13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 6,465 holding rows worth $33,426,644,000.
- Accession
- 0001677044-20-000039
- Filer
- CIK 1677044
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 31,970 entries on the cover page, a total value of $33,426,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,426,644,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANNER CORP | 06652V208 | COM NEW | 1,190 | $38,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,347 | $38,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 1,004 | $38,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,098 | $38,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 4,173 | $38,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 7,834 | $38,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,292 | $38,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 457 | $38,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,605 | $38,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,985 | $38,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 23,783 | $38,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,463 | $38,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 18,429 | $38,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,900 | $38,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 13,000 | $38,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 15,388 | $38,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 61,765 | $38,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 16,977 | $38,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 469 | $37,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,949 | $37,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,073 | $37,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 784 | $37,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 38,565 | $37,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $37,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 3,752 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,857 | $37,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,890 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,208 | $37,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,850 | $37,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,700 | $37,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 475 | $37,000 | thousands by filing date | call |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,020 | $37,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $37,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 38,000 | $37,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 3,600 | $37,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,076 | $36,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 31,000 | $36,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 2,179 | $36,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,000 | $36,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,178 | $36,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,325 | $36,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,315 | $36,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 1,604 | $36,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,293 | $36,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,070 | $36,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 928 | $36,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,862 | $36,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 35,000 | $36,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 1,293 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 2,125 | $36,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 7,698 | $35,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 13,915 | $35,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 890 | $35,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,067 | $35,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,802 | $35,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,441 | $35,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 8,956 | $35,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,739 | $35,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,394 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 739 | $35,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,906 | $35,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 12,297 | $35,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,163 | $35,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,400 | $35,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 783 | $35,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 425 | $35,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 34,000 | $35,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 2,777 | $35,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,811 | $34,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,964 | $34,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,705 | $34,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,231 | $34,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,755 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,025 | $34,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 2,470 | $34,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 8,293 | $34,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 1,437 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,011 | $34,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 320 | $34,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 2,991 | $34,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 2,000 | $34,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 2,551 | $34,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,385 | $34,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 25,450 | $34,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 1,900 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,209 | $34,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,708 | $34,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,383 | $33,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 790 | $33,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,839 | $33,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 82,000 | $33,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,292 | $33,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,604 | $33,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 8,223 | $33,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,411 | $33,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,276 | $33,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,055 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 600 | $33,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 385 | $33,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 687 | $33,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,947 | $33,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 31,000 | $33,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 27,000 | $33,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $33,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 750 | $33,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,984 | $33,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 3,195 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 1,888 | $33,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 665 | $33,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $33,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,500 | $33,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 46,000 | $33,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $33,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 524 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 500 | $33,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 4,344 | $32,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,217 | $32,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 604 | $32,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 1,300 | $32,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,309 | $32,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 578 | $32,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 4,904 | $32,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,514 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,843 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,633 | $32,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,298 | $32,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 4,500 | $32,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 13,216 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,000 | $32,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 11,051 | $32,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,410 | $32,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 8,881 | $31,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 2,961 | $31,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 789 | $31,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,673 | $31,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 6,049 | $31,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,967 | $31,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,314 | $31,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,554 | $31,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 408 | $31,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 516 | $31,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 9,729 | $31,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,200 | $31,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 6,228 | $31,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,215 | $31,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,899 | $31,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,426 | $31,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,731 | $31,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 7,614 | $31,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 53 | $31,000 | thousands by filing date | call |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,376 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,300 | $31,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,196 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 2,000 | $31,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 8,566 | $31,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 33,000 | $31,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 10,910 | $31,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 891 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 921 | $31,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 813 | $30,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 483 | $30,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 759 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 744 | $30,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,057 | $30,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 1,215 | $30,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 1,459 | $30,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 34,900 | $30,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,328 | $30,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,403 | $30,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 169 | $30,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 10,199 | $30,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 45,476 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1,234 | $30,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 3,580 | $30,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,226 | $30,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 4,100 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 446 | $30,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,507 | $30,000 | thousands by filing date | |
| PACIFIC GLOBAL ETF TR | 69434K106 | US EQ INM ETF | 1,268 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,335 | $29,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,726 | $29,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 763 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 414 | $29,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,100 | $29,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,074 | $29,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,775 | $29,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 2,227 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 985 | $29,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 26,135 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 1,058 | $29,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 7,175 | $29,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,654 | $29,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 545 | $29,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 1,100 | $29,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,288 | $29,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 944 | $29,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 623 | $29,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 600 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 248 | $28,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,304 | $28,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 622 | $28,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 809 | $28,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 709 | $28,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 775 | $28,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,171 | $28,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 270 | $28,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 475 | $28,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 406 | $28,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 313 | $28,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 354 | $28,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 21,473 | $28,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 3,300 | $28,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 1,622 | $28,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,000 | $28,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 3,694 | $28,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,152 | $28,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 606 | $28,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 17,575 | $28,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,175 | $27,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11,304 | $27,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 750 | $27,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,818 | $27,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,039 | $27,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 5,425 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 768 | $27,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 2,474 | $27,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,314 | $27,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,777 | $27,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 145 | $27,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 2,433 | $27,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,326 | $27,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,506 | $27,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 7,993 | $27,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3,859 | $27,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 4,581 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 681 | $27,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,950 | $27,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,794 | $27,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 2,486 | $27,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,400 | $27,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,119 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,000 | $27,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 77,140 | $27,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 32,119 | $27,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 894 | $27,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 18,000 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 243 | $27,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,600 | $26,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,672 | $26,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,764 | $26,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 1,441 | $26,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 2,605 | $26,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 485 | $26,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 638 | $26,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,200 | $26,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,192 | $26,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 1,101 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 800 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,877 | $26,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 51 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 800 | $26,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,030 | $26,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 2,800 | $26,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,250 | $26,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 30,000 | $26,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2,231 | $26,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 1,105 | $26,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 6,835 | $26,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,575 | $26,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,115 | $26,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 1,824 | $25,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 526 | $25,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 3,700 | $25,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,393 | $25,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 2,109 | $25,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,054 | $25,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 299 | $25,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 641 | $25,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 52 | $25,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 839 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,595 | $25,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 550 | $25,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,250 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 924 | $25,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 2,018 | $25,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 2,475 | $25,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,990 | $25,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,011 | $25,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 28,052 | $25,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $25,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,899 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 549 | $25,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 620 | $25,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 934 | $25,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,890 | $25,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,168 | $25,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,400 | $25,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,334 | $25,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,100 | $25,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 12,900 | $25,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 2,500 | $25,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 892 | $25,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 627 | $25,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 760 | $24,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,995 | $24,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,717 | $24,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,941 | $24,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,939 | $24,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 919 | $24,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,606 | $24,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,052 | $24,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 502 | $24,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,674 | $24,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 660 | $24,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 565 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 288 | $24,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,016 | $24,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 833 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 691 | $24,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 1,418 | $24,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 2,700 | $24,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,405 | $24,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 11,217 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 904 | $24,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 869 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 706 | $24,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,181 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,227 | $24,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 932 | $24,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 4,060 | $24,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 9,076 | $24,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $24,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 1,350 | $23,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,303 | $23,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,139 | $23,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 906 | $23,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,600 | $23,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,030 | $23,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 881 | $23,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 800 | $23,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 9,820 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 796 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 691 | $23,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,476 | $23,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,150 | $23,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,969 | $23,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $23,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,630 | $23,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 600 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 361 | $23,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,035 | $22,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,207 | $22,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 429 | $22,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 739 | $22,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 865 | $22,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 9,783 | $22,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 1,066 | $22,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1,000 | $22,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 489 | $22,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 4,850 | $22,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 853 | $22,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 590 | $22,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 50 | $22,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 2,221 | $22,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 6,070 | $22,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,877 | $22,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,504 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 638 | $22,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 6,457 | $22,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 854 | $22,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 3,770 | $22,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $22,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 727 | $21,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 213 | $21,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,628 | $21,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 261 | $21,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,700 | $21,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,885 | $21,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 190 | $21,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,032 | $21,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,260 | $21,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 660 | $21,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 392 | $21,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 721 | $21,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,595 | $21,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,100 | $21,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,308 | $21,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 7,491 | $21,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 7,950 | $21,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,700 | $21,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,401 | $21,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,750 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 684 | $21,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 759 | $20,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,200 | $20,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 1,104 | $20,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 482 | $20,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,930 | $20,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 484 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 772 | $20,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 3,884 | $20,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 910 | $20,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,334 | $20,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 778 | $20,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,241 | $20,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 474 | $20,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 142 | $20,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,050 | $20,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,356 | $20,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,920 | $20,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 453 | $20,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 935 | $20,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 2,470 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 752 | $20,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 5 | $20,000 | thousands by filing date | call |
| Vital Energy Inc | 516806205 | Common Stock | 2,022 | $20,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,000 | $20,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,785 | $20,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 500 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,214 | $20,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,055 | $20,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,800 | $20,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 57,814 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 1,116 | $20,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 775 | $19,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 626 | $19,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 388 | $19,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,715 | $19,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,200 | $19,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,261 | $19,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 2,801 | $19,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 797 | $19,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,045 | $19,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,146 | $19,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,266 | $19,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 856 | $19,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,505 | $19,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 499 | $19,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 723 | $19,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 875 | $19,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 750 | $19,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 692 | $19,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 649 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25 | $19,000 | thousands by filing date | principal |
| Galiano Gold Inc | 36352H100 | COM | 13,500 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 590 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 565 | $19,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 5,831 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 461 | $19,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,845 | $19,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,363 | $19,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 2,323 | $19,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 700 | $19,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,039 | $19,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 2,174 | $19,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $19,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 172 | $19,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 16,875 | $19,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 1,535 | $19,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 1,723 | $19,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,032 | $18,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 3,037 | $18,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 572 | $18,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1,250 | $18,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,101 | $18,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 300 | $18,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,400 | $18,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $18,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,390 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,038 | $18,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,353 | $18,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,340 | $18,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,042 | $18,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 615 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,949 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 575 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,161 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 964 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 994 | $18,000 | thousands by filing date | |
| ROKU INC | 77543R952 | PUT | 19 | $18,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,449 | $18,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,921 | $18,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 18,287 | $18,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 4,600 | $18,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,714 | $18,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,090 | $18,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 3,750 | $18,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,989 | $18,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $18,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 4,775 | $18,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 722 | $17,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 307 | $17,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,433 | $17,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 903 | $17,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,586 | $17,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,557 | $17,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,708 | $17,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,077 | $17,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,925 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000039 | this filing | 2020-11-12 | acceptance time not in the bulk data set |