13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 5,501 holding rows worth $14,456,223,000.
- Accession
- 0001681115-20-000002
- Filer
- CIK 1681115
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,477 entries on the cover page, a total value of $14,456,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,456,223,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORECARD CORPORATION | 45816D100 | COM | 1,090 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 598 | $44,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 263 | $44,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,310 | $44,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,582 | $44,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y854 | Cmn | 1,500 | $44,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 935 | $43,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 1,303 | $43,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,142 | $43,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,178 | $43,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 968 | $43,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,723 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 588 | $43,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,319 | $43,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,125 | $43,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 963 | $43,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,118 | $43,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,122 | $43,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 636 | $42,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,098 | $42,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 848 | $42,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 2,105 | $42,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 674 | $42,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 1,380 | $42,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 2,473 | $42,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 714 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,002 | $42,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 543 | $42,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,400 | $42,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 9,983 | $42,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,353 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 749 | $42,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,422 | $42,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $42,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 700 | $42,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,491 | $41,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 635 | $41,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,209 | $41,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 1,625 | $41,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 842 | $41,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,946 | $41,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,270 | $41,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,421 | $41,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,756 | $41,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 28,809 | $41,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,645 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 653 | $41,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 4,825 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 1,611 | $41,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,028 | $41,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 800 | $41,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 6,229 | $41,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 554 | $41,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,352 | $40,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,669 | $40,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 936 | $40,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 446 | $40,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 4,073 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 739 | $40,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2,913 | $40,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,231 | $40,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,278 | $40,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,356 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,426 | $40,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $40,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,975 | $40,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 1,576 | $40,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,097 | $40,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 100,000 | $40,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 2,165 | $40,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,306 | $40,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 2,428 | $40,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 1,412 | $39,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 708 | $39,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,711 | $39,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,315 | $39,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,500 | $39,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,207 | $39,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,649 | $39,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,763 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 2,669 | $39,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 927 | $39,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,765 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 706 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,453 | $39,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 5,761 | $39,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,246 | $39,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,496 | $38,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 5,539 | $38,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,175 | $38,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 5,382 | $38,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 839 | $38,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,630 | $38,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,840 | $38,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 3,269 | $38,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,028 | $38,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,400 | $38,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 351 | $38,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1,667 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,144 | $38,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 505 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,412 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,060 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 1,754 | $38,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,715 | $38,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2,268 | $38,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,930 | $38,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,315 | $38,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $38,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 715 | $37,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 343 | $37,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,259 | $37,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 812 | $37,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 380 | $37,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 830 | $37,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 909 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 512 | $37,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 1,100 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,134 | $37,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 178 | $37,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,509 | $37,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,438 | $37,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,839 | $37,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 1,440 | $37,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,366 | $37,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 2,655 | $37,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,356 | $37,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 305 | $37,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,279 | $36,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,162 | $36,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 506 | $36,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,350 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 450 | $36,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 1,900 | $36,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,852 | $36,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 86 | $36,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,347 | $36,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,022 | $36,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 4,900 | $36,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 809 | $36,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 31,500 | $36,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 1,280 | $36,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 633 | $35,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 421 | $35,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 731 | $35,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 326 | $35,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 672 | $35,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 331 | $35,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,389 | $35,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 474 | $35,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 681 | $35,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,590 | $35,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,122 | $35,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 8,325 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 273 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 563 | $35,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,400 | $35,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 57,600 | $35,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 384 | $34,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,085 | $34,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,182 | $34,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 789 | $34,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,137 | $34,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 940 | $34,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 957 | $34,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,157 | $34,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 7,102 | $34,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 4,835 | $34,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 468 | $34,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,003 | $34,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 1,157 | $33,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 704 | $33,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 942 | $33,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,095 | $33,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 1,645 | $33,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 347 | $33,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,216 | $33,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 987 | $33,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 420 | $33,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,522 | $33,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,020 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 1,252 | $33,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,184 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 482 | $33,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,112 | $33,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,779 | $33,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 739 | $33,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,260 | $33,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,700 | $33,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,600 | $33,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 781 | $32,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,506 | $32,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 538 | $32,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 843 | $32,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,655 | $32,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 389 | $32,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,770 | $32,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 545 | $32,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,270 | $32,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 884 | $32,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 962 | $32,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,868 | $32,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 771 | $32,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,095 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 505 | $32,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,400 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,000 | $32,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 1,220 | $32,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 637 | $31,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 726 | $31,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,078 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 1,000 | $31,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 2,038 | $31,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,871 | $31,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,665 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 1,000 | $31,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,750 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,243 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,025 | $31,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 719 | $31,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 9,451 | $31,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,171 | $31,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 479 | $31,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 5,923 | $31,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,120 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,310 | $31,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,373 | $31,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 431 | $30,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,781 | $30,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,400 | $30,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 1,851 | $30,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,130 | $30,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,313 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 526 | $30,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,586 | $30,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,178 | $30,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,765 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 600 | $30,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,312 | $30,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,132 | $30,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,516 | $30,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 85,800 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 2,370 | $30,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,223 | $29,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,242 | $29,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 665 | $29,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 138 | $29,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 667 | $29,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,000 | $29,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 1,425 | $29,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 5,398 | $29,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,763 | $29,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 299 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 366 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,138 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,157 | $29,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,929 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,160 | $29,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,525 | $29,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 588 | $28,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,400 | $28,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,180 | $28,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,315 | $28,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 600 | $28,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 920 | $28,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,943 | $28,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 822 | $28,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,247 | $28,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 7,100 | $28,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,300 | $28,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 566 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 2,000 | $28,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 697 | $28,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 980 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 735 | $28,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 717 | $28,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 4,293 | $28,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $28,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,578 | $28,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,702 | $28,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 882 | $28,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,640 | $28,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 808 | $28,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,737 | $28,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 4,773 | $28,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 6,600 | $28,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,000 | $28,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 120 | $28,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,400 | $28,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 21,760 | $28,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 3,500 | $28,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 428 | $27,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,483 | $27,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 522 | $27,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,826 | $27,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,404 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $27,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 997 | $27,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,296 | $27,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 522 | $27,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 860 | $27,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 887 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 746 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 800 | $27,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,619 | $27,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 940 | $27,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,365 | $27,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,060 | $27,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,800 | $26,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,092 | $26,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,360 | $26,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,226 | $26,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,075 | $26,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 469 | $26,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,274 | $26,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 715 | $26,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,210 | $26,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 700 | $26,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,423 | $26,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 1,000 | $26,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,325 | $26,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 8,824 | $26,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,569 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,000 | $26,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,011 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 680 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 485 | $26,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,555 | $26,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 15,500 | $26,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 839 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 678 | $26,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 6,425 | $26,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 393 | $26,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 1,013 | $25,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 540 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 785 | $25,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,227 | $25,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 762 | $25,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 580 | $25,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,199 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 734 | $25,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 785 | $25,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 509 | $25,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,305 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 375 | $25,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 396 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 319 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 1,002 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 1,001 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 940 | $25,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 14,442 | $25,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,000 | $25,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 403 | $24,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 276 | $24,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1,217 | $24,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,063 | $24,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,251 | $24,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,127 | $24,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,076 | $24,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,169 | $24,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 986 | $24,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 667 | $24,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,529 | $24,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 673 | $24,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 565 | $24,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 2,000 | $24,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,275 | $24,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 937 | $24,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 865 | $24,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 1,832 | $24,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,147 | $24,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 1,600 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,182 | $24,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 930 | $24,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 695 | $24,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 869 | $23,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 677 | $23,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 9,505 | $23,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,767 | $23,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 843 | $23,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 120 | $23,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 306 | $23,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 2,500 | $23,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 233 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 32 | $23,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 850 | $23,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 300 | $23,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 111 | $23,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N104 | COM | 1,839 | $23,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,500 | $23,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,000 | $23,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 1,810 | $23,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 2,199 | $23,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,375 | $23,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 3,895 | $22,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,049 | $22,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 24,264 | $22,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 490 | $22,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 499 | $22,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 169 | $22,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 173 | $22,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 615 | $22,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,929 | $22,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 900 | $22,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 2,100 | $22,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,027 | $22,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 725 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 810 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,541 | $22,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 200 | $22,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 315 | $22,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,035 | $22,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 879 | $22,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,568 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,745 | $22,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 1,550 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 828 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 939 | $22,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $22,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,500 | $21,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 513 | $21,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 801 | $21,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 516 | $21,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 878 | $21,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 70 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 300 | $21,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 329 | $21,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 1,400 | $21,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 369 | $21,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 1,529 | $21,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,206 | $21,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 580 | $21,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,500 | $21,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 538 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 424 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 501 | $21,000 | thousands by filing date | |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 394 | $21,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 7,626 | $21,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,264 | $21,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,013 | $21,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 6,907 | $21,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 21 | $21,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 5,171 | $21,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 500 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $21,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 800 | $21,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 18 | $21,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 789 | $21,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 884 | $20,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,411 | $20,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,046 | $20,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 722 | $20,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 500 | $20,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,493 | $20,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 410 | $20,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,348 | $20,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,211 | $20,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,100 | $20,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 700 | $20,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,143 | $20,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 494 | $20,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 906 | $20,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 2,360 | $20,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,455 | $20,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,000 | $20,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 960 | $20,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,020 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 614 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 888 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14 | $20,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 825 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 405 | $20,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 490 | $20,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 837 | $20,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 6,470 | $20,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 17 | $20,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 2,850 | $20,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,086 | $20,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 1,651 | $20,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,000 | $20,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 665 | $19,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 408 | $19,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 497 | $19,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 906 | $19,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,998 | $19,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 688 | $19,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 574 | $19,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,481 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 762 | $19,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 265 | $19,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,111 | $19,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 584 | $19,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 273 | $19,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 364 | $19,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $19,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 391 | $19,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 685 | $19,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 678 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 674 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-20-000002 | this filing | 2020-02-12 | acceptance time not in the bulk data set |