13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 4,690 holding rows worth $3,802,561,000.
- Accession
- 0001681115-16-000003
- Filer
- CIK 1681115
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,605 entries on the cover page, a total value of $3,802,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,802,561,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,659 | $45,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 8,788 | $45,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 3,317 | $45,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 5,387 | $45,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,744 | $45,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,311 | $45,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 2,600 | $45,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 51 | $45,000 | thousands by filing date | principal |
| ServiceNow,Inc. | 81762P102 | COM | 687 | $44,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,165 | $44,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 389 | $44,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,368 | $44,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 777 | $44,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,278 | $44,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,446 | $44,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,669 | $44,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,085 | $44,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,400 | $44,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 814 | $44,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,158 | $44,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,302 | $44,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 5,013 | $44,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $44,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 686 | $43,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,025 | $43,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 702 | $43,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 544 | $43,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,039 | $43,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,673 | $43,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,351 | $43,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 423 | $43,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,648 | $43,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,645 | $43,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2,094 | $43,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 3,410 | $43,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 4,517 | $43,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,692 | $43,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,693 | $43,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 985 | $43,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,080 | $43,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,018 | $43,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 4,224 | $43,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 2,579 | $43,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,374 | $43,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 53,500 | $43,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 2,978 | $43,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 991 | $43,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 4,000 | $43,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,870 | $43,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,040 | $43,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 43 | $43,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,382 | $42,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,753 | $42,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 618 | $42,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,076 | $42,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 953 | $42,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,413 | $42,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,321 | $42,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,800 | $42,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,971 | $42,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,912 | $42,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,300 | $42,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 1,995 | $42,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 3,452 | $42,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 45 | $42,000 | thousands by filing date | principal |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,900 | $41,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,046 | $41,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 478 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 800 | $41,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 480 | $41,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,549 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 657 | $41,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,701 | $41,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,260 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,112 | $41,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 8,000 | $41,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,280 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,630 | $41,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 9,539 | $41,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,000 | $41,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,800 | $41,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 792 | $41,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 538 | $41,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 631 | $41,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,183 | $40,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,672 | $40,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,582 | $40,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 797 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 1,115 | $40,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,836 | $40,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,298 | $40,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,181 | $40,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 3,996 | $40,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 40 | $40,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,512 | $39,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,035 | $39,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 523 | $39,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,674 | $39,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 748 | $39,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 631 | $39,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,019 | $39,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 746 | $39,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,602 | $39,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,389 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 947 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,600 | $39,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,254 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 771 | $39,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,503 | $39,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,370 | $39,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 372 | $39,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,600 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 982 | $39,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,794 | $38,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 22 | $38,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,718 | $38,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,306 | $38,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,596 | $38,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,171 | $38,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 553 | $38,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,272 | $38,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,138 | $38,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,204 | $38,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,768 | $38,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,529 | $38,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 27,445 | $38,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,242 | $38,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 643 | $38,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 3,004 | $38,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 5,132 | $38,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,435 | $37,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,718 | $37,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,446 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,500 | $37,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 682 | $37,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 2,386 | $37,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,570 | $37,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 972 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,702 | $37,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 2,025 | $37,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,334 | $37,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,622 | $37,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 952 | $37,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 822 | $37,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 1,504 | $37,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 40 | $37,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 35 | $37,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,318 | $37,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 873 | $36,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 745 | $36,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,375 | $36,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 657 | $36,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 395 | $36,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,627 | $36,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 495 | $36,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 419 | $36,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,112 | $36,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 742 | $36,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,177 | $36,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 20,514 | $36,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,087 | $36,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,529 | $36,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,100 | $36,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 4,789 | $36,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 847 | $36,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,675 | $35,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 728 | $35,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 262 | $35,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,943 | $35,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 9,215 | $35,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,221 | $35,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,400 | $35,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 619 | $35,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,985 | $35,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,385 | $35,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,076 | $35,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $35,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,526 | $35,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,240 | $35,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,035 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,075 | $35,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,981 | $35,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,192 | $35,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 815 | $35,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,767 | $35,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,568 | $35,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,722 | $35,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 28 | $35,000 | thousands by filing date | principal |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 622 | $35,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 3,344 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 2,727 | $35,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,013 | $34,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,788 | $34,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,576 | $34,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,284 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,178 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,406 | $34,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,638 | $34,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,704 | $34,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 38,722 | $34,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 331 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,700 | $34,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 60 | $34,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 4,520 | $34,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 361 | $33,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,729 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 660 | $33,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,444 | $33,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 269 | $33,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 742 | $33,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,008 | $33,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,726 | $33,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,101 | $33,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 977 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 383 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,289 | $33,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,011 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,780 | $33,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,400 | $33,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 10,000 | $33,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,489 | $33,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,902 | $33,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,026 | $33,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,917 | $33,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,700 | $33,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,472 | $33,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 36 | $33,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 5,137 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 830 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 1,667 | $33,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 2,518 | $33,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 1,450 | $33,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,173 | $32,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 234 | $32,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,655 | $32,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 741 | $32,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,814 | $32,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 818 | $32,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 530 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,308 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 25,801 | $32,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,000 | $32,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 4,509 | $32,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 784 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,771 | $32,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,750 | $32,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,300 | $32,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 1,208 | $32,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 28 | $32,000 | thousands by filing date | principal |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 1,095 | $32,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 29 | $32,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,666 | $32,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 2,831 | $32,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,577 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 582 | $31,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 551 | $31,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 805 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,090 | $31,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,425 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 834 | $31,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,550 | $31,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 380 | $31,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $31,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 301 | $31,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,537 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 528 | $31,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 936 | $31,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 3,020 | $31,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 9,278 | $31,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,376 | $31,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,760 | $31,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 6,031 | $31,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 301 | $31,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,182 | $31,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 655 | $31,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 910 | $30,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,101 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 985 | $30,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 705 | $30,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 777 | $30,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 273 | $30,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,750 | $30,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,104 | $30,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,606 | $30,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,119 | $30,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,375 | $30,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 781 | $30,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,705 | $30,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 278 | $30,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,959 | $30,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 767 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 728 | $30,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $30,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 3,000 | $30,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 859 | $30,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 31 | $30,000 | thousands by filing date | principal |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,010 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 656 | $30,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,178 | $30,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,184 | $30,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,344 | $29,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,200 | $29,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 772 | $29,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 888 | $29,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,153 | $29,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 196 | $29,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,502 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 485 | $29,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,464 | $29,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 727 | $29,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,182 | $29,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 532 | $29,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,650 | $29,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,326 | $29,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 2,000 | $29,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 8,524 | $29,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 253 | $29,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 6,400 | $29,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,607 | $29,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,454 | $29,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 642 | $29,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 27 | $29,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 1,192 | $29,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 6,327 | $29,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 529 | $28,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 322 | $28,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 483 | $28,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,625 | $28,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 547 | $28,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,551 | $28,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 568 | $28,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 477 | $28,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,072 | $28,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,085 | $28,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,287 | $28,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,232 | $28,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,414 | $28,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 601 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 277 | $28,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,983 | $28,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 2,358 | $28,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,000 | $28,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,500 | $28,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 512 | $28,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 3,118 | $28,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,300 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 495 | $28,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 2,309 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 31 | $28,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 457 | $27,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,708 | $27,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 552 | $27,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,726 | $27,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,512 | $27,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,450 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,475 | $27,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,110 | $27,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,550 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 403 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,020 | $27,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 449 | $27,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 25,550 | $27,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,672 | $27,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,151 | $27,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,630 | $27,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,291 | $27,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,122 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,416 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 700 | $27,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 3,490 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,017 | $27,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 6,500 | $27,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 4,888 | $27,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 608 | $26,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,138 | $26,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 574 | $26,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 855 | $26,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,063 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 406 | $26,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 790 | $26,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,529 | $26,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6,550 | $26,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,116 | $26,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 640 | $26,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 332 | $26,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 2,479 | $26,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,730 | $26,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 426 | $26,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 846 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 791 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,687 | $26,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,410 | $26,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 8,000 | $26,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,639 | $26,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,913 | $26,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 26 | $26,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,000 | $26,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 4,866 | $26,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,226 | $26,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,403 | $26,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,310 | $26,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,400 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,015 | $26,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,026 | $26,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 1,600 | $26,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 26 | $26,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,116 | $26,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 12 | $26,000 | thousands by filing date | principal |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 12,300 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 1,075 | $26,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 794 | $25,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 460 | $25,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,335 | $25,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 552 | $25,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 899 | $25,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 711 | $25,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,493 | $25,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,500 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 496 | $25,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,962 | $25,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 449 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,054 | $25,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 930 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 951 | $25,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,950 | $25,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 5,415 | $25,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,457 | $25,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,470 | $25,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 22 | $25,000 | thousands by filing date | principal |
| LEXMARK INTL NEW | 529771107 | CL A | 685 | $25,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,465 | $25,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 6,044 | $25,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,650 | $25,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,008 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,515 | $25,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 2,017 | $25,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,646 | $25,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 542 | $25,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 500 | $25,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,295 | $24,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,195 | $24,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,295 | $24,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,136 | $24,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 712 | $24,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 767 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,231 | $24,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 469 | $24,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,877 | $24,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,712 | $24,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 601 | $24,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,300 | $24,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,818 | $24,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 537 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 819 | $24,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,486 | $24,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 498 | $24,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 629 | $24,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 591 | $24,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,728 | $24,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 16,000 | $24,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 18,508 | $24,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 1,060 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 413 | $24,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,151 | $23,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,340 | $23,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,550 | $23,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 839 | $23,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 575 | $23,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,510 | $23,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,516 | $23,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 477 | $23,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,970 | $23,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,500 | $23,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 828 | $23,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 428 | $23,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,585 | $23,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,737 | $23,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,294 | $23,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 605 | $23,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 600 | $23,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,900 | $23,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,330 | $23,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,715 | $23,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 508 | $23,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 120 | $23,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,565 | $23,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 366 | $23,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,786 | $23,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 780 | $23,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 2,792 | $23,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,975 | $23,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 3,193 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 938 | $23,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 23 | $23,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 620 | $23,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 9 | $23,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000003 | this filing | 2016-08-12 | acceptance time not in the bulk data set |