13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 5,501 holding rows worth $14,456,223,000.
- Accession
- 0001681115-20-000002
- Filer
- CIK 1681115
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,477 entries on the cover page, a total value of $14,456,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,456,223,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 68 | $7,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 183 | $7,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 430 | $7,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 375 | $7,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 190 | $7,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,486 | $7,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,823 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 152 | $7,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 184 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 329 | $7,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 251 | $7,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 200 | $7,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 85 | $7,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,000 | $7,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 438 | $7,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 617 | $7,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,200 | $7,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,069 | $7,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 155 | $7,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 143 | $7,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 85 | $7,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 390 | $7,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,259 | $7,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 80 | $7,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 726 | $7,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,062 | $7,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 423 | $7,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 200 | $7,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 600 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 320 | $7,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 884 | $7,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 672 | $7,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 30 | $7,000 | thousands by filing date | call |
| BOEING CO | 097023955 | PUT | 2 | $7,000 | thousands by filing date | put |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 24 | $7,000 | thousands by filing date | put |
| FEDEX CORP | 31428X956 | COM | 6 | $7,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 1,500 | $7,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,000 | $7,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 207 | $7,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 600 | $7,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,500 | $7,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 6 | $7,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 5 | $7,000 | thousands by filing date | principal |
| IMAC HLDGS INC | 44967K104 | COM | 4,800 | $7,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 669 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 150 | $7,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $7,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 254 | $7,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 260 | $7,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 2,225 | $7,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 177 | $7,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 628 | $7,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 211 | $7,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 6 | $7,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 1,803 | $7,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $7,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 800 | $7,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 7 | $7,000 | thousands by filing date | principal |
| AKERNA CORP | 00973W102 | COM | 750 | $7,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 60 | $7,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,900 | $7,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 100 | $6,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 375 | $6,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 101 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 451 | $6,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 478 | $6,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 250 | $6,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 183 | $6,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,342 | $6,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 437 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 197 | $6,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 138 | $6,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 335 | $6,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 458 | $6,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 183 | $6,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,162 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 145 | $6,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 154 | $6,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 108 | $6,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 3,450 | $6,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 127 | $6,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 355 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 154 | $6,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,615 | $6,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 69 | $6,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,000 | $6,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 500 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $6,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 300 | $6,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,550 | $6,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 274 | $6,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 200 | $6,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,390 | $6,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 192 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 225 | $6,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $6,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,150 | $6,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 50 | $6,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 24 | $6,000 | thousands by filing date | put |
| ROKU INC | 77543R902 | CALL | 1 | $6,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT | 891160959 | COM NEW | 73 | $6,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,672 | $6,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1,232 | $6,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 125 | $6,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,037 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 370 | $6,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,100 | $6,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 352 | $6,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,215 | $6,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 5 | $6,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $6,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 438 | $6,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | thousands by filing date | principal |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,758 | $6,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGE-CL A | 112585954 | COM | 20 | $6,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,450 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 219 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 380 | $6,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A901 | COM NEW | 7 | $6,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F796 | COM | 115 | $6,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 500 | $6,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 300 | $6,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 152 | $6,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 4,750 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 149 | $6,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 6 | $6,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 4,000 | $6,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 660 | $6,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3 | $6,000 | thousands by filing date | principal |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,798 | $6,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 185 | $5,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 320 | $5,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,106 | $5,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 400 | $5,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 224 | $5,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 221 | $5,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 147 | $5,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 304 | $5,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 158 | $5,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 725 | $5,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 108 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,450 | $5,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 362 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 115 | $5,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,047 | $5,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 190 | $5,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 538 | $5,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 138 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 117 | $5,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 446 | $5,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,339 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 47 | $5,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,000 | $5,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 163 | $5,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 200 | $5,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,599 | $5,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 200 | $5,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 945 | $5,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 786 | $5,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 126 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 265 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 256 | $5,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 1 | $5,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 200 | $5,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 5,777 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 301 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 172 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 190 | $5,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 245 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 200 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $5,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 9 | $5,000 | thousands by filing date | put |
| DISNEY WALT CO | 254687906 | COM | 1 | $5,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,804 | $5,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 300 | $5,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 281 | $5,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 235 | $5,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $5,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 152 | $5,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,375 | $5,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 233 | $5,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 500 | $5,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 700 | $5,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 2,660 | $5,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 310 | $5,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 3,637 | $5,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 362 | $5,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 271 | $5,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4 | $5,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 3 | $5,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4 | $5,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 5 | $5,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 5 | $5,000 | thousands by filing date | principal |
| CBDMD INC | 12482W101 | COM | 2,250 | $5,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 382 | $5,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 660 | $5,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 580 | $5,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,093 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 670 | $5,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 425 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 325 | $5,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 476 | $5,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5 | $5,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3 | $5,000 | thousands by filing date | principal |
| CARE COM INC | 141633107 | COM | 295 | $5,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 200 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 104 | $5,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 1,168 | $5,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 5,000 | $5,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 75 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 43 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 459 | $5,000 | thousands by filing date | |
| MRI INTERVENTIONS INC | 55347P209 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 100 | $4,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,000 | $4,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 883 | $4,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 273 | $4,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 42 | $4,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 60 | $4,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 146 | $4,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,923 | $4,000 | thousands by filing date | |
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| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,305 | $4,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 200 | $4,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 152 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $4,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 200 | $4,000 | thousands by filing date | |
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| EXTREME NETWORKS INC | 30226D106 | COM | 498 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 212 | $4,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 325 | $4,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 408 | $4,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 65 | $4,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 60 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 533 | $4,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 304 | $4,000 | thousands by filing date | |
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| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 328 | $4,000 | thousands by filing date | |
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| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 288 | $4,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
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| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,600 | $4,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 152 | $4,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 416 | $4,000 | thousands by filing date | |
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| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,348 | $4,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 277 | $4,000 | thousands by filing date | |
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| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 161 | $4,000 | thousands by filing date | |
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| PROSHARES TR | 74347B391 | CMN | 100 | $4,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 624 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 177 | $4,000 | thousands by filing date | |
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| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 150 | $4,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 362 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 400 | $4,000 | thousands by filing date | put |
| PEPSICO INC | 713448958 | PUT | 14 | $4,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908953 | PUT | 8 | $4,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $4,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 199 | $4,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 750 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 275 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 152 | $4,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,013 | $4,000 | thousands by filing date | |
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| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 275 | $4,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 575 | $4,000 | thousands by filing date | |
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| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 239 | $4,000 | thousands by filing date | |
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| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,575 | $4,000 | thousands by filing date | |
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| 180 DEGREE CAP CORP | 68235B109 | COM | 1,960 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 793 | $4,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 140 | $4,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 800 | $4,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 3,518 | $4,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 85 | $4,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 150 | $4,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 454 | $4,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416706 | Cmn | 123 | $4,000 | thousands by filing date | |
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| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 91 | $3,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 236 | $3,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 268 | $3,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 324 | $3,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 129 | $3,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 200 | $3,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 75 | $3,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 300 | $3,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 59 | $3,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 400 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 100 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 85 | $3,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 396 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 110 | $3,000 | thousands by filing date | |
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| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 260 | $3,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 200 | $3,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 441 | $3,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $3,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 29 | $3,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 85 | $3,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 61 | $3,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 57 | $3,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 79 | $3,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 75 | $3,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 200 | $3,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 220 | $3,000 | thousands by filing date | |
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| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 291 | $3,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 250 | $3,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 195 | $3,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 37 | $3,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 142 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 179 | $3,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 100 | $3,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 69 | $3,000 | thousands by filing date | |
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| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 154 | $3,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 41 | $3,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 374 | $3,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 535 | $3,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 946 | $3,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
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| PERSONALIS INC | 71535D106 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
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| KVH INDS INC | 482738101 | COM | 286 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 631 | $3,000 | thousands by filing date | |
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| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 138 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 149 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 79 | $3,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 191 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 143 | $3,000 | thousands by filing date | |
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| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 109 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 62 | $3,000 | thousands by filing date | |
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| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 152 | $3,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 1 | $3,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417900 | COM | 15 | $3,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,310 | $3,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,090 | $3,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 4,520 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,178 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 63 | $3,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 115 | $3,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 400 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 282 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 325 | $3,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,350 | $3,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 153 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 205 | $3,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 200 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,040 | $3,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 3,000 | $3,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3 | $3,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 325 | $3,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 70 | $3,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 371 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,000 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 157 | $3,000 | thousands by filing date | |
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| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 225 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $3,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 3,900 | $3,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,000 | $3,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 58 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 60 | $3,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 6,500 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337909 | COM UNIT LTD | 400 | $3,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 2,000 | $3,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 150 | $3,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 190 | $3,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 533 | $3,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,000 | $3,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 243 | $3,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 137 | $3,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318950 | COM | 500 | $3,000 | thousands by filing date | put |
| CISION LTD | G1992S109 | SHS | 339 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 3 | $3,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 161 | $3,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 954 | $3,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 850 | $3,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 400 | $3,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 803 | $3,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 756 | $3,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 600 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 155 | $3,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 230 | $3,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,577 | $3,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 180 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3 | $3,000 | thousands by filing date | principal |
| QUALSTAR CORP | 74758R208 | COM NEW | 500 | $3,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 500 | $3,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 100 | $3,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 46 | $2,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 123 | $2,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 85 | $2,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 615 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 433 | $2,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 27 | $2,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 28 | $2,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 747 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,489 | $2,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 15 | $2,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,000 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,640 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 541 | $2,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 110 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 109 | $2,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 187 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 95 | $2,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 100 | $2,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 193 | $2,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 600 | $2,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 188 | $2,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 155 | $2,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 169 | $2,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 42 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,629 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 260 | $2,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 285 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 408 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 57 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 61 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 164 | $2,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 45 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 117 | $2,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 200 | $2,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 237 | $2,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 258 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 255 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 532 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 328 | $2,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 169 | $2,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 42 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 345 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 181 | $2,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 119 | $2,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 880 | $2,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 81 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 141 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,700 | $2,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,884 | $2,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 142 | $2,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 200 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 50 | $2,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,500 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 152 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-20-000002 | this filing | 2020-02-12 | acceptance time not in the bulk data set |