13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 6,465 holding rows worth $33,426,644,000.
- Accession
- 0001677044-20-000039
- Filer
- CIK 1677044
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 31,970 entries on the cover page, a total value of $33,426,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,426,644,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 1,517 | $79,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 1,520 | $79,000 | thousands by filing date | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 3,080 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 3,000 | $78,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,985 | $78,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 78,000 | $78,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,503 | $77,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 784 | $77,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,142 | $77,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,184 | $77,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 11,508 | $77,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,066 | $77,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,467 | $77,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 3,000 | $77,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,948 | $77,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,611 | $77,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 29,650 | $77,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,877 | $77,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 2,878 | $77,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 938 | $76,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 454 | $76,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,508 | $76,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,151 | $76,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,765 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,524 | $76,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,528 | $76,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 3,635 | $76,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 11,550 | $75,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 2,306 | $75,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,825 | $75,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 685 | $75,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 2,586 | $75,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,936 | $75,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,411 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,377 | $75,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 7,093 | $74,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 698 | $74,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,519 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 4,100 | $74,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 8,171 | $74,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 634 | $74,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 77,000 | $74,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 3,181 | $74,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,776 | $73,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 3,788 | $73,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 3,622 | $73,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 707 | $73,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 6,352 | $73,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,666 | $73,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,396 | $73,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 2,557 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 3,655 | $73,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 5,249 | $73,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 3,572 | $72,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,348 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 11,678 | $72,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 5,094 | $72,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 3,051 | $72,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,401 | $71,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 1,695 | $71,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 6,250 | $71,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 5,811 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,636 | $71,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 418 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 5,260 | $71,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,665 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 968 | $71,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,837 | $71,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 825 | $70,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,699 | $70,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,549 | $70,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,997 | $70,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 1,351 | $70,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,354 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,881 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 919 | $70,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 9,473 | $70,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,575 | $69,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 7,870 | $69,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,112 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 2,326 | $69,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 5,392 | $69,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 3,071 | $69,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 21,135 | $69,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 5,000 | $69,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,007 | $69,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,800 | $68,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,072 | $68,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 1,950 | $68,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 433 | $68,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,981 | $68,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,632 | $68,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,420 | $68,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,488 | $68,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,738 | $68,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 2,858 | $68,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 695 | $68,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 769 | $67,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 5,331 | $67,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 8,900 | $67,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 37,511 | $67,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,074 | $67,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 2,191 | $67,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 9,361 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,436 | $67,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 47 | $67,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 6,933 | $67,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 6,506 | $67,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,121 | $67,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 9,500 | $67,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,565 | $66,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,248 | $66,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,359 | $66,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,509 | $66,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 5,099 | $66,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,232 | $66,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,054 | $66,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 2,947 | $66,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 9,500 | $66,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 27,620 | $66,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 5,000 | $66,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 4,000 | $65,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 20 | $65,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,531 | $65,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,500 | $65,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 3,170 | $65,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 885 | $65,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 3,125 | $65,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,976 | $65,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 5,387 | $64,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,723 | $64,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,407 | $64,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,295 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,146 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,656 | $64,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 4,047 | $64,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 4,500 | $64,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,983 | $64,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 5,466 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,656 | $63,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 14,349 | $63,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,238 | $63,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 647 | $63,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 4,884 | $63,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,000 | $62,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,859 | $62,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,356 | $62,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 2,700 | $62,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,021 | $62,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 6,000 | $62,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,383 | $62,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 10,179 | $62,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,662 | $61,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 4,756 | $61,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 17,552 | $61,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,430 | $61,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,550 | $61,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,062 | $61,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 2,216 | $61,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 148 | $61,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 3,239 | $61,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 8,137 | $61,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 3,486 | $61,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 1,350 | $61,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 405 | $61,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 7,919 | $60,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 1,963 | $60,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,052 | $60,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,530 | $60,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 7,267 | $60,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,158 | $60,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,415 | $60,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,507 | $60,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,100 | $60,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 9,468 | $59,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,906 | $59,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,600 | $59,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 23,114 | $59,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 9,417 | $59,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 1,223 | $59,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 2,012 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 2,432 | $59,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 7,971 | $59,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 2,154 | $59,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,978 | $59,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,362 | $59,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,486 | $59,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 11,530 | $59,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 6,680 | $59,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,462 | $58,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 16,696 | $58,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,680 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,108 | $58,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,651 | $58,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 5,000 | $58,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 810 | $58,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 8 | $58,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 11,977 | $58,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 62,000 | $58,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 6,000 | $58,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 858 | $58,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 2,400 | $58,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,100 | $57,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 11,075 | $57,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 689 | $57,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 2,268 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,591 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 1,932 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 1,697 | $57,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 57,000 | $57,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,583 | $57,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 3,359 | $57,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,078 | $56,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 8,914 | $56,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,517 | $56,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,393 | $56,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 4,220 | $56,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 4,572 | $56,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 2,295 | $56,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 3,387 | $56,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 68,869 | $56,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 13,900 | $56,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 34,236 | $56,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 8,242 | $56,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 2,223 | $56,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,942 | $55,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 6,493 | $55,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,998 | $55,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,188 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 3,886 | $55,000 | thousands by filing date | |
| UPWORK INC | 91688F904 | COM | 100 | $55,000 | thousands by filing date | call |
| CARPARTS COM INC | 14427M107 | COM | 5,111 | $55,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 49,544 | $55,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,700 | $55,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20,861 | $55,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 76,774 | $55,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 2,937 | $55,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 546 | $55,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,478 | $54,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 2,830 | $54,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 2,737 | $54,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 1,548 | $54,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 8,065 | $54,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,046 | $54,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,136 | $54,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,265 | $54,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,927 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,449 | $54,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 51,000 | $54,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 77,150 | $54,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,701 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2,083 | $53,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 702 | $53,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,052 | $53,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 742 | $53,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,516 | $53,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1,790 | $53,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 2,457 | $53,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,422 | $53,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,301 | $53,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 797 | $53,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 15,312 | $53,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 42,994 | $53,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 2,268 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 814 | $52,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,719 | $52,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,076 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,418 | $52,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,670 | $52,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 7,913 | $52,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 52,000 | $52,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 3,400 | $52,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 73,568 | $52,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 488 | $52,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 6,272 | $51,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 1,012 | $51,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,474 | $51,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,617 | $51,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,804 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,814 | $51,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 166 | $51,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,200 | $51,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,661 | $51,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 2,008 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 979 | $51,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 7,150 | $51,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,227 | $51,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,306 | $51,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 34,832 | $51,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 5,186 | $51,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 4,901 | $51,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 894 | $50,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,032 | $50,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 6,228 | $50,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,923 | $50,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,593 | $50,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,340 | $50,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,755 | $50,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,769 | $50,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 2,300 | $50,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 3,500 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 1,795 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,920 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,393 | $50,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 71,250 | $50,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 3,190 | $50,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 8 | $50,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 29,212 | $50,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,061 | $50,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 47,076 | $50,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 39,690 | $50,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 41,700 | $50,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1,305 | $49,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 4,556 | $49,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 772 | $49,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 3,439 | $49,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1,924 | $49,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 2,160 | $49,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,054 | $49,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 6,954 | $49,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 31,124 | $49,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 51,501 | $49,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,000 | $49,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 7,591 | $48,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 1,615 | $48,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,854 | $48,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,821 | $48,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,791 | $48,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,704 | $48,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,345 | $48,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 908 | $48,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,433 | $48,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 1,307 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 777 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 1,848 | $48,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,072 | $48,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 5,300 | $48,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 6,669 | $47,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 843 | $47,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 9,036 | $47,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 1,177 | $47,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,267 | $47,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,194 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 2,988 | $47,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,233 | $47,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,377 | $47,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,652 | $47,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 43,000 | $47,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,237 | $46,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 4,538 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,097 | $46,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,129 | $46,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,140 | $46,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1,910 | $46,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 2,442 | $46,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,695 | $46,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 544 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,367 | $46,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 9,765 | $46,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 8,651 | $46,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 41,650 | $46,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 41,000 | $46,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 15,530 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,747 | $46,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 2,300 | $46,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 6,617 | $46,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 48,000 | $46,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 53,000 | $46,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 984 | $45,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,758 | $45,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 4,546 | $45,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,379 | $45,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,612 | $45,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,465 | $45,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 786 | $45,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,077 | $45,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 2,719 | $45,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 976 | $45,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 7,537 | $45,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,223 | $45,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 5,588 | $45,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 1,760 | $45,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 3,721 | $45,000 | thousands by filing date | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 1,700 | $45,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,654 | $45,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 24,894 | $45,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 861 | $44,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 6,039 | $44,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 34,000 | $44,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,253 | $44,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 3,500 | $44,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 563 | $44,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 373 | $44,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,583 | $44,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 2,225 | $44,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,900 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 1,925 | $44,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 2,050 | $44,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,020 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 2,189 | $44,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 2,145 | $44,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $44,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,494 | $44,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 33,000 | $44,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,991 | $44,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 5,468 | $44,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 4,586 | $44,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 27,525 | $44,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,991 | $44,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 10,000 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,900 | $44,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 710 | $43,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 947 | $43,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,635 | $43,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,507 | $43,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,420 | $43,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 1,305 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,391 | $43,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,135 | $43,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 261 | $43,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 4,260 | $43,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,202 | $43,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,899 | $43,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 3,130 | $43,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 73,283 | $43,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,473 | $42,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 732 | $42,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 2,808 | $42,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,166 | $42,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,076 | $42,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 422 | $42,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,034 | $42,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,183 | $42,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,022 | $42,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,117 | $42,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 1,682 | $42,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 5,633 | $42,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 69,874 | $42,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,067 | $42,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,830 | $42,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 542 | $42,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 2,557 | $41,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,590 | $41,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 4,122 | $41,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,394 | $41,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 7,422 | $41,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,360 | $41,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,456 | $41,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,828 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,963 | $41,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,874 | $41,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,525 | $41,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 15,515 | $41,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,385 | $41,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 1,072 | $41,000 | thousands by filing date | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 1,700 | $41,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,057 | $41,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 41,000 | $41,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 903 | $41,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,938 | $41,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 4,112 | $40,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 5,057 | $40,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 728 | $40,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,969 | $40,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,029 | $40,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,999 | $40,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 3,050 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 1,507 | $40,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 6,575 | $40,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,504 | $40,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,507 | $40,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,506 | $40,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 160 | $40,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,076 | $40,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,504 | $40,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 12,500 | $40,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 39,000 | $40,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 40,000 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,502 | $40,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,964 | $40,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 53,200 | $40,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,690 | $40,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 2,637 | $39,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,683 | $39,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,232 | $39,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 2,775 | $39,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 964 | $39,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,413 | $39,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 13,943 | $39,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 963 | $39,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,147 | $39,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 347 | $39,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,000 | $39,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 38,000 | $39,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 396 | $39,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 2,065 | $38,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,684 | $38,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 9,466 | $38,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 525 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000039 | this filing | 2020-11-12 | acceptance time not in the bulk data set |