13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 5,501 holding rows worth $14,456,223,000.
- Accession
- 0001681115-20-000002
- Filer
- CIK 1681115
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,477 entries on the cover page, a total value of $14,456,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,456,223,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUBIC CORP | 229669106 | COM | 1,443 | $92,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 2,200 | $92,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,908 | $92,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 3,200 | $92,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,218 | $91,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,145 | $91,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 7,384 | $91,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,197 | $91,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 3,455 | $91,000 | thousands by filing date | |
| ROKU INC | 77543R952 | PUT | 90 | $91,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 3,499 | $91,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $91,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 6,349 | $90,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,595 | $90,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 2,731 | $90,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 1,659 | $90,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 3,406 | $90,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 4,898 | $90,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 4,471 | $89,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 15,948 | $89,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 4,300 | $89,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,647 | $89,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,507 | $89,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 3,900 | $89,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,936 | $89,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,861 | $89,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 3,800 | $89,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 2,872 | $89,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 200 | $89,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,858 | $88,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 632 | $88,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,876 | $88,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,774 | $88,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,054 | $88,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 3,389 | $88,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,123 | $87,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,361 | $87,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,999 | $87,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 2,177 | $87,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,517 | $87,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 4,252 | $87,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,380 | $87,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 821 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,216 | $86,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 3,480 | $86,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 3,190 | $86,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,409 | $86,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 9,672 | $86,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,072 | $85,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,754 | $85,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,825 | $85,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,500 | $85,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 4,062 | $85,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 522 | $85,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 6,178 | $84,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 5,944 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 5,603 | $84,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,795 | $84,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 1,080 | $84,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,165 | $84,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,378 | $84,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,839 | $83,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,960 | $83,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,898 | $83,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,161 | $83,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,869 | $83,000 | thousands by filing date | |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 1,760 | $83,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,801 | $82,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,489 | $82,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7,200 | $82,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 4,023 | $82,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 4,813 | $82,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 27,246 | $82,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 2,680 | $82,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 1,622 | $82,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 961 | $81,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,312 | $81,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,897 | $81,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,643 | $81,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $81,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,975 | $81,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 2,525 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 6,878 | $81,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 686 | $81,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 28,986 | $81,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 2,389 | $81,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 2,704 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 2,486 | $81,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 8,126 | $80,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 2,475 | $80,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 737 | $80,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 3,167 | $80,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 6,039 | $80,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,729 | $80,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 8,062 | $80,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 8,730 | $79,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,483 | $79,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,645 | $79,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,947 | $79,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 742 | $79,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,341 | $79,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,791 | $79,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,499 | $79,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,694 | $79,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,603 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 697 | $79,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 3,164 | $79,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2,350 | $79,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,385 | $79,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 4,448 | $79,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,199 | $79,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,000 | $79,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,126 | $78,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,807 | $78,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 4,700 | $78,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 3,590 | $78,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 917 | $78,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,795 | $78,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,250 | $78,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 5,016 | $78,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 2,798 | $78,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,342 | $77,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,603 | $77,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 4,700 | $77,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,474 | $77,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,668 | $77,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 847 | $77,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,683 | $77,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,966 | $77,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,360 | $77,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 6,179 | $77,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 3,255 | $77,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,056 | $77,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,935 | $77,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 14,558 | $77,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,230 | $76,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,873 | $76,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,895 | $76,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 617 | $76,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,268 | $76,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 9 | $76,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 5,261 | $76,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 9,901 | $76,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 2,426 | $75,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 8,521 | $75,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,577 | $75,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,460 | $75,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,600 | $75,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 7,327 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 5,500 | $75,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,283 | $75,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 2,905 | $75,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,723 | $75,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 11,197 | $75,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 4,467 | $74,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,733 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,121 | $74,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 248 | $74,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 3,343 | $74,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,112 | $73,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 914 | $73,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 705 | $73,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 4,704 | $73,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,951 | $73,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,829 | $73,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,100 | $73,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 2,911 | $73,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 5,845 | $72,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,806 | $72,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,944 | $72,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,764 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 6,519 | $72,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,142 | $72,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,139 | $72,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 4,231 | $72,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,334 | $72,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,800 | $72,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 1,881 | $72,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 2,503 | $72,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 5,331 | $72,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 4,794 | $72,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 806 | $71,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,820 | $71,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,284 | $71,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,606 | $71,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,800 | $71,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,496 | $71,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,860 | $71,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,804 | $71,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $71,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 641 | $70,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,585 | $70,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 782 | $70,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 100 | $70,000 | thousands by filing date | principal |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 2,711 | $70,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 6,707 | $70,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 3,838 | $70,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 1,836 | $70,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 9,172 | $69,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,498 | $69,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 976 | $69,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 4,831 | $69,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 578 | $69,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 1,793 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 500 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 1,361 | $69,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,441 | $69,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 6,000 | $69,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,540 | $68,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,739 | $68,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,800 | $68,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 21,700 | $68,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 7,660 | $68,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 928 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,044 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 2,058 | $68,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 2,169 | $68,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 740 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 1,132 | $67,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,811 | $67,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,452 | $67,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,266 | $67,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 825 | $67,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 819 | $66,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,429 | $66,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 4,754 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 4,182 | $66,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,818 | $66,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,943 | $66,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1,932 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,918 | $66,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,625 | $66,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,672 | $65,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,395 | $65,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,409 | $65,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 1,001 | $65,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,961 | $65,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,597 | $65,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,101 | $65,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 1,790 | $65,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 5,625 | $65,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 4,206 | $65,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 15,000 | $65,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,509 | $65,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,821 | $65,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,506 | $65,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 1,350 | $65,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 505 | $65,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 887 | $64,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,305 | $64,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 370 | $64,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 3,854 | $64,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,679 | $64,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 850 | $64,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 5,382 | $64,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 50,492 | $64,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,492 | $64,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,326 | $63,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 5,622 | $63,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,489 | $63,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,195 | $63,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,183 | $63,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,510 | $63,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 4,204 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,100 | $63,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 2,960 | $63,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,100 | $63,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 2,675 | $63,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 2,117 | $63,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,275 | $63,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 15,502 | $63,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 522 | $62,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 250 | $62,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,475 | $62,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 758 | $62,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 714 | $62,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 728 | $62,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 938 | $62,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,560 | $62,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,048 | $62,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 110 | $62,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,241 | $62,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 881 | $62,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 7,756 | $62,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1,200 | $61,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 868 | $61,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,090 | $61,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,423 | $61,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,425 | $61,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,650 | $61,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 2,302 | $61,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,594 | $61,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 662 | $61,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,787 | $61,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,020 | $61,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,428 | $61,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,444 | $61,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 365 | $60,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,400 | $60,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,770 | $60,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,824 | $60,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 4,135 | $60,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 863 | $60,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,401 | $60,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,972 | $60,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,339 | $60,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,879 | $60,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,992 | $60,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,066 | $59,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,299 | $59,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 584 | $59,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,578 | $59,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,244 | $59,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 2,335 | $59,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 833 | $59,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,923 | $59,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 1,142 | $59,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,722 | $59,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 53,440 | $59,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,449 | $58,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 91 | $58,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 7,200 | $58,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 203 | $58,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 620 | $58,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,800 | $58,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,509 | $58,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 2,466 | $58,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 4,200 | $58,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $58,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 2,558 | $58,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,089 | $57,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,704 | $57,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 4,939 | $57,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,479 | $57,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 3,522 | $57,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,461 | $57,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 49 | $57,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 2,048 | $57,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,557 | $56,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 4,063 | $56,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 13 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,000 | $56,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,394 | $56,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 7,107 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,552 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,007 | $56,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 1,531 | $56,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 2,549 | $56,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,005 | $56,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G789 | INTERNATNL REV | 2,180 | $56,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 2,516 | $55,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 3,740 | $55,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,855 | $55,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,180 | $55,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,401 | $55,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 21,729 | $55,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 6,678 | $55,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,521 | $55,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,387 | $55,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 4,157 | $55,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,336 | $55,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q860 | EVENT DRIVEN | 2,055 | $55,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 4,644 | $54,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 933 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,644 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $54,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,500 | $54,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 3,865 | $54,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 794 | $54,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 2,305 | $54,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,312 | $54,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,330 | $54,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,619 | $54,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 782 | $53,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,613 | $53,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 89,714 | $53,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,049 | $53,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,697 | $53,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,193 | $53,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 3,111 | $53,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,500 | $53,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,476 | $52,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,320 | $52,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,165 | $52,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,309 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 954 | $52,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,378 | $52,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 2,060 | $52,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,300 | $52,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 41,982 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 697 | $52,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 2,042 | $52,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 40 | $52,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 19,066 | $51,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 2,242 | $51,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 863 | $51,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 850 | $51,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,547 | $51,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,533 | $51,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,970 | $51,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 2,791 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 2,013 | $51,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,443 | $51,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,542 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 4,557 | $51,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,698 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $51,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 69 | $51,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 3,310 | $51,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,747 | $51,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 934 | $50,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,602 | $50,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,071 | $50,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,191 | $50,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,172 | $50,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,850 | $50,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,300 | $50,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 777 | $50,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 9,234 | $50,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 1,175 | $49,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,207 | $49,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 3,944 | $49,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,454 | $49,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,331 | $49,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,395 | $49,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 11,255 | $49,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 523 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 938 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 920 | $49,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 5,111 | $49,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 170 | $49,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,788 | $49,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,333 | $49,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 607 | $48,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,225 | $48,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,675 | $48,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,945 | $48,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,995 | $48,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 949 | $48,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,183 | $48,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,270 | $48,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,246 | $48,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,323 | $48,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 648 | $48,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 515 | $48,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 3,975 | $48,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 3,728 | $48,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 18,900 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,097 | $48,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 656 | $48,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 9,354 | $48,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 6,700 | $48,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,564 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 2,150 | $48,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 1,000 | $48,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,741 | $48,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,911 | $47,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 5,400 | $47,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,592 | $47,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,158 | $47,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,974 | $47,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 8 | $47,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,364 | $47,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 8,500 | $47,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 80,201 | $47,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 5,500 | $47,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 685 | $46,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 281 | $46,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,034 | $46,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 3,877 | $46,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 472 | $46,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,567 | $46,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 904 | $46,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,200 | $46,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,981 | $46,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,548 | $46,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,770 | $46,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 61 | $46,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,788 | $46,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $46,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 352 | $45,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,199 | $45,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 107,600 | $45,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 3,800 | $45,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 5,609 | $45,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,247 | $45,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 3,527 | $45,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,672 | $45,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 6,253 | $45,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 660 | $45,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 789 | $45,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,148 | $45,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,279 | $45,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,500 | $45,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 910 | $44,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 473 | $44,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 958 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,980 | $44,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 5,635 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 375 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-20-000002 | this filing | 2020-02-12 | acceptance time not in the bulk data set |