 | thousands by filing date | |
| THURSTON CNTY WASH SCH DIST NO | 886155MX5 | FNON | 200,000 | $227,000 | thousands by filing date | |
| ERIE COLO WTR ENTERPRISE REV | 295017EE3 | FNON | 200,000 | $227,000 | thousands by filing date | |
| COLO STATE BUREAU 4.00% 03/15/2028 | 196709AN9 | FNON | 200,000 | $225,000 | thousands by filing date | |
| SANGAMON CNTY IL | 800711BV4 | FNON | 210,000 | $224,000 | thousands by filing date | |
| NORTH HARRISON IND MIDDLE SCH | 65957FAK8 | FNON | 200,000 | $223,000 | thousands by filing date | |
| FORT COLLINS COLO | 347141AM5 | FNON | 200,000 | $223,000 | thousands by filing date | |
| NORTHERN ILL UNIV | 665245XT8 | FNON | 200,000 | $222,000 | thousands by filing date | |
| TATUM TEX INDPT SCH | 876655DR9 | FNON | 200,000 | $222,000 | thousands by filing date | |
| EATON VANCE | 278265AC7 | FTAX | 208,000 | $222,000 | thousands by filing date | |
| INDIANA ST FIN AUTH | 4550576F1 | FNON | 190,000 | $221,000 | thousands by filing date | |
| SOUTH CAROLINA ST PUB SVCS AUT | 837151NQ8 | FNON | 195,000 | $219,000 | thousands by filing date | |
| NORTHERN ILL UNIV | 665245XS0 | FNON | 200,000 | $218,000 | thousands by filing date | |
| OMAHA NE GO | 681712WZ4 | FNON | 190,000 | $215,000 | thousands by filing date | |
| COLORADO ST BRD GOVERNORS UNIV | 196707QT3 | FNON | 180,000 | $214,000 | thousands by filing date | |
| VIRGINIA ST RES 5.5% 10/2017 | 92817LEY5 | FNON | 200,000 | $214,000 | thousands by filing date | |
| FRANKFORT IND HI | 352193BE5 | FNON | 210,000 | $213,000 | thousands by filing date | |
| WYANDOTTE CNTY KANS | 982674GT4 | FNON | 180,000 | $212,000 | thousands by filing date | |
| ORANGE CNTY FLA SCH BRD CTFS P COPS 2007 | 684517LP8 | FNON | 200,000 | $211,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,889 | $209,000 | thousands by filing date | |
| SOUTH CAROLINA TR | 837152RR0 | FNON | 180,000 | $209,000 | thousands by filing date | |
| SOUTH DAKOTA HSG | 83755NDD1 | FNON | 190,000 | $207,000 | thousands by filing date | |
| BETTENDORF IOWA | 087671M34 | FNON | 180,000 | $206,000 | thousands by filing date | |
| NEW MEXICO FIN AUTH ST TRANSN REV BDS 2 | 64711REY8 | FNON | 200,000 | $206,000 | thousands by filing date | |
| TACOMA WASH SOLID WASTE UTIL R REV BDS 2 | 87354NDL9 | FNON | 200,000 | $206,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,300 | $204,000 | thousands by filing date | |
| COLORADO HEALTH FAC | 19648AVC6 | FNON | 190,000 | $203,000 | thousands by filing date | |
| BLUE VALLEY REC COMMN KANS CTF | 096079FM5 | FNON | 180,000 | $203,000 | thousands by filing date | |
| PUEBLO CNTY COLO SC | 744890ST2 | FNON | 180,000 | $202,000 | thousands by filing date | |
| MASSACHUSETTS VAR | 576002AD1 | FNON | 200,000 | $202,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 3,265 | $201,000 | thousands by filing date | |
| BEXAR TEX MET WTR | 088563QR5 | FNON | 200,000 | $201,000 | thousands by filing date | |
| MIAMI-DADE CNTY FLA | 59334CFB7 | FNON | 175,000 | $201,000 | thousands by filing date | |
| FLORIDA ST DEPT TRANSN ST INFR REV BDS 2 | 34161DAN5 | FNON | 200,000 | $201,000 | thousands by filing date | |
| NEBRASKA EDL FIN | 63966PJZ8 | FNON | 200,000 | $200,000 | thousands by filing date | |
| CALIFORNIA MUN FIN | 13048TPC1 | FNON | 170,000 | $199,000 | thousands by filing date | |
| CALIFORNIA MUN FIN | 13048TPD9 | FNON | 170,000 | $198,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 12,322 | $197,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,736 | $196,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RE56 | FNON | 165,000 | $194,000 | thousands by filing date | |
| MORGAN STANLEY MTN 3.65222 9/30/17 | 61745EM99 | CORPORATE BONDS AND NOTES | 190,000 | $193,000 | thousands by filing date | |
| WARREN OHIO CITY SC | 935477ET2 | FNON | 175,000 | $193,000 | thousands by filing date | |
| FRANKFORT IND HIGH SCH ELEM SC | 352193DL7 | FNON | 175,000 | $193,000 | thousands by filing date | |
| OCONTO WIS WTRWKS | 675709CL1 | FNON | 165,000 | $192,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 12,989 | $191,000 | thousands by filing date | |
| RIO BLANCO CNTY | 767000CJ9 | FNON | 170,000 | $191,000 | thousands by filing date | |
| GRAND CNTY COLO LIBR DIST CTFS | 385306BE4 | FNON | 180,000 | $191,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,897 | $189,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,494 | $189,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,973 | $188,000 | thousands by filing date | |
| GRANT CNTY WASH PUB | 387883SK8 | FNON | 155,000 | $187,000 | thousands by filing date | |
| LEE CNTY FLA WTR | 523530JF1 | FNON | 155,000 | $187,000 | thousands by filing date | |
| PITKIN CNTY COLO SC | 724394KF7 | FNON | 170,000 | $186,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,650 | $185,000 | thousands by filing date | |
| COLORADO WTR RES & | 19679RRC6 | FNON | 165,000 | $183,000 | thousands by filing date | |
| HENNEPIN CNTY MINN GO REF BD S | 425506V41 | FNON | 170,000 | $183,000 | thousands by filing date | |
| MARCO ISLAND UTIL SYS REV FL | 56625PBH3 | FNON | 160,000 | $182,000 | thousands by filing date | |
| WYANDOTTE CNTY KANS CITY KANS | 982674HR7 | FNON | 155,000 | $182,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,710 | $181,000 | thousands by filing date | |
| SABINE RIVER AUT | 785652CJ5 | FNON | 170,000 | $181,000 | thousands by filing date | |
| BRIDGES MUN | 108443JX1 | FNON | 175,000 | $180,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,200 | $179,000 | thousands by filing date | |
| ALLEGHENY CNTY PA PORT AUTH SP | 017343DL5 | FNON | 150,000 | $179,000 | thousands by filing date | |
| INDIANA ST FIN AUTH WASTEWATER UTIL REV, WASTEWTR UTIL REV BDS, CWA AUTHORITY | 45505MAP1 | Revenue Supported Bonds - non-taxable | 150,000 | $178,000 | thousands by filing date | |
| WHEATLANDS MET DIST NO 2 COLO | 962714AN1 | FNON | 150,000 | $178,000 | thousands by filing date | |
| CORPUS CHRISTI TEX UTIL SYS RE | 220245UC6 | FNON | 150,000 | $178,000 | thousands by filing date | |
| MASSACHUSETTS ST GO BDS 2004A | 57582N3D5 | FNON | 150,000 | $177,000 | thousands by filing date | |
| OKLAHOMA ST WTR RES | 67919PEX7 | FNON | 150,000 | $176,000 | thousands by filing date | |
| COLORADO WTR RES & PWR DEV AUT | 19679RRY8 | FNON | 160,000 | $176,000 | thousands by filing date | |
| MISSOURI ST DEV F | 60636C5W5 | FNON | 150,000 | $175,000 | thousands by filing date | |
| ROCKWELL TEX | 774280ZH7 | FNON | 160,000 | $175,000 | thousands by filing date | |
| COLUMBIA S C WTRWKS & SWR SYS | 198504TZ5 | FNON | 150,000 | $174,000 | thousands by filing date | |
| HONOLULU HAWAII CIT | 438670RT0 | FNON | 155,000 | $174,000 | thousands by filing date | |
| VALDOSTA & LOWNDES | 919112DS8 | FNON | 150,000 | $174,000 | thousands by filing date | |
| WAUKESHA WIS WTRWKS | 943113JV3 | FNON | 170,000 | $174,000 | thousands by filing date | |
| KANSAS CITY MO INDL DEV AUTH R | 48503SEL9 | FNON | 150,000 | $173,000 | thousands by filing date | |
| CALIFORNIA POLLU | 130534B25 | FNON | 165,000 | $172,000 | thousands by filing date | |
| CENTRAL PLATTE | 154876AU0 | FNON | 150,000 | $172,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,800 | $171,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,690 | $169,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 7,486 | $169,000 | thousands by filing date | |
| POCATELLO IDAHO | 730350AS4 | FNON | 160,000 | $169,000 | thousands by filing date | |
| EAST CHERRY CREEK VY WTR & SAN | 271579CR3 | FNON | 150,000 | $169,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,751 | $168,000 | thousands by filing date | |
| BIRMINGHAM ALA | 091092AS5 | FNON | 155,000 | $168,000 | thousands by filing date | |
| ATLANTA GA WTR | 047870EX4 | FNON | 125,000 | $167,000 | thousands by filing date | |
| PORTAGE IND SEW WKS | 735731DM0 | FNON | 150,000 | $167,000 | thousands by filing date | |
| SOUTH CAROLINA ST PUB SVC AUTH REV BDS | 8371475K9 | FNON | 150,000 | $167,000 | thousands by filing date | |
| CEDAR FALLS LOW | 150214AP9 | FNON | 150,000 | $166,000 | thousands by filing date | |
| WEST PALM BEACH | 955121MR6 | FNON | 150,000 | $165,000 | thousands by filing date | |
| CANTERBERRY CO CROSSING | 138100BA9 | FNON | 160,000 | $164,000 | thousands by filing date | |
| WISCONSIN ST CL | 977092SJ5 | FNON | 150,000 | $164,000 | thousands by filing date | |
| BIRMINGHAM ALA WTRW | 091096CK1 | FNON | 140,000 | $162,000 | thousands by filing date | |
| INDIANAPOLIS IND | 45528SC20 | FNON | 150,000 | $161,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 339 | $160,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 1,250 | $160,000 | thousands by filing date | |
| SUMTER S C WTRWKS | 866611HR0 | FNON | 150,000 | $160,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,400 | $158,000 | thousands by filing date | |
| MEMPHIS TENN GEN IMPT BDS | 586145SX3 | FNON | 150,000 | $157,000 | thousands by filing date | |
| GEORGIA ST RD & TWY 5% 06/2021 | 37358MCN9 | FNON | 140,000 | $157,000 | thousands by filing date | |
| MARSHALL CNTY W VA | 572274BN7 | FNON | 150,000 | $157,000 | thousands by filing date | |
| LAREDO TX | 516823B26 | FNON | 150,000 | $156,000 | thousands by filing date | |
| WINSTON-SALEM N C WTR & SWR SY REF BDS 2 | 975700GQ2 | FNON | 150,000 | $156,000 | thousands by filing date | |
| LONG ISLAND PWR AUT | 542690A77 | FNON | 150,000 | $155,000 | thousands by filing date | |
| INDIANA FIN AUTH HWY REV HWY REF R | 45470RBB1 | FNON | 150,000 | $154,000 | thousands by filing date | |
| DAVIS CNTY UTAH | 239018BH6 | FNON | 150,000 | $153,000 | thousands by filing date | |
| NEW YORK N Y | 64966LWC1 | FNON | 150,000 | $152,000 | thousands by filing date | |
| CHICAGO ILL | 167485CD1 | FNON | 150,000 | $151,000 | thousands by filing date | |
| NORTH DAKOTA ST BLDG AUTH REV FAC IMPT | 658905CG7 | FNON | 150,000 | $151,000 | thousands by filing date | |
| WEST TRAVIS CNTY TEX PUB UTIL | 95632CCA5 | FNON | 135,000 | $151,000 | thousands by filing date | |
| FAIRFAX CNTY VA ECONOMIC DEV A LEASE REV | 30382SCD3 | FNON | 150,000 | $151,000 | thousands by filing date | |
| UNIVERSITY ILL | 914353VC8 | FNON | 150,000 | $150,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RWU1 | FNON | 130,000 | $148,000 | thousands by filing date | |
| TETON CNTY WYO HO | 88162BDB7 | FNON | 130,000 | $148,000 | thousands by filing date | |
| KUKA AG SHS | D3862Y102 | Common Stock | 1,400 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 15,000 | $146,000 | thousands by filing date | |
| AUSTIN TEX ELEC UTIL SYS REV ELEC UTIL | 052414KE8 | FNON | 130,000 | $146,000 | thousands by filing date | |
| FRANKLIN CITY WA | 353406MP3 | FNON | 140,000 | $146,000 | thousands by filing date | |
| NEBRASKA PUB PWR DI | 63968ATT2 | FNON | 120,000 | $144,000 | thousands by filing date | |
| GREATER ARIZ DEV AUTH INFRASTR | 391577UU5 | FNON | 120,000 | $144,000 | thousands by filing date | |
| HARRIS CNTY TX | 4140046X4 | FNON | 130,000 | $143,000 | thousands by filing date | |
| PENNSYLVANIA ST | 709223WS6 | FNON | 125,000 | $142,000 | thousands by filing date | |
| TRINITY PUB UTILS | 89656BAN5 | FNON | 125,000 | $142,000 | thousands by filing date | |
| CIITY OF YELM WAS WTR REV WA | 98581RAV3 | FNON | 140,000 | $142,000 | thousands by filing date | |
| FRANKLIN CNTY PA IN | 353273AU9 | FNON | 125,000 | $141,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,650 | $140,000 | thousands by filing date | |
| COLORADO HEALTH | 19648AGQ2 | FNON | 130,000 | $140,000 | thousands by filing date | |
| MINNEAPOLIS & ST PA | 603827VC7 | FNON | 120,000 | $140,000 | thousands by filing date | |
| NEBRASKA EDL FIN | 63966PJY1 | FNON | 140,000 | $140,000 | thousands by filing date | |
| JUNCTION CITY KA | 481502M74 | FNON | 130,000 | $140,000 | thousands by filing date | |
| CHARLESTON CNTY | 160069PR5 | FNON | 130,000 | $138,000 | thousands by filing date | |
| COOK CNTY III CMNTY | 215723GE1 | FNON | 130,000 | $138,000 | thousands by filing date | |
| EDINA MINN INDPT SC | 280659SP9 | FNON | 125,000 | $138,000 | thousands by filing date | |
| LOWER COLO RIV AUTH | 54811BJN2 | FNON | 125,000 | $138,000 | thousands by filing date | |
| RED RIVER AUTH TX | 756864BT0 | FNON | 125,000 | $137,000 | thousands by filing date | |
| WALKER FIELD COLO | 931637CV2 | FNON | 130,000 | $137,000 | thousands by filing date | |
| DOUGLASVILLE-DOUG | 259852FG1 | FNON | 130,000 | $136,000 | thousands by filing date | |
| GRAND RIVER DAM AUTH. OK | 386442SZ1 | FNON | 125,000 | $136,000 | thousands by filing date | |
| SEATTLE WASH SOLID | 812702AP3 | FNON | 130,000 | $135,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,100 | $133,000 | thousands by filing date | |
| GREENVILLE N C UT | 396321CM1 | FNON | 120,000 | $132,000 | thousands by filing date | |
| IDAHO HSG & FIN ASSN Grant And REV Antic | 45129WFX3 | FNON | 130,000 | $132,000 | thousands by filing date | |
| IDAHO HSG & FIN ASSN GRANT AND REV ANTIC | 45129WGY0 | FNON | 120,000 | $132,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,487 | $130,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 2,650 | $129,000 | thousands by filing date | |
| PRATT CNTY KANS PUB | 739762BC5 | FNON | 120,000 | $128,000 | thousands by filing date | |
| ROCK ISLAND CNT | 772436DA6 | FNON | 120,000 | $128,000 | thousands by filing date | |
| INDIANA MUN PWR AGY | 454898RP4 | FNON | 110,000 | $128,000 | thousands by filing date | |
| WILL CNTY I11 HIG | 969037KA7 | FNON | 110,000 | $128,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 9,200 | $127,000 | thousands by filing date | |
| DISTRICT COLUMBIA | 254845EH9 | FNON | 115,000 | $127,000 | thousands by filing date | |
| WYOMING MUN PWR AGY | 983366DE2 | FNON | 120,000 | $127,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,600 | $126,000 | thousands by filing date | |
| TEXAS A & M UNIV RE | 882135U79 | FNON | 110,000 | $126,000 | thousands by filing date | |
| STONEGATE VLG MET DIST COLO WT | 86181SAM0 | FNON | 105,000 | $125,000 | thousands by filing date | |
| AMERICAN MUN PWR OHIO INC REV | 02765UGW8 | FNON | 115,000 | $125,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,373 | $123,000 | thousands by filing date | |
| INDIANA MUN PWR | 454898QP5 | FNON | 110,000 | $123,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,650 | $122,000 | thousands by filing date | |
| EAGLE CNTY COLO CTFS PARTN | 26947NCN8 | FNON | 100,000 | $122,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 4,900 | $121,000 | thousands by filing date | |
| PARK CREEK MET DIST COLO REV | 700387CY7 | FNON | 100,000 | $121,000 | thousands by filing date | |
| UNIVERSITY COLO HOS | 914174CV7 | FNON | 110,000 | $121,000 | thousands by filing date | |
| EL PASO CNTY COLO | 283461YU9 | FNON | 100,000 | $119,000 | thousands by filing date | |
| GLENDALE ARIZ UN HI | 378334LP9 | FNON | 100,000 | $119,000 | thousands by filing date | |
| PIMA CNTY ARIZ UNI | 721832KA0 | FNON | 100,000 | $119,000 | thousands by filing date | |
| WILL CNTY ILL | 969078QZ0 | FNON | 100,000 | $119,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 5,900 | $118,000 | thousands by filing date | |
| WOODMOOR CO W/S | 97989DAX0 | Convertible/ | 100,000 | $118,000 | thousands by filing date | |
| BEACON PT MET DIST COLO | 07367LAP0 | FNON | 100,000 | $118,000 | thousands by filing date | |
| COLORADO EDL & CULTURAL FACS A | 19645RJ36 | FNON | 100,000 | $117,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,150 | $116,000 | thousands by filing date | |
| WASTE MANAGEMENT | 94106LAW9 | Convertible/ | 105,000 | $116,000 | thousands by filing date | |
| EVANSVILLE IND P | 299371JP0 | FNON | 110,000 | $116,000 | thousands by filing date | |
| FRANKLIN IND CMNTY | 353590FX5 | FNON | 100,000 | $116,000 | thousands by filing date | |
| LAREDO TEX | 516823Q95 | FNON | 100,000 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-009619 | this filing | 2016-05-12 | acceptance time not in the bulk data set |