13F-HR filed by Carnick & Kubik, LLC
Carnick & Kubik, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 408 holding rows worth $142,869,768.
- Accession
- 0001062993-15-006027
- Filer
- CIK 1555900
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 417 entries on the cover page, a total value of $142,869,768 stated on the cover page (in dollars after the unit check, H1), rows summing to $142,869,768 with VALUE read as dollars, detected, 13F file number 028-15410. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 54,961 | $5,126,762 | dollars, detected | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 23,793 | $4,244,195 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 155,700 | $3,528,162 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 29,931 | $3,226,562 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 37,295 | $3,133,899 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 70,288 | $2,776,376 | dollars, detected | |
| SPY | 78462F103 | SHS | 14,420 | $2,763,305 | dollars, detected | |
| 38259p508 | COM | 3,458 | $2,170,974 | dollars, detected | ||
| iShares U.S. Technology ETF | 464287721 | SHS | 21,876 | $2,163,536 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 41,864 | $1,975,562 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 38,732 | $1,932,339 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 26,340 | $1,815,353 | dollars, detected | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 32,670 | $1,808,285 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 17,415 | $1,680,199 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 87,431 | $1,579,004 | dollars, detected | |
| SCHD | 808524797 | COM | 43,092 | $1,549,168 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 22,912 | $1,520,211 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 10,967 | $1,516,955 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,439 | $1,509,227 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 36,934 | $1,437,471 | dollars, detected | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 26,095 | $1,415,393 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 19,810 | $1,414,830 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 29,207 | $1,400,768 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,538 | $1,396,866 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 20,227 | $1,379,684 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 24,216 | $1,376,437 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 2,681 | $1,372,377 | dollars, detected | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 10,396 | $1,362,238 | dollars, detected | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 27,830 | $1,346,415 | dollars, detected | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 20,312 | $1,326,780 | dollars, detected | |
| Apple Inc | 037833100 | COM | 12,000 | $1,323,591 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 29,792 | $1,289,678 | dollars, detected | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 24,200 | $1,280,906 | dollars, detected | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 23,250 | $1,260,848 | dollars, detected | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 37,250 | $1,243,778 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 27,428 | $1,213,963 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 11,577 | $1,183,169 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 42,269 | $1,156,903 | dollars, detected | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 27,000 | $1,129,140 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 33,581 | $1,094,073 | dollars, detected | |
| PRICELINE GRP INC | 741503403 | COM NEW | 882 | $1,090,911 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 14,440 | $1,090,784 | dollars, detected | |
| VWO | 922042858 | SHS | 32,335 | $1,069,965 | dollars, detected | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 12,899 | $1,023,278 | dollars, detected | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 10,338 | $1,015,088 | dollars, detected | |
| SCHEIN HENRY INC | 806407102 | COM | 7,515 | $997,391 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 7,368 | $987,091 | dollars, detected | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 33,900 | $984,456 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,867 | $966,946 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,980 | $966,563 | dollars, detected | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 20,570 | $941,283 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12,970 | $940,584 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 37,436 | $940,392 | dollars, detected | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 10,815 | $924,466 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 32,045 | $915,205 | dollars, detected | |
| LAM RESEARCH CORP | 512807108 | COM | 13,950 | $911,354 | dollars, detected | |
| TEXTRON INC COM | 883203101 | Stock | 23,370 | $879,647 | dollars, detected | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8,547 | $875,897 | dollars, detected | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,647 | $874,790 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 24,155 | $849,048 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,737 | $825,031 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 5,730 | $825,005 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,355 | $816,225 | dollars, detected | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 80,245 | $793,623 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 16,700 | $791,413 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 14,884 | $764,293 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,048 | $722,736 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,400 | $700,104 | dollars, detected | |
| IDEXX LABS INC COM | 45168D104 | Stock | 9,400 | $697,950 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 9,561 | $696,041 | dollars, detected | |
| CLOROX CO DEL | 189054959 | PUT | 6,010 | $694,335 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 7,635 | $688,066 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 8,187 | $685,170 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 13,810 | $683,871 | dollars, detected | |
| SMITH A O CORP COM | 831865209 | Stock | 10,290 | $670,805 | dollars, detected | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,985 | $669,942 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,780 | $656,937 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,656 | $656,153 | dollars, detected | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,850 | $654,674 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 4,601 | $652,284 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 13,500 | $643,005 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10,160 | $636,524 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,655 | $636,131 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,385 | $620,818 | dollars, detected | |
| GOPRO INC | 38268T103 | CL A | 19,743 | $616,376 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,945 | $614,343 | dollars, detected | |
| FIRST SOLAR INC COM | 336433107 | Stock | 14,215 | $607,691 | dollars, detected | |
| FASTENAL CO COM | 311900104 | Stock | 16,550 | $605,896 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 8,315 | $598,181 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 10,918 | $594,048 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,748 | $580,234 | dollars, detected | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,730 | $569,108 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,885 | $563,842 | dollars, detected | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,415 | $563,266 | dollars, detected | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 35,725 | $561,954 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,400 | $561,750 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 5,875 | $556,304 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 13,325 | $546,458 | dollars, detected | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,795 | $546,046 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,823 | $544,002 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,232 | $537,721 | dollars, detected | |
| Analog Devices,Inc. | 032654105 | COM | 9,475 | $534,485 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,340 | $531,490 | dollars, detected | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 27,345 | $530,493 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 16,290 | $529,262 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 16,690 | $526,403 | dollars, detected | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,060 | $495,488 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 19,476 | $491,188 | dollars, detected | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,490 | $487,599 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,555 | $453,576 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 7,912 | $450,035 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 24,515 | $442,251 | dollars, detected | |
| MOHAWK INDS INC | 608190104 | COM | 2,350 | $427,207 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 146,692 | $423,940 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 10,213 | $399,941 | dollars, detected | |
| VTI | 922908769 | COM | 4,030 | $397,842 | dollars, detected | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,804 | $384,413 | dollars, detected | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,955 | $375,165 | dollars, detected | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 25,454 | $341,082 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 3,572 | $333,483 | dollars, detected | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 24,240 | $330,146 | dollars, detected | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 15,575 | $329,567 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 6,550 | $327,814 | dollars, detected | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 20,609 | $305,427 | dollars, detected | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 16,200 | $304,398 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 6,700 | $280,663 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,090 | $278,409 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 1,860 | $269,644 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 4,100 | $265,844 | dollars, detected | |
| BALL CORP | 058498106 | COM | 4,230 | $263,106 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,513 | $252,054 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,271 | $248,006 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 3,925 | $244,366 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,087 | $241,950 | dollars, detected | |
| WATERS CORP COM | 941848103 | Stock | 2,000 | $236,420 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,376 | $231,848 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,300 | $225,888 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,040 | $225,756 | dollars, detected | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,494 | $220,147 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,728 | $206,246 | dollars, detected | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,500 | $205,865 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,168 | $204,575 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,848 | $193,652 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 2,323 | $183,238 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,850 | $179,043 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,897 | $176,421 | dollars, detected | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 12,600 | $171,985 | dollars, detected | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,800 | $168,012 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,200 | $162,228 | dollars, detected | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 8,300 | $156,787 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,200 | $146,506 | dollars, detected | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,200 | $144,980 | dollars, detected | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,400 | $136,268 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 6,115 | $133,796 | dollars, detected | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 7,693 | $131,860 | dollars, detected | |
| TIFFANY & CO NEW | 886547108 | COM | 1,700 | $131,274 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,487 | $126,901 | dollars, detected | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 5,900 | $123,723 | dollars, detected | |
| CABELAS INC | 126804301 | COM | 2,650 | $120,840 | dollars, detected | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 600 | $116,058 | dollars, detected | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,150 | $115,863 | dollars, detected | |
| Intel Corp | 458140100 | COM | 3,825 | $115,286 | dollars, detected | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,600 | $115,050 | dollars, detected | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 247 | $114,890 | dollars, detected | |
| SNAP ON INC COM | 833034101 | Stock | 750 | $113,205 | dollars, detected | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,834 | $111,348 | dollars, detected | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,483 | $111,211 | dollars, detected | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,216 | $108,983 | dollars, detected | |
| SYNERGY RES CORP | 87164P103 | COM | 11,000 | $107,800 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 3,580 | $106,433 | dollars, detected | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 4,100 | $104,099 | dollars, detected | |
| VENTAS INC COM | 92276F100 | REIT | 1,820 | $102,029 | dollars, detected | |
| Duke Energy Corporation | 26441C204 | COM | 1,405 | $101,076 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 950 | $96,767 | dollars, detected | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 9,063 | $94,893 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 3,006 | $94,415 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,300 | $90,482 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 1,650 | $88,655 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 2,385 | $86,146 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,678 | $85,211 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,088 | $84,826 | dollars, detected | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 654 | $81,521 | dollars, detected | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 5,525 | $80,555 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 825 | $77,798 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,125 | $75,119 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 687 | $74,168 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,548 | $74,126 | dollars, detected | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,000 | $72,760 | dollars, detected | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 475 | $71,250 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,792 | $69,521 | dollars, detected | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 412 | $64,560 | dollars, detected | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,991 | $64,127 | dollars, detected | |
| CENCORA INC COM | 03073E105 | Stock | 650 | $61,744 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 570 | $60,910 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 200 | $58,362 | dollars, detected | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 850 | $57,707 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 230 | $57,132 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,000 | $54,120 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 1,415 | $52,624 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 592 | $52,339 | dollars, detected | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 3,700 | $50,986 | dollars, detected | |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,355 | $47,657 | dollars, detected | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 956 | $47,341 | dollars, detected | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,319 | $47,286 | dollars, detected | |
| BOSTON BEER INC CL A | 100557107 | Stock | 215 | $45,281 | dollars, detected | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,664 | $44,828 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 1,650 | $44,385 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 694 | $44,374 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 850 | $43,835 | dollars, detected | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 5,459 | $43,783 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 591 | $42,647 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $41,462 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,040 | $41,249 | dollars, detected | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 7,000 | $40,880 | dollars, detected | |
| Spectra Energy Partners | 84756N109 | COM | 1,550 | $40,719 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 680 | $40,304 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 1,000 | $40,120 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 400 | $39,412 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 2,525 | $39,340 | dollars, detected | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 1,400 | $39,326 | dollars, detected | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 985 | $37,400 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 480 | $35,309 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 491 | $34,655 | dollars, detected | |
| CITRIX SYSTEMS INC | 177376100 | COM | 500 | $34,640 | dollars, detected | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,739 | $33,964 | dollars, detected | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 500 | $33,650 | dollars, detected | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,250 | $32,513 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 300 | $32,337 | dollars, detected | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 385 | $31,963 | dollars, detected | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 595 | $31,946 | dollars, detected | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,333 | $31,634 | dollars, detected | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,320 | $31,297 | dollars, detected | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 758 | $31,245 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 720 | $30,694 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 750 | $29,865 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 300 | $29,607 | dollars, detected | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 250 | $29,168 | dollars, detected | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,000 | $28,620 | dollars, detected | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 275 | $27,904 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 350 | $27,766 | dollars, detected | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 590 | $27,240 | dollars, detected | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,100 | $27,192 | dollars, detected | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 540 | $26,989 | dollars, detected | |
| Southern Company | 842587107 | COM | 600 | $26,820 | dollars, detected | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,000 | $26,280 | dollars, detected | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,125 | $26,100 | dollars, detected | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,400 | $25,830 | dollars, detected | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 500 | $25,800 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 272 | $25,549 | dollars, detected | |
| DORMAN PRODS INC | 258278100 | COM | 500 | $25,445 | dollars, detected | |
| WHOLE FOODS MKT INC | 966837106 | COM | 801 | $25,346 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 650 | $24,993 | dollars, detected | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 885 | $24,895 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,500 | $24,675 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 600 | $23,934 | dollars, detected | |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $23,832 | dollars, detected | |
| ANTARES PHARMA INC | 036642106 | COM | 14,000 | $23,800 | dollars, detected | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 262 | $23,763 | dollars, detected | |
| TRIMBLE INC COM | 896239100 | Stock | 1,400 | $22,988 | dollars, detected | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 600 | $21,912 | dollars, detected | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 250 | $21,768 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 900 | $21,744 | dollars, detected | |
| SAFETY INS GROUP INC | 78648T100 | COM | 400 | $21,660 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 300 | $21,513 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 485 | $21,102 | dollars, detected | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 200 | $20,936 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 500 | $20,935 | dollars, detected | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 1,300 | $20,787 | dollars, detected | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 195 | $20,721 | dollars, detected | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 3,484 | $20,590 | dollars, detected | |
| MEDASSETS INC | 584045108 | COM | 1,000 | $20,060 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 106 | $19,613 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 300 | $19,608 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 350 | $19,040 | dollars, detected | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 175 | $18,071 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 315 | $18,056 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 440 | $17,697 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 600 | $17,556 | dollars, detected | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,800 | $17,550 | dollars, detected | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 250 | $17,408 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 500 | $17,240 | dollars, detected | |
| MEREDITH CORP | 589433101 | COM | 400 | $17,032 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 400 | $16,940 | dollars, detected | |
| ELLIE MAE INC | 28849P100 | COM | 250 | $16,643 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 950 | $15,438 | dollars, detected | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,000 | $15,000 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 300 | $14,943 | dollars, detected | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 430 | $14,366 | dollars, detected | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 490 | $14,269 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 375 | $14,081 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 548 | $14,034 | dollars, detected | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,097 | $13,833 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 750 | $13,785 | dollars, detected | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 550 | $13,360 | dollars, detected | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 500 | $13,040 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 300 | $12,720 | dollars, detected | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 400 | $12,536 | dollars, detected | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 17 | $12,244 | dollars, detected | |
| HESKA CORP | 42805E306 | COM | 400 | $12,192 | dollars, detected | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 300 | $12,105 | dollars, detected | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 125 | $11,788 | dollars, detected | |
| Applied Materials,Inc. | 038222105 | COM | 800 | $11,752 | dollars, detected | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 500 | $11,500 | dollars, detected | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 500 | $11,345 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 100 | $10,926 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 171 | $10,465 | dollars, detected | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 360 | $10,368 | dollars, detected | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,026 | $10,127 | dollars, detected | |
| PROSHARES TR | 74347X849 | INDX FD | 400 | $9,808 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 88 | $9,643 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 90 | $9,293 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 80 | $8,722 | dollars, detected | |
| WARREN RESOURCES INC | 93564A100 | COM | 17,500 | $8,565 | dollars, detected | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 400 | $8,380 | dollars, detected | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 200 | $8,380 | dollars, detected | |
| ACE LTD | H0023R105 | SHS | 80 | $8,272 | dollars, detected | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 500 | $8,270 | dollars, detected | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 350 | $8,155 | dollars, detected | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 200 | $8,084 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,000 | $7,980 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 200 | $7,794 | dollars, detected | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 400 | $7,780 | dollars, detected | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 420 | $7,526 | dollars, detected | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 600 | $7,494 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 400 | $7,284 | dollars, detected | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 500 | $7,220 | dollars, detected | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 700 | $7,196 | dollars, detected | |
| SUPERVALU INC | 868536103 | COM | 1,000 | $7,180 | dollars, detected | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 500 | $7,040 | dollars, detected | |
| CERNER CORP | 156782104 | COM | 117 | $7,015 | dollars, detected | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,500 | $6,685 | dollars, detected | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,948 | $6,506 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 500 | $6,355 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 450 | $6,183 | dollars, detected | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 500 | $6,140 | dollars, detected | |
| SILVER WHEATON CORP | 828336107 | COM | 500 | $6,005 | dollars, detected | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,000 | $5,800 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 500 | $5,775 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 425 | $5,767 | dollars, detected | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 745 | $5,766 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 186 | $5,651 | dollars, detected | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 300 | $5,637 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 500 | $5,390 | dollars, detected | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 300 | $5,337 | dollars, detected | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 301 | $5,293 | dollars, detected | |
| STAPLES INC | 855030102 | COM | 450 | $5,279 | dollars, detected | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 100 | $4,835 | dollars, detected | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 488 | $4,729 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 114 | $4,551 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 66 | $4,538 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 90 | $4,465 | dollars, detected | |
| SEADRILL ORD | G7945E105 | COM | 750 | $4,425 | dollars, detected | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 300 | $4,260 | dollars, detected | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 300 | $4,224 | dollars, detected | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 100 | $4,026 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 50 | $3,941 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 131 | $3,937 | dollars, detected | |
| SOLARCITY CORP | 83416T100 | COM | 90 | $3,844 | dollars, detected | |
| LINKEDIN CORP | 53578A108 | COM | 20 | $3,803 | dollars, detected | |
| HOME PROPERTIES INC | 437306103 | COM | 50 | $3,738 | dollars, detected | |
| WP GLIMCHER IN | 92939N102 | COM | 300 | $3,498 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $3,158 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 350 | $3,154 | dollars, detected | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 32 | $3,086 | dollars, detected | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 55 | $3,043 | dollars, detected | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 200 | $3,018 | dollars, detected | |
| ENCANA CORP | 292505104 | COM | 460 | $2,962 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,192 | $2,937 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 16 | $2,870 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $2,774 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 35 | $2,753 | dollars, detected | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,649 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50 | $2,607 | dollars, detected | |
| Schwab US TIPS ETF | 808524870 | SHS | 45 | $2,415 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 320 | $2,282 | dollars, detected | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 80 | $2,225 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 20 | $2,163 | dollars, detected | |
| XCELENERGY INC | 98389B100 | COM | 60 | $2,132 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 200 | $2,092 | dollars, detected | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 150 | $2,064 | dollars, detected | |
| BOX SHIPS INC | Y09675102 | CMN | 2,900 | $1,677 | dollars, detected | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 30 | $1,652 | dollars, detected | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,000 | $1,630 | dollars, detected | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 62 | $1,587 | dollars, detected | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 19 | $1,538 | dollars, detected | |
| LADDER CAP CORP CL A | 505743104 | REIT | 100 | $1,432 | dollars, detected | |
| PPG INDS INC COM | 693506107 | Stock | 16 | $1,403 | dollars, detected | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 200 | $1,212 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 109 | $1,155 | dollars, detected | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 100 | $1,048 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15 | $1,003 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 20 | $964 | dollars, detected | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14 | $957 | dollars, detected | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 504 | $882 | dollars, detected | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 20 | $842 | dollars, detected | |
| MMA Capital Management LLC | 55315D105 | COM | 60 | $784 | dollars, detected | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 100 | $753 | dollars, detected | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 750 | $750 | dollars, detected | |
| ENVIVIO INC | 29413T106 | COM | 150 | $614 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 150 | $561 | dollars, detected | |
| GAP INC COM | 364760108 | Stock | 18 | $513 | dollars, detected | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 50 | $451 | dollars, detected | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 75 | $432 | dollars, detected | |
| ONCOTHYREON INC | 682324108 | COM | 150 | $411 | dollars, detected | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 150 | $402 | dollars, detected | |
| ROVI CORP | 779376102 | COM | 38 | $399 | dollars, detected | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 150 | $342 | dollars, detected | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 150 | $222 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-006027 | this filing | 2015-11-13 | acceptance time not in the bulk data set |