Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $14,456,223,000 across 5,501 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-12. Its ten largest share positions make up 19.48% of the portfolio.

Filed 2020-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001681115-20-000002

Period: 2019-12-31
Reported value: $14.5B
Holdings: 5,501
Top 10 weight: 19.48%
New: 308
Sold out: 259

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QUALadded	+1,278,132	$129M
SPYVadded	+2,216,348	$77.4M
GOVTadded	+1,690,891	$43.9M
SIZEadded	+431,852	$42.1M
PKWadded	+488,227	$33.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
USMVreduced	-845,476	-$55.5M
IJSreduced	-314,709	-$50.6M
MTUMreduced	-228,070	-$28.6M
ITOTreduced	-379,699	-$27.6M
VTIreduced	-150,998	-$24.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001681115-20-000002, largest first. % of portfolio is the value over $14,454,745,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
IRMDIRADIMED CORP	750	$18K	<0.01%	0	Timeline
KNOPKNOT OFFSHORE PARTNERS LP	918	$18K	<0.01%	+202	Timeline
UBCPUNITED BANCORP INC OHIO	1,208	$18K	<0.01%	0	Timeline
DHILDIAMOND HILL INVT GROUP INC	125	$18K	<0.01%	0	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	773	$18K	<0.01%	-123
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	431	$18K	<0.01%	+3
MACATAWA BANK CORPMACATAWA BANK CORP	1,661	$18K	<0.01%	-6,943
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	5,464	$18K	<0.01%	-12,810
STONEMOR PARTNERS LPSTONEMOR PARTNERS LP	12,650	$18K	<0.01%	-500
UNIVAR INCUNIVAR INC	711	$18K	<0.01%	+639
EDGIO INCEDGIO INC	4,380	$18K	<0.01%	0
RAVEN INDS INC COMRAVEN INDS INC COM	530	$18K	<0.01%	+353
HARBORONE BANCORP INC NEWHARBORONE BANCORP INC NEW	1,615	$18K	<0.01%	0
SEACOR HOLDINGS INCSEACOR HOLDINGS INC	427	$18K	<0.01%	-23
GERNGERON CORP	12,660	$17K	<0.01%	-1,755	Timeline
TSTENARIS S A	734	$17K	<0.01%	-105	Timeline
DNLIDENALI THERAPEUTICS INC	993	$17K	<0.01%	0	Timeline
MCHIISHARES TR	269	$17K	<0.01%	+19	Timeline
NTCTNETSCOUT SYS INC	746	$17K	<0.01%	-14	Timeline
PTENPATTERSON-UTI ENERGY INC	1,632	$17K	<0.01%	-670	Timeline
EEMSISHARES INC	385	$17K	<0.01%	-847	Timeline
VCVISTEON CORP	189	$17K	<0.01%	+6	Timeline
CRESTWOOD EQUITY PARTNERS L…CRESTWOOD EQUITY PARTNERS LP U	541	$17K	<0.01%	-159
MIX TELEMATICS LTDMIX TELEMATICS LTD	1,286	$17K	<0.01%	+205
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	1,658	$17K	<0.01%	0
AMPHAMPHASTAR PHARMACEUTICALS IN	875	$17K	<0.01%	+80	Timeline
TOLZPROSHARES TR	343	$17K	<0.01%	0	Timeline
TBRGTRUBRIDGE INC	618	$17K	<0.01%	0	Timeline
PLSEPULSE BIOSCIENCES INC	1,275	$17K	<0.01%	0	Timeline
LARKLANDMARK BANCORP INC	687	$17K	<0.01%	+32	Timeline
BSCSINVESCO EXCH TRD SLF IDX FD	750	$17K	<0.01%	new	Timeline
PGJINVESCO EXCHANGE TRADED FD T	415	$17K	<0.01%	0	Timeline
BKFISHARES INC	385	$17K	<0.01%	0	Timeline
MOTIVANECK ETF TRUST	544	$17K	<0.01%	0	Timeline
EWKISHARES INC	845	$17K	<0.01%	0	Timeline
NMTNUVEEN MASS QUALITY MUN INC	1,200	$17K	<0.01%	0	Timeline
EVERI HLDGS INCEVERI HLDGS INC	1,310	$17K	<0.01%	-168
ARCH COAL INCARCH COAL INC	232	$17K	<0.01%	0
AVID TECHNOLOGY INCAVID TECHNOLOGY INC	2,000	$17K	<0.01%	0
BRIGHTCOVE INCBRIGHTCOVE INC	1,869	$17K	<0.01%	+103
ANIXTER INTL INCANIXTER INTL INC	193	$17K	<0.01%	-2,422
COTT CORP QUECOTT CORP QUE	1,262	$17K	<0.01%	+5
GLATFELTERGLATFELTER	944	$17K	<0.01%	+84
HORIZON GLOBAL CORPHORIZON GLOBAL CORP	5,000	$17K	<0.01%	0
BNDWVANGUARD SCOTTSDALE FDS	203	$16K	<0.01%	-397	Timeline
DMCDEL MONTE CORP	469	$16K	<0.01%	-61	Timeline
VRTSVIRTUS INVT PARTNERS INC	136	$16K	<0.01%	-64	Timeline
ANFABERCROMBIE & FITCH CO	939	$16K	<0.01%	-1,999	Timeline
ALTALTIMMUNE INC	8,300	$16K	<0.01%	+1,100	Timeline
LASRNLIGHT INC	758	$16K	<0.01%	-608	Timeline
ASTEASTEC INDS INC	365	$16K	<0.01%	0	Timeline
CNDTCONDUENT INC	2,646	$16K	<0.01%	-1,155	Timeline
FATEFATE THERAPEUTICS INC	800	$16K	<0.01%	0	Timeline
ECFELLSWORTH GROWTH & INCOME FD	1,382	$16K	<0.01%	+49	Timeline
SPWRQSUNPOWER CORP	2,025	$16K	<0.01%	+725	Timeline
AVDAMERICAN VANGUARD CORP	800	$16K	<0.01%	0	Timeline
ACNBACNB CORP	423	$16K	<0.01%	0	Timeline
KSAISHARES TR	527	$16K	<0.01%	-9,289	Timeline
EARNELLINGTON CREDIT COMPANY	1,431	$16K	<0.01%	+431	Timeline
VEGAADVISORSHARES TR	474	$16K	<0.01%	0	Timeline
CXEMFS HIGH INCOME MUN TR	3,000	$16K	<0.01%	0	Timeline
BELLRING BRANDS INCBELLRING BRANDS INC	750	$16K	<0.01%	new
CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG	1,820	$16K	<0.01%	+564
VIRNETX HLDG CORPVIRNETX HLDG CORP	4,270	$16K	<0.01%	-1,000
LRAD CORPLRAD CORP	4,760	$16K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	687	$16K	<0.01%	0
TRINSEO S ATRINSEO S A	440	$16K	<0.01%	-43
RESONANT INCRESONANT INC	6,800	$16K	<0.01%	0
BGRNISHARES TR	275	$15K	<0.01%	new	Timeline
PFSPROVIDENT FINL SVCS INC	639	$15K	<0.01%	0	Timeline
ARCBARCBEST CORP	548	$15K	<0.01%	-32	Timeline
INMDINMODE LTD	377	$15K	<0.01%	-41,903	Timeline
HDEFDBX ETF TR	600	$15K	<0.01%	new	Timeline
CVBFCVB FINL CORP	688	$15K	<0.01%	-2,551	Timeline
TOWNTOWNEBANK PORTSMOUTH VA	524	$15K	<0.01%	-48	Timeline
TDAYUSA TODAY CO INC	2,396	$15K	<0.01%	new	Timeline
NUSCNUSHARES ETF TR	486	$15K	<0.01%	0	Timeline
KELYAKELLY SVCS INC	673	$15K	<0.01%	+2	Timeline
SBCFSEACOAST BKG CORP FLA	473	$15K	<0.01%	+13	Timeline
PBTPERMIAN BASIN RTY TR	3,926	$15K	<0.01%	-50,226	Timeline
GOGOGOGO INC	2,320	$15K	<0.01%	-5,074	Timeline
GELGENESIS ENERGY L P	721	$15K	<0.01%	-1,147	Timeline
NHSNEUBERGER HIGH YIELD ST FD I	1,200	$15K	<0.01%	+700	Timeline
CALIFORNIA RES CORPCALIFORNIA RES CORP	1,692	$15K	<0.01%	-731
USDUWISDOMTREE TR	556	$15K	<0.01%	new	Timeline
THL CR SR LN FDTHL CR SR LN FD	1,000	$15K	<0.01%	0
KRATON CORPORATIONKRATON CORPORATION	611	$15K	<0.01%	-107
CZNCCITIZENS & NORTHN CORP	542	$15K	<0.01%	0	Timeline
CRTCROSS TIMBERS RTY TR	1,779	$15K	<0.01%	+955	Timeline
FEUZFIRST TR EXCH TRD ALPHDX FD	366	$15K	<0.01%	-260	Timeline
HYGVFLEXSHARES TR	314	$15K	<0.01%	new	Timeline
MXMAGNACHIP SEMICONDUCTOR CORP	1,300	$15K	<0.01%	0	Timeline
MTLSMATERIALISE NV	800	$15K	<0.01%	0	Timeline
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN	2,916	$15K	<0.01%	-2,982
WISDOMTREE TRUST CHINESE YU…WISDOMTREE TRUST CHINESE YUAN	609	$15K	<0.01%	0
BLACKROCK MUN 2020 TERM TRBLACKROCK MUN 2020 TERM TR	1,000	$15K	<0.01%	-20,004
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	586	$15K	<0.01%	0
CHIASMA INCCHIASMA INC	3,100	$15K	<0.01%	new
CVLTCOMMVAULT SYS INC	318	$14K	<0.01%	-42	Timeline
GOSSGOSSAMER BIO INC	917	$14K	<0.01%	+317	Timeline
EUFNISHARES TR	716	$14K	<0.01%	+665	Timeline
VFVAVANGUARD WELLINGTON FD	173	$14K	<0.01%	new	Timeline
CARAVIS BUDGET GROUP INC	427	$14K	<0.01%	+300	Timeline
BCCBOISE CASCADE CO DEL	383	$14K	<0.01%	+2	Timeline
CANCANAAN INC	2,238	$14K	<0.01%	new	Timeline
RAREULTRAGENYX PHARMACEUTICAL IN	345	$14K	<0.01%	-1,159	Timeline
HURNHURON CONSULTING GROUP INC	197	$14K	<0.01%	+100	Timeline
GDOTGREEN DOT CORP	594	$14K	<0.01%	-54	Timeline
XBFZXBLACKROCK CA MUNI INC TR	1,000	$14K	<0.01%	+100	Timeline
ASNDASCENDIS PHARMA A/S	103	$14K	<0.01%	+3	Timeline
PORTMAN RIDGE FIN CORPPORTMAN RIDGE FIN CORP	6,675	$14K	<0.01%	0
CARSCARS COM INC	1,158	$14K	<0.01%	+65	Timeline
GCOGENESCO INC	284	$14K	<0.01%	-7	Timeline
HFWAHERITAGE FINL CORP WASH	512	$14K	<0.01%	-82	Timeline
REPLREPLIMUNE GROUP INC	1,000	$14K	<0.01%	0	Timeline
BNDCFLEXSHARES TR	537	$14K	<0.01%	new	Timeline
MMLPMARTIN MIDSTREAM PRTNRS L P	3,446	$14K	<0.01%	+2,000	Timeline
CARZFIRST TR EXCHANGE-TRADED FD	426	$14K	<0.01%	0	Timeline
LUMINEX CORPLUMINEX CORP	607	$14K	<0.01%	+155
CARDTRONICS PLCCARDTRONICS PLC	311	$14K	<0.01%	+11
HOSTESS BRANDS INCHOSTESS BRANDS INC	936	$14K	<0.01%	+489
HEXO CORPHEXO CORP	8,837	$14K	<0.01%	-3,166
SOTHERLY HOTELS INCSOTHERLY HOTELS INC	2,000	$14K	<0.01%	0
RETROPHIN INCRETROPHIN INC	958	$14K	<0.01%	-639
EROS INTL PLCEROS INTL PLC	4,073	$14K	<0.01%	new
INFIQINFINITY PHARMACEUTICALS INC C	14,176	$14K	<0.01%	0	Timeline
K12 INCK12 INC	664	$14K	<0.01%	+320
INSPIRE 500 ETFINSPIRE 500 ETF	600	$14K	<0.01%	-100
INVESCO EXCHNG TRAD SLF INDEINVESCO EXCHNG TRAD SLF INDE	503	$14K	<0.01%	new
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETF	1,000	$14K	<0.01%	new
ACTINIUM PHARMACEUTICALS INCACTINIUM PHARMACEUTICALS INC	65,233	$14K	<0.01%	-889
INVESCO EXCHNG TRAD SLF INDEINVESCO EXCHNG TRAD SLF INDE	550	$14K	<0.01%	0
GGALGRUPO FINANCIERO GALICIA S.A	807	$13K	<0.01%	-992	Timeline
MSTRSTRATEGY INC	92	$13K	<0.01%	+4	Timeline
ACAARCOSA INC	305	$13K	<0.01%	-188	Timeline
ODCOIL DRI CORP AMER	350	$13K	<0.01%	+100	Timeline
SIGSIGNET JEWELERS LTD	615	$13K	<0.01%	+100	Timeline
PHIPLDT INC	693	$13K	<0.01%	-166	Timeline
THSTREEHOUSE FOODS INC	278	$13K	<0.01%	-110	Timeline
PIIMPINJ INC	487	$13K	<0.01%	-147	Timeline
VFQYVANGUARD WELLINGTON FD	150	$13K	<0.01%	new	Timeline
ARQARQ INC	1,282	$13K	<0.01%	-7,876	Timeline
DHTDHT HOLDINGS INC	1,683	$13K	<0.01%	+1,500	Timeline
OCFCOCEANFIRST FINL CORP	498	$13K	<0.01%	0	Timeline
LILAKLIBERTY LATIN AMERICA LTD	666	$13K	<0.01%	-16	Timeline
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC	1,250	$13K	<0.01%	0
SHOSUNSTONE HOTEL INVS INC NEW	929	$13K	<0.01%	+313	Timeline
KOPKOPPERS HOLDINGS INC	347	$13K	<0.01%	-15	Timeline
INVAINNOVIVA INC	919	$13K	<0.01%	0	Timeline
SHOCKWAVE MED INCSHOCKWAVE MED INC	300	$13K	<0.01%	-685
GOLDMAN SACHS MLP INC OPP FDGOLDMAN SACHS MLP INC OPP FD	2,190	$13K	<0.01%	0
COMPANHIA BRASILEIRA DE DISTCOMPANHIA BRASILEIRA DE DIST	604	$13K	<0.01%	-5,256
PRSUPURSUIT ATTRACTIONS AND HOSP	192	$13K	<0.01%	+150	Timeline
KRPKIMBELL RTY PARTNERS LP	750	$13K	<0.01%	0	Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	1,815	$13K	<0.01%	-675
SSPSCRIPPS E W CO OHIO	763	$13K	<0.01%	-51	Timeline
TCMDTACTILE SYS TECHNOLOGY INC	189	$13K	<0.01%	+43	Timeline
MCFTMASTERCRAFT BOAT HLDGS INC	808	$13K	<0.01%	+164	Timeline
EVXVANECK ETF TRUST	127	$13K	<0.01%	+40	Timeline
PEJINVESCO EXCHANGE TRADED FD T	282	$13K	<0.01%	-472	Timeline
CYDCHINA YUCHAI INTL LTD	945	$13K	<0.01%	-2,063	Timeline
CORNTEUCRIUM COMMODITY TR	900	$13K	<0.01%	0	Timeline
TBFPROSHARES TR	631	$13K	<0.01%	+436	Timeline
ADVISORSHARESADVISORSHARES	2,500	$13K	<0.01%	0
LLFLQLUMBER LIQUIDATORS HOLDINGS	1,308	$13K	<0.01%	-1,900	Timeline
ZNOGZION OIL & GAS INC COM	74,267	$13K	<0.01%	+7,230	Timeline
RPT REALTYRPT REALTY	932	$13K	<0.01%	-317
NATIONAL CINEMEDIA INCNATIONAL CINEMEDIA INC	1,782	$13K	<0.01%	+782
HOEGH LNG PARTNERS LPHOEGH LNG PARTNERS LP	839	$13K	<0.01%	-1,400
FERRO CORPFERRO CORP	885	$13K	<0.01%	+701
MYOKARDIA INCMYOKARDIA INC	189	$13K	<0.01%	0
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INC	539	$13K	<0.01%	-123
HUANENG PWR INTL INCHUANENG PWR INTL INC	626	$13K	<0.01%	+23
TECH DATA CORPTECH DATA CORP	92	$13K	<0.01%	-941
EATON VANCE NY MUNI INCOME TEATON VANCE NY MUNI INCOME T	1,000	$13K	<0.01%	0
INTL FCSTONE INCINTL FCSTONE INC	275	$13K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	448	$13K	<0.01%	0
TIDAL ETF TRTIDAL ETF TR	1,162	$13K	<0.01%	0
HUAMI CORPHUAMI CORP	1,093	$13K	<0.01%	+117
RATTLER MIDSTREAM LPRATTLER MIDSTREAM LP	703	$13K	<0.01%	new
FORTY SEVEN INCFORTY SEVEN INC	325	$13K	<0.01%	0
READY CAPITAL CORPREADY CAPITAL CORP	500	$13K	<0.01%	-1,296
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	1,315	$13K	<0.01%	-1,125
CAROLINA TR BANCSHARES INCCAROLINA TR BANCSHARES INC	1,000	$13K	<0.01%	0
TMFCRBB FD INC	500	$12K	<0.01%	-375	Timeline
HGVHILTON GRAND VACATIONS INC	368	$12K	<0.01%	+264	Timeline
BKEBUCKLE INC	451	$12K	<0.01%	+300	Timeline
WMKWEIS MKTS INC	288	$12K	<0.01%	0	Timeline
AVTRAVANTOR INC	660	$12K	<0.01%	+112	Timeline
RLJRLJ LODGING TR	697	$12K	<0.01%	-70	Timeline
CHTCHUNGHWA TELECOM CO LTD	317	$12K	<0.01%	+97	Timeline
FSMDFIDELITY COVINGTON TRUST	458	$12K	<0.01%	new	Timeline
ALRSALERUS FINL CORP	531	$12K	<0.01%	0	Timeline
DAKTDAKTRONICS INC	1,981	$12K	<0.01%	new	Timeline
FNDCSCHWAB STRATEGIC TR	344	$12K	<0.01%	-93	Timeline
ACHACCENDRA HEALTH INC	2,511	$12K	<0.01%	+286	Timeline
CVECENOVUS ENERGY INC	1,192	$12K	<0.01%	-43	Timeline
COLLCOLLEGIUM PHARMACEUTICAL INC	561	$12K	<0.01%	+463	Timeline
DXPEDXP ENTERPRISES INC	300	$12K	<0.01%	-510	Timeline
SCMSTELLUS CAP INVT CORP	884	$12K	<0.01%	+118	Timeline
UTIUNIVERSAL TECHNICAL INST INC	1,500	$12K	<0.01%	-1,300	Timeline
GSIEGOLDMAN SACHS ETF TR	408	$12K	<0.01%	0	Timeline
HCKTHACKETT GROUP INC	778	$12K	<0.01%	0	Timeline
FOLDAMICUS THERAPEUTIC	1,307	$12K	<0.01%	+14	Timeline
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-F	700	$12K	<0.01%	new
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC	445	$12K	<0.01%	0
GASLOG PARTNERS LPGASLOG PARTNERS LP	745	$12K	<0.01%	-350
WESTERN ASSET MUN PARTNERS FWESTERN ASSET MUN PARTNERS F	800	$12K	<0.01%	new
CXHMFS INVT GRADE MUN TR	1,233	$12K	<0.01%	0	Timeline
PIPRPIPER SANDLER COS	159	$12K	<0.01%	+88	Timeline
RMRRMR GROUP INC	285	$12K	<0.01%	-51	Timeline
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF	1,600	$12K	<0.01%	-1,000
YOLOADVISORSHARES TR	998	$12K	<0.01%	-683	Timeline
SRISTONERIDGE INC	389	$12K	<0.01%	0	Timeline
TCBKTRICO BANCSHARES	301	$12K	<0.01%	0	Timeline
XNCRXENCOR INC	353	$12K	<0.01%	0	Timeline
YLDELEGG MASON ETF INVT	380	$12K	<0.01%	0	Timeline
CATOCATO CORP NEW	688	$12K	<0.01%	+680	Timeline
GSEUGOLDMAN SACHS ETF TR	379	$12K	<0.01%	0	Timeline
FOCLEDAP TMS S A	2,679	$12K	<0.01%	+137	Timeline
ECNSISHARES TR	300	$12K	<0.01%	new	Timeline
BIBPROSHARES TR	200	$12K	<0.01%	0	Timeline
FLAGSTAR BANCORP INCFLAGSTAR BANCORP INC	317	$12K	<0.01%	+40
ELEMENTS ROGERS INTL CMDTY …ELEMENTS ROGERS INTL CMDTY AGRI T…	2,147	$12K	<0.01%	0
BEST INCBEST INC	2,125	$12K	<0.01%	0
INTERSECT ENT INCINTERSECT ENT INC	491	$12K	<0.01%	0
HESKA CORPHESKA CORP	116	$12K	<0.01%	-25
ARQULE INCARQULE INC	638	$12K	<0.01%	-1,200
CENTRAL EUROPEAN MEDIA ENTE…CENTRAL EUROPEAN MEDIA ENTERPRISE…	2,661	$12K	<0.01%	new
WILLIAM LYON HOMES-CL AWILLIAM LYON HOMES-CL A	600	$12K	<0.01%	+325
DELAWARE INV MN MUN INC FD IDELAWARE INV MN MUN INC FD I	946	$12K	<0.01%	+10
CHINA BIOLOGIC PRODS HLDGS ICHINA BIOLOGIC PRODS HLDGS I	100	$12K	<0.01%	0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	169	$12K	<0.01%	-133
TREVENA INCTREVENA INC	14,000	$12K	<0.01%	-3,000
ETF SER SOLUTIONSETF SER SOLUTIONS	500	$12K	<0.01%	0
AGF INVTS TRAGF INVTS TR	510	$12K	<0.01%	new
FORTIVE CORPFORTIVE CORP	12	$12K	<0.01%	0
HAPNHAPPEN INC	834	$11K	<0.01%	0	Timeline
WKWORKIVA INC	254	$11K	<0.01%	+44	Timeline
ADTADT INC DEL	1,413	$11K	<0.01%	-8,627	Timeline
JOYYJOYY INC	228	$11K	<0.01%	new	Timeline
SRCE1ST SOURCE CORP	221	$11K	<0.01%	0	Timeline
GGBGERDAU SA	2,164	$11K	<0.01%	-42	Timeline
ASHRDBX ETF TR	379	$11K	<0.01%	-1,822	Timeline
NRPNATURAL RESOURCE PARTNERS LP	546	$11K	<0.01%	-402	Timeline
APOGAPOGEE ENTERPRISES INC	313	$11K	<0.01%	0	Timeline
IZRLARK ETF TR	472	$11K	<0.01%	+100	Timeline
CDNACAREDX INC	542	$11K	<0.01%	-517	Timeline
CIGCIA ENERGETICA DE MINAS GERA	3,180	$11K	<0.01%	-33,785	Timeline
NCANUVEEN CALIFORNIA MUNI VLU F	1,000	$11K	<0.01%	new	Timeline
SCHKSCHWAB STRATEGIC TR	361	$11K	<0.01%	0	Timeline
CELCCELCUITY INC	1,046	$11K	<0.01%	0	Timeline
HESMHESS MIDSTREAM LP	450	$11K	<0.01%	new	Timeline
JUSTGOLDMAN SACHS ETF TR	231	$11K	<0.01%	+100	Timeline
MITKMITEK SYS INC	1,349	$11K	<0.01%	-889	Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	213	$11K	<0.01%	+73
GAMGENERAL AMERN INVS CO INC	287	$11K	<0.01%	+21	Timeline
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INC	145	$11K	<0.01%	0
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP	1,260	$11K	<0.01%	+88
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	1,050	$11K	<0.01%	-320
BANCO SANTANDER MEXICO SABANCO SANTANDER MEXICO SA	1,578	$11K	<0.01%	-1,375
WINAWINMARK CORP	55	$11K	<0.01%	+1	Timeline
XPERI CORPXPERI CORP	591	$11K	<0.01%	-24
VUZIVUZIX CORP	5,079	$11K	<0.01%	+4,224	Timeline
FCCOFIRST CMNTY CORP S C	500	$11K	<0.01%	0	Timeline
VGZVISTA GOLD CORP	15,600	$11K	<0.01%	0	Timeline
REXREX AMERICAN RES CORP	134	$11K	<0.01%	0	Timeline
EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC	186	$11K	<0.01%	0
KMDAKAMADA LTD	1,702	$11K	<0.01%	+337	Timeline
MFUSPIMCO EQUITY SER	339	$11K	<0.01%	+1	Timeline
QWLDSPDR INDEX SHS FDS	122	$11K	<0.01%	+12	Timeline
FDIQINVESCO EXCH TRADED FD TR II	209	$11K	<0.01%	+7	Timeline
JHSHANCOCK JOHN INCOME SECS TR	750	$11K	<0.01%	0	Timeline
DALIFIRST TR EXCHANGE TRADED FD	532	$11K	<0.01%	0	Timeline
VRAYQVIEWRAY INC	2,700	$11K	<0.01%	-4,099	Timeline
JERNIGAN CAP INCJERNIGAN CAP INC	600	$11K	<0.01%	-935
ELECTRAMECCANICA VEHSELECTRAMECCANICA VEHS	5,100	$11K	<0.01%	+500
AVON PRODS INCAVON PRODS INC	1,991	$11K	<0.01%	-205
ALEXCO RESOURCE CORPALEXCO RESOURCE CORP	4,366	$11K	<0.01%	-134
AZUL S AAZUL S A	252	$11K	<0.01%	-18
DBV TECHNOLOGIES S ADBV TECHNOLOGIES S A	1,104	$11K	<0.01%	-254
PENNEY J C INCPENNEY J C INC	10,766	$11K	<0.01%	-70
MFS SPECIAL VALUE TRUSTMFS SPECIAL VALUE TRUST	1,650	$11K	<0.01%	-1,400
BG STAFFING INCBG STAFFING INC	500	$11K	<0.01%	-200
DANAHER CORPORATIONDANAHER CORPORATION	9	$11K	<0.01%	0
INDEXIQ ETF TRINDEXIQ ETF TR	562	$11K	<0.01%	0
VFMOVANGUARD WELLINGTON FD	120	$10K	<0.01%	new	Timeline
AMANTERO MIDSTREAM CORP	1,258	$10K	<0.01%	-331	Timeline
AATAMERICAN ASSETS TR INC	209	$10K	<0.01%	-108	Timeline
JMBSJANUS DETROIT STR TR	197	$10K	<0.01%	new	Timeline
TPCTUTOR PERINI CORP	819	$10K	<0.01%	+551	Timeline
NWPXNWPX INFRASTRUCTURE INC	300	$10K	<0.01%	0	Timeline
OSPNONESPAN INC	558	$10K	<0.01%	0	Timeline
AMSCAMERICAN SUPERCONDUCTOR CORP	1,264	$10K	<0.01%	+112	Timeline
ROADCONSTRUCTION PARTNERS INC	567	$10K	<0.01%	-59	Timeline
BBSIBARRETT BUSINESS SVCS INC	112	$10K	<0.01%	0	Timeline
KREFKKR REAL ESTATE FIN TR INC	496	$10K	<0.01%	0	Timeline
HRZNHORIZON TECHNOLOGY FIN CORP	740	$10K	<0.01%	+340	Timeline
WRLDWORLD ACCEP CORPORATION	115	$10K	<0.01%	0	Timeline
FLHYFRANKLIN TEMPLETON ETF TR	379	$10K	<0.01%	+4	Timeline
MINABERDEEN INTER INCOME FD	2,617	$10K	<0.01%	-7,408	Timeline
LXPLXP INDUSTRIAL TRUST	849	$10K	<0.01%	+2	Timeline
NOAHNOAH HLDGS LTD	275	$10K	<0.01%	-40	Timeline
51JOB INC51JOB INC	121	$10K	<0.01%	+17
SBIWESTERN ASSET INTER MUNI	1,084	$10K	<0.01%	0	Timeline
U S SILICA HLDGS INCU S SILICA HLDGS INC	1,719	$10K	<0.01%	-62,929
ACCELERON PHARMA INCACCELERON PHARMA INC	182	$10K	<0.01%	-21,284
TENNECO INCTENNECO INC	757	$10K	<0.01%	-506
CZWICITIZENS CMNTY BANCORP INC M	825	$10K	<0.01%	0	Timeline
GLREGREENLIGHT CAP RE LTD	980	$10K	<0.01%	-350	Timeline
EVCENTRAVISION COMMUNICATIONS C	4,000	$10K	<0.01%	0	Timeline
ZUMZZUMIEZ INC	290	$10K	<0.01%	+39	Timeline
PDNINVESCO EXCH TRADED FD TR II	327	$10K	<0.01%	0	Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLC	1,616	$10K	<0.01%	-4,734
IDXVANECK ETF TRUST	440	$10K	<0.01%	-145	Timeline
NZACSPDR INDEX SHS FDS	102	$10K	<0.01%	-159	Timeline
MCHXMARCHEX INC	2,523	$10K	<0.01%	new	Timeline
VIXMPROSHARES TR II	478	$10K	<0.01%	0	Timeline
GGMEINVESCO EXCHANGE TRADED FD T	295	$10K	<0.01%	-200	Timeline
PAWZPROSHARES TR	215	$10K	<0.01%	0	Timeline
GLDDGREAT LAKES DREDGE & DOCK CO	884	$10K	<0.01%	+584	Timeline
DELPHI TECHNOLOGIES PLCDELPHI TECHNOLOGIES PLC	800	$10K	<0.01%	-139
CHUY'S HOLDINGS INCCHUY'S HOLDINGS INC	374	$10K	<0.01%	-741
GROUPON INCGROUPON INC	4,375	$10K	<0.01%	-16,786
EBEVENTBRITE INC-CLASS A	479	$10K	<0.01%	+376	Timeline
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	333	$10K	<0.01%	-72
PLYMPLYMOUTH INDUSTRIAL REIT INC	548	$10K	<0.01%	-733	Timeline
MCDERMOTT INTL INC COMMCDERMOTT INTL INC COM	14,316	$10K	<0.01%	-6,872
BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORP	3,456	$10K	<0.01%	0
FREQUENCY THERAPEUTICS INCFREQUENCY THERAPEUTICS INC	560	$10K	<0.01%	new
SOCIETAL CDMO INCSOCIETAL CDMO INC	525	$10K	<0.01%	0
LIBBEY INCLIBBEY INC	7,098	$10K	<0.01%	+1,483
POLYMET MINING CORPPOLYMET MINING CORP	35,747	$10K	<0.01%	-9,000
ENDO INTL PLCENDO INTL PLC	2,161	$10K	<0.01%	-467
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	430	$10K	<0.01%	+5
ETF SER SOLUTIONSETF SER SOLUTIONS	427	$10K	<0.01%	0
QUOTIENT LTDQUOTIENT LTD	1,000	$10K	<0.01%	0
ZYMEWORKS INCZYMEWORKS INC	227	$10K	<0.01%	-1,081
ZOGENIX INC.ZOGENIX INC.	192	$10K	<0.01%	0
QUORUM HEALTH CORPQUORUM HEALTH CORP	10,076	$10K	<0.01%	0
NAVIOS MARITIME ACQUIS CORPNAVIOS MARITIME ACQUIS CORP	1,127	$10K	<0.01%	+1,006
J ALEXANDERS HLDGS INCJ ALEXANDERS HLDGS INC	1,067	$10K	<0.01%	-2
SOUTH JERSEY INDS INCSOUTH JERSEY INDS INC	200	$10K	<0.01%	0
NET ELEMENT INCNET ELEMENT INC	3,000	$10K	<0.01%	0
PROSHARES TR ULTSHRT QQQPROSHARES TR ULTSHRT QQQ	430	$10K	<0.01%	-3,952
NFENEW FORTRESS ENERGY INC	546	$9K	<0.01%	0	Timeline
PBIPITNEY BOWES INC	2,168	$9K	<0.01%	-1,319	Timeline
DOOBRP INC	204	$9K	<0.01%	+149	Timeline
AEYEAUDIOEYE INC	1,988	$9K	<0.01%	+400	Timeline
TTMITTM TECHNOLOGIES INC	609	$9K	<0.01%	0	Timeline
JOFJAPAN SMALLER CAPITALIZATION	1,000	$9K	<0.01%	new	Timeline
EPCEDGEWELL PERSONAL CARE CO	306	$9K	<0.01%	0	Timeline
SUPNSUPERNUS PHARMACEUTICALS	367	$9K	<0.01%	-688	Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	310	$9K	<0.01%	+78
DGTSPDR SERIES TRUST	105	$9K	<0.01%	0	Timeline
RGPRESOURCES CONNECTION INC	555	$9K	<0.01%	+482	Timeline
VEDANTA LTDVEDANTA LTD	1,052	$9K	<0.01%	+364
GASLOG LTDGASLOG LTD	921	$9K	<0.01%	-486
TRCTEJON RANCH CO	564	$9K	<0.01%	0	Timeline
EGYVAALCO ENERGY INC	4,000	$9K	<0.01%	new	Timeline
PEBKPEOPLES BANCORP N C INC	275	$9K	<0.01%	0	Timeline
HOFTHOOKER FURNISHINGS CORPORATI	336	$9K	<0.01%	-37	Timeline
AUTLAUTOLUS THERAPEUTICS LTD	700	$9K	<0.01%	new	Timeline
ESGGFLEXSHARES TR	88	$9K	<0.01%	0	Timeline
AUBNAUBURN NATL BANCORP	179	$9K	<0.01%	0	Timeline
GFNEW GERMANY FD INC	597	$9K	<0.01%	0	Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	10,000	$9K	<0.01%	0
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN	1,716	$9K	<0.01%	+741
COWEN GROUP INCCOWEN GROUP INC	578	$9K	<0.01%	0
THE STARS GROUP INCTHE STARS GROUP INC	350	$9K	<0.01%	-264
INVESCOINVESCO	360	$9K	<0.01%	new
MESA AIR GROUP INCMESA AIR GROUP INC	1,000	$9K	<0.01%	new
Lee Enterprises IncLee Enterprises Inc	6,000	$9K	<0.01%	0
AKTSQAkoustis Technologies Inc	1,146	$9K	<0.01%	new	Timeline
Proshares Short S&PProshares Short S&P	394	$9K	<0.01%	-252
PLANTRONICS INC NEWPLANTRONICS INC NEW	329	$9K	<0.01%	+68
AGROFRESH SOLUTIONS INCAGROFRESH SOLUTIONS INC	3,400	$9K	<0.01%	0
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	2,653	$9K	<0.01%	-105
CVR Partners, LPCVR Partners, LP	2,873	$9K	<0.01%	+8
SIFY TECHNOLOGIES LTDSIFY TECHNOLOGIES LTD	6,935	$9K	<0.01%	0
MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INC	4,000	$9K	<0.01%	0
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC	175	$9K	<0.01%	0
RA PHARMACEUTICALS INCRA PHARMACEUTICALS INC	184	$9K	<0.01%	-13
REALITY SHS ETF TRREALITY SHS ETF TR	225	$9K	<0.01%	0
THRMGENTHERM INC	191	$8K	<0.01%	-251	Timeline
OFSOFS CAP CORP	700	$8K	<0.01%	0	Timeline
OAKTREE STRATEGIC INCOME COROAKTREE STRATEGIC INCOME COR	1,000	$8K	<0.01%	0
FIDFIRST TR EXCHANGE TRADED FD	456	$8K	<0.01%	+6	Timeline
URBNURBAN OUTFITTERS INC	260	$8K	<0.01%	-479	Timeline
RDWRRADWARE LTD	323	$8K	<0.01%	+46	Timeline
ATLCATLANTICUS HOLDINGS CORP	940	$8K	<0.01%	0	Timeline
PSCIINVESCO EXCH TRADED FD TR II	119	$8K	<0.01%	-98	Timeline
EQWLINVESCO EXCHANGE TRADED FD T	126	$8K	<0.01%	0	Timeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INC	257	$8K	<0.01%	-146
PZGPARAMOUNT GOLD NEV CORP	11,311	$8K	<0.01%	0	Timeline
IVOLKRANESHARES TRUST	300	$8K	<0.01%	new	Timeline
SPXEPROSHARES TR	114	$8K	<0.01%	0	Timeline
IDHQINVESCO EXCH TRADED FD TR II	320	$8K	<0.01%	-1,517	Timeline
EPR PPTYSEPR PPTYS	250	$8K	<0.01%	0
LSAKLESAKA TECHNOLOGIES INC	2,191	$8K	<0.01%	+481	Timeline
ASEAGLOBAL X FDS	525	$8K	<0.01%	0	Timeline
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	750	$8K	<0.01%	0
CHICOS FAS INCCHICOS FAS INC	2,130	$8K	<0.01%	-59
OMNOVA SOLUTIONS INCOMNOVA SOLUTIONS INC	798	$8K	<0.01%	0
INVESCOINVESCO	310	$8K	<0.01%	new
GLOBALSTAR INCGLOBALSTAR INC	15,060	$8K	<0.01%	0
LAKELAND BANCORP INCLAKELAND BANCORP INC	495	$8K	<0.01%	0
WIDEOPENWEST INCWIDEOPENWEST INC	1,040	$8K	<0.01%	+800
EVO PMTS INCEVO PMTS INC	297	$8K	<0.01%	+52
TTOOTTOO	7,100	$8K	<0.01%	-9,200
QEP RESOURCES INCQEP RESOURCES INC	1,917	$8K	<0.01%	-1,800
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	2,525	$8K	<0.01%	0
ENERGOUS CORPENERGOUS CORP	4,340	$8K	<0.01%	+1,750
ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INC	2,300	$8K	<0.01%	0
CLAYMORE CEF GS ETFCLAYMORE CEF GS ETF	524	$8K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	1,500	$8K	<0.01%	0
INDUSTRIAS BACHOCO S A B DEINDUSTRIAS BACHOCO S A B DE	150	$8K	<0.01%	+114
VERMILLION INCVERMILLION INC	10,000	$8K	<0.01%	0
ARDAGH GROUP S AARDAGH GROUP S A	442	$8K	<0.01%	-181
SUPERIOR DRILLING PRODS INCSUPERIOR DRILLING PRODS INC	9,600	$8K	<0.01%	0
FORTERRA INCFORTERRA INC	650	$8K	<0.01%	-250
EXANTAS CAP CORPEXANTAS CAP CORP	673	$8K	<0.01%	-600
HABIT RESTAURANTS INCHABIT RESTAURANTS INC	800	$8K	<0.01%	-7,336
MERIDIAN BANCORP INC MDMERIDIAN BANCORP INC MD	422	$8K	<0.01%	+5
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	151	$8K	<0.01%	-20
EYEPOINT PHARMACEUTICALS INCEYEPOINT PHARMACEUTICALS INC	5,000	$8K	<0.01%	0
AVITA MEDICAL LTDAVITA MEDICAL LTD	865	$8K	<0.01%	new
HANCOCK JAFFE LABORATORIES IHANCOCK JAFFE LABORATORIES I	14,641	$8K	<0.01%	0
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	375	$8K	<0.01%	0
MSB FINL CORP NEWMSB FINL CORP NEW	455	$8K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	325	$8K	<0.01%	0
EWWISHARES INC	156	$7K	<0.01%	-54	Timeline
AVXLANAVEX LIFE SCIENCES CORP	2,700	$7K	<0.01%	0	Timeline
CYRXCRYOPORT INC	395	$7K	<0.01%	-5,124	Timeline
WTSWATTS WATER TECHNOLOGIES INC	68	$7K	<0.01%	0	Timeline
PDDPDD HOLDINGS INC	183	$7K	<0.01%	-41,105	Timeline
CWHCAMPING WORLD HLDGS INC	430	$7K	<0.01%	-1,897	Timeline
RVLVREVOLVE GROUP INC	375	$7K	<0.01%	+111	Timeline
RMAXRE/MAX HLDGS INC	190	$7K	<0.01%	0	Timeline
GNWGENWORTH FINL INC	1,486	$7K	<0.01%	-7,955	Timeline
OPKOPKO HEALTH INC	4,823	$7K	<0.01%	-24,845	Timeline
SPGMSPDR INDEX SHS FDS	152	$7K	<0.01%	+36	Timeline
ECPGENCORE CAP GROUP INC	184	$7K	<0.01%	+169	Timeline
COPXGLOBAL X FDS	329	$7K	<0.01%	+196	Timeline
PDC ENERGY INCPDC ENERGY INC	251	$7K	<0.01%	-19
RRGBRED ROBIN GOURMET BURGERS IN	200	$7K	<0.01%	new	Timeline
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	85	$7K	<0.01%	-207
LEUCENTRUS ENERGY CORP	1,000	$7K	<0.01%	0	Timeline
PAMPAMPA ENERGIA SA	438	$7K	<0.01%	0	Timeline
TEOTELECOM ARGENTINA SA	617	$7K	<0.01%	-47	Timeline
EPMEVOLUTION PETE CORP	1,200	$7K	<0.01%	0	Timeline
AIOTPOWERFLEET INC	1,069	$7K	<0.01%	new	Timeline
THFFFIRST FINANCIAL CORPORATION	155	$7K	<0.01%	0	Timeline
CACCAMDEN NATL CORP	143	$7K	<0.01%	0	Timeline
JOUTJOHNSON OUTDOORS INC	85	$7K	<0.01%	-213	Timeline
RCKYROCKY BRANDS INC	250	$7K	<0.01%	-500	Timeline
LXFRLUXFER HLDGS PLC	390	$7K	<0.01%	0	Timeline
CGENCOMPUGEN LTD	1,259	$7K	<0.01%	0	Timeline
VFMFVANGUARD WELLINGTON FD	80	$7K	<0.01%	0	Timeline
SGUSTAR GROUP LP	726	$7K	<0.01%	0	Timeline
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	2,062	$7K	<0.01%	-112
GUANGSHEN RAILWAY CO LTD-ADRGUANGSHEN RAILWAY CO LTD-ADR	423	$7K	<0.01%	-103
NATUS MEDICAL INCNATUS MEDICAL INC	200	$7K	<0.01%	0
GGZGABELLI GLOBAL SMALL & MID C	600	$7K	<0.01%	+443	Timeline
EWOISHARES INC	320	$7K	<0.01%	0	Timeline
GRFEAGLE CAP GROWTH FD INC	884	$7K	<0.01%	-1,944	Timeline
GHGGREENTREE HOSPITALITY GROUP	672	$7K	<0.01%	+41	Timeline
TELENAV INCTELENAV INC	1,500	$7K	<0.01%	0
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTD	10,000	$7K	<0.01%	+4,000
ENOVIS CORPENOVIS CORP	207	$7K	<0.01%	0
CURO GROUP HOLDINGS CORPCURO GROUP HOLDINGS CORP	600	$7K	<0.01%	new
SALMSALEM MEDIA GROUP INC CLASS A	4,500	$7K	<0.01%	0	Timeline
IMAC HLDGS INCIMAC HLDGS INC	4,800	$7K	<0.01%	0
LATAM AIRLS GROUP S ALATAM AIRLS GROUP S A	669	$7K	<0.01%	+52
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEW	150	$7K	<0.01%	-500
TWO RIV BANCORPTWO RIV BANCORP	315	$7K	<0.01%	0
FIRST TRUSTFIRST TRUST	300	$7K	<0.01%	0
ADVISORSHARES TRADVISORSHARES TR	254	$7K	<0.01%	-365
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY	260	$7K	<0.01%	0
DRTTFDIRTT ENVIRONMENTAL SOLUTIONS	2,225	$7K	<0.01%	new	Timeline
TALEND S ATALEND S A	177	$7K	<0.01%	0
COREPOINT LODGING INCCOREPOINT LODGING INC	628	$7K	<0.01%	+266
CLEARBRIDGE ALL CAP GROWTH…CLEARBRIDGE ALL CAP GROWTH ESG	211	$7K	<0.01%	new
NANTKWEST INCNANTKWEST INC	1,803	$7K	<0.01%	+1,188
KINDRED BIOSCIENCES INC COMKINDRED BIOSCIENCES INC COM	800	$7K	<0.01%	new
AKERNA CORPAKERNA CORP	750	$7K	<0.01%	+300
SEMPRA ENERGYSEMPRA ENERGY	60	$7K	<0.01%	0
SALARIUS PHARMACEUTICALS INCSALARIUS PHARMACEUTICALS INC	1,900	$7K	<0.01%	0
IGROISHARES TR	100	$6K	<0.01%	0	Timeline
ELFE L F BEAUTY INC	375	$6K	<0.01%	-6,876	Timeline
PLCECHILDRENS PL INC NEW	101	$6K	<0.01%	-307	Timeline
KROKRONOS WORLDWIDE INC	451	$6K	<0.01%	-4,500	Timeline
KURAKURA ONCOLOGY INC	478	$6K	<0.01%	0	Timeline
ITRNITURAN LOCATION AND CONTROL	250	$6K	<0.01%	-100	Timeline
ADPTADAPTIVE BIOTECHNOLOGIES COR	183	$6K	<0.01%	-156	Timeline
SIGASIGA TECHNOLOGIES INC	1,342	$6K	<0.01%	0	Timeline
CIOCITY OFFICE REIT INC	437	$6K	<0.01%	0	Timeline
DDWMWISDOMTREE TR	197	$6K	<0.01%	0	Timeline
AGXARGAN INC	138	$6K	<0.01%	0	Timeline
DGIIDIGI INTL INC	335	$6K	<0.01%	new	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 121. All 121

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	30	$470K	+3
ROKU INCROKU INC PUT	put	90	$91K	+71
UNITED STS NAT GAS FD LPUNITED STS NAT GAS FD LP COM	call	200	$89K	new
MPLX LPMPLX LP COM UNIT REP LTD	call	1,760	$83K	new
META PLATFORMS INCMETA PLATFORMS INC CALL	call	9	$76K	-47
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	248	$74K	+120
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALL	call	110	$62K	+40
BOEING COBOEING CO CALL	call	69	$51K	+1
MICROSOFT CORPMICROSOFT CORP CALL	call	8	$47K	0
CVS HEALTH CORPCVS HEALTH CORP PUT	put	263	$44K	+169
BAIDU INCBAIDU INC PUT	put	86	$36K	new
GENERAL ELECTRIC COGENERAL ELECTRIC CO COM	call	120	$28K	0
BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COM	put	111	$23K	new
MPLX LPMPLX LP COM UNIT REP LTD	put	394	$21K	new
MARATHON PETE CORPMARATHON PETE CORP PUT	put	65	$16K	+42
APPLE INCAPPLE INC PUT	put	39	$14K	+37
BANK OF AMER CORPBANK OF AMER CORP PUT	put	298	$12K	+210
WELLS FARGO & COWELLS FARGO & CO CALL	put	188	$12K	+162
INVESCO QQQ TRINVESCO QQQ TR PUT	put	39	$11K	new
ISHARES TRISHARES TR PUT	put	76	$11K	new
BERKSHIRE HATHAWAY INC DELBERKSHIRE HATHAWAY INC DEL PUT	put	19	$11K	new
BEYOND MEAT INCBEYOND MEAT INC COM	call	10	$10K	new
OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUT	put	187	$9K	+173
PFIZER INCPFIZER INC PUT	put	241	$8K	+240
ENERGY TRANSFER L PENERGY TRANSFER L P PUT	put	715	$8K	new
NETFLIX INC.NETFLIX INC. CALL	call	2	$8K	0
BLOCK INCBLOCK INC CALL	call	30	$7K	+20
BOEING COBOEING CO PUT	put	2	$7K	new
INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUT	put	24	$7K	+9
FEDEX CORPFEDEX CORP COM	put	6	$7K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD PUT	put	24	$6K	new
ROKU INCROKU INC CALL	call	1	$6K	-10
TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEW	put	73	$6K	+63
BROOKFIELD ASSET MANAGE-CL ABROOKFIELD ASSET MANAGE-CL A COM	put	20	$6K	new
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC COM NEW	call	7	$6K	new
AMAZON COM INCAMAZON COM INC PUT	put	1	$5K	0
NEXTERA ENERGY INCNEXTERA ENERGY INC PUT	put	9	$5K	+3
DISNEY WALT CODISNEY WALT CO COM	call	1	$5K	0
GENERAL MTRS COGENERAL MTRS CO PUT	put	400	$4K	new
PEPSICO INCPEPSICO INC PUT	put	14	$4K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	8	$4K	+7
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	call	180	$4K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	1	$3K	-67
VEECO INSTRS INC DELVEECO INSTRS INC DEL COM	call	15	$3K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	call	400	$3K	new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND COM	put	500	$3K	new
ISHARES TRISHARES TR PUT	put	17	$2K	+14
EXXON MOBIL CORPEXXON MOBIL CORP CALL	put	14	$2K	+8
COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALL	put	3	$2K	0
DISNEY WALT CODISNEY WALT CO PUT	put	5	$2K	new
HALLIBURTON COHALLIBURTON CO PUT	put	25	$2K	new
EOG RES INCEOG RES INC PUT	put	10	$2K	new
CVS HEALTH CORPCVS HEALTH CORP CALL	call	1	$2K	0
DROPBOX INCDROPBOX INC CL A	call	20	$2K	0
VALERO ENERGY CORPVALERO ENERGY CORP COM	put	5	$2K	new
ABBVIE INCABBVIE INC COM	put	6	$2K	0
METLIFE INCMETLIFE INC PUT	put	10	$1K	new
META PLATFORMS INCMETA PLATFORMS INC PUT	put	2	$1K	new
UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC PUT	put	2	$1K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC Option	put	5	$1K	new
JOHNSON & JOHNSONJOHNSON & JOHNSON Option	put	3	$1K	new
BLOCK INCBLOCK INC PUT	put	2	$1K	new
ALTRIA GROUP INCALTRIA GROUP INC PUT	put	3	$1K	0
BLACKSTONE INCBLACKSTONE INC PUT	put	8	$1K	-2
CISCO SYS INCCISCO SYS INC PUT	put	5	$1K	new
EMERSON ELEC COEMERSON ELEC CO PUT	put	2	$1K	new
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY PUT	put	2	$1K	new
WALMART INCWALMART INC PUT	put	40	$1K	new
THE CIGNA GROUPTHE CIGNA GROUP COM	put	6	$1K	new
BIOGEN INCBIOGEN INC COM	put	1	$1K	new
WP CAREY INCWP CAREY INC COM	put	8	$1K	new
BANK OF NY MELLON CORPBANK OF NY MELLON CORP COM	put	10	$1K	new
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	put	12	$1K	new
PLAINS ALL AMERN PIPELINE LPLAINS ALL AMERN PIPELINE L UNIT LTD PARTN	put	20	$1K	new
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COM	put	10	$1K	+3
ENERGY TRANSFER L PENERGY TRANSFER L P COM UT LTD PTN	call	20	$1K	new
VANGUARD WORLD FDVANGUARD WORLD FD PUT	put	3	$1K	new
BROOKFIELD INFRASTRUCTURE PABROOKFIELD INFRASTRUCTURE PA PUT	put	6	$1K	new
CHART INDS INCCHART INDS INC PUT	put	9	$1K	-22
VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETF	put	8	$1K	+6
VANGUARD INDEX FDSVANGUARD INDEX FDS SML CP GRW ETF	put	4	$1K	new
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM	put	5	$1K	new
CERNER CORPCERNER CORP COM	put	21	$1K	0
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	put	155	$1K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	put	40	$1K	-60
UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COM	put	35	$1K	+27
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II PUT	put	3	$1K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	5	$1K	new
CITIGROUP INCCITIGROUP INC PUT	put	5	$0	0
TESLA INCTESLA INC PUT	put	1	$0	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUT	put	3	$0	0
PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUT	put	3	$0	0
BAIDU INCBAIDU INC CALL	call	10	$0	new
HALLIBURTON COHALLIBURTON CO CALL	call	2	$0	0
CHEVRON CORPORATIONCHEVRON CORPORATION CALL	put	1	$0	new
NUTANIX INCNUTANIX INC CALL	call	10	$0	new
QUALCOMM INCQUALCOMM INC PUT	put	1	$0	new
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT	put	1	$0	new
ABBOTT LABORATORIESABBOTT LABORATORIES PUT	put	1	$0	new
HOME DEPOT INCHOME DEPOT INC PUT	put	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	100	$70K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	32	$23K	0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND	principal	21	$21K	-32
NEMNEM 0.00% 10/30/2023	principal	18	$21K	-44
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$20K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	17	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	16	$19K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	14	$18K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	3	$17K	0
TWITTER INCTWITTER INC NOTE 0.250% 6/1	principal	17	$16K	-25
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	17	$16K	-39
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	15	$16K	0
SPLUNK INCSPLUNK INC BOND	principal	13	$16K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	11	$16K	0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	17	$16K	-41
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	16	$16K	-48
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$15K	0
RHRH BOND	principal	12	$15K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	14	$15K	-48
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0	principal	13	$14K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	11	$14K	0
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	10	$14K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	10	$14K	-9
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	13	$13K	0
WORKDAY INCWORKDAY INC NOTE 0.250%10/0	principal	10	$13K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$12K	0
ENVESTNET INCENVESTNET INC BOND	principal	10	$12K	new
BLOCK INCBLOCK INC NOTE 0.500% 5/1	principal	10	$11K	0
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1	principal	10	$11K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	5	$11K	0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1	principal	8	$11K	0
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0	principal	10	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND	principal	11	$10K	-33
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	10	$10K	0
TESLA INCTESLA INC NOTE 2.000% 5/1	principal	6	$9K	0
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0	principal	8	$9K	0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	8	$8K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1	principal	6	$7K	0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$7K	-24
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0	principal	6	$7K	0
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0	principal	7	$7K	-30
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	7	$7K	0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	5	$6K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	3	$6K	0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1	principal	6	$6K	0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0	principal	6	$6K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$6K	0
ZENDESK INCZENDESK INC NOTE 0.250% 3/1	principal	4	$5K	0
TWILIO INCTWILIO INC NOTE 0.250% 6/0	principal	3	$5K	new
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	4	$5K	0
II VI INCII VI INC NOTE 0.250% 9/0	principal	5	$5K	-38
REPLIGEN CORPREPLIGEN CORP BOND	principal	5	$5K	0
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3	principal	5	$5K	0
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1	principal	3	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
DEXCOM INCDEXCOM INC NOTE 0.750%12/0	principal	3	$4K	new
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$4K	0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1	principal	3	$3K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$2K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	1	$1K	-54
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 259. All 259

Security	Shares before	Value before	Type
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	247,233	$5.21M	shares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	270,345	$4.81M	shares
CELGENE CORPCELGENE CORP	45,514	$4.52M	shares
BB & T CORPBB & T CORP	78,902	$4.21M	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	40,709	$2.8M	shares
HCP INCHCP INC	51,479	$1.83M	shares
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	57,475	$1.38M	shares
CBS CORP NEWCBS CORP NEW	32,168	$1.3M	shares
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	131,108	$1.19M	shares
Natixis Loomis Sayles Short…Natixis Loomis Sayles Short Durat…	27,232	$688K	shares
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC	19,469	$485K	shares
FQF TRFQF TR	20,386	$483K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	21,232	$469K	shares
VIACOM INCVIACOM INC	19,261	$462K	shares
SYMANTEC CORPSYMANTEC CORP	18,765	$445K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	23,360	$421K	shares
Ishares Ibonds DecIshares Ibonds Dec	15,008	$373K	shares
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	31,785	$357K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	8,000	$353K	shares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	24,792	$349K	shares
DBX ETF TRDBX ETF TR	8,276	$276K	shares
GENESEE & WYOMING INCGENESEE & WYOMING INC	2,458	$271K	shares
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	3,543	$248K	shares
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000	11,541	$225K	shares
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000	10,387	$224K	shares
VERSUM MATLS INCVERSUM MATLS INC	4,113	$217K	shares
ALTABA INCALTABA INC	8,842	$173K	shares
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	10,000	$161K	shares
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	6,085	$161K	shares
RRBIRED RIVER BANCSHARES INC	3,524	$153K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,597	$148K	shares
CAMBRIA ETF TR CORE EQUITYCAMBRIA ETF TR CORE EQUITY	5,088	$139K	shares
OSBCOLD SECOND BANCORP INC DEL	11,157	$136K	shares
CTRIP COM INTL LTDCTRIP COM INTL LTD	4,647	$135K	shares
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	10,030	$135K	shares
PBFSPIONEER BANCORP INC MD	10,000	$125K	shares
NANOMETRICSNANOMETRICS	3,757	$123K	shares
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	13,530	$116K	shares
AIQGLOBAL X FDS	7,007	$112K	shares
NULLNULL	4,195	$110K	shares
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS	4,012	$102K	shares
TRANSENTERIX INCTRANSENTERIX INC	160,622	$99K	shares
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	1,394	$95K	shares
DBJPDBX ETF TR	2,027	$81K	shares
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	1,709	$77K	shares
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	802	$73K	shares
TUESDAY MORNING CORPTUESDAY MORNING CORP	44,300	$70K	shares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	3,240	$64K	shares
PZTINVESCO EXCH TRADED FD TR II	2,401	$61K	shares
FINISAR CORPFINISAR CORP	57	$57K	principal
CIMPRESS N VCIMPRESS N V	422	$57K	shares
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME	5,800	$54K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	5,000	$54K	shares
US ECOLOGY INC COMUS ECOLOGY INC COM	828	$53K	shares
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC	52	$53K	principal
BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A	11,948	$52K	shares
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023	45	$50K	principal
BSRRSIERRA BANCORP	1,800	$48K	shares
DBX ETF TRDBX ETF TR	1,813	$42K	shares
YY INC. ADRYY INC. ADR	735	$41K	shares
CARBONITE INCCARBONITE INC	2,545	$40K	shares
O-I GLASS, INC.O-I GLASS, INC.	3,937	$40K	shares
PACIRA BIOSCIENCESPACIRA BIOSCIENCES	41	$40K	principal
FQF TR AGFIQFQF TR AGFIQ	1,654	$40K	shares
BF-ABROWN FORMAN CORP	630	$38K	shares
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP	5,000	$38K	shares
DBX ETF TRDBX ETF TR	689	$37K	shares
MFA FINL INCMFA FINL INC	35	$36K	principal
PIMCO ETF TRPIMCO ETF TR	715	$36K	shares
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	3,847	$35K	shares
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	1,244	$35K	shares
KEANE GROUP INCKEANE GROUP INC	5,705	$34K	shares
HALLMARK FINL SERVICES INCHALLMARK FINL SERVICES INC	1,785	$34K	shares
VANECK EGYPT INDEX ETFVANECK EGYPT INDEX ETF	1,000	$31K	shares
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	2,158	$29K	shares
CHEMOCENTRYX INCCHEMOCENTRYX INC	3,920	$27K	shares
TCXTUCOWS INC	500	$27K	shares
NATRNATURES SUNSHINE PRODS INC	3,200	$27K	shares
QUALCOMM INCQUALCOMM INC	30	$27K	call
SILVERBOW RES INCSILVERBOW RES INC	2,700	$26K	shares
CAMBREX CORPCAMBREX CORP	449	$26K	shares
SOTHEBYSSOTHEBYS	439	$25K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,500	$24K	shares
SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING	23	$24K	principal
ARGTGLOBAL X FDS	1,000	$23K	shares
KARSKRANESHARES TRUST	1,098	$23K	shares
DEAN FOODS CO NEWDEAN FOODS CO NEW	20,138	$23K	shares
GAIAGAIA INC NEW	3,000	$20K	shares
PROVPROVIDENT FINL HLDGS INC	942	$20K	shares
JAKKS PACIFIC INCJAKKS PACIFIC INC	22,455	$19K	shares
CMCOCOLUMBUS MCKINNON CORP N Y	486	$18K	shares
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	1,019	$18K	shares
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	950	$18K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	595	$18K	shares
DBX ETF TRDBX ETF TR	340	$18K	shares
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP	4,000	$17K	shares
DDLSWISDOMTREE TR	567	$17K	shares
STAGE STORES INCSTAGE STORES INC	8,036	$15K	shares
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR	2,900	$15K	shares
MORGAN STANLEYMORGAN STANLEY	40	$14K	call

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	base		2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

Filing	Subject	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	Quarter ended 2019-12-31	2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC
13F-HR 0001681115-19-000015	Quarter ended 2019-09-30	2019-11-13	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC
13F-HR 0001681115-19-000009	Quarter ended 2019-06-30	2019-07-31	acceptance time not in the bulk data set	2026-10-07 18:55:43 UTC
13F-HR 0001681115-19-000003	Quarter ended 2019-03-31	2019-05-09	acceptance time not in the bulk data set	2026-10-07 18:56:23 UTC
13F-HR 0001681115-19-000001	Quarter ended 2018-12-31	2019-02-11	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC
13F-HR 0001681115-18-000009	Quarter ended 2018-09-30	2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC
13F-HR 0001681115-18-000008	Quarter ended 2018-06-30	2018-08-13	acceptance time not in the bulk data set	2026-10-07 19:04:44 UTC
13F-HR 0001681115-18-000006	Quarter ended 2018-03-31	2018-05-15	acceptance time not in the bulk data set	2026-10-07 19:05:42 UTC
13F-HR 0001681115-18-000001	Quarter ended 2017-12-31	2018-02-14	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC
13F-HR 0001681115-17-000014	Quarter ended 2017-09-30	2017-11-06	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000013	Quarter ended 2017-06-30	2017-11-03	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000010	Quarter ended 2016-09-30	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000012	Quarter ended 2017-03-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000011	Quarter ended 2016-12-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR 0001681115-17-000009	Quarter ended 2017-06-30	2017-08-11	acceptance time not in the bulk data set	2026-10-07 19:08:39 UTC
13F-HR 0001681115-17-000008	Quarter ended 2017-03-31	2017-05-15	acceptance time not in the bulk data set	2026-10-07 19:09:43 UTC
13F-HR 0001681115-17-000001	Quarter ended 2016-12-31	2017-01-31	acceptance time not in the bulk data set	2026-10-07 19:10:24 UTC
13F-HR 0001681115-16-000009	Quarter ended 2016-09-30	2016-11-09	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC
13F-HR 0001681115-16-000003	Quarter ended 2016-06-30	2016-08-12	acceptance time not in the bulk data set	2026-10-07 19:12:22 UTC