13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 6,465 holding rows worth $33,426,644,000.
- Accession
- 0001677044-20-000039
- Filer
- CIK 1677044
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 31,970 entries on the cover page, a total value of $33,426,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,426,644,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KVH INDS INC | 482738101 | COM | 1,900 | $17,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,139 | $17,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,531 | $17,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17 | $17,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,555 | $17,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,523 | $17,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $17,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,385 | $17,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 17 | $17,000 | thousands by filing date | principal |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 621 | $17,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 378 | $17,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 525 | $17,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,265 | $17,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 1,450 | $17,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 575 | $16,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,000 | $16,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 505 | $16,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,231 | $16,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,250 | $16,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 138 | $16,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 2,705 | $16,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $16,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,386 | $16,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,796 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $16,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 389 | $16,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,359 | $16,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,929 | $16,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 548 | $16,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,000 | $16,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,000 | $16,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,540 | $16,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 23,240 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 628 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 616 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $16,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,548 | $16,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,565 | $16,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 5 | $16,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 7,526 | $16,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 125 | $16,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,144 | $16,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 6,200 | $16,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 916 | $16,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 3,489 | $16,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,043 | $16,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,632 | $16,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 15,500 | $16,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 2,022 | $16,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 25 | $16,000 | thousands by filing date | principal |
| SG BLOCKS INC | 78418A505 | COM NEW | 8,564 | $16,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 8,800 | $16,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 8,771 | $16,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 16,000 | $16,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 3,636 | $16,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 979 | $15,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 771 | $15,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 753 | $15,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 60 | $15,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,000 | $15,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 600 | $15,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1,264 | $15,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,070 | $15,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,000 | $15,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,093 | $15,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 377 | $15,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,549 | $15,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,450 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,042 | $15,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,428 | $15,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,167 | $15,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,690 | $15,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,112 | $15,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 411 | $15,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 234 | $15,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,175 | $15,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 572 | $15,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 2,130 | $15,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 552 | $15,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 348 | $15,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,223 | $15,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 589 | $15,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $15,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 2,172 | $15,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 2,200 | $15,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 5,000 | $15,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 489 | $15,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 15,237 | $15,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,000 | $15,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 9,050 | $15,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 8,500 | $15,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 341 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $15,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $15,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 11,524 | $14,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 131 | $14,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 840 | $14,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 4,924 | $14,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 400 | $14,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 554 | $14,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 745 | $14,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,876 | $14,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,595 | $14,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $14,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $14,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 652 | $14,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 709 | $14,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 3,706 | $14,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,818 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 226 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 172 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 797 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 619 | $14,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 600 | $14,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 289 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 323 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $14,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 446 | $14,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 859 | $14,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 2,000 | $14,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,843 | $14,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,229 | $14,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,355 | $14,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,500 | $14,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 253 | $14,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 606 | $14,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 1,074 | $14,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,600 | $14,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 10,854 | $14,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 7,850 | $14,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 3,300 | $14,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 2,100 | $14,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 605 | $13,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 352 | $13,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 761 | $13,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 370 | $13,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 200 | $13,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 557 | $13,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 358 | $13,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,100 | $13,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 490 | $13,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,342 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 395 | $13,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,757 | $13,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,100 | $13,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 231 | $13,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,500 | $13,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,181 | $13,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 3,325 | $13,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,105 | $13,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,325 | $13,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 750 | $13,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 533 | $13,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 1,000 | $13,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,729 | $13,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 4,000 | $13,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 1,480 | $13,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 875 | $13,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1,609 | $13,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 500 | $13,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14 | $13,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189H888 | COAL ETF | 163 | $13,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,297 | $12,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,020 | $12,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 304 | $12,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 512 | $12,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 162 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 356 | $12,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 391 | $12,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 359 | $12,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,582 | $12,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 309 | $12,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 400 | $12,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 466 | $12,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 385 | $12,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 490 | $12,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,642 | $12,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,108 | $12,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 325 | $12,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 4,941 | $12,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 2,203 | $12,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,354 | $12,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,868 | $12,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 560 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 682 | $12,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 375 | $12,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 5,600 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $12,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,650 | $12,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,600 | $12,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,000 | $12,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 700 | $12,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 6,500 | $12,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 754 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,120 | $12,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 3,552 | $12,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 360 | $12,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 5,313 | $12,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 3,286 | $12,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,868 | $12,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 3,600 | $12,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 500 | $12,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 120 | $11,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,615 | $11,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 543 | $11,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,104 | $11,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,018 | $11,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 351 | $11,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 467 | $11,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 375 | $11,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,380 | $11,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 670 | $11,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,215 | $11,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,051 | $11,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 165 | $11,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 876 | $11,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 854 | $11,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 695 | $11,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 185 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 376 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 268 | $11,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 724 | $11,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 10 | $11,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 500 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 310 | $11,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 451 | $11,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,032 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 65 | $11,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 2,887 | $11,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 792 | $11,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,200 | $11,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 200 | $11,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 535 | $11,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 711 | $11,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 722 | $11,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 808 | $11,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 10 | $11,000 | thousands by filing date | principal |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 986 | $11,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,825 | $11,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,000 | $11,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 11,704 | $11,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 1,356 | $11,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 9,404 | $11,000 | thousands by filing date | |
| LIVENT CORP | 53814L908 | CALL | 40 | $11,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 584 | $11,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 200 | $10,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,000 | $10,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,140 | $10,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 672 | $10,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,190 | $10,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 531 | $10,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,877 | $10,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,241 | $10,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,592 | $10,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 300 | $10,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,422 | $10,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 754 | $10,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 245 | $10,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 350 | $10,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 490 | $10,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 567 | $10,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,492 | $10,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,428 | $10,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 482 | $10,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 395 | $10,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 407 | $10,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 23 | $10,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 205 | $10,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 302 | $10,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 3,000 | $10,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 284 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 136 | $10,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 549 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 500 | $10,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,428 | $10,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 1 | $10,000 | thousands by filing date | call |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 55 | $10,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,140 | $10,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 613 | $10,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,000 | $10,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 14,838 | $10,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11 | $10,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06746P522 | FUND | 230 | $10,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,206 | $10,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,075 | $10,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,037 | $10,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 5,000 | $10,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 753 | $10,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,005 | $10,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 402 | $10,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,233 | $10,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 949 | $10,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 400 | $10,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 326 | $10,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,000 | $10,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 1,300 | $10,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 1,565 | $10,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 224 | $9,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 305 | $9,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,485 | $9,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,678 | $9,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 7,025 | $9,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 333 | $9,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 215 | $9,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,420 | $9,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,495 | $9,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,150 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 37 | $9,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,519 | $9,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 259 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 81 | $9,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 443 | $9,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,728 | $9,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 363 | $9,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,594 | $9,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,711 | $9,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 8 | $9,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 603 | $9,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 721 | $9,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,399 | $9,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 872 | $9,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 481 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 125 | $9,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,890 | $9,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 881 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 227 | $9,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,400 | $9,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,252 | $9,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 3,049 | $9,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 268 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 250 | $9,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 28 | $9,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 26 | $9,000 | thousands by filing date | call |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 150 | $9,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 14 | $9,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 875 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 500 | $9,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,150 | $9,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 19,008 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $9,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 8,107 | $9,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 799 | $9,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 3,504 | $9,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,500 | $9,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,687 | $9,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 6,274 | $9,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 5,000 | $9,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 300 | $9,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 415 | $9,000 | thousands by filing date | |
| NIKOLA CORP | 654110905 | COM | 21 | $9,000 | thousands by filing date | call |
| POLISHED COM INC | 28252C109 | CMN | 1,304 | $9,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 334 | $9,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 10,800 | $9,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 100 | $9,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3 | $9,000 | thousands by filing date | principal |
| VIVEVE MED INC | 92852W303 | COM | 16,900 | $9,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 19,461 | $9,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 150 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 196 | $8,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 750 | $8,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 274 | $8,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 408 | $8,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,306 | $8,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 604 | $8,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 233 | $8,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 391 | $8,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 803 | $8,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 8,416 | $8,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 250 | $8,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 300 | $8,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,200 | $8,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 713 | $8,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,039 | $8,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 298 | $8,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,120 | $8,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,242 | $8,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 579 | $8,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 312 | $8,000 | thousands by filing date | |
| CITIGROUP INC | 172967954 | PUT | 53 | $8,000 | thousands by filing date | put |
| SOUNDTHINKING INC | 82536T107 | COM | 264 | $8,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 359 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 100 | $8,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 309 | $8,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 400 | $8,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,770 | $8,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,681 | $8,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,019 | $8,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 260 | $8,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 917 | $8,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 2,000 | $8,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $8,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,000 | $8,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 10 | $8,000 | thousands by filing date | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,972 | $8,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 176 | $8,000 | thousands by filing date | put |
| VALERO ENERGY CORP | 91913Y950 | COM | 25 | $8,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 199 | $8,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 592 | $8,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 200 | $8,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 785 | $8,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 6,250 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,690 | $8,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 2,501 | $8,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 419 | $8,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 504 | $8,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 3,000 | $8,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641810 | CMCI GOLD ETN | 165 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 804 | $8,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $8,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 628 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 21,592 | $8,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 687 | $8,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,161 | $8,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 462 | $8,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 4,380 | $8,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 6,054 | $8,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 2,924 | $8,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 1,774 | $8,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,476 | $7,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,568 | $7,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 368 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 336 | $7,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 415 | $7,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,134 | $7,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 182 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 285 | $7,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 438 | $7,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,100 | $7,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,205 | $7,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,553 | $7,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 455 | $7,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,800 | $7,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,250 | $7,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,179 | $7,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 317 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,595 | $7,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,300 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 183 | $7,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 366 | $7,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 800 | $7,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 246 | $7,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 40 | $7,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 183 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 212 | $7,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 437 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 220 | $7,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,894 | $7,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 7,865 | $7,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 510 | $7,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,363 | $7,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,000 | $7,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,200 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 3,529 | $7,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,783 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 186 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $7,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,000 | $7,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 8,335 | $7,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 465 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,225 | $7,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 2,263 | $7,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 170 | $7,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 1,200 | $7,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 500 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 350 | $7,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 6,310 | $7,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 971 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 135 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 260 | $7,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 166 | $6,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 254 | $6,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 1,686 | $6,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 300 | $6,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,077 | $6,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 200 | $6,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 2,936 | $6,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 2 | $6,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 388 | $6,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $6,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,100 | $6,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,047 | $6,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 199 | $6,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 197 | $6,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 425 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 964 | $6,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 355 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $6,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 213 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000039 | this filing | 2020-11-12 | acceptance time not in the bulk data set |