13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,256 holding rows worth $9,917,819,000.
- Accession
- 0001681115-18-000009
- Filer
- CIK 1681115
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,305 entries on the cover page, a total value of $9,917,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,917,819,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FREEPORT MCMORAN INC | 35671D907 | CALL | 12 | $1,000 | thousands by filing date | call |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 416 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 359 | $1,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 300 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 50 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 505 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 93 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 152 | $1,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 104 | $1,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 50 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 130 | $1,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 73 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,597 | $1,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 97,011 | $1,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 18 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 394 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 26 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 51 | $1,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 1,250 | $1,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 30 | $1,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 78 | $1,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 426 | $1,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 80 | $1,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 560 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 120 | $1,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 55 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 28 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 29 | $1,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 17 | $1,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 32 | $1,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 169 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,243 | $1,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 77 | $1,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 110 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 128 | $1,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 200 | $1,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 23 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $1,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 56 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 34 | $1,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 25 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 9 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,675 | $1,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 660 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 1,575 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 75 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,000 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 29 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,300 | $1,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 300 | $1,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 41 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 200 | $1,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,100 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 210 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 105 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 452 | $1,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 34 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 50 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 250 | $1,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 47 | $1,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1 | $1,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1 | $1,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 62 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,200 | $1,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 500 | $1,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 270 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 100 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 167 | $1,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 100 | $1,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1 | $1,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L207 | COM NEW | 658 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 206 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $1,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 1 | $1,000 | thousands by filing date | principal |
| GEVO INC | 374396406 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVEL CORP COM | 221006109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MUELLER INDS INC COM | 624756102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORP INC DEL | 05969A105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRF SA | 10552T107 | SPONSORED ADR | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBIZ INC | 124805102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A10 NETWORKS INC | 002121101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN PLAINS INC | 393222104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NN INC | 629337106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO RAD LABS INC | 090572108 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V907 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETFLIX INC. | 64110L956 | PUT | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLOCK INC | 852234953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS RLTY MTG INC | 690828108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REIS INC | 75936P105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEOPENWEST INC | 96758W101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAD INC | 44934S206 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCSB FINL CORP COM | 69324R104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIS CORP | 758932107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MMA Capital Management LLC | 55315D105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906501 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXONE CO | 302104104 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERNER CORP | 156782954 | COM | 60 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL CMNTY BANCORP | 69290X101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GREEN BANCORP INC | 39260X100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 2,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC COM PAR | 897238408 | Stock | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 2,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHA INVT CORP | 67091U102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO. | 701081408 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000009 | this filing | 2018-11-14 | acceptance time not in the bulk data set |