13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 4,690 holding rows worth $3,802,561,000.
- Accession
- 0001681115-16-000003
- Filer
- CIK 1681115
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,605 entries on the cover page, a total value of $3,802,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,802,561,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,413 | $10,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 130 | $10,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $10,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 250 | $10,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 500 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 135 | $10,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 353 | $10,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,268 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 400 | $10,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12 | $10,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E127 | REIT ETF | 707 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 430 | $10,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,101 | $10,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 415 | $10,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 875 | $10,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 10 | $10,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 10 | $10,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 443 | $10,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 94 | $10,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $9,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 219 | $9,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 310 | $9,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 18 | $9,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 523 | $9,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 413 | $9,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 764 | $9,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 244 | $9,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,355 | $9,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 385 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 500 | $9,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 820 | $9,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 539 | $9,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 599 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 150 | $9,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 226 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 140 | $9,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 700 | $9,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,350 | $9,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 452 | $9,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 377 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 532 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 277 | $9,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 350 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $9,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 700 | $9,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 605 | $9,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 855 | $9,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 227 | $9,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,189 | $9,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 100 | $9,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 500 | $9,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,549 | $9,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 1,270 | $9,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 287 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 400 | $9,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 332 | $9,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 8,225 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 76 | $9,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 400 | $9,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 700 | $9,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 11 | $9,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 168 | $9,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 15,700 | $9,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 109 | $8,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 101 | $8,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $8,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 137 | $8,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 72 | $8,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 313 | $8,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 761 | $8,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 500 | $8,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 150 | $8,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 174 | $8,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 455 | $8,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 530 | $8,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 335 | $8,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 539 | $8,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,128 | $8,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,000 | $8,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 371 | $8,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 682 | $8,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,359 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 500 | $8,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 795 | $8,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 550 | $8,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 465 | $8,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,223 | $8,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 295 | $8,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 638 | $8,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 360 | $8,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 518 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 8 | $8,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 5 | $8,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 23,650 | $8,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 136 | $8,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 8 | $8,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 6 | $8,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,000 | $8,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 791 | $8,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 667 | $8,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 251 | $8,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 12 | $8,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 543 | $8,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 600 | $8,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 376 | $8,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 263 | $8,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 750 | $8,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 780 | $8,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 17,762 | $8,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 200 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 500 | $8,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 11 | $8,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 403 | $8,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 537 | $8,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 4,600 | $8,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 194 | $8,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 17,984 | $8,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 656 | $8,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 5,700 | $8,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 100 | $7,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 750 | $7,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 669 | $7,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 189 | $7,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 691 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 210 | $7,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 600 | $7,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 102 | $7,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 47 | $7,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 308 | $7,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 628 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 407 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 275 | $7,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 675 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,143 | $7,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 611 | $7,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 187 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 150 | $7,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 262 | $7,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 423 | $7,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 600 | $7,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 766 | $7,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 10 | $7,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 193 | $7,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $7,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 439 | $7,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 280 | $7,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 363 | $7,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 243 | $7,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $7,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,175 | $7,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 175 | $7,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 10 | $7,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 7 | $7,000 | thousands by filing date | principal |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 886 | $7,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 588 | $7,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 143 | $7,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 160 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $7,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 8 | $7,000 | thousands by filing date | principal |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 700 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,985 | $7,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,000 | $7,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 3,377 | $7,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 978 | $7,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 528 | $7,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,376 | $7,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,750 | $7,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 100 | $7,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,058 | $7,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 5,255 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 700 | $7,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 328 | $7,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $7,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 500 | $7,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 257 | $7,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 540 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 391 | $7,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 9 | $7,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 7 | $7,000 | thousands by filing date | principal |
| ELKHORN ETF TR | 287711204 | FTSE RAFI EQTY | 300 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 130 | $6,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 723 | $6,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 240 | $6,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 7,500 | $6,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 485 | $6,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 151 | $6,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 130 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 273 | $6,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 245 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 420 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 237 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,712 | $6,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 225 | $6,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 178 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 573 | $6,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 200 | $6,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200 | $6,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 207 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 200 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 435 | $6,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 113 | $6,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 20 | $6,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 400 | $6,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 248 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 236 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 177 | $6,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 196 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 129 | $6,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 470 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 172 | $6,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 204 | $6,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 916 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 30 | $6,000 | thousands by filing date | call |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 192 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 370 | $6,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 222 | $6,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 663 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 241 | $6,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 378 | $6,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 2,095 | $6,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 635 | $6,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,080 | $6,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 490 | $6,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 238 | $6,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 153 | $6,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,005 | $6,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 575 | $6,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 5,000 | $6,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 954 | $6,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 331 | $6,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 626 | $6,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 350 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 149 | $6,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,456 | $6,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 500 | $6,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 350 | $6,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 6 | $6,000 | thousands by filing date | principal |
| CONTINENTAL RESOURCES INC/OK | 212015901 | COM | 5 | $6,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 71 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 399 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 206 | $6,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 147 | $6,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,206 | $6,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $6,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 738 | $6,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 6 | $6,000 | thousands by filing date | principal |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $6,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 8 | $6,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $6,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 291 | $6,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 24 | $6,000 | thousands by filing date | principal |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 750 | $6,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 84 | $5,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 214 | $5,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 104 | $5,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 179 | $5,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 248 | $5,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,000 | $5,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 172 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 110 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 145 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 208 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 93 | $5,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 118 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,533 | $5,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 279 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 200 | $5,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 139 | $5,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 212 | $5,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 600 | $5,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 181 | $5,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,000 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 175 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 115 | $5,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 502 | $5,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,318 | $5,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 300 | $5,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 354 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 400 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,400 | $5,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 775 | $5,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 245 | $5,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 678 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,209 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 260 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 230 | $5,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166904 | COM NEW | 30 | $5,000 | thousands by filing date | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 3,000 | $5,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,334 | $5,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 330 | $5,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 308 | $5,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 483 | $5,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 342 | $5,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 201 | $5,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,158 | $5,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 500 | $5,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 121 | $5,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 231 | $5,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 112 | $5,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 423 | $5,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 31,000 | $5,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 81 | $5,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 225 | $5,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 115 | $5,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,943 | $5,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 456 | $5,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,020 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 425 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 265 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5 | $5,000 | thousands by filing date | principal |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 350 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $5,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 119 | $5,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,000 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 256 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $5,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 200 | $5,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 497 | $5,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,376 | $5,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 959 | $5,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 164 | $5,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 203 | $5,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 398 | $5,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 356 | $5,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 300 | $5,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 92 | $5,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 430 | $5,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 294 | $5,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 200 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,800 | $4,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,600 | $4,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 154 | $4,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 194 | $4,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 93 | $4,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $4,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19 | $4,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 50 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 288 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 131 | $4,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 449 | $4,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 330 | $4,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 150 | $4,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 29 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 200 | $4,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 130 | $4,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 364 | $4,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 73 | $4,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 434 | $4,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 389 | $4,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 79 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 412 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 211 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 200 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 215 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 208 | $4,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 59 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 118 | $4,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 102 | $4,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 63 | $4,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 194 | $4,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 287 | $4,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 234 | $4,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 42 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 600 | $4,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,653 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286900 | CALL | 20 | $4,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 161 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 297 | $4,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 425 | $4,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,231 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 211 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 100 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 166 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 162 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 160 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 146 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 366 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 175 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 105 | $4,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 245 | $4,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 213 | $4,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 200 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 310 | $4,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 388 | $4,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 129 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 500 | $4,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,250 | $4,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 492 | $4,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 357 | $4,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 750 | $4,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 274 | $4,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 4 | $4,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 2 | $4,000 | thousands by filing date | principal |
| Cynosure, Inc. | 232577205 | COM | 100 | $4,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 140 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 308 | $4,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 414 | $4,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 855 | $4,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 276 | $4,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 100 | $4,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,500 | $4,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 697 | $4,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 56 | $4,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 684 | $4,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 600 | $4,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 234 | $4,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,900 | $4,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 79 | $4,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 338 | $4,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 114 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 106 | $4,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,000 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 950 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,000 | $4,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 338 | $4,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5 | $4,000 | thousands by filing date | principal |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,471 | $4,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 5,287 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 169 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 95 | $4,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 271 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 278 | $4,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 2,250 | $4,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 349 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 177 | $4,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 86 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 5 | $4,000 | thousands by filing date | principal |
| Engility Holdings Inc | 29286C107 | COM | 243 | $4,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 355 | $4,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 338 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 5 | $4,000 | thousands by filing date | principal |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 100 | $4,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 4 | $4,000 | thousands by filing date | principal |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 280 | $4,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 125 | $3,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 62 | $3,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 132 | $3,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 233 | $3,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 77 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 170 | $3,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 84 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 716 | $3,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 300 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 52 | $3,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 58 | $3,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 615 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 143 | $3,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 153 | $3,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 500 | $3,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 200 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 780 | $3,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 88 | $3,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 302 | $3,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 148 | $3,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 80 | $3,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 372 | $3,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,644 | $3,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 48 | $3,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 198 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 252 | $3,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 253 | $3,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 225 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 161 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 126 | $3,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 124 | $3,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 200 | $3,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 550 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 118 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 200 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 230 | $3,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 258 | $3,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 116 | $3,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 150 | $3,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 126 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,097 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 192 | $3,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 117 | $3,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $3,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 300 | $3,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 400 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 128 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 351 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000003 | this filing | 2016-08-12 | acceptance time not in the bulk data set |