13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,256 holding rows worth $9,917,819,000.
- Accession
- 0001681115-18-000009
- Filer
- CIK 1681115
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,305 entries on the cover page, a total value of $9,917,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,917,819,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lincoln National Corporat | 524901105 | COM | 4,459 | $139,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,315 | $138,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 7,250 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,256 | $138,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 4,393 | $138,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 9,701 | $138,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,333 | $137,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 912 | $137,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,755 | $137,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,786 | $137,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,402 | $136,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,953 | $136,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,544 | $136,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 3,624 | $136,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 5,461 | $136,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,978 | $136,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 27,309 | $136,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,800 | $136,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,977 | $135,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 507 | $135,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 7,150 | $135,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,325 | $135,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,774 | $135,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,014 | $134,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,786 | $134,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,831 | $134,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 5,911 | $134,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,372 | $134,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,667 | $134,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,615 | $134,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,671 | $133,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,696 | $133,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 41,600 | $133,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 11,517 | $132,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 12,852 | $132,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 999 | $132,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,618 | $131,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 2,524 | $131,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,883 | $131,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 3,318 | $131,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 9,339 | $131,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,229 | $131,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 11,665 | $131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 3,475 | $131,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 9,219 | $131,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,888 | $130,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 4,700 | $130,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 24,398 | $130,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 3,733 | $130,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,505 | $130,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 5,322 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,113 | $130,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 4,200 | $130,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 34,900 | $129,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 2,887 | $129,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 5,156 | $129,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 2,811 | $129,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 3,338 | $129,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,378 | $129,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,068 | $129,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 7,877 | $129,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 2,302 | $129,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 23,971 | $129,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 601 | $128,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,755 | $128,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,424 | $128,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 4,511 | $128,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 3,620 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,887 | $128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,216 | $127,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,597 | $127,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,360 | $127,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 4,910 | $127,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,350 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 4,223 | $126,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 8,782 | $126,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,450 | $125,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,421 | $125,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 839 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 3,558 | $125,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,662 | $124,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 25,749 | $124,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,725 | $124,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,857 | $124,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 9,388 | $124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,852 | $124,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 5,923 | $124,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,145 | $124,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 18,017 | $124,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,282 | $123,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,251 | $123,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 139 | $123,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 2,030 | $123,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,934 | $123,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,739 | $123,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 5,003 | $123,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 5,303 | $123,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 10,548 | $123,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,083 | $122,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,298 | $122,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,570 | $122,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 2,231 | $122,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 2,044 | $122,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,313 | $122,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 4,160 | $122,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,734 | $122,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,432 | $121,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,730 | $121,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 3,516 | $121,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,501 | $121,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,187 | $121,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 5,287 | $121,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 2,575 | $121,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 3,000 | $121,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 5,083 | $121,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,099 | $120,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,671 | $120,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,158 | $120,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 4,026 | $120,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,845 | $120,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,889 | $120,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 5,808 | $119,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,552 | $119,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 3,172 | $119,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 3,547 | $119,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 11,625 | $119,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 6,992 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,729 | $118,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 2,379 | $118,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,248 | $118,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,676 | $118,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 2,410 | $118,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 7,015 | $117,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 20,133 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 1,702 | $117,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,671 | $117,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,347 | $117,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,370 | $116,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 998 | $116,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 849 | $116,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 14,169 | $116,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 6,453 | $116,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 11,054 | $116,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,859 | $116,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 6,596 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,750 | $116,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,922 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 5,414 | $116,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,850 | $115,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 5,191 | $115,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,300 | $115,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 11,577 | $115,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 9,488 | $115,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 18,075 | $115,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 2,157 | $115,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 2,241 | $115,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 4,969 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,809 | $114,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,405 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,400 | $114,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 9,210 | $114,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,940 | $114,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,679 | $113,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,040 | $113,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,740 | $113,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,486 | $113,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30,381 | $113,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,746 | $113,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,304 | $113,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 5,608 | $113,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 18,298 | $113,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 5,788 | $112,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,232 | $112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1,750 | $112,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 797 | $112,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,056 | $112,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,761 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 3,058 | $112,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,258 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 2,023 | $112,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 18,739 | $112,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 3,495 | $112,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 6,740 | $112,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 6,278 | $112,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 8,000 | $112,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 7,614 | $111,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,257 | $111,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 3,077 | $111,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,647 | $111,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,170 | $111,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,215 | $110,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 5,802 | $110,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,950 | $110,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 5,152 | $109,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,226 | $109,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,553 | $109,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,883 | $109,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,942 | $109,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 9,104 | $109,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 14,605 | $109,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,345 | $108,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 764 | $108,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 16,027 | $108,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,503 | $108,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,181 | $107,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 7,238 | $107,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 7,174 | $107,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,097 | $107,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 2,262 | $107,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,493 | $107,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,254 | $107,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 5,326 | $107,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 4,641 | $107,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,535 | $106,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 66,015 | $106,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 744 | $106,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,804 | $106,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 996 | $105,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 4,449 | $105,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,456 | $105,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,703 | $105,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,247 | $104,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,058 | $104,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,967 | $104,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,124 | $104,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,926 | $104,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,479 | $104,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 7,934 | $104,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 16,174 | $104,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2,351 | $103,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,515 | $103,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,967 | $103,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 3,776 | $103,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,431 | $103,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,671 | $103,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 828 | $103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,424 | $103,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,159 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 5,341 | $102,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 2,423 | $102,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,377 | $102,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,567 | $101,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 440 | $101,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,102 | $101,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,337 | $101,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,730 | $101,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 3,143 | $101,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,200 | $101,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 4,701 | $101,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 11,703 | $100,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,864 | $100,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 4,550 | $100,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 7,443 | $100,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,193 | $100,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,250 | $100,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,746 | $100,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 7,616 | $100,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 3,973 | $100,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 3,958 | $99,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,831 | $99,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,906 | $99,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,989 | $99,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 4,930 | $99,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 4,500 | $99,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,568 | $99,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 883 | $98,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 3,426 | $98,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 4,075 | $98,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,865 | $98,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 4,057 | $98,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 7,465 | $98,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,041 | $98,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,644 | $97,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 728 | $97,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 3,845 | $97,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,239 | $97,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,178 | $97,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 3,380 | $97,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 6,516 | $97,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,866 | $97,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,020 | $97,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 3,414 | $96,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,412 | $96,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,000 | $96,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,577 | $96,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,263 | $96,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,130 | $96,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,069 | $96,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 7,614 | $96,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,159 | $96,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,623 | $95,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 4,300 | $95,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 5,850 | $95,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 4,310 | $95,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,498 | $95,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,986 | $95,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,118 | $95,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 3,797 | $95,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 10,000 | $95,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 1,169 | $94,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,857 | $94,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,878 | $94,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 8,215 | $94,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,450 | $94,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,161 | $94,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 2,229 | $94,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,625 | $94,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,068 | $94,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,122 | $94,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,936 | $94,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 8,573 | $94,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,480 | $94,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,010 | $94,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,321 | $93,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,799 | $92,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,210 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 3,953 | $92,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 7,400 | $92,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,599 | $92,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 5,837 | $92,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,233 | $91,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 10,480 | $91,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,370 | $91,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,112 | $91,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 8,151 | $91,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 1,121 | $91,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,722 | $91,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 3,568 | $91,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 3,598 | $91,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,545 | $90,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 5,181 | $90,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,762 | $90,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,776 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 7,000 | $90,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 5,200 | $90,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,175 | $89,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,002 | $89,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,647 | $89,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 1,579 | $89,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 1,869 | $89,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 4,400 | $89,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 6,869 | $89,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,760 | $89,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,271 | $89,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 3,557 | $89,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,368 | $88,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,060 | $88,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 9,303 | $88,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 2,628 | $88,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,831 | $88,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 58,128 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 4,748 | $88,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 3,682 | $88,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,123 | $88,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,802 | $87,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,587 | $87,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,564 | $87,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,301 | $87,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,052 | $87,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,031 | $87,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,463 | $87,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 3,365 | $87,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,117 | $87,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 3,039 | $87,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 23,365 | $87,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 20,757 | $87,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,452 | $86,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,495 | $86,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 7,500 | $86,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 3,621 | $86,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,994 | $86,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 1,145 | $86,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 5,090 | $86,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 3,397 | $86,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,597 | $85,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 3,482 | $85,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 5,350 | $85,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 8,153 | $85,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,618 | $85,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 3,480 | $85,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 3,954 | $85,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,000 | $85,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 998 | $85,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,963 | $84,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,395 | $84,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,300 | $84,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,810 | $84,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 3,075 | $84,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 6,479 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 6,940 | $83,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 4,829 | $83,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 3,255 | $83,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,917 | $82,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,048 | $82,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,484 | $82,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 5,793 | $82,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 5,069 | $82,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,120 | $82,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 1,467 | $82,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $82,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 5,700 | $82,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 9,139 | $82,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 638 | $81,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,447 | $81,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,931 | $81,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,872 | $81,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,939 | $81,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 5,545 | $81,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 744 | $81,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,550 | $81,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,459 | $81,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 3,027 | $81,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 3,140 | $81,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,567 | $81,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,294 | $80,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 600 | $80,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,985 | $80,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,185 | $80,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 968 | $80,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 9,281 | $80,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,470 | $80,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,495 | $80,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,000 | $80,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 80 | $80,000 | thousands by filing date | principal |
| KNOLL INC | 498904200 | COM NEW | 3,402 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,823 | $80,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 4,621 | $80,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 4,731 | $80,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 916 | $79,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,099 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 814 | $79,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 947 | $79,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,264 | $79,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 3,273 | $79,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 3,265 | $79,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 3,450 | $79,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 46,714 | $79,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,398 | $79,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 800 | $79,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,202 | $78,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 320 | $78,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 4,579 | $78,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,471 | $78,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 2,750 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,595 | $77,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,943 | $77,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2,465 | $77,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,547 | $77,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,165 | $77,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 12,060 | $77,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 3,500 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,784 | $77,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 15,189 | $77,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,766 | $76,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,265 | $76,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 4,323 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 6,278 | $76,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,208 | $76,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 777 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,000 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 5,960 | $76,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,106 | $76,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 4,262 | $76,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 2,669 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,737 | $76,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 750 | $76,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,665 | $75,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 18,727 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 3,179 | $75,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,517 | $75,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,084 | $75,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 2,195 | $75,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 2,787 | $75,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,396 | $74,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,947 | $74,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 38,410 | $74,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 7,684 | $74,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 6,500 | $74,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 6,039 | $74,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 1,273 | $74,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 4,057 | $74,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,155 | $74,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 10,085 | $74,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 6,786 | $74,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,752 | $74,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $74,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,637 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 2,607 | $73,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 265 | $73,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 882 | $73,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 418 | $73,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,701 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 5,800 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,506 | $73,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 3 | $73,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 2,807 | $73,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 3,744 | $73,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 3,314 | $73,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,912 | $72,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,551 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000009 | this filing | 2018-11-14 | acceptance time not in the bulk data set |