13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,256 holding rows worth $9,917,819,000.
- Accession
- 0001681115-18-000009
- Filer
- CIK 1681115
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,305 entries on the cover page, a total value of $9,917,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,917,819,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 675 | $72,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,139 | $72,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,017 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,278 | $72,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 3,099 | $72,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 4,783 | $72,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 3,899 | $72,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 15,969 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,178 | $72,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,500 | $72,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,972 | $71,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 3,083 | $71,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,781 | $71,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,580 | $71,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 1,517 | $71,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,787 | $71,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 22,200 | $71,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 38,600 | $71,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 850 | $70,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,404 | $70,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,889 | $70,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,099 | $70,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,094 | $70,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 847 | $70,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,224 | $70,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,666 | $70,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,409 | $70,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 3,629 | $70,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 5,778 | $70,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,461 | $70,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 860 | $70,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 5,954 | $70,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 890 | $70,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 3,474 | $70,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $70,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,904 | $70,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 2,138 | $70,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 7,500 | $70,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 4,099 | $69,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 954 | $69,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,750 | $69,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,746 | $69,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,900 | $69,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 5,311 | $69,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 898 | $69,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,335 | $69,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,800 | $69,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 952 | $69,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,666 | $69,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,684 | $69,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,083 | $69,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 5,311 | $68,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,930 | $68,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,101 | $68,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 3,069 | $68,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 657 | $68,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 6,640 | $68,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,053 | $68,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 8,476 | $68,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 52,404 | $68,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,385 | $68,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,040 | $67,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,517 | $67,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 3,310 | $67,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,010 | $67,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,116 | $67,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,449 | $67,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,439 | $66,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 3,392 | $66,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,741 | $66,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,755 | $66,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,050 | $66,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 884 | $66,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,016 | $66,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 2,500 | $66,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 2,628 | $66,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,089 | $65,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,611 | $65,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,947 | $65,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,280 | $65,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,666 | $65,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 3,077 | $65,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 1,124 | $65,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 3,209 | $65,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 19,290 | $65,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,496 | $65,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 1,485 | $65,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $65,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 6,480 | $65,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 16,742 | $65,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,582 | $64,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,500 | $64,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,510 | $64,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,298 | $64,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,189 | $64,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,484 | $64,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,004 | $64,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,176 | $64,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,267 | $64,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 852 | $64,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,694 | $64,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,715 | $64,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 5,816 | $64,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 2,939 | $63,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,205 | $63,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,193 | $63,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,242 | $63,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,123 | $63,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 8,381 | $63,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 3,955 | $63,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,464 | $63,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,729 | $63,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,459 | $63,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,694 | $63,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 6,800 | $63,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 2,346 | $63,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,242 | $62,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 486 | $62,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,481 | $62,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 6,007 | $62,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 175 | $62,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,353 | $62,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,088 | $62,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,566 | $62,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,853 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 2,822 | $62,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,368 | $62,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 3,800 | $62,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,686 | $62,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,003 | $62,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,352 | $62,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 53,450 | $62,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,431 | $62,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 7,784 | $61,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 857 | $61,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,804 | $61,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 992 | $61,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,511 | $61,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,578 | $61,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,177 | $61,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 2,516 | $61,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 8,170 | $61,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 2,412 | $61,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,299 | $60,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 725 | $60,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,935 | $60,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 25,421 | $60,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 8,407 | $60,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 5,800 | $60,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,228 | $59,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 676 | $59,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 769 | $59,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 958 | $59,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 682 | $59,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 3,214 | $59,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,250 | $59,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,655 | $59,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,250 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,057 | $59,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 813 | $59,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,361 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,015 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 3,929 | $59,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 2,712 | $58,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 5,009 | $58,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 5,118 | $58,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,830 | $58,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,407 | $58,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,500 | $58,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,038 | $58,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 4,227 | $58,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 2,855 | $58,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 5,950 | $58,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 6,730 | $58,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,186 | $58,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 44,799 | $57,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 774 | $57,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 4,606 | $57,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 452 | $57,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,887 | $57,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 750 | $57,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 800 | $57,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 3,204 | $57,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,030 | $57,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 3,303 | $57,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 2,550 | $57,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 59 | $57,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B813 | mc | 1,500 | $57,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,242 | $56,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,177 | $56,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 563 | $56,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,500 | $56,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 3,802 | $56,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,893 | $56,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 9,100 | $56,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,866 | $56,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 709 | $56,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,343 | $56,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 2,313 | $56,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,220 | $56,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,123 | $56,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,796 | $56,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,565 | $56,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,652 | $56,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,500 | $56,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 32,500 | $56,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 52 | $56,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 2,081 | $56,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 822 | $55,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,034 | $55,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 679 | $55,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1,704 | $55,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,470 | $55,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,512 | $55,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,500 | $55,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 4,572 | $55,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 3,253 | $55,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,481 | $55,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,486 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,017 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,003 | $55,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,474 | $55,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 52 | $55,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 1,008 | $55,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 661 | $54,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,012 | $54,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 480 | $54,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 172 | $54,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 932 | $54,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,290 | $54,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 520 | $54,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 949 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,500 | $54,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,366 | $54,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,630 | $54,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 680 | $54,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,793 | $54,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 285 | $53,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 28,561 | $53,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,277 | $53,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,265 | $53,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,094 | $53,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,815 | $53,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 1,513 | $53,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,470 | $53,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,185 | $53,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 2,990 | $53,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 6,591 | $53,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 46 | $53,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 525 | $52,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $52,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 3,150 | $52,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,829 | $52,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,808 | $52,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 612 | $52,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,608 | $52,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 720 | $52,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,351 | $52,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,339 | $52,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 823 | $52,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,054 | $52,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 563 | $52,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 57 | $52,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 52 | $52,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 52 | $52,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1,839 | $52,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,531 | $51,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 980 | $51,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 3,231 | $51,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,524 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,903 | $51,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,974 | $51,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,371 | $51,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 35 | $51,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,186 | $51,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,750 | $51,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,790 | $51,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,478 | $51,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 50 | $51,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 6,209 | $51,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,700 | $51,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 50 | $51,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 805 | $50,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,112 | $50,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 1,438 | $50,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 604 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 2,068 | $50,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 3,086 | $50,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 140 | $50,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,970 | $50,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 603 | $50,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 2,123 | $50,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,199 | $50,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,502 | $50,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 688 | $50,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,893 | $50,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,712 | $50,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 8,150 | $50,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,999 | $50,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 1,612 | $49,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,261 | $49,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,571 | $49,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 2,671 | $49,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,214 | $49,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,672 | $49,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,687 | $49,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 875 | $49,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,949 | $49,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 2,343 | $49,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 283 | $49,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 6,692 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 967 | $49,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 66,352 | $49,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1,186 | $48,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,517 | $48,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 210 | $48,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 3,008 | $48,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,687 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 3,950 | $48,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,154 | $48,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,952 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $48,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 965 | $48,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 7,368 | $48,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 626 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,025 | $48,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 2,029 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,471 | $48,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 374 | $48,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 69 | $48,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,893 | $48,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 47 | $48,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 48 | $48,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 850 | $48,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 48 | $48,000 | thousands by filing date | principal |
| LEGACY RESVS INC COM | 524706108 | Stock | 10,098 | $48,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,391 | $47,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,417 | $47,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,318 | $47,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 578 | $47,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 705 | $47,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,483 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2,990 | $47,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,088 | $47,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3,631 | $47,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 506 | $47,000 | thousands by filing date | |
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| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,800 | $47,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 6,000 | $47,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 44 | $47,000 | thousands by filing date | principal |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 8,797 | $47,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,791 | $47,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,693 | $47,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,775 | $47,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,598 | $46,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,225 | $46,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,051 | $46,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 754 | $46,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 2,857 | $46,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 745 | $46,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 512 | $46,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 345 | $46,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 850 | $46,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 3,210 | $46,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,000 | $46,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,381 | $46,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,663 | $46,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,600 | $46,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 3,249 | $46,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 77 | $45,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,151 | $45,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 663 | $45,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,441 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 3,312 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 953 | $45,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,763 | $45,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,861 | $45,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,411 | $45,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 46,157 | $45,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,470 | $45,000 | thousands by filing date | |
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| ISHARES TR | 46435U697 | IBONDS DEC | 1,814 | $45,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 1,827 | $45,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 7,570 | $45,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 4,900 | $45,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 17,089 | $44,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,735 | $44,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,500 | $44,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 100 | $44,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,851 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,752 | $44,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $44,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,664 | $44,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 1,269 | $44,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,231 | $44,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 935 | $44,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 664 | $43,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 683 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 737 | $43,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 6,164 | $43,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,854 | $43,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,027 | $43,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,685 | $43,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,665 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,424 | $43,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 984 | $43,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,008 | $43,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 41 | $43,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 58 | $43,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 1,529 | $43,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,600 | $42,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,529 | $42,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,733 | $42,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,025 | $42,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,031 | $42,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,045 | $42,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 7,805 | $42,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,390 | $42,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,156 | $42,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,482 | $42,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,258 | $42,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,679 | $41,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 546 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,786 | $41,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 901 | $41,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,936 | $41,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 672 | $41,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 780 | $41,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,300 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 382 | $41,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 198 | $41,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,135 | $41,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 27,439 | $41,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 818 | $40,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,534 | $40,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,755 | $40,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,249 | $40,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 2,276 | $40,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 498 | $40,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,494 | $40,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,876 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,160 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,133 | $40,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,400 | $40,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,578 | $40,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,362 | $40,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,062 | $40,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,254 | $40,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 1,850 | $40,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 845 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,324 | $40,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 42 | $40,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 3,182 | $39,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 8,502 | $39,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 2,305 | $39,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,500 | $39,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 591 | $39,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,963 | $39,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,226 | $39,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 528 | $39,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,430 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1,186 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 736 | $39,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,343 | $39,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,440 | $39,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 880 | $39,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,772 | $39,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,039 | $39,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 39 | $39,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 1,487 | $38,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 277 | $38,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,657 | $38,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 676 | $38,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 850 | $38,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,000 | $38,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 1,609 | $38,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,364 | $38,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 957 | $38,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 590 | $38,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,651 | $38,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 5,271 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,000 | $38,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,662 | $38,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,100 | $38,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $38,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,638 | $38,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,650 | $38,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,008 | $38,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 651 | $38,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,038 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 573 | $38,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 2,215 | $38,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,880 | $37,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,930 | $37,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 769 | $37,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 3,700 | $37,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,757 | $37,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,527 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000009 | this filing | 2018-11-14 | acceptance time not in the bulk data set |