13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 4,690 holding rows worth $3,802,561,000.
- Accession
- 0001681115-16-000003
- Filer
- CIK 1681115
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,605 entries on the cover page, a total value of $3,802,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,802,561,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,440 | $90,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 11,100 | $90,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,559 | $90,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 16,777 | $90,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,091 | $89,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,302 | $89,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 8,087 | $89,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,431 | $89,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,532 | $89,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 759 | $89,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 3,681 | $89,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,396 | $88,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,145 | $88,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 2,086 | $88,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,929 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,765 | $88,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,049 | $88,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,466 | $88,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,017 | $87,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 5,114 | $87,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,790 | $87,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 5,093 | $87,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 754 | $87,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 2,530 | $87,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 3,245 | $87,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 7,435 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,641 | $87,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,826 | $86,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,116 | $86,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,091 | $86,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 4,206 | $86,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,616 | $86,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,339 | $86,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 9,458 | $86,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,738 | $85,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,655 | $85,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,279 | $85,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,827 | $85,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 835 | $85,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,816 | $85,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 102 | $85,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 3,139 | $85,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,225 | $85,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,456 | $85,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,186 | $84,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 881 | $84,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,971 | $84,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,731 | $84,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 3,760 | $84,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,873 | $84,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,822 | $84,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 40,749 | $84,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,756 | $84,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 86,872 | $84,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,682 | $84,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 3,106 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 3,035 | $83,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,033 | $83,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,206 | $83,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,000 | $83,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 3,812 | $83,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 4,703 | $83,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 17,095 | $83,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,460 | $82,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 940 | $82,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,301 | $82,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 13,500 | $82,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 895 | $81,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 4,541 | $81,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,790 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,131 | $81,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 4,331 | $81,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 777 | $81,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 3,737 | $81,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 5,797 | $81,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,135 | $81,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 7,845 | $81,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,784 | $81,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,262 | $81,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 616 | $81,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,204 | $81,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1,200 | $81,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 3,170 | $81,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 4,901 | $81,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,047 | $80,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 961 | $80,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 5,319 | $80,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 3,379 | $80,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,107 | $80,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 718 | $80,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 8,600 | $80,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,822 | $79,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 3,178 | $79,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,326 | $79,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,069 | $79,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 1,136 | $79,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 557 | $79,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,877 | $79,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,362 | $78,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,769 | $78,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 3,019 | $78,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,652 | $78,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 5,874 | $78,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,088 | $78,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 3,919 | $78,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,159 | $77,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 791 | $77,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,789 | $77,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,314 | $77,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 7,881 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,365 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,845 | $77,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 2,984 | $77,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 5,035 | $77,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,172 | $76,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,653 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 5,000 | $76,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 2,212 | $76,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 5,300 | $76,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,200 | $75,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,325 | $75,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,920 | $75,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,147 | $75,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,285 | $75,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,068 | $75,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 6,987 | $75,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,742 | $75,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 3,080 | $75,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 6,700 | $75,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,027 | $74,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,031 | $74,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 784 | $74,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,133 | $74,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,000 | $74,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,251 | $74,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,295 | $74,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,000 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,743 | $74,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 5,124 | $74,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 642 | $74,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,952 | $74,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,646 | $73,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,095 | $73,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,492 | $73,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 5,704 | $73,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 6,500 | $73,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,994 | $73,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,035 | $73,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,673 | $73,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 3,014 | $73,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,740 | $73,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 550 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 1,134 | $73,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 8,544 | $72,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,223 | $72,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,076 | $72,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,153 | $72,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,479 | $72,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,310 | $72,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,875 | $72,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,187 | $72,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,662 | $72,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,002 | $72,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,718 | $72,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 2,182 | $71,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,266 | $71,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 853 | $71,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 684 | $71,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,981 | $71,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 2,022 | $71,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 2,150 | $71,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,715 | $71,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,133 | $71,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,332 | $71,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,375 | $71,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 7,971 | $71,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 6,486 | $71,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 4,686 | $71,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,068 | $70,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,551 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,000 | $70,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 635 | $70,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,744 | $70,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,014 | $70,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,015 | $70,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 4,555 | $70,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 6,822 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 2,072 | $70,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 1,443 | $70,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 5,097 | $69,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 4,221 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 1,410 | $69,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,086 | $69,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 3,751 | $69,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 819 | $68,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,431 | $68,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,401 | $68,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,203 | $68,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,003 | $68,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,709 | $68,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,733 | $68,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 4,528 | $68,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 6,317 | $68,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,463 | $68,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 4,965 | $68,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 3,000 | $68,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 1,850 | $68,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,421 | $67,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 788 | $67,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,685 | $67,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 5,467 | $67,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,435 | $67,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,525 | $67,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,223 | $67,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,030 | $67,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,875 | $66,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,352 | $66,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,192 | $66,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 870 | $66,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 914 | $65,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 818 | $65,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,221 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,280 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,587 | $65,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,128 | $65,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 2,934 | $65,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,792 | $65,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 94,000 | $65,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 4,958 | $65,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,297 | $64,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,168 | $64,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 793 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,608 | $64,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,696 | $64,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 4,300 | $64,000 | thousands by filing date | |
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| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,100 | $64,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,691 | $64,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 3,991 | $64,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 2,551 | $64,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 2,740 | $64,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 912 | $63,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,542 | $63,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,081 | $63,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 56,059 | $63,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,748 | $63,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 3,184 | $63,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 6,619 | $63,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 4,882 | $63,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 4,000 | $63,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 62 | $63,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 63 | $63,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,468 | $62,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,008 | $62,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,170 | $62,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 813 | $62,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,655 | $62,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,052 | $62,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,770 | $62,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,310 | $62,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,716 | $62,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,209 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 2,126 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,860 | $62,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,554 | $61,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,264 | $61,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,054 | $61,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6,826 | $61,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 4,540 | $61,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,252 | $61,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 6,000 | $61,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,587 | $61,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,382 | $61,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,840 | $61,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 58 | $61,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 5,100 | $61,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2,520 | $60,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 822 | $60,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 2,839 | $60,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,721 | $60,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,505 | $60,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,299 | $60,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 754 | $60,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 968 | $60,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 5,239 | $60,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,517 | $60,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,216 | $60,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,158 | $60,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,057 | $60,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 61 | $60,000 | thousands by filing date | principal |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,573 | $60,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 1,729 | $60,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 3,903 | $60,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 64 | $60,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 65 | $60,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 760 | $59,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,245 | $59,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,119 | $59,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,002 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 1,130 | $59,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 3,434 | $59,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 4,221 | $59,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,426 | $59,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,465 | $59,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,329 | $59,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,789 | $59,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 11,024 | $59,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 841 | $59,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,644 | $59,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,357 | $59,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 60 | $59,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 1,602 | $58,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,172 | $58,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,122 | $58,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,756 | $58,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,889 | $58,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,234 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,657 | $58,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 3,630 | $58,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 3,742 | $58,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 2,386 | $58,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,273 | $58,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 11,052 | $58,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 4,125 | $58,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 6,603 | $58,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,638 | $58,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,222 | $57,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,897 | $57,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,147 | $57,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,355 | $57,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,386 | $57,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 3,699 | $57,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 3,174 | $57,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 297 | $56,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,553 | $56,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,223 | $56,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,383 | $56,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,470 | $56,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,236 | $56,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,040 | $56,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,006 | $56,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,558 | $56,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,839 | $56,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,775 | $56,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,337 | $56,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 2,753 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 2,625 | $56,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,746 | $56,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $56,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,982 | $56,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 59 | $56,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 825 | $55,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,765 | $55,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,697 | $55,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,920 | $55,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,448 | $55,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,892 | $55,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 3,160 | $55,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,065 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 1,987 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,000 | $55,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,099 | $55,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 15,715 | $55,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,317 | $55,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,889 | $55,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,083 | $55,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,179 | $55,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $55,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,822 | $54,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,121 | $54,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,083 | $54,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,702 | $54,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,246 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 474 | $54,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,398 | $54,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 4,940 | $54,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,948 | $54,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,100 | $54,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,535 | $54,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,714 | $54,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 2,100 | $54,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,599 | $54,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,056 | $53,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,011 | $53,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 7,463 | $53,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 528 | $53,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,131 | $53,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 819 | $53,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,930 | $53,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,900 | $53,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 600 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,188 | $53,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 845 | $53,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,000 | $53,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,035 | $53,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 1,546 | $53,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 6,835 | $53,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 467 | $52,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,804 | $52,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 726 | $52,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 443 | $52,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,506 | $52,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,982 | $52,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,070 | $52,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,473 | $52,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 3,443 | $52,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 53 | $52,000 | thousands by filing date | principal |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 9,995 | $52,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 11,500 | $52,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,115 | $51,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 4,160 | $51,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,042 | $51,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,852 | $51,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,671 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 3,300 | $51,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $51,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,429 | $51,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 56 | $51,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 53 | $51,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 56 | $51,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 21,700 | $50,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 6,219 | $50,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,614 | $50,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,311 | $50,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 8,497 | $50,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 3,270 | $50,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,883 | $49,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 792 | $49,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,745 | $49,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,348 | $49,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,554 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 2,014 | $49,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,254 | $49,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 584 | $49,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 4,635 | $49,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 4,865 | $49,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,437 | $49,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,742 | $49,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,500 | $49,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,690 | $48,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,552 | $48,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 580 | $48,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,712 | $48,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,080 | $48,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,641 | $48,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 15,196 | $48,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,607 | $48,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,900 | $48,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 685 | $48,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,892 | $48,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 15,000 | $48,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 3,500 | $47,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 775 | $47,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,336 | $47,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 922 | $47,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,373 | $47,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,253 | $47,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 2,800 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,015 | $47,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,195 | $47,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 834 | $47,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $47,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,195 | $47,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 1,567 | $47,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,171 | $47,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 1,924 | $47,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 53 | $47,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 7,500 | $47,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 61 | $47,000 | thousands by filing date | principal |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,988 | $46,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,944 | $46,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 2,189 | $46,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 7,735 | $46,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 326 | $46,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 3,135 | $46,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,706 | $46,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,500 | $46,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 1,800 | $46,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,692 | $46,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 976 | $46,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 30,755 | $46,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 1,480 | $46,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 42 | $46,000 | thousands by filing date | principal |
| ADVAXIS INC | 007624208 | COM NEW | 5,800 | $46,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,113 | $45,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 7,534 | $45,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 373 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,029 | $45,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,777 | $45,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 985 | $45,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 5,076 | $45,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,009 | $45,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,290 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 612 | $45,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,433 | $45,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,189 | $45,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,172 | $45,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,737 | $45,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 5,544 | $45,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,297 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000003 | this filing | 2016-08-12 | acceptance time not in the bulk data set |