13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 6,465 holding rows worth $33,426,644,000.
- Accession
- 0001677044-20-000039
- Filer
- CIK 1677044
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 31,970 entries on the cover page, a total value of $33,426,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,426,644,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,450 | $6,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 121 | $6,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 789 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 324 | $6,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 290 | $6,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 593 | $6,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,090 | $6,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 395 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 222 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 330 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 522 | $6,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,596 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 136 | $6,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G952 | CALL | 20 | $6,000 | thousands by filing date | put |
| MARATHON PETE CORP | 56585A952 | PUT | 16 | $6,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558903 | COM | 20 | $6,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 570 | $6,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 534 | $6,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,029 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 301 | $6,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 465 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,000 | $6,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,000 | $6,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,400 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $6,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 600 | $6,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 524 | $6,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 248 | $6,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,224 | $6,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 500 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 110 | $6,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,055 | $6,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,000 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $6,000 | thousands by filing date | principal |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 115 | $6,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 6,000 | $6,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 665 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,375 | $6,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 7,585 | $6,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 650 | $6,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $6,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,086 | $6,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 15,000 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 230 | $6,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F302 | COM NEW | 4,000 | $6,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,700 | $5,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 150 | $5,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,271 | $5,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 610 | $5,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,000 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 198 | $5,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 646 | $5,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 950 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 469 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 258 | $5,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 89 | $5,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 142 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 344 | $5,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 8,086 | $5,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 216 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 625 | $5,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 290 | $5,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 253 | $5,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 191 | $5,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 165 | $5,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 155 | $5,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 422 | $5,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 73 | $5,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 810 | $5,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 205 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 161 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 45 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 600 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 120 | $5,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 6 | $5,000 | thousands by filing date | put |
| HOME DEPOT INC | 437076952 | PUT | 2 | $5,000 | thousands by filing date | put |
| MODERNA INC | 60770K907 | CALL | 1 | $5,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 446 | $5,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,175 | $5,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 5,050 | $5,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 700 | $5,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,100 | $5,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 66 | $5,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 150 | $5,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 472 | $5,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,617 | $5,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 724 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,000 | $5,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 5,000 | $5,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 5,000 | $5,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,500 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,970 | $5,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7,501 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 194 | $5,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 360 | $5,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 5,238 | $5,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 1,154 | $5,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 3,000 | $5,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 2,756 | $5,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 3,700 | $5,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 400 | $5,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $5,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 1,244 | $5,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 1,500 | $5,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 2,551 | $5,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2 | $5,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 224 | $5,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 350 | $5,000 | thousands by filing date | |
| nan | 25460E331 | nan | 700 | $5,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 400 | $5,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 507 | $5,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 143 | $4,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 331 | $4,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 804 | $4,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,000 | $4,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 162 | $4,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $4,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 705 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 446 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $4,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 371 | $4,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,402 | $4,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 353 | $4,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 138 | $4,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 275 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 91 | $4,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,000 | $4,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 319 | $4,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 200 | $4,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 416 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 180 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 533 | $4,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 314 | $4,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $4,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 230 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 617 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,662 | $4,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 393 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 148 | $4,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 185 | $4,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $4,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 119 | $4,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 200 | $4,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 21 | $4,000 | thousands by filing date | put |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 82 | $4,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 2,000 | $4,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 562 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 100 | $4,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,150 | $4,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 700 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 85 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 155 | $4,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 156 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL | 46284V951 | PUT | 7 | $4,000 | thousands by filing date | put |
| GODADDY INC | 380237907 | CALL | 5 | $4,000 | thousands by filing date | call |
| PHILLIPS 66 | 718546904 | CALL | 50 | $4,000 | thousands by filing date | call |
| WP CAREY INC | 92936U959 | COM | 8 | $4,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N903 | COM | 30 | $4,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC | 695127900 | COM | 5 | $4,000 | thousands by filing date | call |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,533 | $4,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 623 | $4,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 337 | $4,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 365 | $4,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,000 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3 | $4,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4 | $4,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 598 | $4,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 323 | $4,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 4,800 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $4,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 146 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 100 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,400 | $4,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 5,260 | $4,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 375 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 61 | $4,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,550 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5,271 | $4,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,000 | $4,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 350 | $4,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,213 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 10,000 | $4,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 106 | $4,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,078 | $4,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 400 | $4,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 37,100 | $4,000 | thousands by filing date | |
| PHILLIPS 66 PARTNERS LP | 718549907 | CALL | 10 | $4,000 | thousands by filing date | call |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 1,100 | $4,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORD ADS NEW | 49803V206 | Stock | 950 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 302 | $3,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,244 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 324 | $3,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,239 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 280 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 110 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,243 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 170 | $3,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 287 | $3,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 632 | $3,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 127 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 324 | $3,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 4,853 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 80 | $3,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 71 | $3,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 101 | $3,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 130 | $3,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 216 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 214 | $3,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 448 | $3,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 531 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 140 | $3,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 90 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,084 | $3,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 3,014 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 50 | $3,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 700 | $3,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 200 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 813 | $3,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3 | $3,000 | thousands by filing date | principal |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 100 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 326 | $3,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 224 | $3,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,000 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 198 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 143 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 200 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,815 | $3,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 125 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 3 | $3,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 500 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 109 | $3,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 1,001 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 115 | $3,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,270 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 357 | $3,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $3,000 | thousands by filing date | |
| DATADOG INC | 23804L903 | CALL | 1 | $3,000 | thousands by filing date | call |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 3 | $3,000 | thousands by filing date | put |
| BOEING CO | 097023955 | PUT | 2 | $3,000 | thousands by filing date | put |
| DELTA AIR LINES INC | 247361902 | CALL | 3 | $3,000 | thousands by filing date | call |
| MCDONALDS CORP | 580135951 | PUT | 2 | $3,000 | thousands by filing date | put |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 351 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 10 | $3,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q952 | ALERIAN MLP | 20 | $3,000 | thousands by filing date | put |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $3,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 173 | $3,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,863 | $3,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 2,612 | $3,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 576 | $3,000 | thousands by filing date | |
| IQVIA HLDGS INC | 46266C905 | CALL | 5 | $3,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 375 | $3,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,125 | $3,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 232 | $3,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,042 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,926 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 199 | $3,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 1,000 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,000 | $3,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3 | $3,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,000 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3 | $3,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 266 | $3,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 670 | $3,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 300 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 365 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 243 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,000 | $3,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 400 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 102 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 15 | $3,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 1,100 | $3,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 2,000 | $3,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 269 | $3,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,406 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M900 | CALL | 25 | $3,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 300 | $3,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 450 | $3,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 197 | $3,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,000 | $3,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 1,319 | $3,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 417 | $3,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 1,800 | $3,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 2,350 | $3,000 | thousands by filing date | |
| FARFETCH LTD | 30744W907 | CALL | 100 | $3,000 | thousands by filing date | call |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 3,000 | $3,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 5,000 | $3,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,001 | $3,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 560 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 4,500 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 100 | $3,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 700 | $3,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 400 | $3,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 176 | $2,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 42 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 208 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 108 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 300 | $2,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 300 | $2,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 1,000 | $2,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 611 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 66 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 69 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 82 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 143 | $2,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150 | $2,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 46 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 253 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 169 | $2,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 232 | $2,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 60 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 37 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 41 | $2,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 840 | $2,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 365 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 64 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 515 | $2,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 155 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 98 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 345 | $2,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 717 | $2,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 83 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 115 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 127 | $2,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 181 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 214 | $2,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 112 | $2,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 121 | $2,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 60 | $2,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 71 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 129 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 209 | $2,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 811 | $2,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,000 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 141 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 129 | $2,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 1,200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 83 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 720 | $2,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 305 | $2,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 128 | $2,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 205 | $2,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 200 | $2,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 1,000 | $2,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATION | G51502955 | PUT | 5 | $2,000 | thousands by filing date | put |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 10 | $2,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 3 | $2,000 | thousands by filing date | put |
| MANNATECH INC | 563771203 | COM NEW | 95 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 78 | $2,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 12 | $2,000 | thousands by filing date | call |
| RENN FD INC | 759720105 | COM | 1,500 | $2,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 4 | $2,000 | thousands by filing date | put |
| VALERO ENERGY CORP | 91913Y900 | CALL | 3 | $2,000 | thousands by filing date | call |
| DATADOG INC | 23804L953 | CL A COM | 1 | $2,000 | thousands by filing date | put |
| DIAGEO PLC | 25243Q905 | SPON ADR NEW | 10 | $2,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 40 | $2,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,008 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,564 | $2,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 75 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,011 | $2,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,002 | $2,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 743 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 670 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 450 | $2,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 100 | $2,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 162 | $2,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 120 | $2,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 200 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 228 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,435 | $2,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 2 | $2,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 394 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 52 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 444 | $2,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 203 | $2,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,215 | $2,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 3,517 | $2,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 189 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 461 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 3,769 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 330 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 803 | $2,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,000 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,843 | $2,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 104 | $2,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 400 | $2,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 35 | $2,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 100 | $2,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 47 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,000 | $2,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 239 | $2,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 1,720 | $2,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 2,606 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 912 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,412 | $2,000 | thousands by filing date | |
| ZUORA INC | 98983V906 | COM CL A | 15 | $2,000 | thousands by filing date | call |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 825 | $2,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 41 | $2,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,500 | $2,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 268 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2 | $2,000 | thousands by filing date | principal |
| CELSION CORP | 15117N503 | COM PAR NEW | 2,484 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $2,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 652 | $2,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 624 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 78 | $2,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 463 | $2,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 161 | $2,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 100 | $2,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 200 | $2,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 350 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 200 | $2,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 2,696 | $2,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 2,034 | $2,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 1,556 | $2,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,362 | $2,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 1,444 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 85 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 468 | $2,000 | thousands by filing date | |
| GLOBAL X MSCI CHINA LARGE-CAP 50 ETF | 37954Y566 | ETF | 50 | $2,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 2,465 | $2,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 1,168 | $2,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 375 | $2,000 | thousands by filing date | |
| CANCER GENETICS INC | 13739U203 | COM NEW | 433 | $2,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 200 | $2,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,000 | $1,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 26 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 60 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 83 | $1,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 643 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 93 | $1,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 125 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,923 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 214 | $1,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 73 | $1,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 59 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 100 | $1,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 44 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,000 | $1,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 43 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 162 | $1,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 31 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 69 | $1,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 54 | $1,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 208 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 174 | $1,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 192 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 650 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,407 | $1,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 278 | $1,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 202 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 181 | $1,000 | thousands by filing date | |
| MICROSOFT CORP | 594918954 | PUT | 1 | $1,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 57 | $1,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 64 | $1,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 58 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000039 | this filing | 2020-11-12 | acceptance time not in the bulk data set |