13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 4,690 holding rows worth $3,802,561,000.
- Accession
- 0001681115-16-000003
- Filer
- CIK 1681115
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,605 entries on the cover page, a total value of $3,802,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,802,561,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERITOR INC | 59001K100 | COMMON STOCK | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNS INC | 208242107 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAD INC | 44934S206 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSCORE INC | 20564W105 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETROPHIN INC | 761299106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VONAGE HLDGS CORP | 92886T201 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA Z BOY INC | 505336957 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HESKA CORP | 42805E306 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051408 | FUND | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,697 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBALT INTL ENERGY INC | 19075F106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITALGLOBE INC | 25389M877 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 408 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAZAARVOICE INC | 073271108 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONOX LTD | Q9235V101 | SHS CL A | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY PPTYS INC | 70159Q104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 4,427 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTI BIOLOGICS INC | 74975N105 | COM | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORPSOUTH INC | 059692103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tremor Video | 89484Q100 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 758 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 715 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP | 171779AE1 | NOTE | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC | 40052B108 | COM | 1,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,761 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSONICS CORP | 456784107 | COM | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOAMBER INC | 09072Q106 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE GROUP-SPON ADR | 225401908 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 641 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R908 | Cmn | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V958 | PUT | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRACUDA NETWORKS INC | 068323104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 487 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| StemCells, Inc. | 85857R303 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENTIX MED INC COM | 19243A104 | Stock | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC COM | 67091J107 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 1,461 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 875 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268209 | COM NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART TECHNOLOGIES INC | 83172R207 | Cmn | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT BASIN SCIENTIFIC INC | 39013L502 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000003 | this filing | 2016-08-12 | acceptance time not in the bulk data set |