13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 7,189 holding rows worth $5,914,925,000.
- Accession
- 0001723397-21-000005
- Filer
- CIK 1723397
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 7,189 entries on the cover page, a total value of $5,914,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,914,925,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 48,384 | $1,665,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 14,198 | $1,664,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 27,788 | $1,663,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 9,793 | $1,663,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 22,059 | $1,659,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 114,122 | $1,650,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 73,824 | $1,647,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 51,513 | $1,644,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 29,610 | $1,640,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 96,387 | $1,633,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,471 | $1,620,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 69,862 | $1,615,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 98,125 | $1,613,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 27,839 | $1,602,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 17,622 | $1,597,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 8,150 | $1,595,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 25,313 | $1,594,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 56,887 | $1,591,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 39,665 | $1,588,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 18,617 | $1,587,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 13,052 | $1,574,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 7,189 | $1,574,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 82,810 | $1,547,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 78,841 | $1,545,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,393 | $1,543,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 63,225 | $1,543,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 8,263 | $1,531,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 23,930 | $1,522,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 96,530 | $1,516,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 35,813 | $1,504,000 | thousands by filing date | |
| UNITED STATES TREASURY BILLS | 9127965G0 | U.S. Treasury Bills | 1,500,000 | $1,500,000 | thousands by filing date | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6,876 | $1,499,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,836 | $1,495,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 37,775 | $1,490,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 7,122 | $1,486,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 31,928 | $1,484,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 35,285 | $1,480,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,372 | $1,474,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 9,003 | $1,472,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 13,632 | $1,472,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 27,756 | $1,471,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,349 | $1,467,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 91,141 | $1,465,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 60,345 | $1,459,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,074 | $1,455,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 16,426 | $1,451,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 26,297 | $1,448,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 17,262 | $1,446,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 78,125 | $1,424,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 139,635 | $1,424,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 36,633 | $1,421,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,709 | $1,416,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,501 | $1,414,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,803 | $1,408,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 21,073 | $1,406,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 5,790 | $1,404,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 62,573 | $1,400,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 21,573 | $1,399,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 85,193 | $1,393,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 16,222 | $1,391,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 41,922 | $1,391,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 40,426 | $1,387,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 48,889 | $1,384,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 25,920 | $1,379,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 7,064 | $1,370,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 38,827 | $1,369,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 108,755 | $1,361,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 18,911 | $1,356,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 50,587 | $1,353,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,104 | $1,346,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 18,959 | $1,346,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 33,848 | $1,338,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 115,652 | $1,333,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 16,999 | $1,329,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 50,872 | $1,326,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 24,625 | $1,321,000 | thousands by filing date | |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. 6Y S&P 500 INDEX ABSOLUTE RETURN | 17328YT20 | Equity Linked Debt - No CPN and $1000 par | 1,250,000 | $1,320,000 | thousands by filing date | principal |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 7,900 | $1,314,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 29,147 | $1,313,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 46,890 | $1,312,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 24,664 | $1,311,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 26,545 | $1,311,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 30,577 | $1,307,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 4,742 | $1,307,000 | thousands by filing date | |
| B. RILEY FINANCIAL INCORPORATED 7.375 DP CUM B | 05580M850 | Preferred Stock | 47,180 | $1,300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 24,647 | $1,288,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 16,882 | $1,265,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 31,284 | $1,264,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,616 | $1,255,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 41,794 | $1,252,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 35,865 | $1,250,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 31,316 | $1,247,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 66,662 | $1,237,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 131,196 | $1,236,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 13,997 | $1,231,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,394 | $1,223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 13,365 | $1,217,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 15,683 | $1,214,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 33,283 | $1,211,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 11,612 | $1,203,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 85,289 | $1,200,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 27,719 | $1,194,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 15,598 | $1,190,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,218 | $1,189,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 15,672 | $1,188,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 28,666 | $1,187,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 38,161 | $1,184,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 57,449 | $1,183,000 | thousands by filing date | |
| AMTRUST FINL PFDPFD SER B | 032359507 | PFD SER B | 55,135 | $1,183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 35,586 | $1,181,000 | thousands by filing date | |
| JPMORGAN CHASE FINANCIAL COMPANY LLC 6Y S&P 500 INDEX ABSOLUTE RETURN | 48132HJQ6 | Equity Linked Debt - No CPN and $1000 par | 845,000 | $1,181,000 | thousands by filing date | principal |
| ISHARES TR | 464288752 | US HOME CONS ETF | 17,053 | $1,180,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 10,271 | $1,176,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 60,018 | $1,176,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 18,557 | $1,176,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 9,738 | $1,168,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 6,618 | $1,160,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6,554 | $1,160,000 | thousands by filing date | |
| OWL ROCK TECHNOLOGY FINANCE CORP | 691901946 | Partnerships - AIG Comm in Passport | 69,722 | $1,159,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,666 | $1,151,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,926 | $1,145,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 119,979 | $1,142,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 15,633 | $1,139,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 14,925 | $1,128,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 16,151 | $1,127,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 120,344 | $1,117,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,382 | $1,112,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 618 | $1,112,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 21,084 | $1,110,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 62,680 | $1,104,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 24,250 | $1,098,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 12,112 | $1,096,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 14,503 | $1,093,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 115,670 | $1,091,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 4,149 | $1,088,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 28,100 | $1,085,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 14,323 | $1,069,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,930 | $1,066,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 58,567 | $1,065,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 41,573 | $1,060,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,282 | $1,058,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 24,209 | $1,052,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 16,286 | $1,052,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 11,812 | $1,051,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 32,809 | $1,050,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 34,325 | $1,047,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 28,101 | $1,043,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,801 | $1,043,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,786 | $1,041,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 12,884 | $1,037,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 13,407 | $1,037,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 22,088 | $1,036,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,637 | $1,034,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 38,911 | $1,033,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 56,624 | $1,033,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 47,094 | $1,031,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 38,289 | $1,030,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 65,605 | $1,029,000 | thousands by filing date | |
| HIG 6 PERP | 416518603 | PUBLIC | 35,480 | $1,022,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 38,872 | $1,017,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 10,346 | $1,016,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 8,558 | $1,012,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 147,165 | $1,010,000 | thousands by filing date | |
| UNITED STATES TREASURY BILLS | 9127963S6 | U.S. Treasury Bills | 1,010,000 | $1,010,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 15,897 | $1,008,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,932 | $1,003,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 17,172 | $1,003,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 40,484 | $1,003,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,754 | $998,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,122 | $996,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 6,488 | $994,000 | thousands by filing date | |
| PEOPLES UN | 712704204 | Preferred Stock | 34,685 | $994,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 13,278 | $992,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 9,004 | $990,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,808 | $990,000 | thousands by filing date | |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. 5Y EURO STOXX 50 INDEX | 17329FGK4 | Equity Linked Debt - No CPN and $1000 par | 1,000,000 | $989,000 | thousands by filing date | principal |
| MORGAN STANLEY FINANCE LLC 5Y U.S. EQUITY CONTINGENT COUPON CALLABLE | 61771ERH3 | Equity Linked Debt - CPN and $1000 par | 1,000,000 | $986,000 | thousands by filing date | principal |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 20,263 | $985,000 | thousands by filing date | |
| JPMORGAN CHASE FINANCIAL COMPANY LLC 5Y S&P 500 INDEX ABSOLUTE RETURN | 48132HJR4 | Equity Linked Debt - No CPN and $1000 par | 750,000 | $982,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 13,151 | $969,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 16,335 | $965,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,674 | $958,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,472 | $958,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 55,395 | $957,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,776 | $956,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 87,485 | $954,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 22,280 | $951,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 21,411 | $950,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 20,453 | $948,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,689 | $946,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 8,574 | $943,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 5,675 | $942,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 22,562 | $941,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 10,956 | $941,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 9,087 | $941,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,410 | $940,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 9,136 | $940,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 26,882 | $940,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,284 | $931,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 20,287 | $927,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,232 | $927,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 39,679 | $924,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 4,939 | $923,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,933 | $923,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 37,681 | $922,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,862 | $919,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 74,482 | $918,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 13,500 | $911,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 17,894 | $909,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,191 | $908,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 17,491 | $906,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 34,157 | $902,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 25,230 | $902,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 29,935 | $900,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 29,755 | $900,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 4,865 | $896,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 11,337 | $895,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,792 | $895,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 559 | $894,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 8,923 | $889,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 11,982 | $889,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 10,151 | $888,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 14,278 | $888,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 29,257 | $885,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 99,267 | $881,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,360 | $879,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 24,887 | $874,000 | thousands by filing date | |
| BARCLAYS BANK PLC 5Y S&P 500 INDEX ACCELERATED RETURN NOTE | 06747N5C4 | Equity Linked Debt - No CPN and $1000 par | 500,000 | $870,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 11,930 | $869,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 14,835 | $868,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 9,671 | $867,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 34,851 | $866,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 12,706 | $866,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 10,684 | $862,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,291 | $861,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 21,706 | $858,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,204 | $854,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 11,447 | $852,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 12,516 | $851,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8,389 | $847,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 39,324 | $846,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 12,900 | $845,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 6,971 | $840,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 89,693 | $838,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,192 | $837,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 18,400 | $834,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,321 | $828,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,719 | $827,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,943 | $826,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 82,865 | $825,000 | thousands by filing date | |
| ALKEON GROWTH OFFSHORE, LTD-SUB CLASS 8 | 016900987 | Partnerships - AIG Regular Trade Rules | 823,102 | $823,000 | thousands by filing date | |
| PUT: INVESCO QQQ AUG 315 EXP 08/20/21 | 46090F47T | Listed Puts | 4,466 | $822,000 | thousands by filing date | put |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 22,667 | $821,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 47,530 | $814,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 15,514 | $813,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 31,911 | $811,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 13,297 | $809,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 16,791 | $808,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 102,880 | $808,000 | thousands by filing date | |
| MACKAY MUNICIPAL HIGH INCOME OPPORTUNITIES FUND, LP-R1 | 545590028 | Partnerships - AIG Regular Trade Rules | 806,968 | $807,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,002 | $805,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 26,264 | $797,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 44,374 | $793,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 19,750 | $792,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 21,421 | $792,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 15,206 | $791,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,571 | $790,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 7,551 | $788,000 | thousands by filing date | |
| GLENDALE CA UNI SCH DIST, GO REF BDS | 378460UP2 | General Obligations - non-taxable | 750,000 | $786,000 | thousands by filing date | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 45,560 | $784,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,132 | $782,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,148 | $775,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 15,061 | $773,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,810 | $773,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 5,341 | $768,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 19,421 | $768,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 11,202 | $766,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 7,243 | $763,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 10,020 | $762,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 30,830 | $762,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,513 | $761,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,609 | $759,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 11,244 | $758,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 66,089 | $755,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 27,397 | $755,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 35,466 | $750,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 6,029 | $741,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 33,057 | $741,000 | thousands by filing date | |
| SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC | 830901963 | Partnerships - AIG Regular Trade Rules | 614 | $740,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 337 | $737,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,134 | $735,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,215 | $734,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 78,662 | $734,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 24,688 | $725,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 90,117 | $724,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 7,983 | $721,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 17,956 | $720,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 39,565 | $716,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 991 | $715,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,900 | $715,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,919 | $714,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,051 | $710,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10,295 | $709,000 | thousands by filing date | |
| PRU 4 1/8 | 744320888 | PUBLIC | 27,150 | $709,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 13,650 | $708,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 11,848 | $707,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 15,289 | $707,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 21,518 | $700,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 41,356 | $699,000 | thousands by filing date | |
| P2 CAPITAL FUND, L.P.- CLASS R | 744905944 | Partnerships - AIG Regular Trade Rules | 699,488 | $699,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 15,838 | $696,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 48,890 | $694,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,335 | $692,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 9,776 | $689,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,765 | $687,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 18,491 | $686,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 31,767 | $686,000 | thousands by filing date | |
| ADVISOR'S ASSET MGMT ANGELS PORTFOLIO, SERIES 2021-2Q TERM 07/15/2022 REINV | 00781C272 | UITs - Taxable | 68,130 | $685,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,627 | $684,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,506 | $679,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 42,616 | $679,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 29,696 | $677,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 20,588 | $677,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 47,303 | $675,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 8,992 | $675,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,521 | $673,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 22,276 | $673,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,709 | $672,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 15,825 | $672,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 58,075 | $670,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 125,594 | $668,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 29,912 | $664,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,017 | $659,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,549 | $658,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,612 | $656,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 34,059 | $656,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,369 | $651,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 94,277 | $651,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,390 | $649,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 9,394 | $646,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 24,707 | $644,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,683 | $641,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,773 | $641,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 13,649 | $638,000 | thousands by filing date | |
| STIFEL FINL CORP 6.25 DPSHS PF | 860630706 | PREFERR | 23,255 | $637,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 2,447 | $635,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,238 | $633,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,075 | $630,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,247 | $627,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 11,579 | $627,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 9,856 | $625,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, DANA FARBER CANCER INST | 57584XNZ0 | Revenue Supported Bonds - non-taxable | 520,000 | $624,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 9,821 | $621,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,664 | $619,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 26,263 | $616,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 13,968 | $616,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,765 | $615,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,540 | $614,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 19,119 | $610,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 8,835 | $609,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 23,851 | $609,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 11,338 | $606,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,284 | $603,000 | thousands by filing date | |
| CERRITOS CA PUB FING AUTH REV, TAX ALLOCATION REV BDS, CERRITOS REDEV PROJ | 156809CW3 | Revenue Supported Bonds - non-taxable | 600,000 | $602,000 | thousands by filing date | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,200 | $601,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,711 | $600,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 27,825 | $600,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 13,900 | $599,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 35,109 | $599,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,634 | $598,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 22,809 | $598,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,977 | $596,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 31,310 | $594,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,554 | $592,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 14,619 | $590,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 12,159 | $585,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, UMASS MEMORIAL HLTH CARE INC | 57584XKB6 | Revenue Supported Bonds - non-taxable | 490,000 | $581,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 151,068 | $580,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,769 | $576,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 11,706 | $573,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 21,476 | $571,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 5,700 | $571,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 4,584 | $569,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 22,888 | $564,000 | thousands by filing date | |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 3Q '20 TERM 10/08/2021 REINV FEE | 30314P615 | UITs - Taxable | 40,212 | $561,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,711 | $556,000 | thousands by filing date | |
| FLAGSTAR FINANCIAL INC | 649445202 | Equities | 19,159 | $554,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 8,253 | $552,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 973 | $551,000 | thousands by filing date | |
| US TREASURY | 912796a90 | FIXED | 550,000 | $550,000 | thousands by filing date | principal |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BETH ISRAEL LAHEY HEALTH INC | 57584XFW6 | Revenue Supported Bonds - non-taxable | 475,000 | $549,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,915 | $548,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 38,323 | $548,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,187 | $548,000 | thousands by filing date | |
| AMR INV 1000 DS RP SRS A NON CUM PRF | 025676503 | COMMON | 19,525 | $548,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,014 | $547,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 14,665 | $540,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 60,721 | $540,000 | thousands by filing date | |
| ALLSTATE CORP DEP 1/1000 PFD G | 020002127 | Preferred | 19,701 | $540,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 11,489 | $539,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,230 | $539,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 25,032 | $539,000 | thousands by filing date | |
| Atlantic Union Bankshares Corporation 6.875 Series A Preferred | 04911A206 | Preferred Stock | 18,989 | $532,000 | thousands by filing date | |
| NEW HAMPSHIRE MUN BD BK, REV BDS | 64465PL55 | Revenue Supported Bonds - non-taxable | 500,000 | $532,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 10,919 | $531,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,598 | $530,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,574 | $530,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 32,160 | $529,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 11,885 | $527,000 | thousands by filing date | |
| GLENDALE CA UNI SCH DIST, GO REF BDS | 378460UN7 | General Obligations - non-taxable | 500,000 | $524,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,612 | $523,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,331 | $519,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 49,693 | $519,000 | thousands by filing date | |
| BOFA FIN LLC LEVERAGED INDEX RETURN LINKED NOTE | 097098149 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 30,000 | $519,000 | thousands by filing date | principal |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 6,687 | $517,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 34,963 | $516,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,447 | $515,000 | thousands by filing date | |
| CLEAR CREEK TX INDPT SCH DIST, ULTD TAX REF BDS | 1845403N0 | General Obligations - non-taxable | 500,000 | $515,000 | thousands by filing date | principal |
| ADIDAS AG ADR | 00687A107 | ADUS | 2,763 | $514,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 19,697 | $513,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 11,639 | $513,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,676 | $512,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 10,289 | $511,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,358 | $509,000 | thousands by filing date | |
| SYNCHRONY FINL 40 DS REP SRS A PRF | 87165B202 | Preferred Stock | 18,610 | $509,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BOSTON UNIV | 57583FFZ9 | Revenue Supported Bonds - non-taxable | 385,000 | $509,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP | 919794107 | COM | 37,809 | $508,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 20,139 | $507,000 | thousands by filing date | |
| PUBLIC STORAGE 4.125 DP SH PF | 74460w537 | PFD | 19,340 | $504,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 8,310 | $502,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,312 | $500,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,765 | $499,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 10,817 | $499,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 3,339 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,133 | $498,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,159 | $495,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,069 | $495,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 12,027 | $495,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 5,298 | $494,000 | thousands by filing date | |
| MORGAN STANLEY FINANCE LLC 3Y U.S. EQUITY CONTINGENT | 61771VSM3 | Equity Linked Debt - CPN and $1000 par | 488,000 | $494,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 8,990 | $491,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,366 | $490,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 11,732 | $489,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,887 | $488,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 13,873 | $485,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,894 | $482,000 | thousands by filing date | |
| BARCLAYS BANK PLC 5Y S&P INDEX ACCELERATED BARRIER NOTE | 06747PL64 | Equity Linked Debt - No CPN and $1000 par | 260,000 | $481,000 | thousands by filing date | principal |
| FIRST TRUST DSIP PORTFOLIO 2ND QTR 2020 SERIES TERM 07/19/2021 REINV MONTHLY | 30313Q598 | UITs - Taxable | 37,089 | $480,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 12,148 | $478,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 8,261 | $477,000 | thousands by filing date | |
| MASSACHUSETTS ST DEV FIN AGY REV, REV BDS, BOSTON UNIV | 57583FFY2 | Revenue Supported Bonds - non-taxable | 350,000 | $477,000 | thousands by filing date | principal |
| FRISCO TX INDPT SCH DIST, UNLTD TAX TAX REF BDS | 35880CDA9 | General Obligations - non-taxable | 475,000 | $477,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,709 | $476,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 17,632 | $476,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 28,159 | $476,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 32,936 | $473,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 21,620 | $470,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 120,300 | $469,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,591 | $468,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,080 | $466,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 5,159 | $466,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,887 | $466,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 34,085 | $464,000 | thousands by filing date | |
| Cit Group Inc Pfd | 125581884 | COM | 17,000 | $464,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,298 | $463,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 18,813 | $461,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,945 | $461,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,594 | $461,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 22,892 | $460,000 | thousands by filing date | |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. 5Y U.S. EQUITY CONTINGENT | 17328YMN1 | Equity Linked Debt - CPN and $1000 par | 450,000 | $460,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 33,331 | $454,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 39,746 | $452,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 12,564 | $451,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 13,675 | $451,000 | thousands by filing date | |
| RF 5.7 PERP | 7591EP704 | PUBLIC | 15,201 | $450,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,883 | $449,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,221 | $448,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 8,850 | $448,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH OPPTY PORT SER 13 TERM 07/01/2021 REINV FEE | 30313Q259 | UITs - Taxable | 26,842 | $448,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 2,599 | $446,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,312 | $446,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,519 | $446,000 | thousands by filing date | |
| FORT BEND CNTY TX LEVEE IMPT DIST NO 15, ULTD TAX PARK BDS | 34679TQX6 | General Obligations - non-taxable | 445,000 | $446,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 9,025 | $443,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,598 | $442,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 32,460 | $441,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,740 | $441,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 25,250 | $441,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 35,678 | $440,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 12,967 | $438,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,936 | $438,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 4,743 | $436,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 25,645 | $436,000 | thousands by filing date | |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 1Q '21 TERM 04/08/2022 REINV FEE | 30316S716 | UITs - Taxable | 37,754 | $435,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 8,344 | $434,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 7,053 | $433,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,680 | $432,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 6,888 | $430,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,209 | $429,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 127,692 | $428,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000005 | this filing | 2021-08-13 | acceptance time not in the bulk data set |