13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,387 holding rows worth $29,794,309,000.
- Accession
- 0001677044-20-000024
- Filer
- CIK 1677044
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 34,702 entries on the cover page, a total value of $29,794,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,794,309,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerSSN Advisory, Inc.
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerINVESTACORP ADVISORY SERVICES, INC.
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,200 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,541 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,633 | $32,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 3,701 | $32,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,921 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 700 | $32,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,690 | $32,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 78,089 | $32,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 3,414 | $32,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,575 | $32,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,765 | $32,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 524 | $32,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 20,000 | $32,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 453 | $31,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 835 | $31,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 2,819 | $31,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,217 | $31,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,412 | $31,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,639 | $31,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 348 | $31,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 578 | $31,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,949 | $31,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 17 | $31,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,709 | $31,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 429 | $31,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,376 | $31,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 7,092 | $31,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,913 | $31,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,878 | $31,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,890 | $31,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 2,745 | $31,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 899 | $31,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 33,000 | $31,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 611 | $30,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,411 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 768 | $30,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,402 | $30,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 21,810 | $30,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 8,479 | $30,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,953 | $30,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,062 | $30,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,818 | $30,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 455 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,903 | $30,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 198 | $30,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,157 | $30,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 9,317 | $30,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 735 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,389 | $30,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $30,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 4,842 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,328 | $29,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 707 | $29,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,182 | $29,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 25,531 | $29,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,158 | $29,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 5,164 | $29,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,685 | $29,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 5,034 | $29,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1,473 | $29,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 10 | $29,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,359 | $29,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,611 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,300 | $29,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 105,967 | $29,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,400 | $29,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,356 | $29,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,105 | $29,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 1,204 | $29,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,200 | $29,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,167 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 446 | $29,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 2,373 | $29,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,195 | $28,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 1,911 | $28,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,768 | $28,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,041 | $28,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,079 | $28,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 763 | $28,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 429 | $28,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,171 | $28,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 519 | $28,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,415 | $28,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 2,068 | $28,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,154 | $28,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 2,029 | $28,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,000 | $28,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 93,981 | $28,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1,735 | $28,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 50 | $28,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2,163 | $28,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,717 | $28,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,038 | $28,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 5,171 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1,287 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 921 | $28,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 891 | $27,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 80,900 | $27,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 20,840 | $27,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,647 | $27,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 5,273 | $27,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,436 | $27,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,068 | $27,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,821 | $27,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,969 | $27,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 299 | $27,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 23,240 | $27,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,580 | $27,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 2,785 | $27,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 3,087 | $27,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,084 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,241 | $27,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 996 | $27,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 2,018 | $27,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,131 | $27,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,109 | $27,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,300 | $27,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,112 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 1,000 | $27,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 1,100 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,000 | $27,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 5,000 | $27,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 623 | $27,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 908 | $27,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,165 | $26,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 591 | $26,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,367 | $26,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,326 | $26,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 690 | $26,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,940 | $26,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 881 | $26,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 865 | $26,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,474 | $26,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,293 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 943 | $26,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 1,331 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,877 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 800 | $26,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 599 | $26,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,338 | $26,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,306 | $26,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,094 | $26,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,235 | $26,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 163 | $26,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 30,000 | $26,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,899 | $26,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 9,558 | $26,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 645 | $26,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 27,681 | $26,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 938 | $26,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 30 | $26,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 243 | $26,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 391 | $25,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 3,021 | $25,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,300 | $25,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,654 | $25,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,395 | $25,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 145 | $25,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 5,462 | $25,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,900 | $25,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 29,099 | $25,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 566 | $25,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,149 | $25,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 750 | $25,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 1,037 | $25,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 1,000 | $25,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,100 | $25,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,794 | $25,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,403 | $25,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 3,068 | $25,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 34,300 | $25,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 650 | $25,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,123 | $25,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 1,000 | $25,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 70,033 | $25,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 1,535 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 1,000 | $25,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416706 | Cmn | 900 | $25,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 387 | $24,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 5,495 | $24,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 785 | $24,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 895 | $24,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 874 | $24,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 2,000 | $24,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,179 | $24,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,488 | $24,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,356 | $24,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 677 | $24,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,076 | $24,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,050 | $24,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 4,960 | $24,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 5,600 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 694 | $24,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 480 | $24,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,608 | $24,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,079 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 1,002 | $24,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $24,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,750 | $24,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $24,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,723 | $23,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 950 | $23,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 3,679 | $23,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,273 | $23,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 436 | $23,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,221 | $23,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,418 | $23,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 513 | $23,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,692 | $23,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $23,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 397 | $23,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 867 | $23,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 1,075 | $23,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,324 | $23,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 844 | $23,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 201 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 788 | $23,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 885 | $23,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 940 | $23,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 204 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 1,001 | $23,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,714 | $23,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,702 | $23,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,227 | $23,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 932 | $23,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 8,639 | $23,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 788 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 251 | $23,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 727 | $22,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 1,615 | $22,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 791 | $22,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 4,008 | $22,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 576 | $22,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 814 | $22,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 472 | $22,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 957 | $22,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 544 | $22,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 485 | $22,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 809 | $22,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 20 | $22,000 | thousands by filing date | call |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1,000 | $22,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,775 | $22,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 21,508 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 288 | $22,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,905 | $22,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,502 | $22,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 606 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 793 | $22,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 40,777 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $22,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 173 | $21,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,193 | $21,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,305 | $21,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,200 | $21,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 448 | $21,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,871 | $21,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 430 | $21,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,303 | $21,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 675 | $21,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 283 | $21,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 287 | $21,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,191 | $21,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,017 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 1,005 | $21,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 982 | $21,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,744 | $21,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 935 | $21,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,330 | $21,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 242 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 692 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 1,192 | $21,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 8 | $21,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687906 | COM | 16 | $21,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 19,027 | $21,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 612 | $21,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 14,524 | $21,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,264 | $21,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6 | $21,000 | thousands by filing date | principal |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 600 | $21,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 506 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 820 | $21,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1,525 | $20,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 899 | $20,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,756 | $20,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 562 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 865 | $20,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 5,827 | $20,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $20,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,241 | $20,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 785 | $20,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 1,447 | $20,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 3,450 | $20,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 5,391 | $20,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 654 | $20,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,540 | $20,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,698 | $20,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,367 | $20,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 528 | $20,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 844 | $20,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,223 | $20,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 2,000 | $20,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,868 | $20,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,250 | $20,000 | thousands by filing date | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 800 | $20,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 50 | $20,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 30 | $20,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,273 | $20,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 2,250 | $20,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,302 | $20,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 15 | $20,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,529 | $20,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 808 | $20,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,477 | $20,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $20,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,785 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,195 | $20,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,900 | $20,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,055 | $20,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 16,875 | $20,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,600 | $20,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $20,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,510 | $20,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 991 | $19,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,563 | $19,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1,264 | $19,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,127 | $19,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 400 | $19,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 190 | $19,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,323 | $19,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,796 | $19,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 779 | $19,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 2,760 | $19,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 44 | $19,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 5,831 | $19,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 13 | $19,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 436 | $19,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 441 | $19,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 823 | $19,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,000 | $19,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 2,189 | $19,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,866 | $19,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 21 | $19,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 5,736 | $19,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 856 | $19,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 1,450 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 184 | $18,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,799 | $18,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,615 | $18,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 15 | $18,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 359 | $18,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 772 | $18,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 5,158 | $18,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,877 | $18,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 6 | $18,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,237 | $18,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,452 | $18,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 34,205 | $18,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,216 | $18,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,455 | $18,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,054 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,038 | $18,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,353 | $18,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 455 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 730 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 590 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 575 | $18,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 769 | $18,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,500 | $18,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,357 | $18,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 250 | $18,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 4,500 | $18,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 460 | $18,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 645 | $18,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 171 | $18,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,000 | $18,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 1,586 | $18,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 12 | $18,000 | thousands by filing date | principal |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 5,664 | $18,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 2,655 | $18,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 665 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 811 | $18,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,900 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 635 | $18,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $17,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 162 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 896 | $17,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,321 | $17,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 369 | $17,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1,289 | $17,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,550 | $17,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 4,495 | $17,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 454 | $17,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 13,811 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25 | $17,000 | thousands by filing date | principal |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,400 | $17,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 7,251 | $17,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 755 | $17,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 12 | $17,000 | thousands by filing date | principal |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,035 | $17,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,601 | $17,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,069 | $17,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 161 | $17,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 2,046 | $17,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 1,454 | $17,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,800 | $17,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,645 | $16,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 504 | $16,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,847 | $16,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,571 | $16,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,549 | $16,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 145 | $16,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 554 | $16,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,679 | $16,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,976 | $16,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $16,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,000 | $16,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,625 | $16,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,337 | $16,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 960 | $16,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 785 | $16,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 8,453 | $16,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 692 | $16,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 17 | $16,000 | thousands by filing date | principal |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 649 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 649 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 807 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 623 | $16,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 25 | $16,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,449 | $16,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,887 | $16,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,120 | $16,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 20,387 | $16,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,000 | $16,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,250 | $16,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 15 | $16,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17 | $16,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 8,335 | $16,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 4,306 | $16,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,043 | $16,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 15,500 | $16,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,500 | $16,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 2,000 | $16,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 21,592 | $16,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 5,509 | $16,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 8,771 | $16,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 17 | $16,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $16,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,259 | $16,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 687 | $15,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 984 | $15,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 335 | $15,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,000 | $15,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 870 | $15,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 2,705 | $15,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,262 | $15,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 898 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $15,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 432 | $15,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 595 | $15,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,289 | $15,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,000 | $15,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,200 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 416 | $15,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,108 | $15,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,600 | $15,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 997 | $15,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $15,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,300 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 797 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 622 | $15,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 330 | $15,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,565 | $15,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,531 | $15,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 10 | $15,000 | thousands by filing date | call |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 600 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $15,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,344 | $15,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 437 | $15,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 531 | $15,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 650 | $15,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 221 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 739 | $15,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $15,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,200 | $15,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,231 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,454 | $15,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,344 | $15,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 5,113 | $15,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 7,600 | $15,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 553 | $15,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 11,000 | $15,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 3,802 | $15,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 367 | $14,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,618 | $14,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,000 | $14,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 916 | $14,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 4,000 | $14,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 300 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000024 | this filing | 2020-08-14 | acceptance time not in the bulk data set |