13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,256 holding rows worth $9,917,819,000.
- Accession
- 0001681115-18-000009
- Filer
- CIK 1681115
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,305 entries on the cover page, a total value of $9,917,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,917,819,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COSTAMARE INC | Y1771G102 | SHS | 882 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 140 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 122 | $6,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 315 | $6,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 525 | $6,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 115 | $6,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 172 | $6,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 200 | $6,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 500 | $6,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 731 | $6,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 190 | $6,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 144 | $6,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 157 | $6,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 300 | $6,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 421 | $6,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 494 | $6,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 85 | $6,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 143 | $6,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 100 | $6,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,975 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 301 | $6,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 330 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 100 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 178 | $6,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 50 | $6,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 407 | $6,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,145 | $6,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 6 | $6,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 192 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 246 | $6,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,162 | $6,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 174 | $6,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 200 | $6,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 130 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 5 | $6,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 5 | $6,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 6 | $6,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6 | $6,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 6 | $6,000 | thousands by filing date | principal |
| MORPHOSYS AG | 617760202 | ADR | 225 | $6,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 414 | $6,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 175 | $6,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 300 | $6,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 536 | $6,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 280 | $6,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 6 | $6,000 | thousands by filing date | principal |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 475 | $6,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 531 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 243 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $6,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 260 | $6,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 183 | $6,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $6,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 800 | $6,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 187 | $6,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,578 | $6,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 60 | $6,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 5 | $6,000 | thousands by filing date | principal |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 200 | $6,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4 | $6,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6 | $6,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 841 | $6,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 190 | $5,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 438 | $5,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 251 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 82 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 250 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 165 | $5,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 216 | $5,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 107 | $5,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 225 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,008 | $5,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 179 | $5,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 106 | $5,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 188 | $5,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 4,277 | $5,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 281 | $5,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 187 | $5,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 535 | $5,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 123 | $5,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 250 | $5,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 115 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 255 | $5,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 316 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $5,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 170 | $5,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 823 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 200 | $5,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 124 | $5,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,900 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 1,000 | $5,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 200 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7 | $5,000 | thousands by filing date | principal |
| ISHARES TR | 46434V886 | CMN | 150 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 195 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 90 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 495 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 100 | $5,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 385 | $5,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $5,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 437 | $5,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 112 | $5,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 420 | $5,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 540 | $5,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 200 | $5,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 250 | $5,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,350 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 82 | $5,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 141 | $5,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 125 | $5,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5,577 | $5,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 600 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 172 | $5,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 363 | $5,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 551 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| NXT-ID INC | 67091J206 | COM NEW | 3,470 | $5,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 325 | $5,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 6 | $5,000 | thousands by filing date | principal |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 2,512 | $5,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,000 | $5,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 43 | $5,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 11,985 | $5,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 256 | $4,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 128 | $4,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 177 | $4,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 60 | $4,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 165 | $4,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 239 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $4,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 600 | $4,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 388 | $4,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 230 | $4,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 101 | $4,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 236 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 300 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 225 | $4,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 315 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 411 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 239 | $4,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 357 | $4,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 368 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 43 | $4,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 519 | $4,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 255 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 532 | $4,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 296 | $4,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 286 | $4,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 177 | $4,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 286 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 175 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 140 | $4,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $4,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 200 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 116 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 175 | $4,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 469 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 320 | $4,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $4,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 355 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 142 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 500 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 122 | $4,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,000 | $4,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,500 | $4,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 122 | $4,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 325 | $4,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 243 | $4,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 277 | $4,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 586 | $4,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 375 | $4,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $4,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 1,926 | $4,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 99 | $4,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,548 | $4,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 799 | $4,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,335 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $4,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 600 | $4,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 505 | $4,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 519 | $4,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 200 | $4,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 152 | $4,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 550 | $4,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 100 | $4,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 2,000 | $4,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 625 | $4,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 146 | $4,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 353 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 793 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,150 | $4,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 311 | $4,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $4,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 63 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 150 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 423 | $4,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGD ETF | 46090A606 | MLT STRGY ALTE | 177 | $4,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 29 | $3,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 33 | $3,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 250 | $3,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 85 | $3,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 100 | $3,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 99 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 114 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,147 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,024 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 100 | $3,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 85 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 100 | $3,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 86 | $3,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 226 | $3,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 230 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 43 | $3,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 45 | $3,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 44 | $3,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 368 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $3,000 | thousands by filing date | |
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| VISTA OUTDOOR INC | 928377100 | COM | 160 | $3,000 | thousands by filing date | |
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| CARS COM INC | 14575E105 | COM | 106 | $3,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 134 | $3,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 200 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 350 | $3,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,109 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 224 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 300 | $3,000 | thousands by filing date | |
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| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 134 | $3,000 | thousands by filing date | |
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| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 39 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 50 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,943 | $3,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 786 | $3,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,525 | $3,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 3,000 | $3,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 670 | $3,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 225 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 5,007 | $3,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,606 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,615 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 159 | $3,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 143 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,765 | $3,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,466 | $3,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 400 | $3,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 300 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 59 | $3,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 300 | $3,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 175 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 619 | $3,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 174 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 200 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 100 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 493 | $3,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 209 | $3,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3 | $3,000 | thousands by filing date | principal |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 225 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,118 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,089 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,200 | $3,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 54 | $3,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 468 | $3,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 50 | $3,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 165 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 3,646 | $3,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,560 | $3,000 | thousands by filing date | |
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| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2 | $3,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2 | $3,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 234 | $3,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,000 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $3,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 3,568 | $3,000 | thousands by filing date | |
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| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3 | $3,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3 | $3,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3 | $3,000 | thousands by filing date | principal |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 3,000 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 200 | $3,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2 | $3,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3 | $3,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3 | $3,000 | thousands by filing date | principal |
| TapImmune Inc | 876033408 | COM | 279 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 217 | $2,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 46 | $2,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 86 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 91 | $2,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 33 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200 | $2,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 7 | $2,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 105 | $2,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 50 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 57 | $2,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 433 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 200 | $2,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 120 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 107 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 50 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 80 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 279 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 500 | $2,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 68 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 53 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $2,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 42 | $2,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,000 | $2,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 132 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 44 | $2,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 48 | $2,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 289 | $2,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 26 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 266 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 515 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 79 | $2,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 100 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 218 | $2,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 13 | $2,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $2,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 155 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3 | $2,000 | thousands by filing date | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 75 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 100 | $2,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 167 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 104 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 76 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 100 | $2,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC | 071734907 | COM | 2 | $2,000 | thousands by filing date | call |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 255 | $2,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 127 | $2,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 178 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 429 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 180 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 160 | $2,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 100 | $2,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 194 | $2,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 79 | $2,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 100 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 265 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 83 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 210 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 200 | $2,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 425 | $2,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 200 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 224 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 55 | $2,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 83 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 365 | $2,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 56 | $2,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 145 | $2,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,101 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,500 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 817 | $2,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,183 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,700 | $2,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 100 | $2,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 138 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 513 | $2,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,000 | $2,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 480 | $2,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 128 | $2,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 300 | $2,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 500 | $2,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 2,378 | $2,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 2,885 | $2,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 100 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2 | $2,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 1 | $2,000 | thousands by filing date | principal |
| GREAT ELM CAP CORP | 390320109 | COM | 205 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V415 | S&P100 EQL WGT | 70 | $2,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 417 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,150 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 50 | $2,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 146 | $2,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 500 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 100 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 1,000 | $2,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 1,140 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2 | $2,000 | thousands by filing date | principal |
| MAGNEGAS CORP | 55939L400 | COM PAR | 14,290 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 120 | $2,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 300 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 63 | $2,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 963 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 69 | $2,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 4,370 | $2,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 44 | $1,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 27 | $1,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 55 | $1,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 43 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 700 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 12 | $1,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 32 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 83 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 38 | $1,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 193 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 45 | $1,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 46 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 50 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,785 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 300 | $1,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 100 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 30 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 52 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,150 | $1,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 10 | $1,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 100 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 63 | $1,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 50 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 74 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 89 | $1,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 69 | $1,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 45 | $1,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 89 | $1,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 200 | $1,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 50 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 209 | $1,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 92 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 440 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 420 | $1,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 71 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 31 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 35 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 200 | $1,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 64 | $1,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 105 | $1,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 222 | $1,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 133 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 306 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,304 | $1,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 18 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 140 | $1,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 40 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 80 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 100 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 27 | $1,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $1,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 7 | $1,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 100 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 24 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 307 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 212 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 571 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 114 | $1,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 30 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 22 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000009 | this filing | 2018-11-14 | acceptance time not in the bulk data set |