13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,256 holding rows worth $9,917,819,000.
- Accession
- 0001681115-18-000009
- Filer
- CIK 1681115
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,305 entries on the cover page, a total value of $9,917,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,917,819,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LINDSAY CORPORATION | 535555106 | COM | 361 | $37,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 650 | $37,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 925 | $37,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 306 | $37,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,409 | $37,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,700 | $37,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,000 | $37,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,876 | $37,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 956 | $36,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 678 | $36,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 649 | $36,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 763 | $36,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,166 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,215 | $36,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 796 | $36,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 162 | $36,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 947 | $36,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $36,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,300 | $36,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2,902 | $36,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 628 | $36,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 216 | $36,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,215 | $36,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 4,725 | $36,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 359 | $36,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,790 | $36,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,386 | $36,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,772 | $36,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,000 | $36,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 7,230 | $35,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 701 | $35,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,820 | $35,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,392 | $35,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,029 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $35,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,379 | $35,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 1,750 | $35,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 968 | $35,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,734 | $35,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,453 | $35,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,968 | $35,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 650 | $35,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,027 | $34,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 861 | $34,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,745 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 705 | $34,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,080 | $34,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 805 | $34,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 2,446 | $34,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,589 | $34,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,990 | $34,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,608 | $34,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,717 | $34,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,467 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 2,020 | $34,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 1,376 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,020 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 497 | $34,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 3,011 | $34,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,078 | $34,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 20,503 | $34,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 997 | $34,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 1,141 | $34,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 1,421 | $34,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 221 | $33,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 804 | $33,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,727 | $33,000 | thousands by filing date | |
| RH | 74967X103 | COM | 253 | $33,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,203 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2,507 | $33,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 2,881 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,780 | $33,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 5,232 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 850 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,110 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 1,070 | $33,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 560 | $33,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 705 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 550 | $33,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 559 | $32,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 283 | $32,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 399 | $32,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 870 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $32,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,470 | $32,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 815 | $32,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 860 | $32,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 869 | $32,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,069 | $32,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,090 | $32,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 939 | $32,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,660 | $32,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,487 | $32,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 4,746 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 414 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 671 | $32,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,450 | $32,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,622 | $32,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 860 | $32,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $32,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 657 | $31,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,163 | $31,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,640 | $31,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,308 | $31,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 865 | $31,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 775 | $31,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 961 | $31,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,692 | $31,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 3,157 | $31,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,495 | $31,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,668 | $31,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,100 | $31,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,650 | $31,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 814 | $31,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 14,256 | $31,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 1,712 | $31,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,000 | $31,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 769 | $31,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 1,859 | $31,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 1,455 | $31,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1,031 | $30,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 434 | $30,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 1,095 | $30,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 502 | $30,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 671 | $30,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,062 | $30,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 312 | $30,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,665 | $30,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 230 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 500 | $30,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,779 | $30,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,280 | $30,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,019 | $30,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 989 | $30,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 3,183 | $30,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,855 | $30,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 807 | $30,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,702 | $30,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 82,400 | $30,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,360 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,394 | $30,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,602 | $30,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,185 | $29,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 656 | $29,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 691 | $29,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 577 | $29,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 5,268 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 856 | $29,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,006 | $29,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 640 | $29,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,433 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 3,324 | $29,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 707 | $29,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 348 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 604 | $29,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,500 | $29,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,777 | $29,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,342 | $29,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,249 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,000 | $29,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 750 | $29,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,148 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 2,390 | $29,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,270 | $29,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 767 | $29,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,550 | $29,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 1,900 | $29,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 1,150 | $29,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 594 | $28,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,546 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 408 | $28,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 589 | $28,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,408 | $28,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,050 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 2,445 | $28,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,790 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 665 | $28,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $28,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,609 | $28,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,097 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 751 | $28,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,348 | $28,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,455 | $28,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,842 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,450 | $28,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 33 | $28,000 | thousands by filing date | principal |
| CARE COM INC | 141633107 | COM | 1,245 | $28,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 3,300 | $28,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 2,913 | $28,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 250 | $28,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,853 | $27,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,865 | $27,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 2,224 | $27,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 813 | $27,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,912 | $27,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 698 | $27,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 276 | $27,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 3,445 | $27,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 875 | $27,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,016 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 779 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,000 | $27,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 12,015 | $27,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,183 | $27,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,410 | $27,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,018 | $27,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 8,600 | $27,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 16 | $27,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 310 | $26,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,455 | $26,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,048 | $26,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 529 | $26,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 435 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 450 | $26,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 841 | $26,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,508 | $26,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,698 | $26,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 6,551 | $26,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,804 | $26,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 726 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,502 | $26,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,017 | $26,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 901 | $26,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 2,130 | $26,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 596 | $26,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,578 | $26,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,000 | $26,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,973 | $26,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 967 | $26,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 199 | $26,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,620 | $26,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 17 | $26,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 2,570 | $26,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 1,435 | $26,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 3,600 | $26,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 49,701 | $26,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 941 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $26,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 580 | $26,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,650 | $25,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 807 | $25,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 672 | $25,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 543 | $25,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 357 | $25,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,300 | $25,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,261 | $25,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,294 | $25,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 4,053 | $25,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,450 | $25,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,275 | $25,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 987 | $25,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 442 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 588 | $25,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 1,340 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 773 | $25,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 990 | $25,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 621 | $25,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 9,770 | $25,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 461 | $25,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,650 | $25,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,837 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1,014 | $25,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 711 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 900 | $25,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 26 | $25,000 | thousands by filing date | principal |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 2,420 | $25,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 689 | $24,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $24,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 331 | $24,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,515 | $24,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 350 | $24,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 265 | $24,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 603 | $24,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,900 | $24,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 800 | $24,000 | thousands by filing date | |
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| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 918 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 832 | $24,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,700 | $24,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,135 | $24,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 299 | $24,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 762 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 1,500 | $24,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,200 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 633 | $24,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,026 | $23,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,600 | $23,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,831 | $23,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,632 | $23,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $23,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 274 | $23,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 869 | $23,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 608 | $23,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 825 | $23,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,300 | $23,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,338 | $23,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,693 | $23,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 10 | $23,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 600 | $23,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 10 | $23,000 | thousands by filing date | principal |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 3,882 | $23,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25 | $23,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 19 | $23,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 1,583 | $23,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 677 | $23,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,900 | $23,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 5,200 | $23,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,500 | $23,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,654 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 900 | $23,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,000 | $23,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 8,000 | $23,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 339 | $22,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 586 | $22,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,805 | $22,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,801 | $22,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,040 | $22,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 571 | $22,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,113 | $22,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 344 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,167 | $22,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 500 | $22,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 485 | $22,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,000 | $22,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 553 | $22,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 728 | $22,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,446 | $22,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,000 | $22,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 427 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 762 | $22,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 600 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 634 | $22,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 4,802 | $22,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 609 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,006 | $22,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,316 | $22,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,695 | $22,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,581 | $22,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 371 | $22,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,033 | $22,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,380 | $22,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 19 | $22,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 154 | $22,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 8,121 | $22,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,000 | $22,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,416 | $22,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 585 | $22,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,692 | $22,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 336 | $22,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,000 | $22,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 1,547 | $22,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 891 | $21,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,950 | $21,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,400 | $21,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 482 | $21,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 643 | $21,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,621 | $21,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,459 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 414 | $21,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $21,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 100 | $21,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 404 | $21,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 520 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,600 | $21,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 340 | $21,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,458 | $21,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 294 | $21,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 416 | $21,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,384 | $21,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,100 | $21,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 750 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 653 | $21,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,350 | $21,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 900 | $21,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,800 | $21,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 795 | $21,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 927 | $21,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,150 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 20,630 | $21,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 21 | $21,000 | thousands by filing date | principal |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 800 | $21,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 565 | $21,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 45,000 | $21,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 16 | $21,000 | thousands by filing date | principal |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 8,450 | $21,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 356 | $20,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 33,900 | $20,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,771 | $20,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,700 | $20,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 677 | $20,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,680 | $20,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 265 | $20,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,000 | $20,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 423 | $20,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,483 | $20,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 230 | $20,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 455 | $20,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,000 | $20,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 593 | $20,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 740 | $20,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 748 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 637 | $20,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 884 | $20,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,888 | $20,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 927 | $20,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,638 | $20,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,219 | $20,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,349 | $20,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,000 | $20,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,115 | $20,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 12 | $20,000 | thousands by filing date | principal |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 574 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 750 | $20,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 544 | $20,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 435 | $20,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 2,066 | $19,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,307 | $19,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 23,763 | $19,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,273 | $19,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 895 | $19,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 499 | $19,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 414 | $19,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 552 | $19,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 81 | $19,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 937 | $19,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 387 | $19,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 379 | $19,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 310 | $19,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 389 | $19,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 112 | $19,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 536 | $19,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 886 | $19,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 203 | $19,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 839 | $19,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 322 | $19,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 18 | $19,000 | thousands by filing date | principal |
| PHI INC | 69336T106 | COM VTG | 2,135 | $19,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 796 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $19,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 573 | $19,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 300 | $19,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 191 | $18,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 289 | $18,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 403 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 525 | $18,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 561 | $18,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 382 | $18,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 588 | $18,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,115 | $18,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 3,200 | $18,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 190 | $18,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 934 | $18,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 624 | $18,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 760 | $18,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 568 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 165 | $18,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 6,500 | $18,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,570 | $18,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 436 | $18,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,653 | $18,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,300 | $18,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 4,766 | $18,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,118 | $18,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 592 | $18,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 687 | $18,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 12 | $18,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,131 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 1,112 | $18,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,902 | $17,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 5,500 | $17,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 273 | $17,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 422 | $17,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 822 | $17,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,000 | $17,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 265 | $17,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,992 | $17,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,213 | $17,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 761 | $17,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,899 | $17,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 299 | $17,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 443 | $17,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $17,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 449 | $17,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 694 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 402 | $17,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 584 | $17,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 694 | $17,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 430 | $17,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,632 | $17,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,640 | $17,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1,636 | $17,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 18 | $17,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 14 | $17,000 | thousands by filing date | principal |
| NEVSUN RES LTD | 64156L101 | COM | 3,880 | $17,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 500 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000009 | this filing | 2018-11-14 | acceptance time not in the bulk data set |