13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 4,690 holding rows worth $3,802,561,000.
- Accession
- 0001681115-16-000003
- Filer
- CIK 1681115
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,605 entries on the cover page, a total value of $3,802,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,802,561,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 14 | $23,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,070 | $23,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 765 | $23,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 900 | $23,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 33 | $23,000 | thousands by filing date | principal |
| BLACK KNIGHT INC | 09214X100 | COM | 626 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 494 | $23,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 28 | $23,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 1,472 | $22,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,400 | $22,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 433 | $22,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 468 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,522 | $22,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 662 | $22,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 825 | $22,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,028 | $22,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,006 | $22,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 657 | $22,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 219 | $22,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,035 | $22,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,033 | $22,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,170 | $22,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 906 | $22,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 7,232 | $22,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,150 | $22,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 562 | $22,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 6,000 | $22,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,700 | $22,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 20 | $22,000 | thousands by filing date | principal |
| GSV CAPITAL CORP | 36191J101 | COM | 4,631 | $22,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 903 | $22,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,174 | $22,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 18 | $22,000 | thousands by filing date | principal |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 1,000 | $22,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 460 | $22,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 560 | $21,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 245 | $21,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 312 | $21,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 399 | $21,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 2,402 | $21,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,054 | $21,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 661 | $21,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 800 | $21,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,653 | $21,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 724 | $21,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,564 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,015 | $21,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,413 | $21,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 737 | $21,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 724 | $21,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,074 | $21,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,334 | $21,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 3,644 | $21,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,115 | $21,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,639 | $21,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 21 | $21,000 | thousands by filing date | principal |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 595 | $20,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 383 | $20,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 673 | $20,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 640 | $20,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 681 | $20,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 387 | $20,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 511 | $20,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 904 | $20,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10,600 | $20,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 372 | $20,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,007 | $20,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 271 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 430 | $20,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 3,447 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 680 | $20,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,939 | $20,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 593 | $20,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 479 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 20 | $20,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,050 | $20,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,052 | $20,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,500 | $20,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 723 | $20,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,980 | $20,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 417 | $20,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 975 | $19,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 210 | $19,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 218 | $19,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 480 | $19,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,627 | $19,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,585 | $19,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,577 | $19,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,543 | $19,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 176 | $19,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,406 | $19,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 893 | $19,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 842 | $19,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 478 | $19,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,765 | $19,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,678 | $19,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 997 | $19,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,300 | $19,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,441 | $19,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 220 | $19,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,000 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 596 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 168 | $19,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,058 | $19,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 674 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,817 | $19,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 2,300 | $19,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 490 | $19,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 8 | $19,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,884 | $19,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,503 | $19,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 450 | $19,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 978 | $19,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 19 | $19,000 | thousands by filing date | principal |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,900 | $19,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 25,000 | $19,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,500 | $19,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,500 | $19,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 407 | $19,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 20 | $19,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 8 | $19,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 22 | $19,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 19 | $19,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 2,541 | $18,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 735 | $18,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,129 | $18,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 319 | $18,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 978 | $18,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 677 | $18,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 229 | $18,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 816 | $18,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 345 | $18,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 751 | $18,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,249 | $18,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 421 | $18,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,156 | $18,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,021 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 451 | $18,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 747 | $18,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,120 | $18,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 653 | $18,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 473 | $18,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,038 | $18,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 956 | $18,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 800 | $18,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 962 | $18,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 252 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 395 | $18,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,461 | $18,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,455 | $18,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 19 | $18,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,836 | $17,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 300 | $17,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 359 | $17,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,183 | $17,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,868 | $17,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,062 | $17,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $17,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 47 | $17,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 624 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 300 | $17,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 730 | $17,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 549 | $17,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,025 | $17,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 582 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 300 | $17,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,203 | $17,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,616 | $17,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 557 | $17,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $17,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 276 | $17,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,300 | $17,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 20 | $17,000 | thousands by filing date | principal |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 405 | $17,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,330 | $17,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 7,582 | $17,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,609 | $17,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 396 | $17,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 679 | $17,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 808 | $17,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,300 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 10,765 | $17,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 818 | $17,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 999 | $17,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,138 | $17,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,500 | $17,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,252 | $17,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 17 | $17,000 | thousands by filing date | principal |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 693 | $17,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,000 | $17,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 600 | $17,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 18 | $17,000 | thousands by filing date | principal |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,500 | $17,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 292 | $16,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 387 | $16,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 468 | $16,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 282 | $16,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 500 | $16,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 677 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 429 | $16,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 582 | $16,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 339 | $16,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 300 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,007 | $16,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,000 | $16,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 412 | $16,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 574 | $16,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,104 | $16,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,025 | $16,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,579 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 416 | $16,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,000 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 261 | $16,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,198 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 418 | $16,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,100 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 387 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 350 | $16,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,168 | $16,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 303 | $16,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 639 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 591 | $16,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 457 | $16,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 578 | $16,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 574 | $16,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,687 | $16,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,000 | $16,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,750 | $16,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,156 | $16,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 13,324 | $16,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,123 | $16,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,574 | $16,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 645 | $16,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 927 | $16,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 14 | $16,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 15 | $16,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 237 | $16,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,594 | $15,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 703 | $15,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 375 | $15,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 248 | $15,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 360 | $15,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 416 | $15,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 313 | $15,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 333 | $15,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,004 | $15,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 6,885 | $15,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,000 | $15,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,375 | $15,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,280 | $15,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 234 | $15,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 300 | $15,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,100 | $15,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 208 | $15,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 325 | $15,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 479 | $15,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,682 | $15,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,151 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 455 | $15,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 714 | $15,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 800 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 403 | $15,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 800 | $15,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 342 | $15,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 422 | $15,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 541 | $15,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 250 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,500 | $15,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 415 | $15,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 1,680 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $15,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,430 | $15,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $15,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 18 | $15,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 19 | $15,000 | thousands by filing date | principal |
| FORM HLDGS CORP COM | 34634E102 | Stock | 8,150 | $15,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 2,000 | $15,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 660 | $14,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 649 | $14,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 260 | $14,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 246 | $14,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 804 | $14,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 479 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 650 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 280 | $14,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 242 | $14,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $14,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 500 | $14,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,451 | $14,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 519 | $14,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 247 | $14,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 173 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,238 | $14,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 5,879 | $14,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 918 | $14,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 543 | $14,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,000 | $14,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 639 | $14,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,093 | $14,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 500 | $14,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 11,460 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 236 | $14,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 545 | $14,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 747 | $14,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,700 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 420 | $14,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 2,000 | $14,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 12 | $14,000 | thousands by filing date | principal |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 509 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,562 | $14,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 679 | $14,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 14 | $14,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 17 | $14,000 | thousands by filing date | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 242 | $13,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 717 | $13,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 228 | $13,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 471 | $13,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 456 | $13,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,518 | $13,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 475 | $13,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 451 | $13,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,682 | $13,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 267 | $13,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 594 | $13,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,000 | $13,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,315 | $13,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,244 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 786 | $13,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 26 | $13,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 950 | $13,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 421 | $13,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 323 | $13,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 492 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 315 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 361 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 667 | $13,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,203 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 550 | $13,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 293 | $13,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 9 | $13,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,003 | $13,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 900 | $13,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,528 | $13,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,177 | $13,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 13 | $13,000 | thousands by filing date | principal |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 2,030 | $13,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 9,710 | $13,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 824 | $13,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,900 | $13,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,276 | $13,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,134 | $13,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 597 | $13,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 357 | $13,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 286 | $13,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,421 | $13,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 600 | $13,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,527 | $13,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 13 | $13,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 610 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 406 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 451 | $13,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 5,000 | $13,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 9 | $13,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 5,000 | $12,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 602 | $12,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 257 | $12,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 271 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 630 | $12,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,931 | $12,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,663 | $12,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,505 | $12,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 415 | $12,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 577 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 150 | $12,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 388 | $12,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 631 | $12,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,264 | $12,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 550 | $12,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 745 | $12,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 222 | $12,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 214 | $12,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,138 | $12,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 163 | $12,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 509 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 834 | $12,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 469 | $12,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,000 | $12,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 505 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 201 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 93 | $12,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 2,095 | $12,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 294 | $12,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 303 | $12,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 12 | $12,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 1,050 | $12,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 737 | $12,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 22,526 | $12,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,140 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 296 | $12,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 10 | $12,000 | thousands by filing date | principal |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,115 | $12,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 800 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 400 | $12,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,000 | $12,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,016 | $12,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 11,210 | $12,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 123 | $12,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 152 | $12,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 112 | $12,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 470 | $11,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 243 | $11,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,198 | $11,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 604 | $11,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 227 | $11,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 990 | $11,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 106 | $11,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 421 | $11,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,150 | $11,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 421 | $11,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 932 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 500 | $11,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 708 | $11,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 433 | $11,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 308 | $11,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 630 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 186 | $11,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 570 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 116 | $11,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 982 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 985 | $11,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 545 | $11,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 374 | $11,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 503 | $11,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 689 | $11,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 77 | $11,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 795 | $11,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 27,325 | $11,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 346 | $11,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 978 | $11,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,150 | $11,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 450 | $11,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 432 | $11,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 11 | $11,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,845 | $11,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,315 | $11,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 156 | $11,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 724 | $11,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 491 | $11,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 923 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 526 | $11,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 408 | $11,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $11,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 2,000 | $11,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 11 | $11,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 300 | $11,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $11,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,634 | $11,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 778 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 91 | $11,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,370 | $11,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 3,886 | $10,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 87 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 239 | $10,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 197 | $10,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 500 | $10,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,058 | $10,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 888 | $10,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 279 | $10,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 757 | $10,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $10,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 274 | $10,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 547 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 400 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 425 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 367 | $10,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 850 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 140 | $10,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 339 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 479 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 310 | $10,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 615 | $10,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,070 | $10,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 449 | $10,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 8 | $10,000 | thousands by filing date | principal |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,198 | $10,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 460 | $10,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 574 | $10,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 119 | $10,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,547 | $10,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,050 | $10,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,248 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 441 | $10,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,658 | $10,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 317 | $10,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 400 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000003 | this filing | 2016-08-12 | acceptance time not in the bulk data set |