13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 6,465 holding rows worth $33,426,644,000.
- Accession
- 0001677044-20-000039
- Filer
- CIK 1677044
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 31,970 entries on the cover page, a total value of $33,426,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,426,644,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARTEN TRANSPORT LTD | 573075108 | COM | 7,852 | $151,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,561 | $150,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 46,459 | $150,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,045 | $150,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 15,908 | $150,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 7,493 | $149,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 7,462 | $149,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 16,239 | $149,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 7,393 | $148,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 6,159 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 14,062 | $148,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 25,265 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 5,632 | $147,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 14,510 | $147,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 5,800 | $147,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 5,750 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 4,096 | $147,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 179,894 | $146,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3,022 | $146,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 1,587 | $146,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 23,724 | $145,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 11,151 | $145,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 57,456 | $145,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 33,593 | $145,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 2,360 | $144,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,645 | $144,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 1,359 | $144,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 5,875 | $144,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,768 | $144,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 12,500 | $144,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 1,981 | $143,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,582 | $143,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,396 | $143,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 2,883 | $143,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,467 | $143,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 7,042 | $142,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 5,395 | $142,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,291 | $142,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 7,549 | $142,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,625 | $142,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 8,504 | $141,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,903 | $141,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,174 | $141,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,364 | $141,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 9,790 | $141,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 17,175 | $141,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,275 | $140,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,295 | $140,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 11,463 | $140,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 8,345 | $140,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 14,105 | $139,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,304 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,393 | $139,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 15,798 | $139,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 4,365 | $139,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 10,352 | $139,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 20,850 | $139,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,165 | $138,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 6,856 | $138,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 6,519 | $138,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,945 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 9,394 | $138,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 7,333 | $138,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 4,056 | $138,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,322 | $137,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,118 | $137,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 1,725 | $137,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 4,769 | $137,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 9,321 | $136,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 54,805 | $136,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 4,326 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 5,679 | $136,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 17,100 | $136,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 58503F502 | COM | 7,698 | $136,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 24,593 | $135,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 7,485 | $135,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,684 | $135,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 4,461 | $135,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3,731 | $135,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 3,137 | $135,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,309 | $135,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 57,905 | $135,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 6,553 | $135,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,380 | $134,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 9,738 | $134,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,688 | $134,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,209 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 2,590 | $134,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 4,439 | $134,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 6,907 | $134,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,869 | $133,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 11,032 | $133,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,056 | $133,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 4,824 | $133,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 29,804 | $133,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 2,753 | $133,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 12,924 | $133,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,201 | $132,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,095 | $132,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 4,579 | $132,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 4,719 | $132,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 5,299 | $132,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 4,064 | $131,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,685 | $131,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 1,778 | $131,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,377 | $131,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 15,000 | $130,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 10,090 | $130,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,369 | $129,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 3,010 | $129,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 2,269 | $129,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 563 | $129,000 | thousands by filing date | call |
| COUNTY BANCORP INC | 221907108 | COM | 6,860 | $129,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,078 | $128,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,574 | $128,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 40,928 | $128,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 19,207 | $128,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 4,395 | $128,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,139 | $127,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,580 | $127,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 16,175 | $127,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 3,249 | $127,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 8,800 | $127,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 8,495 | $126,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 21,725 | $126,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 56,025 | $126,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,182 | $126,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 5,301 | $126,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,558 | $125,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 1,849 | $125,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 4,352 | $125,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 9,400 | $125,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 7,774 | $125,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,142 | $125,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,808 | $125,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1,230 | $124,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,275 | $124,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,833 | $124,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 11,736 | $124,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,960 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 5,200 | $124,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 9,461 | $124,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 4,937 | $124,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 9,115 | $124,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 12,640 | $123,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,770 | $123,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 4,925 | $123,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,032 | $122,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 6,439 | $122,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 34,816 | $122,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 9,720 | $122,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,292 | $122,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 15,390 | $122,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 3,610 | $122,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 18,610 | $122,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 5,080 | $122,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 30,072 | $122,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 5,183 | $122,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 15,400 | $122,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,108 | $121,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,111 | $121,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 4,512 | $121,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,427 | $121,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 4,903 | $121,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 6,331 | $121,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,375 | $121,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 5,681 | $121,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 15,000 | $121,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 2,168 | $120,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 11,550 | $120,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,106 | $120,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 11,235 | $120,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 3,757 | $120,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 4,703 | $120,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,230 | $120,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 13,700 | $120,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,390 | $119,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,930 | $119,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 2,386 | $119,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 9,639 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 5,335 | $119,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,351 | $119,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,023 | $119,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 171,414 | $119,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 8,531 | $119,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 129,000 | $119,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,257 | $118,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 3,132 | $118,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 3,563 | $118,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 5,265 | $118,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,241 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 4,487 | $118,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 6,369 | $117,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,816 | $117,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,253 | $117,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 5,842 | $117,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 13,082 | $116,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,428 | $116,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,607 | $116,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 13,031 | $116,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,493 | $116,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 4,545 | $116,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,517 | $116,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 3,591 | $116,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 7,689 | $116,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 2,364 | $116,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 42,518 | $115,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 8,480 | $115,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,152 | $115,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 4,661 | $115,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 25,620 | $115,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 3,108 | $114,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,123 | $114,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,620 | $114,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,800 | $114,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 40,226 | $114,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 5,680 | $114,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 69,000 | $114,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,546 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,585 | $113,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 84,731 | $113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 4,435 | $113,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 19,749 | $113,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 4,333 | $113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 3,524 | $113,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,419 | $113,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 3,026 | $112,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 30,122 | $112,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 5,768 | $112,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 31,600 | $112,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 65,015 | $112,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 4,155 | $111,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 4,450 | $111,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,772 | $111,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 5,298 | $111,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 4,247 | $111,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,594 | $111,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,036 | $110,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 7,275 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,074 | $110,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 8,714 | $110,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,501 | $110,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 3,709 | $110,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 8,640 | $110,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 5,945 | $110,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 7,305 | $110,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 88,975 | $109,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,378 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 4,641 | $109,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 2,156 | $109,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 4,876 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 6,441 | $109,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 8,046 | $109,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 4,089 | $109,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 890 | $109,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 9,263 | $109,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 7,625 | $109,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,671 | $108,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 5,433 | $108,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,598 | $107,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,230 | $107,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,402 | $107,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 2,073 | $107,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 863 | $107,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 981 | $107,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,765 | $107,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,756 | $107,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 4,507 | $107,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,825 | $107,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 2,454 | $107,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 11,000 | $107,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,022 | $106,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,987 | $106,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,726 | $106,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 4,362 | $106,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 2,806 | $106,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 6,170 | $106,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 4,649 | $106,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 4,137 | $106,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 2,775 | $105,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 8,505 | $105,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 54,098 | $105,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 6,574 | $105,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 2,820 | $105,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 42,800 | $105,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,732 | $104,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,886 | $104,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,413 | $104,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 5,189 | $104,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 4,343 | $104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,373 | $104,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 5,146 | $104,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 9,300 | $104,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 15,041 | $104,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 40,833 | $104,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 3,639 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,035 | $104,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 18,097 | $104,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,809 | $104,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 18,269 | $104,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 52,600 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 10,660 | $104,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,867 | $103,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 4,543 | $103,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 2,675 | $103,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,554 | $103,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 2,935 | $103,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 6,423 | $103,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,891 | $103,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,964 | $103,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 110 | $103,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 12,399 | $103,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 7,188 | $103,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 7,313 | $103,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,490 | $102,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 27,318 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,750 | $102,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,294 | $102,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 3,781 | $102,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 2,236 | $102,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 1,911 | $102,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 12,175 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 1,865 | $102,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 4,000 | $102,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,644 | $101,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 9,480 | $101,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 2,251 | $101,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 7,052 | $101,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,577 | $101,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,672 | $101,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 6,605 | $101,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 14,610 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 4,439 | $101,000 | thousands by filing date | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 4,567 | $101,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 12,676 | $101,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,500 | $101,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 4,000 | $101,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,369 | $100,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 25,130 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,776 | $100,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,901 | $100,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 9,418 | $100,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 2,373 | $100,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 7,857 | $99,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,621 | $99,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 7,533 | $99,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,345 | $99,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 3,414 | $99,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 10,463 | $99,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 2,473 | $99,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 18,606 | $99,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 72,000 | $99,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 2,244 | $98,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,670 | $98,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,653 | $98,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,413 | $98,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 13,538 | $98,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,556 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 3,547 | $97,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,366 | $97,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 8 | $97,000 | thousands by filing date | call |
| SITIME CORP COM | 82982T106 | Stock | 1,151 | $96,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 6,016 | $96,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 4,723 | $96,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 3,750 | $96,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 148,369 | $96,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 23,878 | $96,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 11,100 | $96,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 2,801 | $96,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,630 | $95,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,567 | $95,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,032 | $94,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 24,211 | $94,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,292 | $94,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,291 | $94,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 3,718 | $94,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 5,060 | $94,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 9,575 | $94,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 64 | $94,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 6,463 | $93,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 7,763 | $93,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 5,527 | $92,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 7,001 | $92,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,190 | $92,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 7,644 | $92,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 1,530 | $92,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,048 | $92,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 12,031 | $92,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 11,577 | $92,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 7,566 | $92,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 3,420 | $91,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 4,130 | $91,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 2,892 | $91,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2,772 | $91,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 3,256 | $91,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 7,106 | $91,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 4,825 | $91,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,771 | $90,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 7,290 | $90,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 665 | $90,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 3,045 | $90,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,293 | $90,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,229 | $90,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,303 | $90,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,310 | $90,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 79,000 | $90,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,637 | $90,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,178 | $89,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,241 | $89,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 52,564 | $89,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,981 | $89,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 6,587 | $89,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 2,574 | $89,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 8,456 | $89,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,629 | $89,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 6,405 | $88,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 2,366 | $88,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,829 | $88,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,705 | $88,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 3,254 | $88,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,279 | $88,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 4,906 | $88,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 4,334 | $88,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 10,354 | $87,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 4,161 | $87,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,772 | $87,000 | thousands by filing date | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 2,800 | $87,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 5,100 | $86,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,364 | $86,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 6,372 | $86,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 6,976 | $86,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 3,527 | $86,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 52,826 | $86,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 36,616 | $86,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,491 | $85,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,445 | $85,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,594 | $85,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 9,800 | $85,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,575 | $85,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 3,700 | $85,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 14,167 | $85,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 1,686 | $85,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 9,792 | $85,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 830 | $85,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1,924 | $84,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 8,267 | $84,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,875 | $84,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,051 | $84,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 5,596 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,876 | $84,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,108 | $84,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,846 | $84,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 7,325 | $84,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,655 | $83,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 7,100 | $83,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,644 | $83,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 5,125 | $83,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 27,895 | $83,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 11,440 | $83,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 2,446 | $83,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 29,862 | $83,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 6,090 | $83,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 3,014 | $83,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,269 | $82,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,109 | $82,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 34,435 | $82,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 2,432 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,198 | $82,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 652 | $82,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 7,892 | $82,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 2,059 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 550 | $82,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 5,713 | $82,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 1,185 | $82,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 2,993 | $81,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 3,019 | $81,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 9,401 | $81,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 237 | $81,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,671 | $81,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,982 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 3,390 | $81,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 2,971 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 6,204 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 6,500 | $81,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 6,501 | $80,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 6,775 | $80,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 33,809 | $80,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 3,000 | $80,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,951 | $80,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 2,901 | $80,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 11,420 | $80,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 2,610 | $80,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,889 | $79,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 4,047 | $79,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,748 | $79,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,931 | $79,000 | thousands by filing date | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 2,000 | $79,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 9,615 | $79,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 3,387 | $79,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 3,761 | $79,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000039 | this filing | 2020-11-12 | acceptance time not in the bulk data set |