Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $9,917,819,000 across 5,256 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 19.04% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001681115-18-000009

Period: 2018-09-30
Reported value: $9.92B
Holdings: 5,256
Top 10 weight: 19.04%
New: 420
Sold out: 236

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+409,036	$109M
IVVadded	+316,290	$92.6M
USMVadded	+1,442,422	$82.3M
IVWadded	+387,612	$68.7M
VEAadded	+1,295,308	$56.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IWNreduced	-370,616	-$49.3M
SPSBreduced	-615,803	-$18.6M
DIAreduced	-38,104	-$10.1M
BWXreduced	-336,447	-$9.22M
HYDreduced	-249,792	-$7.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001681115-18-000009, largest first. % of portfolio is the value over $9,917,415,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
LDURPIMCO ETF TR	9,690	$966K	0.01%	-4,198	Timeline
WESTROCK COWESTROCK CO	18,085	$965K	0.01%	+2,946
HLTHILTON WORLDWIDE HLDGS INC	11,932	$963K	0.01%	+2,713	Timeline
USALIBERTY ALL STAR EQUITY FD	141,026	$961K	0.01%	+35,575	Timeline
EESWISDOMTREE TR	24,066	$959K	0.01%	+1,860	Timeline
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	16,965	$958K	0.01%	+4,642
JSMDJANUS DETROIT STR TR	20,765	$957K	0.01%	+274	Timeline
IOOISHARES TR	19,537	$954K	0.01%	+815	Timeline
LNTALLIANT ENERGY CORP	22,296	$952K	0.01%	+6,741	Timeline
BTTBLACKROCK MUN TARGET TERM TR	45,942	$952K	0.01%	-2,381	Timeline
DECKDECKERS OUTDOOR CORP	8,027	$951K	0.01%	+3,288	Timeline
CYRUSONE INCCYRUSONE INC	15,002	$951K	0.01%	+5,725
EUSAISHARES INC	16,101	$950K	0.01%	-4,055	Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDEND	108,288	$950K	0.01%	+3,166	Timeline
HUNHUNTSMAN CORP	34,854	$949K	0.01%	+4,380	Timeline
QLYSQUALYS INC	10,629	$947K	0.01%	+2,864	Timeline
CFCF INDUSTRIES HOLD	17,422	$947K	0.01%	+1,694	Timeline
SNPSSYNOPSYS INC	9,594	$947K	0.01%	+4,844	Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	14,253	$945K	0.01%	+11,642	Timeline
SNNSMITH & NEPHEW PLC	25,454	$944K	0.01%	+5,840	Timeline
ODFLOLD DOMINION FREIGHT LINE IN	5,853	$943K	0.01%	+2,856	Timeline
XGDVXGABELLI DIVID & INCOME TR	39,431	$942K	0.01%	+4,380	Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	31,396	$942K	0.01%	+8,874
YUMCYUM CHINA HLDGS INC	26,746	$939K	0.01%	+3,033	Timeline
ACWXISHARES TR	19,664	$937K	0.01%	+6,668	Timeline
VMCVULCAN MATLS CO	8,426	$937K	0.01%	+2,611	Timeline
FRCBFIRST REP BK SAN FRANCISCO CAL	9,763	$937K	0.01%	+4,420	Timeline
HRBBLOCK H & R INC	36,307	$934K	0.01%	+10,507	Timeline
SEICSEI INVTS CO	15,280	$934K	0.01%	+1,645	Timeline
VYMIVANGUARD WHITEHALL FDS	14,828	$932K	0.01%	-355	Timeline
BSTBLACKROCK SCIENCE & TECHNOLO	26,262	$932K	0.01%	-4,725	Timeline
CINFCINCINNATI FINL CORP	12,132	$931K	0.01%	+1,956	Timeline
VRPINVESCO EXCH TRADED FD TR II	37,345	$930K	0.01%	+3,478	Timeline
SPRSPIRIT AEROSYSTEMS HLDGS INC	10,108	$927K	0.01%	+7,755	Timeline
MASMASCO CORP	25,254	$925K	0.01%	+6,585	Timeline
DBX ETF TRDBX ETF TR	28,417	$925K	0.01%	-2,097
ROPROPER TECHNOLOGIES INC	3,118	$923K	0.01%	+1,248	Timeline
GRAMERCY PPTY TRGRAMERCY PPTY TR	33,600	$923K	0.01%	+13,336
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	37,983	$922K	0.01%	+1,999
NAZNUVEEN ARIZONA QLTY MUN INC	78,539	$919K	0.01%	+11,665	Timeline
XSVMINVESCO EXCHANGE TRADED FD T	28,311	$918K	0.01%	+7,482	Timeline
HIIHUNTINGTON INGALLS INDS INC	3,579	$917K	0.01%	+1,972	Timeline
AAGILENT TECHNOLOGIES INC	12,952	$914K	0.01%	+6,260	Timeline
ATIATI INC	30,926	$914K	0.01%	+2,463	Timeline
MGAMAGNA INTL INC	17,370	$913K	0.01%	+8,301	Timeline
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	18,626	$912K	0.01%	+2,012
BLACK KNIGHT INC COMBLACK KNIGHT INC COM	17,540	$912K	0.01%	+1,300
XIGDXVOYA GLBL EQTY DIV & PREM OP	124,300	$911K	0.01%	-7,744	Timeline
EWCISHARES INC	31,595	$911K	0.01%	+3,816	Timeline
SSOPROSHARES TR	7,132	$910K	0.01%	+4,257	Timeline
IGLBISHARES TR	15,603	$910K	0.01%	+2,763	Timeline
STEWSRH TOTAL RETURN FUND INC	81,095	$909K	0.01%	+7,534	Timeline
ALPS ETF TRALPS ETF TR	27,369	$908K	0.01%	+22
MSDMORGAN STANLEY EMKT DBT FD I	104,661	$907K	0.01%	+38,943	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	32,214	$907K	0.01%	+7,649
FFAFIRST TR ENHANCED EQUITY	56,570	$905K	0.01%	+5,072	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	16,095	$904K	0.01%	+3,305	Timeline
NFGNATIONAL FUEL GAS CO	16,111	$904K	0.01%	+1,681	Timeline
CLFCLEVELAND-CLIFFS INC NEW	71,385	$904K	0.01%	+10,739	Timeline
IGMISHARES TR	4,291	$899K	0.01%	+2,964	Timeline
WPMWHEATON PRECIOUS METALS CORP	51,409	$899K	0.01%	-8,793	Timeline
FLRFLUOR CORP	15,417	$896K	0.01%	+1,841	Timeline
NRKNUVEEN NY AMT FREE	75,203	$895K	0.01%	+170	Timeline
O'Shares FTSE U.S. Quality …O'Shares FTSE U.S. Quality Divid	27,306	$895K	0.01%	+2,176
EOSEATON VANCE ENHANCED EQUITY	50,486	$892K	0.01%	+21,809	Timeline
NVCRNOVOCURE LTD	17,013	$892K	0.01%	+15,775	Timeline
LPXLOUISIANA PAC CORP	33,561	$890K	0.01%	-6,169	Timeline
ISHGISHARES TR	10,945	$890K	0.01%	+10,386	Timeline
PETIQ INCPETIQ INC	22,672	$890K	0.01%	+22,430
TDTORONTO DOMINION BK ONT	14,611	$889K	0.01%	-1,570	Timeline
XMVMINVESCO EXCHANGE TRADED FD T	28,369	$887K	0.01%	+6,223	Timeline
IYGISHARES TR	6,645	$885K	0.01%	+332	Timeline
CSGPCOSTAR GROUP INC	2,098	$883K	0.01%	+197	Timeline
MPWRMONOLITHIC PWR SYS INC	7,012	$881K	0.01%	+1,940	Timeline
DOXAMDOCS LTD	13,341	$880K	0.01%	+2,247	Timeline
GDXVANECK ETF TRUST	47,427	$879K	0.01%	+7,508	Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	76,450	$878K	0.01%	-4,019
GPNGLOBAL PMTS INC	6,886	$876K	0.01%	+1,991	Timeline
DVADAVITA INC	12,213	$875K	0.01%	+2,143	Timeline
MOATVANECK ETF TRUST	18,669	$873K	0.01%	+7,320	Timeline
UBSIUNITED BANKSHARES INC WEST V	23,952	$872K	0.01%	+8,180	Timeline
PRLBPROTO LABS INC	5,401	$872K	0.01%	+1,153	Timeline
RJFRAYMOND JAMES FINL INC	9,461	$871K	0.01%	+3,270	Timeline
CMCANADIAN IMPERIAL BANK OF CO	9,267	$869K	0.01%	+1,153	Timeline
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P	33,377	$868K	0.01%	-202,085
ARKWARK ETF TR	15,050	$867K	0.01%	+2,984	Timeline
UAUNDER ARMOUR INC	44,574	$867K	0.01%	+3,636	Timeline
RQICOHEN & STEERS QUALITY INCOM	70,671	$867K	0.01%	-2,837	Timeline
FIRST TRUSTFIRST TRUST	136,590	$866K	0.01%	+85,719
SMHVANECK ETF TRUST	8,126	$865K	0.01%	+1,295	Timeline
VPLVANGUARD INTL EQUITY INDEX F	12,140	$864K	0.01%	-6,792	Timeline
FAFFIRST AMERN FINL CORP	16,761	$864K	0.01%	+1,962	Timeline
MTNVAIL RESORTS INC	3,143	$863K	0.01%	+190	Timeline
VGMINVESCO TR INVT GRADE MUNS	72,622	$863K	0.01%	-4,500	Timeline
RWOSPDR INDEX SHS FDS	18,073	$861K	0.01%	+3,856	Timeline
TSNTYSON FOODS INC	14,456	$860K	0.01%	-135	Timeline
MGMMGM RESORTS INTERNATIONAL	30,832	$859K	0.01%	+811	Timeline
KTFDWS MUN INCOME TR	81,872	$858K	0.01%	new	Timeline
EVHEVOLENT HEALTH INC	30,159	$856K	0.01%	+7,606	Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	7,554	$855K	0.01%	+40
BXMTBLACKSTONE MORTGAGE TRUST IN	25,447	$853K	0.01%	+784	Timeline
QDFFLEXSHARES TR	17,924	$849K	0.01%	-363	Timeline
LQDHISHARES U S ETF TR	8,741	$849K	0.01%	+2,620	Timeline
NOVTNOVANTA INC	12,377	$846K	0.01%	+1,296	Timeline
AON PLCAON PLC	5,499	$846K	0.01%	+2,177
ZBHZIMMER BIOMET HOLDINGS INC	6,418	$845K	0.01%	+1,527	Timeline
RYAAYRYANAIR HOLDINGS PLC	8,781	$844K	0.01%	+2,166	Timeline
ROBOEXCHANGE TRADED CONCEPTS TRU	20,136	$843K	0.01%	-16,034	Timeline
DTDWISDOMTREE TR	8,760	$842K	0.01%	+2,158	Timeline
ESEVERSOURCE ENERGY	13,668	$840K	0.01%	+3,413	Timeline
RGRSTURM RUGER & CO INC	12,161	$840K	0.01%	+194	Timeline
LWLAMB WESTON HLDGS INC	12,600	$839K	0.01%	+3,694	Timeline
PNQIINVESCO EXCHANGE TRADED FD T	6,223	$839K	0.01%	-1,241	Timeline
AADRADVISORSHARES TR	15,575	$837K	0.01%	-11,812	Timeline
HPIHANCOCK JOHN PFD INCOME FD	37,834	$832K	0.01%	-2,049	Timeline
FIDUFIDELITY COVINGTON TRUST	20,723	$832K	0.01%	+2,955	Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWAR	6,003	$829K	0.01%	+1,377	Timeline
CARGCARGURUS INC	14,865	$828K	0.01%	new	Timeline
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	17,140	$825K	0.01%	+8,444
IWCISHARES TR	7,747	$823K	0.01%	+4,099	Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	32,666	$823K	0.01%	-658
IYYISHARES TR	5,629	$819K	0.01%	+2,175	Timeline
DIVGLOBAL X FDS	32,329	$817K	0.01%	+1,643	Timeline
CNOOC LIMITEDCNOOC LIMITED	4,113	$812K	0.01%	-663
GNTXGENTEX CORP	37,750	$811K	0.01%	+4,911	Timeline
VAWVANGUARD WORLD FD	6,142	$807K	0.01%	+27	Timeline
FTNTFORTINET INC	8,736	$807K	0.01%	+4,651	Timeline
BROBROWN & BROWN INC	27,246	$806K	0.01%	-1,092	Timeline
UNION BANKSHARES CORPUNION BANKSHARES CORP	20,897	$805K	0.01%	+2,067
SCHESCHWAB STRATEGIC TR	31,211	$802K	0.01%	-3,789	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	126,589	$799K	0.01%	-7,357
AIZASSURANT INC	7,405	$798K	0.01%	+1,538	Timeline
CPTCAMDEN PPTY TR	8,515	$797K	0.01%	+2,264	Timeline
BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DEL	10,953	$797K	0.01%	+8,920
DXCMDEXCOM INC	5,555	$795K	0.01%	-149	Timeline
FJPFIRST TR EXCH TRD ALPHDX FD	13,791	$795K	0.01%	+1,319	Timeline
NXDTNEXPOINT DIVERSIFIED REL ET	35,464	$794K	0.01%	+17,652	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	85,487	$792K	0.01%	+11,809	Timeline
EPIWISDOMTREE TR	32,867	$792K	0.01%	+4,698	Timeline
CHDCHURCH & DWIGHT CO INC	13,296	$789K	0.01%	+4,966	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	32,428	$789K	0.01%	+2,820
ENTGENTEGRIS INC	27,136	$785K	0.01%	+4,524	Timeline
HYTBLACKROCK CORPOR HI YLD FD I	74,353	$781K	0.01%	+5,626	Timeline
RZVINVESCO EXCHANGE TRADED FD T	10,122	$781K	0.01%	+9,674	Timeline
BABINVESCO EXCH TRADED FD TR II	26,781	$779K	0.01%	-50,574	Timeline
QLDPROSHARES TR	7,736	$779K	0.01%	+7,200	Timeline
XLGINVESCO EXCHANGE TRADED FD T	3,716	$777K	0.01%	+100	Timeline
DSIISHARES TR	7,268	$776K	0.01%	-785	Timeline
SANBANCO SANTANDER SA	155,028	$776K	0.01%	-15,010	Timeline
TRITON INTL LTDTRITON INTL LTD	23,333	$776K	0.01%	+5,205
AIAISHARES TR	12,392	$775K	0.01%	-20,966	Timeline
ETXEATON VANCE MUN INCOME TERM	39,708	$775K	0.01%	+300	Timeline
XBKNXBLACKROCK INVEST QLTY MUNI	58,286	$774K	0.01%	+1,613	Timeline
VCVINVESCO CALIF VALUE MUN INCO	66,136	$774K	0.01%	+100	Timeline
HSTHOST HOTELS & RESORTS INC	36,682	$773K	0.01%	+5,403	Timeline
HSICSCHEIN HENRY INC	9,088	$773K	0.01%	+3,202	Timeline
INTELSAT S AINTELSAT S A	25,725	$771K	0.01%	+9,212
TYLTYLER TECHNOLOGIES INC	3,139	$770K	0.01%	+852	Timeline
RYROYAL BK CDA	9,547	$767K	0.01%	+2,269	Timeline
CGNXCOGNEX CORP	13,745	$767K	0.01%	+5,963	Timeline
STAASTAAR SURGICAL CO	15,935	$766K	0.01%	+14,385	Timeline
MNSTMONSTER BEVERAGE CORP NEW	13,157	$766K	0.01%	+4,123	Timeline
FNDFLOOR & DECOR HLDGS INC	25,380	$765K	0.01%	+8,633	Timeline
DOVDOVER CORP	8,625	$763K	0.01%	+504	Timeline
MDPEDIATRIX MEDICAL GROUP INC	16,348	$763K	0.01%	+5,634	Timeline
SENDGRID INCSENDGRID INC	20,731	$763K	0.01%	new
BXPBXP INC	6,194	$762K	0.01%	+1,869	Timeline
BHPBHP BILLITON LIMITED	15,261	$761K	0.01%	+688	Timeline
VIGIVANGUARD WHITEHALL FDS	11,799	$760K	0.01%	+3,469	Timeline
RMDRESMED INC	6,576	$759K	0.01%	+2,957	Timeline
MPTMEDICAL PROPERTIES TRUST INC	50,839	$759K	0.01%	+5,111	Timeline
WSMWILLIAMS SONOMA INC	11,513	$758K	0.01%	+4,780	Timeline
VECTOR GROUP LTDVECTOR GROUP LTD	54,999	$758K	0.01%	+10,978
IATISHARES TR	15,455	$758K	0.01%	+3,143	Timeline
GRPMINVESCO EXCHANGE TRADED FD T	11,121	$758K	0.01%	+4,893	Timeline
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	20,868	$757K	0.01%	+1,360
BHP BILLITON- ADRBHP BILLITON- ADR	17,205	$756K	0.01%	+3,763
TFISPDR SERIES TRUST	15,908	$755K	0.01%	+3,313	Timeline
IGFISHARES TR	17,911	$754K	0.01%	-807	Timeline
POOLPOOL CORP	4,522	$754K	0.01%	+1,294	Timeline
HLFHERBALIFE LTD	13,825	$754K	0.01%	-317	Timeline
SCANA CORP NEWSCANA CORP NEW	19,386	$754K	0.01%	+302
RABROOKFIELD REAL ASSETS INCOM	32,655	$753K	0.01%	+7,186	Timeline
GGGGRACO INC	16,242	$752K	0.01%	+3,858	Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	6,879	$751K	0.01%	+688	Timeline
ALRMALARM COM HLDGS INC	13,079	$750K	0.01%	+10,472	Timeline
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD	30,091	$748K	0.01%	-5,387
FEZSPDR INDEX SHS FDS	19,485	$746K	0.01%	-30,425	Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUP	2,400	$745K	0.01%	+831
ISCFISHARES TR	23,645	$742K	0.01%	-2,080	Timeline
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001	390,158	$741K	0.01%	+390,148
HIGHARTFORD INSURANCE GROUP INC	14,800	$740K	0.01%	+1,287	Timeline
XGLQXCLOUGH GLOBAL EQUITY FD	49,950	$740K	0.01%	+4,100	Timeline
DWXSPDR INDEX SHS FDS	19,527	$740K	0.01%	+4,770	Timeline
KMTKENNAMETAL INC	16,996	$740K	0.01%	+16,866	Timeline
XLRESELECT SECTOR SPDR TR	22,655	$739K	0.01%	-1,247	Timeline
OLNOLIN CORP	28,765	$738K	0.01%	+4,127	Timeline
FNYFIRST TR EXCHANGE-TRADED ALP	15,925	$738K	0.01%	+5,354	Timeline
SPTSSPDR SERIES TRUST	24,997	$736K	0.01%	-3,368	Timeline
CEDAR FAIR L PCEDAR FAIR L P	14,138	$736K	0.01%	+1,800
INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH	29,683	$735K	0.01%	+4,971
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INC	20,808	$734K	0.01%	+511
ZTOZTO EXPRESS CAYMAN INC	44,107	$731K	0.01%	+17,843	Timeline
AOAISHARES TR	13,344	$730K	0.01%	+1,973	Timeline
PTFINVESCO EXCHANGE TRADED FD T	11,027	$729K	0.01%	-2,765	Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	162,228	$728K	0.01%	+1,086
STMSTMICROELECTRONICS N V	39,704	$727K	0.01%	-20,424	Timeline
JSMLJANUS DETROIT STR TR	15,885	$721K	0.01%	-286	Timeline
PHYSSPROTT ASSET MANAGEMENT LP	75,351	$720K	0.01%	+3,317	Timeline
DMOWESTERN ASSET MTG DEFINED OP	31,260	$719K	0.01%	+9,387	Timeline
ALKALASKA AIR GROUP INC	10,389	$716K	0.01%	-2,335	Timeline
OPLNOPENLANE INC	11,982	$716K	0.01%	+6,120	Timeline
IEPICAHN ENTERPRISES LP	10,129	$715K	0.01%	+3,116	Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	58,724	$715K	0.01%	+11,153
WIXWIX COM LTD	5,920	$708K	0.01%	+594	Timeline
PRA HEALTH SCIENCES INCPRA HEALTH SCIENCES INC	6,424	$708K	0.01%	+5,323
SMFGSUMITOMO MITSUI FIN GRP INC	87,943	$706K	0.01%	+21,670	Timeline
JCENUVEEN CORE EQUITY ALPHA FD	45,275	$706K	0.01%	+9,024	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	88,462	$705K	0.01%	-3,805	Timeline
FXZFIRST TR EXCHANGE-TRADED FD	17,057	$705K	0.01%	-2,015	Timeline
XILINX INCXILINX INC	8,784	$704K	0.01%	+2,112
TWLOTWILIO INC	8,142	$703K	0.01%	-1,567	Timeline
DPZDOMINOS PIZZA INC	2,378	$702K	0.01%	-1,544	Timeline
EDIVSPDR INDEX SHS FDS	22,820	$701K	0.01%	-1,052	Timeline
LDOSLEIDOS HOLDINGS INC	10,067	$697K	0.01%	+1,251	Timeline
IPGPIPG PHOTONICS CORP	4,468	$697K	0.01%	-320	Timeline
IBUYAMPLIFY ETF TR	13,428	$697K	0.01%	+5,999	Timeline
BWABORGWARNER INC	16,242	$696K	0.01%	+2,398	Timeline
AMEAMETEK INC	8,796	$696K	0.01%	+3,406	Timeline
RRYDER SYS INC	9,493	$694K	0.01%	+1,422	Timeline
AI POWERED EQUITY ETFAI POWERED EQUITY ETF	23,511	$694K	0.01%	+18,440
PIIPOLARIS INC	6,838	$691K	0.01%	+1,171	Timeline
ECECOPETROL S A	25,663	$691K	0.01%	+7,972	Timeline
LOGILOGITECH INTL S A	15,406	$689K	0.01%	+4,684	Timeline
REVOLUTION LIGHTING TECHNOLOREVOLUTION LIGHTING TECHNOLO	242,523	$689K	0.01%	+83,387
CHEFCHEFS WHSE INC	18,930	$688K	0.01%	+15,439	Timeline
Apollo Global ManagementApollo Global Management	19,898	$688K	0.01%	+2,771
CLDTCHATHAM LODGING TR	32,842	$686K	0.01%	+13,978	Timeline
MCMOELIS & CO	12,530	$686K	0.01%	+448	Timeline
ATOATMOS ENERGY CORP	7,290	$685K	0.01%	+1,833	Timeline
XPCQXPIMCO CALIF MUN INCOME FD	42,912	$683K	0.01%	+12,465	Timeline
NTRNUTRIEN LTD	11,825	$682K	0.01%	-14,619	Timeline
SKXSKECHERS U S A INC	24,391	$682K	0.01%	+2,281	Timeline
CLMCORNERSTONE STRATEGIC INVEST	48,706	$681K	0.01%	+16,171	Timeline
XYLXYLEM INC	8,518	$679K	0.01%	-749	Timeline
EVRGEVERGY INC	12,359	$679K	0.01%	+716	Timeline
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	19,697	$678K	0.01%	-12,098
MLMMARTIN MARIETTA MATLS INC	3,715	$677K	0.01%	-246	Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	3,919	$677K	0.01%	+1,947
SSNCSS&C TECH HLDGS	11,909	$676K	0.01%	+3,399	Timeline
BOXBOX INC	28,254	$675K	0.01%	+3,568	Timeline
FTGCFIRST TR EXCHANGE TRAD FD VI	34,062	$675K	0.01%	-98,732	Timeline
URBNURBAN OUTFITTERS INC	16,528	$675K	0.01%	+12,515	Timeline
UVEUNIVERSAL INS HLDGS INC	13,811	$671K	0.01%	+4,569	Timeline
TOLTOLL BROTHERS INC	20,287	$670K	0.01%	+8,382	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	24,242	$670K	0.01%	-1,154
SWKSTANLEY BLACK & DECKER INC	4,568	$669K	0.01%	-12	Timeline
CWHCAMPING WORLD HLDGS INC	31,288	$667K	0.01%	+8,055	Timeline
PMMFRANKLIN MANAGED MUN INCOME	96,127	$666K	0.01%	+29,287	Timeline
TEITEMPLETON EMERGING MKTS INCO	66,605	$666K	0.01%	+8,921	Timeline
PNRPENTAIR PLC	15,339	$665K	0.01%	+2,916	Timeline
ENCANA CORPENCANA CORP	50,749	$665K	0.01%	+8,318
EIXEDISON INTL	9,792	$664K	0.01%	+343	Timeline
IAIISHARES TR	10,669	$664K	0.01%	-1,357	Timeline
MFCMANULIFE FINL CORP	37,107	$663K	0.01%	+9,920	Timeline
PAVEGLOBAL X FDS	38,632	$663K	0.01%	+6,885	Timeline
DISCOVERY INCDISCOVERY INC	22,409	$663K	0.01%	+16,009
TRANSENTERIX INCTRANSENTERIX INC	114,148	$663K	0.01%	-13,762
PBAPEMBINA PIPELINE CORP	19,455	$661K	0.01%	+2,818	Timeline
UMPQUA HOLDINGSUMPQUA HOLDINGS	31,718	$660K	0.01%	-167
BWENBROADWIND INC	300,807	$655K	0.01%	+79,086	Timeline
EODALLSPRING GLOBAL DIVIDEND OP	123,771	$654K	0.01%	-14,579	Timeline
RSPMINVESCO EXCHANGE TRADED FD T	5,998	$654K	0.01%	+1,493	Timeline
DIMWISDOMTREE TR	9,967	$653K	0.01%	+1,866	Timeline
OSKOSHKOSH CORP	9,140	$651K	0.01%	+2,579	Timeline
GMFSPDR INDEX SHS FDS	6,727	$651K	0.01%	+6,382	Timeline
HORIZONS ETF TR IHORIZONS ETF TR I	12,507	$651K	0.01%	+2,192
HPEHEWLETT PACKARD ENTERPRISE C	39,898	$650K	0.01%	+10,690	Timeline
THOMSON REUTERS CORPTHOMSON REUTERS CORP	14,214	$650K	0.01%	+5,812
TMTOYOTA MOTOR CORP	5,212	$649K	0.01%	+894	Timeline
IDAIDACORP INC	6,535	$649K	0.01%	+550	Timeline
AXAXOS FINANCIAL INC	18,741	$646K	0.01%	new	Timeline
CSWCSW INDUSTRIALS INC	12,008	$645K	0.01%	new	Timeline
INGRINGREDION INC	6,130	$644K	0.01%	+5,177	Timeline
DHSWISDOMTREE TR	8,909	$643K	0.01%	+44	Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP	35,463	$642K	0.01%	-6,572
DLBDOLBY LABORATORIES INC	9,163	$641K	0.01%	-234	Timeline
SPX CORPSPX CORP	19,285	$641K	0.01%	-657
NXPINXP SEMICONDUCTORS N V	7,490	$640K	0.01%	+1,483	Timeline
ESSESSEX PPTY TR INC	2,597	$640K	0.01%	+1,363	Timeline
IRBTQIROBOT CORP	5,797	$637K	0.01%	+4,950	Timeline
MDYVSPDR SERIES TRUST	11,852	$636K	0.01%	+249	Timeline
NOWSERVICENOW INC	3,244	$634K	0.01%	+1,441	Timeline
SMGSCOTTS MIRACLE-GRO CO	8,045	$634K	0.01%	+3,307	Timeline
ACXIOM CORPACXIOM CORP	12,834	$634K	0.01%	+12,256
IGEISHARES TR	17,616	$633K	0.01%	+1,217	Timeline
ALLEALLEGION PLC	6,972	$632K	0.01%	+4,261	Timeline
HYEMVANECK ETF TRUST	27,570	$632K	0.01%	+6,418	Timeline
YEXTYEXT INC	26,653	$632K	0.01%	+26,628	Timeline
DRIDARDEN RESTAURANTS INC	5,673	$630K	0.01%	+1,140	Timeline
FYTFIRST TR EXCHANGE-TRADED ALP	16,251	$629K	0.01%	+3,888	Timeline
JDJD.COM INC	24,037	$628K	0.01%	+1,440	Timeline
RITCHIE BROS AUCTIONEERSRITCHIE BROS AUCTIONEERS	17,370	$628K	0.01%	+2,429
DWASINVESCO EXCH TRADED FD TR II	10,878	$626K	0.01%	-3,166	Timeline
IUSBISHARES TR	12,717	$625K	0.01%	+1,169	Timeline
EFTEATON VANCE FLOATING RATE IN	42,751	$625K	0.01%	+28,196	Timeline
CNQCANADIAN NAT RES LTD MED TER	19,034	$622K	0.01%	+7,064	Timeline
INDAISHARES TR	19,147	$622K	0.01%	+6,322	Timeline
RVTROYCE SMALL CAP TRUST INC	38,029	$622K	0.01%	-2,893	Timeline
CRLCHARLES RIV LABS INTL INC	4,613	$621K	0.01%	+2,470	Timeline
THOTHOR INDS INC	7,373	$618K	0.01%	+1,664	Timeline
SSGA ACTIVE ETF TRSSGA ACTIVE ETF TR	8,945	$618K	0.01%	-750
LYGLLOYDS BANKING GROUP PLC	202,841	$616K	0.01%	+59,014	Timeline
QAINYLIM ETF TR	20,062	$616K	0.01%	+17,386	Timeline
VERITEX HLDGS INCVERITEX HLDGS INC	21,809	$616K	0.01%	0
FCGFIRST TR EXCHANGE-TRADED FD	27,505	$616K	0.01%	+11,610	Timeline
INVESCOINVESCO	25,003	$616K	0.01%	+7,556
CAECAE INC	30,229	$614K	0.01%	+5,685	Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	17,988	$614K	0.01%	+6,314
TILTFLEXSHARES TR	5,131	$613K	0.01%	+161	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	5,516	$613K	0.01%	+777
RCSPIMCO STRATEGIC INCOME FD	62,820	$613K	0.01%	-3,324	Timeline
CFGCITIZENS FINL GROUP INC	15,859	$612K	0.01%	+3,628	Timeline
JAZZJAZZ PHARMACEUTICALS PLC	3,635	$611K	0.01%	+1,884	Timeline
SYSBISHARES TR	6,283	$610K	0.01%	+1,573	Timeline
ALSNALLISON TRANSMISSION HLDGS I	11,719	$609K	0.01%	+10,125	Timeline
PSCCINVESCO EXCH TRADED FD TR II	7,266	$609K	0.01%	+4,492	Timeline
CFRCULLEN FROST BANKERS INC	5,804	$607K	0.01%	-413	Timeline
HAINHAIN CELESTIAL GROUP INC	22,369	$607K	0.01%	-216	Timeline
IGRCBRE GBL REAL ESTATE INC FD	82,916	$606K	0.01%	+11,823	Timeline
CHECHEMED CORP NEW	1,897	$606K	0.01%	+220	Timeline
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	14,606	$606K	0.01%	+4,180
TIFFANY & CO NEWTIFFANY & CO NEW	4,690	$604K	0.01%	-733
ITGARTNER INC	3,783	$601K	0.01%	+1,190	Timeline
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	17,362	$599K	0.01%	+2,356
XBMEXBLACKROCK HEALTH SCIENCES TR	14,072	$598K	0.01%	+2,097	Timeline
LOPEGRAND CANYON ED INC	5,294	$597K	0.01%	-506	Timeline
KWEBKRANESHARES TRUST	12,213	$597K	0.01%	+4,655	Timeline
GTOINVESCO ACTIVELY MANAGED EXC	11,564	$596K	0.01%	-1,434	Timeline
XFRAXBLACKROCK FLOATING RATE INCO	42,933	$592K	0.01%	+8,137	Timeline
WELBILT INCWELBILT INC	28,333	$592K	0.01%	+8,847
EXREXTRA SPACE STORAGE INC	6,751	$587K	0.01%	-495	Timeline
ETENERGY TRANSFER L P	33,559	$585K	0.01%	+10,033	Timeline
EWZISHARES INC	17,325	$584K	0.01%	-15,281	Timeline
SSLSASOL LTD	15,064	$583K	0.01%	+7,546	Timeline
HCSGHEALTHCARE SVCS GROUP INC	14,370	$583K	0.01%	+3,652	Timeline
CORESITE RLTY CORPCORESITE RLTY CORP	5,231	$583K	0.01%	+852
AVBAVALONBAY CMNTYS INC	3,212	$582K	0.01%	+1,045	Timeline
IQLTISHARES TR	19,705	$582K	0.01%	0	Timeline
IHS MARKIT LTDIHS MARKIT LTD	10,792	$582K	0.01%	+2,427
ETSYETSY INC	11,295	$581K	0.01%	-4,349	Timeline
PXFINVESCO EXCH TRADED FD TR II	13,434	$581K	0.01%	+7,835	Timeline
MOMO INCMOMO INC	13,293	$581K	0.01%	-15,364
PGZPRINCIPAL REAL ESTATE INCOME	33,720	$581K	0.01%	+2,700	Timeline
MDIVFIRST TR EXCHANGE TRADED FD	31,381	$581K	0.01%	-84	Timeline
TMUST-MOBILE US INC	8,273	$580K	0.01%	+888	Timeline
CSMPROSHARES TR	8,025	$580K	0.01%	+6,367	Timeline
BIPBROOKFIELD INFRASTRUCTURE PA	14,566	$580K	0.01%	-743	Timeline
SLQDISHARES TR	11,661	$579K	0.01%	+3,811	Timeline
EATBRINKER INTL INC	12,378	$579K	0.01%	-5,680	Timeline
CBRECBRE GROUP INC	13,124	$579K	0.01%	+4,009	Timeline
XRTSPDR SERIES TRUST	11,310	$577K	0.01%	+8,921	Timeline
ECLIPSE RES CORPECLIPSE RES CORP	484,700	$577K	0.01%	+70,000
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC	812,500	$576K	0.01%	+50,000
PSIINVESCO EXCHANGE TRADED FD T	10,780	$575K	0.01%	+5,566	Timeline
SAILPOINT TECHNOLOGIES HOLD…SAILPOINT TECHNOLOGIES HOLDING	16,869	$575K	0.01%	+16,028
BLACKROCK MUNIYIELD ARIZ FDBLACKROCK MUNIYIELD ARIZ FD	44,564	$575K	0.01%	-665
ASBASSOCIATED BANC-CORP	22,096	$574K	0.01%	+17,718	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	22,809	$574K	0.01%	+2,573
NEW RELIC INCNEW RELIC INC	6,076	$572K	0.01%	+5,078
LKFTLAKEFRONT BIOTHERAPEUTICS NV	5,078	$571K	0.01%	+1,612	Timeline
VLUEISHARES TR	6,483	$570K	0.01%	+2,148	Timeline
HXLHEXCEL CORP NEW	8,479	$569K	0.01%	+2,416	Timeline
UTGREAVES UTIL INCOME FD	18,590	$569K	0.01%	+238	Timeline
CVGWCALAVO GROWERS INC	5,868	$567K	0.01%	-484	Timeline
BLOKAMPLIFY ETF TR	27,947	$566K	0.01%	+6,390	Timeline
AIRRFIRST TR EXCHANGE TRADED FD	20,223	$565K	0.01%	+4,234	Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	44,106	$565K	0.01%	+30,906
AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORP	36,328	$564K	0.01%	-2,311
PCGPG&E CORP	12,244	$563K	0.01%	+3,655	Timeline
NDAQNASDAQ INC	6,549	$562K	0.01%	+783	Timeline
DBOINVESCO DB MULTI-SECTOR COMM	41,760	$562K	0.01%	+1,083	Timeline
ACHACCENDRA HEALTH INC	34,013	$562K	0.01%	+4,170	Timeline
BIGGQBIG LOTS INC.	13,463	$562K	0.01%	-2,695	Timeline
CDNSCADENCE DESIGN SYSTEM INC	12,390	$561K	0.01%	-1,541	Timeline
OCOWENS CORNING NEW	10,313	$561K	0.01%	-301	Timeline
EWYISHARES INC	8,222	$561K	0.01%	+911	Timeline
ISCGISHARES TR	2,634	$560K	0.01%	-89	Timeline
AAALCOA CORP	13,865	$560K	0.01%	+575	Timeline
BCBRUNSWICK CORP	8,355	$559K	0.01%	+389	Timeline
GDDYGODADDY INC	6,663	$557K	0.01%	+1,715	Timeline
ZENDESK INCZENDESK INC	7,838	$557K	0.01%	+6,812
CORPPIMCO ETF TR	5,527	$557K	0.01%	+2,388	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	58,533	$556K	0.01%	+5,132	Timeline
BENFRANKLIN TEMPLETON INC	18,256	$555K	0.01%	+6,204	Timeline
NDSNNORDSON CORP	3,987	$554K	0.01%	+651	Timeline
NEW YORK REIT INC liquidati…NEW YORK REIT INC liquidation shs	30,533	$554K	0.01%	+2,306
SNAPSNAP INC	64,818	$550K	0.01%	+3,851	Timeline
KBESPDR SERIES TRUST	11,801	$548K	0.01%	-255	Timeline
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	26,227	$548K	0.01%	+26,112
Direxion All Cap Insider Se…Direxion All Cap Insider Senti	13,355	$548K	0.01%	+2,824
AEMAGNICO EAGLE MINES LTD	15,984	$547K	0.01%	-4,525	Timeline
IXPISHARES TR	9,435	$547K	0.01%	+2,873	Timeline
PKBINVESCO EXCHANGE TRADED FD T	18,404	$547K	0.01%	-13,133	Timeline
EWSISHARES INC	22,535	$547K	0.01%	-67,184	Timeline
SPYXSPDR SERIES TRUST	7,730	$545K	0.01%	+564	Timeline
NSPINSPERITY INC	4,619	$545K	0.01%	+2,720	Timeline
DOMTAR CORPDOMTAR CORP	10,456	$545K	0.01%	+5,926
CRFCORNERSTONE TOTAL RETURN FD	39,153	$543K	0.01%	+23,883	Timeline
MTARCELORMITTAL SA LUXEMBOURG	17,547	$541K	0.01%	+6,831	Timeline
GRMNGARMIN LTD	7,707	$541K	0.01%	+1,947	Timeline
SILGLOBAL X FDS	22,373	$541K	0.01%	+8,935	Timeline
LIILENNOX INTL INC	2,471	$539K	0.01%	+875	Timeline
ALTABA INCALTABA INC	7,903	$539K	0.01%	+1,639
VNLAJANUS DETROIT STR TR	10,711	$537K	0.01%	+2,574	Timeline
ESBAEMPIRE ST RLTY OP L P	32,204	$537K	0.01%	0	Timeline
RFGINVESCO EXCHANGE TRADED FD T	3,239	$536K	0.01%	-403	Timeline
BGHBARINGS GLOBAL SHORT DURATIO	27,594	$535K	0.01%	+14,038	Timeline
CCEPCOCA-COLA EUROPACIFIC PARTNE	11,697	$532K	0.01%	+2,902	Timeline
FMCFMC CORP	6,103	$532K	0.01%	+760	Timeline
HTHTH WORLD GROUP LTD	16,494	$532K	0.01%	-2,826	Timeline
JRINUVEEN REAL ASSET INCOME & G	33,037	$532K	0.01%	+22,202	Timeline
BALLBALL CORP	12,051	$531K	0.01%	+2,512	Timeline
AMBAAMBARELLA INC	13,751	$531K	0.01%	+2,823	Timeline
JHMMJOHN HANCOCK EXCHANGE TRADED	14,481	$529K	0.01%	+1,797	Timeline
IGPTINVESCO EXCHANGE TRADED FD T	6,067	$528K	0.01%	+1,289	Timeline
QLTAISHARES TR	10,472	$528K	0.01%	+1,546	Timeline
XNTKSPDR SERIES TRUST	5,594	$528K	0.01%	+1,515	Timeline
WNS HOLDINGS LTDWNS HOLDINGS LTD	10,406	$527K	0.01%	+183
EXPDEXPEDITORS INTL WASH INC	7,141	$525K	0.01%	+3,964	Timeline
DJPBARCLAYS BANK PLC	22,108	$525K	0.01%	+14,416	Timeline
IONSIONIS PHARMACEUTICALS INC	10,167	$524K	0.01%	+1,605	Timeline
KBWBINVESCO EXCH TRADED FD TR II	9,691	$524K	0.01%	-7,674	Timeline
HELEHELEN OF TROY LTD	3,998	$524K	0.01%	+372	Timeline
VIACOM INCVIACOM INC	15,476	$523K	0.01%	+5,761
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	30,423	$523K	0.01%	new
SPOTSPOTIFY TECHNOLOGY S A	2,885	$521K	0.01%	-3,714	Timeline
GVIISHARES TR	4,848	$521K	0.01%	+3,548	Timeline
FLTRVANECK ETF TRUST	20,556	$521K	0.01%	+665	Timeline
RGAREINSURANCE GROUP AMER INC	3,593	$520K	0.01%	+805	Timeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OV	21,615	$520K	0.01%	+826	Timeline
PATTERSON COS INCPATTERSON COS INC	21,268	$520K	0.01%	+5,422
PRNINVESCO EXCHANGE TRADED FD T	8,069	$520K	0.01%	+682	Timeline
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	64,422	$519K	0.01%	-587
HEZUISHARES TR	17,453	$518K	0.01%	+15,860	Timeline
AVANTAX INCAVANTAX INC	12,859	$518K	0.01%	+10,546
LKQLKQ CORP	16,303	$517K	0.01%	+302	Timeline
CECELANESE CORP DEL	4,531	$517K	0.01%	+2,038	Timeline
GROUPE CGI INCGROUPE CGI INC	8,022	$517K	0.01%	+3,766
MHKMOHAWK INDS INC	2,939	$516K	0.01%	+266	Timeline
BARNES GROUP INCBARNES GROUP INC	7,264	$516K	0.01%	+2,800
NOKNOKIA CORP	92,389	$515K	0.01%	+20,187	Timeline
HHYATT HOTELS CORP	6,481	$515K	0.01%	+4,407	Timeline
JPSEJ P MORGAN EXCHANGE TRADED F	15,812	$515K	0.01%	-2,370	Timeline
NANOMETRICSNANOMETRICS	13,726	$515K	0.01%	+13,572
VTWOVANGUARD SCOTTSDALE FDS	3,803	$514K	0.01%	-344	Timeline
TRIPTRIPADVISOR INC	10,056	$514K	0.01%	+7,976	Timeline
MGVVANGUARD WORLD FD	6,415	$513K	0.01%	-151	Timeline
ABALLIANCEBERNSTEIN HLDG L P	16,818	$513K	0.01%	-4,298	Timeline
ENSCO PLCENSCO PLC	60,727	$513K	0.01%	+18,946
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD	6,923	$509K	0.01%	+1,494
TXRHTEXAS ROADHOUSE INC	7,335	$508K	0.01%	+3,461	Timeline
HTDHANCOCK JOHN TAX-ADVANTAGED	21,800	$508K	0.01%	+500	Timeline
CTRACOTERRA ENERGY INC	22,480	$507K	0.01%	+7,288	Timeline
MFA FINL INCMFA FINL INC	69,026	$507K	0.01%	+22,591
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO	7,572	$507K	0.01%	-235
LIVEPERSON, INC.LIVEPERSON, INC.	19,512	$506K	0.01%	new
XHBSPDR SERIES TRUST	13,133	$505K	0.01%	+1,942	Timeline
VGITVANGUARD SCOTTSDALE FDS	8,140	$505K	0.01%	+2,187	Timeline
OTEXOPEN TEXT CORP	13,131	$499K	0.01%	+3,650	Timeline
MNANYLIM ETF TR	15,668	$498K	0.01%	+4,939	Timeline
FXIISHARES TR	11,606	$497K	0.01%	+556	Timeline
PBRPETROLEO BRASILEIRO S A	41,181	$497K	0.01%	+7,524	Timeline
SPX FLOW INC COMSPX FLOW INC COM	9,543	$497K	0.01%	-731
FNDFSCHWAB STRATEGIC TR	16,543	$496K	0.01%	+3,073	Timeline
UALUNITED AIRLS HLDGS INC	5,559	$495K	<0.01%	-659	Timeline
SLFSUN LIFE FINANCIAL INC.	12,452	$495K	<0.01%	+43	Timeline
STORE CAP CORPSTORE CAP CORP	17,856	$495K	<0.01%	+10,770
FOX CORP CLASS BFOX CORP CLASS B	10,816	$495K	<0.01%	-1,508
AYIACUITY INC	3,135	$493K	<0.01%	+697	Timeline
LEALEAR CORP	3,403	$493K	<0.01%	-1,740	Timeline
SYMANTEC CORPSYMANTEC CORP	23,190	$493K	<0.01%	+11,286
UVVUNIVERSAL CORP VA MTNS BK EN	7,557	$492K	<0.01%	+1,998	Timeline
CQPCHENIERE ENERGY PARTNERS L P	12,471	$492K	<0.01%	-324	Timeline
MSMLISHARES TR	2,728	$492K	<0.01%	+286	Timeline
MCDERMOTT INTL INC COMMCDERMOTT INTL INC COM	26,734	$492K	<0.01%	+2,310
EWBCEAST WEST BANCORP INC	8,121	$491K	<0.01%	+1,895	Timeline
ICVTISHARES TR	8,177	$490K	<0.01%	+7,277	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	10,138	$490K	<0.01%	+2,155
MRCYMERCURY SYS INC	8,841	$488K	<0.01%	+8,115	Timeline
NBISNEBIUS GROUP N.V.	14,833	$488K	<0.01%	+5,866	Timeline
ZROZPIMCO ETF TR	4,468	$487K	<0.01%	+3,993	Timeline
SIMOSILICON MOTION TECHNOLOGY CO	9,068	$486K	<0.01%	+3,607	Timeline
SBIOALPS ETF TR	12,315	$485K	<0.01%	+1,085	Timeline
DBX ETF TRDBX ETF TR	13,184	$485K	<0.01%	-618
ENRENERGIZER HLDGS INC	8,245	$484K	<0.01%	+1,593	Timeline
AZTAAZENTA INC	13,779	$483K	<0.01%	+12,155	Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	4,990	$483K	<0.01%	+1,520	Timeline
MPBMID PENN BANCORP INC	16,558	$483K	<0.01%	+381	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	24,130	$483K	<0.01%	-10,225	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	15	$146K	0
NETFLIX INC.NETFLIX INC. CALL	call	3	$73K	0
META PLATFORMS INCMETA PLATFORMS INC CALL	call	35	$51K	new
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	140	$50K	+16
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	10	$23K	new
INVESCO QQQ TRINVESCO QQQ TR PUT	put	30	$12K	new
TWITTER INCTWITTER INC COM	call	20	$12K	new
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND UT SER 1	put	30	$11K	new
CITIGROUP INCCITIGROUP INC CALL	call	3	$7K	0
TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD CALL	call	10	$7K	new
MACYS INCMACYS INC CALL	call	50	$6K	0
BANK OF AMER CORPBANK OF AMER CORP CALL	call	13	$2K	0
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	call	2	$2K	new
TESLA INCTESLA INC PUT	put	7	$1K	-2
FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALL	call	12	$1K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL	call	5	$0	new
SPDR GOLD TRSPDR GOLD TR CALL	call	8	$0	new
NETFLIX INC.NETFLIX INC. PUT	put	50	$0	-50
BLOCK INCBLOCK INC PUT	put	1	$0	new
CERNER CORPCERNER CORP COM	put	60	$0	0
WORLD WRESTLING ENTERTAINME…WORLD WRESTLING ENTERTAINMENT CMN… Cmn	put	1	$0	new
ENERGOUS CORPENERGOUS CORP CALL	call	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1	principal	466	$468K	0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1	principal	80	$80K	+20
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0	principal	59	$57K	0
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1	principal	52	$55K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0	principal	46	$53K	-4
FINISAR CORPFINISAR CORP NOTE 0.500%12/1	principal	57	$52K	0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2	principal	52	$52K	0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	52	$52K	+7
KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0	principal	50	$51K	0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1	principal	50	$51K	new
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	47	$48K	0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	48	$48K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	48	$48K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	44	$47K	+28
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0	principal	41	$43K	new
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0	principal	58	$43K	0
ROVI CORPROVI CORP NOTE 0.500% 3/0	principal	42	$40K	-5
NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1	principal	39	$39K	-9
VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.700% 1/1	principal	33	$28K	0
TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC NOTE 1.750%12/1	principal	16	$27K	-11
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	17	$26K	0
GREEN PLAINS INCGREEN PLAINS INC NOTE 4.125% 9/0	principal	26	$25K	0
INTEL CORPINTEL CORP CORPORATE OBLIG	principal	10	$23K	0
TWITTER INCTWITTER INC NOTE 1.000% 9/1	principal	25	$23K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	19	$23K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	19	$22K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	21	$21K	-5
YAHOO INCYAHOO INC NOTE 12/0	principal	16	$21K	0
WELLS FARGO & COWELLS FARGO & CO MTNF 6/0	principal	12	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	18	$19K	+7
CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1	principal	12	$18K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	18	$17K	-5
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	14	$17K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	4	$16K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$15K	0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	12	$15K	0
ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1	principal	15	$15K	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	15	$14K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$13K	new
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0	principal	11	$13K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	7	$13K	0
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0	principal	12	$13K	0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	12	$12K	0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0	principal	12	$12K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC DBCV 2/1	principal	12	$12K	0
PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1	principal	12	$12K	new
ENVESTNET INCENVESTNET INC NOTE 1.75012/1	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$11K	0
REDWOOD TRUST INCREDWOOD TRUST INC BOND	principal	11	$11K	0
RED HAT INCRED HAT INC NOTE 0.250%10/0	principal	6	$11K	-2
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0	principal	9	$11K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	6	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	+8
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0	principal	10	$10K	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0	principal	5	$10K	0
AIR LEASE CORPAIR LEASE CORP NOTE 3.875%12/0	principal	6	$10K	0
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	8	$9K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	9	$9K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	7	$8K	0
HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1	principal	8	$8K	-29
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0	principal	6	$7K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV	principal	7	$7K	0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1	principal	4	$7K	0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG	principal	6	$6K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1	principal	5	$6K	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$6K	0
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0	principal	6	$6K	0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1	principal	6	$6K	new
CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0	principal	6	$6K	0
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	6	$6K	0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$6K	0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1	principal	5	$6K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1	principal	4	$6K	0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1	principal	6	$6K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	7	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
REDFIN CORPREDFIN CORP NOTE 1.750% 7/1	principal	6	$5K	new
RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0	principal	3	$3K	0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1	principal	2	$3K	0
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1	principal	2	$3K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$3K	0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0	principal	3	$3K	0
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$3K	0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0	principal	2	$3K	0
TESLA INCTESLA INC NOTE 0.250 3/0	principal	3	$3K	0
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1	principal	3	$3K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	3	$2K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
INSULET CORPINSULET CORP NOTE 1.250% 9/1	principal	1	$2K	-3
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1	principal	2	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$1K	0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1	principal	1	$1K	0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0
INCYTE CORPINCYTE CORP NOTE 0.375%11/1	principal	1	$1K	new

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 236. All 236

Security	Shares before	Value before	Type
KKR & CO LPKKR & CO LP	55,890	$1.39M	shares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	72,830	$1.27M	shares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	14,915	$995K	shares
TECHTARGET INCTECHTARGET INC	33,167	$942K	shares
DWS Mun Income TrDWS Mun Income Tr	78,808	$868K	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	6,823	$833K	shares
BOFI HOLDING INCBOFI HOLDING INC	16,573	$679K	shares
ADVENT CLAYMORE ENH GRW & INADVENT CLAYMORE ENH GRW & IN	86,310	$668K	shares
NANTHEALTH INCNANTHEALTH INC	175,490	$581K	shares
CYS INVTS INCCYS INVTS INC	68,015	$511K	shares
BANK OF THE OZARKSBANK OF THE OZARKS	9,492	$429K	shares
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD	72,105	$402K	shares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	17,149	$398K	shares
DQDAQO NEW ENERGY CORP	10,363	$368K	shares
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	34,885	$330K	shares
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18	5,020	$318K	shares
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	17,195	$273K	shares
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	10,701	$272K	shares
KRANESHARES TRKRANESHARES TR	7,414	$262K	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	6,299	$256K	shares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	9,922	$243K	shares
EFZPROSHARES TR	9,078	$237K	shares
ISHARES TRISHARES TR	5,180	$215K	shares
BWZSPDR SERIES TRUST	6,435	$201K	shares
WGL HLDGS INCWGL HLDGS INC	2,077	$184K	shares
EDUCATION RLTY TR INCEDUCATION RLTY TR INC	4,125	$171K	shares
ISHARES TRISHARES TR	5,530	$159K	shares
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T	29	$152K	call
TCP CAP CORPTCP CAP CORP	10,416	$151K	shares
SCHULMAN (A.) INCSCHULMAN (A.) INC	3,143	$140K	shares
KRANESHARES TRKRANESHARES TR	3,683	$124K	shares
RRGBRED ROBIN GOURMET BURGERS IN	2,500	$117K	shares
COTIVITI HLDGS INCCOTIVITI HLDGS INC	2,588	$114K	shares
NVMINOVA LTD	3,775	$103K	shares
XL GROUP LTDXL GROUP LTD	1,837	$102K	shares
DEEPETF SER SOLUTIONS	2,634	$92K	shares
QVALEA SERIES TRUST	2,975	$92K	shares
CIVBCIVISTA BANCSHARES INC	3,653	$88K	shares
ILG INCILG INC	2,539	$84K	shares
ORTHOFIX INTL N VORTHOFIX INTL N V	1,441	$82K	shares
NRG YIELD INCNRG YIELD INC	4,739	$82K	shares
RELX NVRELX NV	3,703	$79K	shares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC	877	$71K	shares
RELIANT BANCORP INCRELIANT BANCORP INC	2,521	$71K	shares
MTGE INVT CORP COMMTGE INVT CORP COM	3,549	$69K	shares
QUALITY SYS INCQUALITY SYS INC	3,474	$68K	shares
HALYARD HEALTH INCHALYARD HEALTH INC	1,153	$66K	shares
STEWARDSHIP FINL CORPSTEWARDSHIP FINL CORP	5,376	$63K	shares
GGP INCGGP INC	3,000	$61K	shares
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	4,781	$61K	shares
UDIVFRANKLIN TEMPLETON ETF TR	2,125	$58K	shares
TSBKTIMBERLAND BANCORP INC	1,479	$55K	shares
Foundation Medicine IncFoundation Medicine Inc	402	$55K	shares
NRG YIELD INCNRG YIELD INC	3,153	$54K	shares
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INC	2,367	$51K	shares
SBFGSB FINL GROUP INC	2,451	$50K	shares
OPPRIVERNORTH DOUBLELINE STRATE	2,795	$49K	shares
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP	1,141	$49K	shares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	4,203	$48K	shares
JHIHANCOCK JOHN INVS TR	2,713	$43K	shares
ENCORE CAP GROUP INCENCORE CAP GROUP INC	47	$43K	principal
INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY	295	$42K	shares
RSP PERMIAN INCRSP PERMIAN INC	887	$39K	shares
TRIANGLE CAP CORPTRIANGLE CAP CORP	3,279	$37K	shares
LEGACY RESERVES LPLEGACY RESERVES LP	4,418	$31K	shares
ISHARES TRISHARES TR	1,075	$30K	shares
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD	52,550	$29K	shares
INTERNATIONAL MULTI-ASSET D…INTERNATIONAL MULTI-ASSET DIVERSI…	1,698	$29K	shares
PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND	2,964	$28K	shares
VEGIISHARES INC	900	$26K	shares
AVALGRUPO AVAL ACCIONES Y VALORE	3,094	$26K	shares
ABAXIS INCABAXIS INC	258	$21K	shares
BLACKROCK MUNIYIELD INVT FBLACKROCK MUNIYIELD INVT F	1,537	$21K	shares
THL CREDIT INCTHL CREDIT INC	2,500	$20K	shares
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	1,730	$20K	shares
MVC CAPITAL INCMVC CAPITAL INC	1,980	$19K	shares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	806	$19K	shares
VIVINT SOLAR INC.VIVINT SOLAR INC.	3,800	$19K	shares
EGALET CORPEGALET CORP	45,650	$19K	shares
SAFTSAFETY INS GROUP INC	207	$18K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,000	$18K	shares
Dws Strategic Muni IncmDws Strategic Muni Incm	1,634	$18K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	806	$18K	shares
WORKDAY INCWORKDAY INC	12	$18K	principal
ISHARES EDGE MSCI MIN VOL E…ISHARES EDGE MSCI MIN VOL EAFE CU…	633	$18K	shares
ANGI INC CLASS AANGI INC CLASS A	1,130	$17K	shares
VERIFONE SYS INCVERIFONE SYS INC	693	$16K	shares
EXCHANGE LISTED FDS TR REX …EXCHANGE LISTED FDS TR REX BKCM E…	600	$15K	shares
ISHARES TRISHARES TR	670	$15K	shares
ETDETHAN ALLEN INTERIORS INC	568	$14K	shares
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTD	1,200	$14K	shares
KSAISHARES TR	400	$13K	shares
CHARTER FINANCIAL CORPCHARTER FINANCIAL CORP	544	$13K	shares
ISHARES TRISHARES TR	532	$13K	shares
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA	29,462	$13K	shares
AXTIAXT INC	1,685	$12K	shares
ISHARES TRISHARES TR	200	$12K	shares
NEVRO CORPNEVRO CORP	11	$12K	principal
BCVBANCROFT FD LTD	521	$11K	shares
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC	29,000	$11K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-18-000009	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC