13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 5,501 holding rows worth $14,456,223,000.
- Accession
- 0001681115-20-000002
- Filer
- CIK 1681115
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,477 entries on the cover page, a total value of $14,456,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,456,223,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 200 | $2,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 46 | $2,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 213 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 49 | $2,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 100 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 224 | $2,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 200 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 670 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 17 | $2,000 | thousands by filing date | put |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 125 | $2,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 235 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $2,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 202 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,068 | $2,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G952 | CALL | 14 | $2,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 3 | $2,000 | thousands by filing date | put |
| DISNEY WALT CO | 254687956 | PUT | 5 | $2,000 | thousands by filing date | put |
| HALLIBURTON CO | 406216951 | PUT | 25 | $2,000 | thousands by filing date | put |
| EOG RES INC | 26875P951 | PUT | 10 | $2,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 1 | $2,000 | thousands by filing date | call |
| DROPBOX INC | 26210C904 | CL A | 20 | $2,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 5 | $2,000 | thousands by filing date | put |
| ABBVIE INC | 00287Y959 | COM | 6 | $2,000 | thousands by filing date | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 100 | $2,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,411 | $2,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 500 | $2,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 86 | $2,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 200 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 62 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 114 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 400 | $2,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 124 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 200 | $2,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 25 | $2,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 938 | $2,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 922 | $2,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 200 | $2,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 365 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,000 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 62 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 133 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $2,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 250 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,380 | $2,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 155 | $2,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 59 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 237 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,200 | $2,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 500 | $2,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 400 | $2,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 515 | $2,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,100 | $2,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 2,737 | $2,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 223 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 6,000 | $2,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 740 | $2,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 500 | $2,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 700 | $2,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 254 | $2,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 553 | $2,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,140 | $2,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1 | $2,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2 | $2,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2 | $2,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 53 | $2,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 100 | $2,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,029 | $2,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 1,325 | $2,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 2,000 | $2,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 100 | $2,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 458 | $2,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 1,168 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 307 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G813 | GLOBAL ESG ETF | 61 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 217 | $1,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 44 | $1,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 55 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 68 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 48 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 17 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 56 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 83 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 105 | $1,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 43 | $1,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 160 | $1,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 12 | $1,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 21 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 141 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 63 | $1,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 47 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,200 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 300 | $1,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 107 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 57 | $1,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 300 | $1,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 100 | $1,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 29 | $1,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 270 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 291 | $1,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 299 | $1,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 67 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 102 | $1,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 28 | $1,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12 | $1,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 29 | $1,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 35 | $1,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 18 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 101 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 150 | $1,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 50 | $1,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 400 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 109 | $1,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 59 | $1,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 252 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 84 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 64 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 160 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 515 | $1,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 225 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 179 | $1,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 13 | $1,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 337 | $1,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 229 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 38 | $1,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 10 | $1,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 180 | $1,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 51 | $1,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 60 | $1,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 52 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 200 | $1,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 300 | $1,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 40 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 65 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 62 | $1,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 53 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 140 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 22 | $1,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 345 | $1,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 30 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 167 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 22 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 30 | $1,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 2 | $1,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 80 | $1,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 100 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 150 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 24 | $1,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 409 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 200 | $1,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 2 | $1,000 | thousands by filing date | put |
| MASTECH HLDGS INC | 57633B100 | COM | 128 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 16 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 5 | $1,000 | thousands by filing date | put |
| JOHNSON & JOHNSON | 478160954 | Option | 3 | $1,000 | thousands by filing date | put |
| BLOCK INC | 852234953 | PUT | 2 | $1,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S953 | PUT | 3 | $1,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D957 | PUT | 8 | $1,000 | thousands by filing date | put |
| CISCO SYS INC | 17275R952 | PUT | 5 | $1,000 | thousands by filing date | put |
| EMERSON ELEC CO | 291011954 | PUT | 2 | $1,000 | thousands by filing date | put |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 2 | $1,000 | thousands by filing date | put |
| WALMART INC | 931142953 | PUT | 40 | $1,000 | thousands by filing date | put |
| THE CIGNA GROUP | 125523950 | COM | 6 | $1,000 | thousands by filing date | put |
| BIOGEN INC | 09062X953 | COM | 1 | $1,000 | thousands by filing date | put |
| WP CAREY INC | 92936U959 | COM | 8 | $1,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP | 064058950 | COM | 10 | $1,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC | 071734957 | COM | 12 | $1,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503955 | UNIT LTD PARTN | 20 | $1,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 10 | $1,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 20 | $1,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 80 | $1,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 425 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 50 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 519 | $1,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 220 | $1,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 119 | $1,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 200 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A954 | PUT | 3 | $1,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252951 | PUT | 6 | $1,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q958 | PUT | 9 | $1,000 | thousands by filing date | put |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 171 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 130 | $1,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 70 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 162 | $1,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 12 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,100 | $1,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 63 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 215 | $1,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 18 | $1,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 164 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 8 | $1,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 65 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 60 | $1,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 955 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 115 | $1,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 850 | $1,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 123 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908955 | SML CP GRW ETF | 4 | $1,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 425 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 51 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 28 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 177 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 55 | $1,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 25 | $1,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 120 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 87 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 57 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 575 | $1,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,710 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 23 | $1,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 50 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 250 | $1,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 500 | $1,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 5 | $1,000 | thousands by filing date | put |
| CERNER CORP | 156782954 | COM | 21 | $1,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,000 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 79 | $1,000 | thousands by filing date | |
| CALLON PETE CO DEL CMN STOCK | 13123X952 | Cmn | 155 | $1,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337959 | COM UNIT LTD | 40 | $1,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V957 | COM | 35 | $1,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 250 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E954 | PUT | 3 | $1,000 | thousands by filing date | put |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 720 | $1,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 154 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908958 | PUT | 5 | $1,000 | thousands by filing date | put |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 100 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1 | $1,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 262 | $1,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 200 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 100 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 200 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 678 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 238 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 210 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 85 | $1,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 92 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 600 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 86 | $1,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 700 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 123 | $1,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 210 | $1,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 128 | $1,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 380 | $1,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 200 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,870 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 866 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 40 | $1,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 15 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,000 | $1,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 889 | $1,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1 | $1,000 | thousands by filing date | principal |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 1,029 | $1,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 100 | $1,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 561 | $1,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 74 | $1,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 50 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 1,000 | $1,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HNI CORP COM | 404251100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READY CAPITAL CORP | 75574U101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREEDOM HOLDING CORP | 356390104 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANDWIDTH INC | 05988J103 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANNER CORP | 06652V208 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 628 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A10 NETWORKS INC | 002121101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRC GLOBAL INC | 55345K103 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY ALUM CO | 156431108 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADNET INC | 750491102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OP BANCORP | 67109R109 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERIX INC | 03676C100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC | 172967954 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 1,015 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESLA INC | 88160R951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO RAD LABS INC | 090572108 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAIDU INC | 056752908 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALLIBURTON CO | 406216901 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEVRON CORPORATION | 166764950 | CALL | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTANIX INC | 67059N908 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUALCOMM INC | 747525953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABBOTT LABORATORIES | 002824950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOME DEPOT INC | 437076952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HAWAIIAN ELEC INDS INC MTN B | 419870950 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MCDONALDS CORP | 580135951 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCK & CO INC | 58933Y955 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN IMPERIAL BANK OF CO | 136069951 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946956 | HIGH DIV YLD | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MONDELEZ INTL INC | 609207955 | CL A | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ING GROEP N.V. | 456837953 | SPONSORED ADR | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DTE ENERGY CO | 233331957 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XCEL ENERGY INC | 98389B950 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MACYS INC | 55616P954 | COM | 70 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROCTER & GAMBLE CO | 742718959 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| B2GOLD CORP | 11777Q909 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKORN INC | 009728106 | COM | 279 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCSB FINL CORP COM | 69324R104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIS CORP | 758932107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 386 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MMA Capital Management LLC | 55315D105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLIA INC | 584021109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIT CORP | 909218109 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIMAREX ENERGY CO | 171798951 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Taronis Technologies Inc Com New | 876214206 | Equity | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 09071M205 | NULL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIENTRA INC | 82621J105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908952 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 421 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOVYST INC. | 73943T103 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS BK IRVINE CALIF | 684000102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON LTD | G46408103 | COM CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAITR HLDGS INC | 930752100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 940 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW | 87960W104 | COM | 608 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FGL HLDGS | G3402M102 | ORD SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTRUCTURE INC | 45781U103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTURA ENERGY INC | 21241B100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E203 | SHS | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTBC INC | 55378G102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 785 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA BIOPHARMA INC | 81689B103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA MED SYS INC | 74933X104 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC | G9402V909 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387959 | COM NEW | 75 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-20-000002 | this filing | 2020-02-12 | acceptance time not in the bulk data set |