13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 5,501 holding rows worth $14,456,223,000.
- Accession
- 0001681115-20-000002
- Filer
- CIK 1681115
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,477 entries on the cover page, a total value of $14,456,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,456,223,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,700 | $19,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 1,264 | $19,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 14,418 | $19,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 16 | $19,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,400 | $19,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 833 | $19,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $19,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 526 | $19,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 13,373 | $19,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 2,000 | $19,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 588 | $18,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 540 | $18,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 467 | $18,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 965 | $18,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,128 | $18,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 845 | $18,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 358 | $18,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 4,247 | $18,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 706 | $18,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,933 | $18,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 750 | $18,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 918 | $18,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,208 | $18,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 125 | $18,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 773 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 431 | $18,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,661 | $18,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 5,464 | $18,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,650 | $18,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 711 | $18,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,380 | $18,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 530 | $18,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 1,615 | $18,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 14 | $18,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 427 | $18,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,660 | $17,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 734 | $17,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 993 | $17,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 269 | $17,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 746 | $17,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,632 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 385 | $17,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 189 | $17,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 541 | $17,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,286 | $17,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,658 | $17,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 875 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 343 | $17,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 618 | $17,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,275 | $17,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 687 | $17,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 750 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 415 | $17,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 385 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 544 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 845 | $17,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,200 | $17,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,310 | $17,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 232 | $17,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,000 | $17,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,869 | $17,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3 | $17,000 | thousands by filing date | principal |
| ANIXTER INTL INC | 035290105 | COM | 193 | $17,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,262 | $17,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 944 | $17,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 5,000 | $17,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 203 | $16,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 469 | $16,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 136 | $16,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 939 | $16,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 8,300 | $16,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 758 | $16,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 365 | $16,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,646 | $16,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 800 | $16,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,382 | $16,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,025 | $16,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 800 | $16,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 527 | $16,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,431 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 474 | $16,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 65 | $16,000 | thousands by filing date | put |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,000 | $16,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,820 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 17 | $16,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17 | $16,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 15 | $16,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 13 | $16,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,270 | $16,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 687 | $16,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 440 | $16,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 11 | $16,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 6,800 | $16,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 17 | $16,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16 | $16,000 | thousands by filing date | principal |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 275 | $15,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 639 | $15,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 548 | $15,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 377 | $15,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 600 | $15,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 688 | $15,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 524 | $15,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 2,396 | $15,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 486 | $15,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 673 | $15,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 473 | $15,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,926 | $15,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,320 | $15,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 721 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,200 | $15,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,692 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 556 | $15,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,000 | $15,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 611 | $15,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 542 | $15,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,779 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 366 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 314 | $15,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,300 | $15,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 800 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 11 | $15,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 12 | $15,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,916 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 609 | $15,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,000 | $15,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 586 | $15,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,100 | $15,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14 | $15,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 318 | $14,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 917 | $14,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 716 | $14,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 173 | $14,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 427 | $14,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 383 | $14,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,238 | $14,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 345 | $14,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 197 | $14,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 594 | $14,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 103 | $14,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 6,675 | $14,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,158 | $14,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 284 | $14,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 512 | $14,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 39 | $14,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 537 | $14,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,446 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 426 | $14,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 607 | $14,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 311 | $14,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 936 | $14,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 8,837 | $14,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,000 | $14,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 958 | $14,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 4,073 | $14,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 13 | $14,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 11 | $14,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10 | $14,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 10 | $14,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $14,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 664 | $14,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 600 | $14,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 503 | $14,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 1,000 | $14,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 65,233 | $14,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 550 | $14,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 807 | $13,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 92 | $13,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 305 | $13,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 350 | $13,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 615 | $13,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 693 | $13,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 278 | $13,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 487 | $13,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 150 | $13,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,282 | $13,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,683 | $13,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 498 | $13,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 666 | $13,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,250 | $13,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 929 | $13,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 347 | $13,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 919 | $13,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 300 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,190 | $13,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 604 | $13,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 192 | $13,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 750 | $13,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,815 | $13,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 763 | $13,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 189 | $13,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 808 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 127 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 282 | $13,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13 | $13,000 | thousands by filing date | principal |
| China Yuchai Intl Ltd | G21082105 | COM | 945 | $13,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 900 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 631 | $13,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,500 | $13,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,308 | $13,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 74,267 | $13,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 932 | $13,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,782 | $13,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 839 | $13,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 885 | $13,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 189 | $13,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 539 | $13,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10 | $13,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 626 | $13,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 92 | $13,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 275 | $13,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 448 | $13,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,162 | $13,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 1,093 | $13,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 703 | $13,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 325 | $13,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 500 | $13,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,315 | $13,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $13,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 500 | $12,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 368 | $12,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 451 | $12,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 288 | $12,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 660 | $12,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 697 | $12,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 317 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 458 | $12,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 531 | $12,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,981 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 344 | $12,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,511 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,192 | $12,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 561 | $12,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 300 | $12,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 884 | $12,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,500 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 408 | $12,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 778 | $12,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,307 | $12,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $12,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 445 | $12,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 745 | $12,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 800 | $12,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,233 | $12,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 159 | $12,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 285 | $12,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,600 | $12,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 998 | $12,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 389 | $12,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $12,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 353 | $12,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 298 | $12,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 380 | $12,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 688 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 379 | $12,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,679 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 300 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 188 | $12,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 317 | $12,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,147 | $12,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,125 | $12,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 491 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 11 | $12,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9 | $12,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 10 | $12,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 116 | $12,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 638 | $12,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,661 | $12,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 600 | $12,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 946 | $12,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 100 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 169 | $12,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,000 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 500 | $12,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 510 | $12,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 12 | $12,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 834 | $11,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 254 | $11,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,413 | $11,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 228 | $11,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 221 | $11,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,164 | $11,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 379 | $11,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 546 | $11,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 313 | $11,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 472 | $11,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 542 | $11,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,180 | $11,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,000 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 361 | $11,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,046 | $11,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 450 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 231 | $11,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,349 | $11,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 213 | $11,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 287 | $11,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 145 | $11,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,260 | $11,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,050 | $11,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1,578 | $11,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 55 | $11,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 39 | $11,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 591 | $11,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,079 | $11,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,600 | $11,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 134 | $11,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 186 | $11,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,702 | $11,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 339 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 122 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 76 | $11,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 209 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 750 | $11,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 19 | $11,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 532 | $11,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,700 | $11,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 600 | $11,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 5,100 | $11,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,991 | $11,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 10 | $11,000 | thousands by filing date | principal |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 4,366 | $11,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10 | $11,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 252 | $11,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,104 | $11,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,766 | $11,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1,650 | $11,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 500 | $11,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 5 | $11,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8 | $11,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 9 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 562 | $11,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 120 | $10,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,258 | $10,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 209 | $10,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 197 | $10,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 819 | $10,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 300 | $10,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 558 | $10,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,264 | $10,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 567 | $10,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 112 | $10,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 496 | $10,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 740 | $10,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 115 | $10,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 379 | $10,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,617 | $10,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 849 | $10,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 275 | $10,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 121 | $10,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,084 | $10,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,719 | $10,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 182 | $10,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 757 | $10,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $10,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 980 | $10,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,000 | $10,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 290 | $10,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 327 | $10,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,616 | $10,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 440 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 102 | $10,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,523 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 478 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 295 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 215 | $10,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E909 | COM | 10 | $10,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 884 | $10,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 800 | $10,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 374 | $10,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,375 | $10,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 479 | $10,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 333 | $10,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 548 | $10,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 14,316 | $10,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,456 | $10,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 10 | $10,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10 | $10,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6 | $10,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11 | $10,000 | thousands by filing date | principal |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 560 | $10,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 525 | $10,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 7,098 | $10,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 35,747 | $10,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,161 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 430 | $10,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10 | $10,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 427 | $10,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $10,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 227 | $10,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 192 | $10,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,076 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,127 | $10,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,067 | $10,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 200 | $10,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 3,000 | $10,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 430 | $10,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 546 | $9,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,168 | $9,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 204 | $9,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 1,988 | $9,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 609 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 306 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 367 | $9,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 310 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 105 | $9,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 555 | $9,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,052 | $9,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 921 | $9,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 564 | $9,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 4,000 | $9,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $9,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 336 | $9,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 700 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 88 | $9,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 179 | $9,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 597 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 187 | $9,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $9,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,716 | $9,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 578 | $9,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 350 | $9,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 360 | $9,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,000 | $9,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,146 | $9,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 394 | $9,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 329 | $9,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6 | $9,000 | thousands by filing date | principal |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 3,400 | $9,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,653 | $9,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,873 | $9,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 6,935 | $9,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 4,000 | $9,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 175 | $9,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 184 | $9,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 225 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 8 | $9,000 | thousands by filing date | principal |
| GENTHERM INC | 37253A103 | COM | 191 | $8,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 700 | $8,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,000 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 456 | $8,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 260 | $8,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 323 | $8,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 940 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 119 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 126 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 257 | $8,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 11,311 | $8,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 300 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 114 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 320 | $8,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $8,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 2,191 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $8,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 750 | $8,000 | thousands by filing date | |
| PFIZER INC | 717081953 | PUT | 241 | $8,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V950 | PUT | 715 | $8,000 | thousands by filing date | put |
| NETFLIX INC. | 64110L906 | CALL | 2 | $8,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 2,130 | $8,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 798 | $8,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 310 | $8,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,060 | $8,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 495 | $8,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,040 | $8,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 297 | $8,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 7,100 | $8,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,917 | $8,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,525 | $8,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,340 | $8,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,300 | $8,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 524 | $8,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $8,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 150 | $8,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 10,000 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 442 | $8,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,600 | $8,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 650 | $8,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 673 | $8,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 800 | $8,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 422 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 151 | $8,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,000 | $8,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 865 | $8,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 14,641 | $8,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 375 | $8,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 455 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G771 | CINTL ULTR DVD R | 325 | $8,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 156 | $7,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,700 | $7,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 395 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-20-000002 | this filing | 2020-02-12 | acceptance time not in the bulk data set |